Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Huckleberry.ai, Inc.DOMO · Entity 6423 | Director | July 03, 2018 | July 03, 2018 |
| Opendoor Technologies Inc.OPEN · Entity 4242 | Director | June 13, 2025 | June 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Huckleberry.ai, Inc.
Report date July 03, 2018 · Filed July 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,643 |
Reported balance
After 2018-07-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-07-03 · Conversion · Acquired 29,643 · Balance 29,643 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 545,139 |
Reported balance
After 2018-07-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-07-03 · Conversion · Acquired 515,496 · Balance 545,139 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 624,112 |
Reported balance
After 2018-07-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-07-03 · Conversion · Acquired 78,973 · Balance 624,112 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 628 |
Reported balance
After 2018-07-03 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-07-03 · Conversion · Acquired 628 · Balance 628 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 11,558 |
Reported balance
After 2018-07-03 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-07-03 · Conversion · Acquired 10,930 · Balance 11,558 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 13,232 |
Reported balance
After 2018-07-03 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-07-03 · Conversion · Acquired 1,674 · Balance 13,232 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 197,669 |
Reported balance
After 2018-07-03 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2018-07-03 · Conversion · Acquired 197,669 · Balance 197,669 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F4: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-07-03 · Conversion · Disposed 29,643 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-07-03 · Conversion · Disposed 628 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-07-03 · Conversion · Disposed 515,496 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-07-03 · Conversion · Disposed 10,930 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-07-03 · Conversion · Disposed 78,973 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-07-03 · Conversion · Disposed 1,674 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein. |
| Series D-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-07-03 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-07-03 · Conversion · Disposed 197,669 · Balance 0 F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date. F4: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein. |
| Class B Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 20,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
F2: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein.
F3: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein.
F4: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein.
Opendoor Technologies Inc.
Report date June 13, 2025 · Filed June 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 220,911 |
Reported balance
After 2025-06-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-13 · Grant · Acquired 100,000 · Balance 220,911 F1: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 13, 2026, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date. F2: Gives effect to the transfer of 132,133 shares to Notable Capital Management, L.L.C. ("Notable Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of Notable Capital. F3: Such shares are held for the benefit of Notable Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 633,705 |
Reported balance
Holding disclosure · report date 2025-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 633,705 F4: Gives effect to the receipt of shares from the transfer described in footnote 6. F5: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy GGV Capital LLC | 79,205 |
Reported balance
Holding disclosure · report date 2025-06-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 79,205 F6: The shares are held of record by GGV Capital. As a managing member of GGV Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy GGV Capital V L.L.C. | 15,029 |
Reported balance
Holding disclosure · report date 2025-06-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,029 F7: Gives effect to the pro rata distribution of shares by GGV Capital V L.L.C. ("GGV V LLC") to its members for no consideration subsequent to the Reporting Person's most recent filing, which represented a change in the form of the Reporting Person's ownership that was not required to be reported under Section 16. F8: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Notable Capital Management, L.L.C. | 132,133 |
Reported balance
Holding disclosure · report date 2025-06-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 132,133 F2: Gives effect to the transfer of 132,133 shares to Notable Capital Management, L.L.C. ("Notable Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of Notable Capital. F9: The shares are held of record by Notable Capital. As a managing member of Notable Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Notable Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 13, 2026, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.
F2: Gives effect to the transfer of 132,133 shares to Notable Capital Management, L.L.C. ("Notable Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of Notable Capital.
F3: Such shares are held for the benefit of Notable Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F4: Gives effect to the receipt of shares from the transfer described in footnote 6.
F5: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F6: The shares are held of record by GGV Capital. As a managing member of GGV Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F7: Gives effect to the pro rata distribution of shares by GGV Capital V L.L.C. ("GGV V LLC") to its members for no consideration subsequent to the Reporting Person's most recent filing, which represented a change in the form of the Reporting Person's ownership that was not required to be reported under Section 16.
F8: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F9: The shares are held of record by Notable Capital. As a managing member of Notable Capital, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Notable Capital. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HashiCorp, Inc.
Report date February 27, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 1
1 source rowRow 1 · 2025-02-27 · Disposition to issuer · Disposed 8,862 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GGV Capital V L.L.C | 0 |
Reported balance
After 2025-02-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-27 · Disposition to issuer · Disposed 174,152 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F2: The shares are held of record by GGV Capital V L.L.C. ("GGV V LLC"). As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-27 · Disposition to issuer · Disposed 384,587 · Balance 0 F3: Includes 9,298 shares received pursuant to a distribution in kind by a fund unaffiliated with the Reporting Person, which transaction was exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act. F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F4: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2025-02-27 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-02-27 · Disposition to issuer · Disposed 32,629 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F4: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GGV Capital Select L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2025-02-27 · Disposition to issuer · Disposed 476,666 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F5: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GGV Capital LLC | 0 |
Reported balance
After 2025-02-27 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2025-02-27 · Disposition to issuer · Disposed 8,172 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F6: The shares are held of record by GGV Capital LLC. As a managing member of GGV LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-02-27 · Disposition to issuer · Disposed 5,571 · Balance 0 F7: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F8: The RSUs vest on the earlier of (i) June 25, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-02-27 · Disposition to issuer · Disposed 1,372 · Balance 0 F7: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock. F9: The RSUs vest in four equal quarterly installments beginning on March 20, 2025. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV V LP | 0 |
Reported balance
After 2025-02-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-02-27 · Disposition to issuer · Disposed 9,444,116 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F12: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV V LLC, the General Partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV Capital Select L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-02-27 · Disposition to issuer · Disposed 6,277,066 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F5: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV VII Investments L.L.C. | 0 |
Reported balance
After 2025-02-27 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-02-27 · Disposition to issuer · Disposed 864,448 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F13: The shares are held of record by GGV VII Investments L.L.C. (GGV VII Investments). As a managing member of GGV Capital VII L.L.C. (GGV Capital VII), the Manager of GGV VII Investments, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV VII Plus Investments L.L.C. | 0 |
Reported balance
After 2025-02-27 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-02-27 · Disposition to issuer · Disposed 835,632 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F14: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). As a managing member of GGV Capital VII Plus L.L.C. (GGV Capital VII Plus), the Manager of GGV Plus Investments, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV Capital V Entrepreneurs Fund L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-02-27 · Disposition to issuer · Disposed 346,599 · Balance 0 F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F15: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
F2: The shares are held of record by GGV Capital V L.L.C. ("GGV V LLC"). As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F3: Includes 9,298 shares received pursuant to a distribution in kind by a fund unaffiliated with the Reporting Person, which transaction was exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act.
F4: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F5: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F6: The shares are held of record by GGV Capital LLC. As a managing member of GGV LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F7: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock.
F8: The RSUs vest on the earlier of (i) June 25, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs.
F9: The RSUs vest in four equal quarterly installments beginning on March 20, 2025. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A common stock covered by the RSUs.
F10: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.
F11: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.
F12: The shares are held of record by GGV Capital V L.P. (GGV V LP). As a managing member of GGV V LLC, the General Partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F13: The shares are held of record by GGV VII Investments L.L.C. (GGV VII Investments). As a managing member of GGV Capital VII L.L.C. (GGV Capital VII), the Manager of GGV VII Investments, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F14: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). As a managing member of GGV Capital VII Plus L.L.C. (GGV Capital VII Plus), the Manager of GGV Plus Investments, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F15: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). As a managing member of GGV V LLC, the General Partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2023 Filed Sep 8, 2023 21:47 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 213,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048859 · doc4.xml · nonDerivative · entry 6 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.L.C. Disclosed balance after: 145,088 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration. F7 · ownership.nature: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 21:47 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 242,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048859 · doc4.xml · nonDerivative · entry 5 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.L.C. Disclosed balance after: 358,161 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F7 · ownership.nature: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 21:47 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 38,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048859 · doc4.xml · nonDerivative · entry 4 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 21:47 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 1,049,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048859 · doc4.xml · nonDerivative · entry 3 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 0 F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 21:47 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 38,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048859 · doc4.xml · nonDerivative · entry 2 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 38,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 21:47 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 1,049,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048859 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 1,049,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 16:51 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units · Derivative | 6,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040351 · doc4.xml · derivative · entry 8 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,434 Underlying: Class A Common Stock · 6,434 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F7 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 30, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders. F7 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 30, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 16:51 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040351 · doc4.xml · derivative · entry 7 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F6 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders. F6 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 16:51 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 5,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-040351 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039214 · doc4.xml · derivative · entry 7 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968 Underlying: Class A Common Stock · 484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F5 · derivative.exercise_date: The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2023. F5 · derivative.expiration_date: The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-039214 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 16:47 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 92,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-23-000075 · wk-form4_1686948452.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,917 F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 77,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · derivative · entry 13 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 423,621 Underlying: Class A Common Stock · 77,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F14 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 2,098,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · derivative · entry 12 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 11,542,808 Underlying: Class A Common Stock · 2,098,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F14 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 5,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · nonDerivative · entry 8 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 23,543 F9 · kind: Represents receipt of shares in the distributions in kind described in footnotes (4) and (8). F10 · ownership.nature: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 62,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · nonDerivative · entry 7 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 270,765 F9 · kind: Represents receipt of shares in the distributions in kind described in footnotes (4) and (8). F10 · ownership.nature: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 426,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · nonDerivative · entry 6 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.L.C. Disclosed balance after: 256,701 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration. F7 · ownership.nature: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 485,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · nonDerivative · entry 5 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.L.C. Disclosed balance after: 682,846 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F7 · ownership.nature: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 77,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · nonDerivative · entry 4 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 2,098,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · nonDerivative · entry 3 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 0 F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 77,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · nonDerivative · entry 2 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 77,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 18:32 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 2,098,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037543 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 2,098,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:56 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020660 · doc4.xml · derivative · entry 7 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,452 Underlying: Class A Common Stock · 483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F6 · derivative.exercise_date: The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023. F6 · derivative.expiration_date: The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:56 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-020660 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 77,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · derivative · entry 13 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 500,643 Underlying: Class A Common Stock · 77,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F15 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F15 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 2,098,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · derivative · entry 12 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 13,641,500 Underlying: Class A Common Stock · 2,098,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F15 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F15 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 401,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · nonDerivative · entry 6 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.L.C. Disclosed balance after: 197,616 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration. F7 · ownership.nature: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 457,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · nonDerivative · entry 5 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.L.C. Disclosed balance after: 599,129 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F7 · ownership.nature: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 77,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · nonDerivative · entry 4 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 2,098,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · nonDerivative · entry 3 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 0 F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 77,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · nonDerivative · entry 2 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 77,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 2,098,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 2,098,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 18:02 UTC | Opendoor Technologies Inc. OPEN · Entity 4242 | GrantCommon Stock | 41,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001801169-23-000032 · wf-form4_167762530210508.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,751 F1 · shares: These restricted stock units were issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $65,000.00. F2 · balance_after: Gives effect to the transfer of 1,488 shares to GGV Capital LLC ("GGV Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of GGV Capital. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 18:01 UTC | HashiCorp, Inc. HCP · Entity 82557 | GrantRestricted Stock Units · Derivative | 1,935 | $27.91 | $54,005.85 |
DisclosureSEC source: 0001209191-23-007149 · doc4.xml · derivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,935 Underlying: Class A Common Stock · 1,935 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F3 · price: The RSUs were issued to the reporting person pursuant to the Issuer's Outside Director Compensation Policy in lieu of retainer fees of $54,000. F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments beginning on March 20, 2023. F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments beginning on March 20, 2023. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 18:47 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionRestricted Stock Units · Derivative | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062517 · doc4.xml · derivative · entry 6 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F6 · derivative.exercise_date: The RSUs vested in full on December 20, 2022. F6 · derivative.expiration_date: The RSUs vested in full on December 20, 2022. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 18:47 UTC | HashiCorp, Inc. HCP · Entity 82557 | Exercise / conversionClass A Common Stock | 182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-062517 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock. F2 · balance_after: Reflects a decrease of one share of Class A common stock. The Form 4 filed on September 22, 2022 incorrectly reported the acquisition of 182 shares of Class A common stock upon vesting of RSUs. The Reporting Person acquired 181 shares of Class A common stock upon vesting of RSUs. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 57,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · derivative · entry 12 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 577,665 Underlying: Class A Common Stock · 57,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F13 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 1,574,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · derivative · entry 11 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 15,740,192 Underlying: Class A Common Stock · 1,574,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F13 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 3,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · nonDerivative · entry 8 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 12,906 F9 · kind: Represents receipt of shares in the distributions in kind described in footnotes (4) and (8). F10 · ownership.nature: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 44,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · nonDerivative · entry 7 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 148,420 F9 · kind: Represents receipt of shares in the distributions in kind described in footnotes (4) and (8). F10 · ownership.nature: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 301,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · nonDerivative · entry 6 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.L.C. Disclosed balance after: 141,155 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration. F7 · ownership.nature: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 343,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · nonDerivative · entry 5 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.L.C. Disclosed balance after: 442,288 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F7 · ownership.nature: The shares are held of record by GGV V LLC. As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 57,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · nonDerivative · entry 4 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 1,574,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · nonDerivative · entry 3 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 0 F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 57,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · nonDerivative · entry 2 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 57,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 16:24 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 1,574,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062336 · doc4.xml · nonDerivative · entry 1 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 1,574,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 5,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · nonDerivative · entry 8 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 18,068 F9 · kind: Represents receipt of shares in the distributions in kind described in footnotes (4) and (8). F10 · ownership.nature: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2022 Filed Mar 15, 2023 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 59,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018910 · doc4.xml · nonDerivative · entry 7 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 207,788 F9 · kind: Represents receipt of shares in the distributions in kind described in footnotes (4) and (8). F10 · ownership.nature: The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 17:41 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 57,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-060743 · doc4.xml · derivative · entry 12 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 635,431 Underlying: Class A Common Stock · 57,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F13 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 17:41 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 1,574,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-060743 · doc4.xml · derivative · entry 11 Solomon Glenn · CIK 0001479296 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 17,314,211 Underlying: Class A Common Stock · 1,574,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F13 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F13 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.