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person · Reporting owner

FRIEDBERG ALBERT

Disclosed activity across 2 companies

Tapewire entity
78320
SEC CIK
0001268239

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Paramount Gold Nevada Corp.PZG · Entity 901610% ownerJune 13, 2025June 18, 2025
VACCINEX, INC.VCNX · Entity 9673Director · 10% ownerNovember 14, 2024November 18, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Paramount Gold Nevada Corp.

Report date June 13, 2025 · Filed June 18, 2025

Jointly reported with FCMI Parent Co., Buckingham Charitable Foundation

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect9,692,310 Reported balance After 2025-06-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-06-13 · Purchase · Acquired 416,000 · Balance 9,692,310

F1: Of such 9,692,310 shares, 5,791,000 shares are owned directly by FCMI Parent Co., and 3,901,310 shares are owned directly by the Buckingham Charitable Foundation. The Buckingham Charitable Foundation is a Canadian Registered Charity of which Albert Friedberg is a Trustee. All the shares purchased in Table I were purchased directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Filing footnotes · ownership attribution and instrument terms

F1: Of such 9,692,310 shares, 5,791,000 shares are owned directly by FCMI Parent Co., and 3,901,310 shares are owned directly by the Buckingham Charitable Foundation. The Buckingham Charitable Foundation is a Canadian Registered Charity of which Albert Friedberg is a Trustee. All the shares purchased in Table I were purchased directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

VACCINEX, INC.

Report date November 14, 2024 · Filed November 18, 2024

Jointly reported with FCMI Parent Co.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy FCMI Parent Co.1,051,389 Reported balance After 2024-11-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2024-11-14 · Grant · Acquired 30,756 · Balance 1,051,389

F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy FCMI Parent Co.584,646 Reported balance After 2024-11-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-11-14 · Grant · Acquired 584,646 · Balance 584,646

F4: These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.

F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.64 · Expires 2029-09-18IndirectBy FCMI Parent Co.653,210 Reported balance Holding disclosure · report date 2024-11-14 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 653,210

F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy FCMI Parent Co.102,960 Reported balance Holding disclosure · report date 2024-11-14 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 102,960

F4: These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.

F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy FCMI Parent Co.92,504 Reported balance Holding disclosure · report date 2024-11-14 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 92,504

F4: These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.

F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect2,094 Reported balance Holding disclosure · report date 2024-11-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,094

Common StockSEC Table I · non-derivativeIndirectBy Pan Atlantic Holdings Ltd.180 Reported balance Holding disclosure · report date 2024-11-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 180

F1: Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Friedberg Global-Macro Hedge Fund Ltd.16,724 Reported balance Holding disclosure · report date 2024-11-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 16,724

F2: Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F2: Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F4: These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2019 Filed Jul 29, 2019 16:37 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 52 $3.99 $207.48
Disclosure

SEC source: 0000891839-19-000134 · edgar.xml · nonDerivative · entry 4

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 4,790,521

F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019.

F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:59 UTC Amendment VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 1,000 $3.96 $3,960.00
Disclosure

SEC source: 0000891839-19-000042 · edgar.xml · nonDerivative · entry 5

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

Vaccinex (Rochester), L.L.C. · CIK 0001747866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 4,790,469

F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019.

F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:28 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 1,000 $3.96 $3,960.00
Disclosure

SEC source: 0000891839-19-000040 · edgar.xml · nonDerivative · entry 5

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 4,790,469

F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019.

F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 1,000 $3.96 $3,960.00
Disclosure

SEC source: 0000891839-19-000038 · edgar.xml · nonDerivative · entry 5

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

Vaccinex (Rochester), L.L.C. · CIK 0001747866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 4,790,469

F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019.

F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 17:59 UTC Amendment VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 1,000 $4.00 $4,000.00
Disclosure

SEC source: 0000891839-19-000042 · edgar.xml · nonDerivative · entry 4

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

Vaccinex (Rochester), L.L.C. · CIK 0001747866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 4,789,469

F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019.

F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 17:28 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 1,000 $4.00 $4,000.00
Disclosure

SEC source: 0000891839-19-000040 · edgar.xml · nonDerivative · entry 4

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 4,789,469

F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019.

F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 16:30 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 1,000 $4.00 $4,000.00
Disclosure

SEC source: 0000891839-19-000038 · edgar.xml · nonDerivative · entry 4

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

Vaccinex (Rochester), L.L.C. · CIK 0001747866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 4,789,469

F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019.

F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 16:15 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 OtherWarrants to purchase Common Stock · Derivative 496,800 Not disclosed Strike: $0.93 Not disclosed
Disclosure

SEC source: 0001019056-19-000053 · paramount.xml · derivative · entry 4

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 248,400 shares

Expires 2019-02-13

F2 · price: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II.

F2 · derivative.exercise_date: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II.

F1 · ownership.direct: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as amended, exercised or owned in Table II were or are owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 16:15 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 OtherWarrants to purchase Common Stock · Derivative 496,800 Not disclosed Strike: $0.93 Not disclosed
Disclosure

SEC source: 0001019056-19-000053 · paramount.xml · derivative · entry 3

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,800

Underlying: Common Stock · 248,400 shares

Expires 2019-02-13

F2 · kind: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II.

F2 · price: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II.

F2 · derivative.exercise_date: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II.

F1 · ownership.direct: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as amended, exercised or owned in Table II were or are owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 16:15 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 OtherWarrants to purchase Common Stock · Derivative 496,800 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001019056-19-000053 · paramount.xml · derivative · entry 2

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 248,400 shares

Expires 2019-02-13

F2 · kind: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II.

F2 · price: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II.

F2 · derivative.exercise_date: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II.

F1 · ownership.direct: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as amended, exercised or owned in Table II were or are owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 16:15 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 OtherCommon Stock, par value $0.01 per share 248,400 $0.93 $231,012.00
Disclosure

SEC source: 0001019056-19-000053 · paramount.xml · nonDerivative · entry 1

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,976,310

F1 · ownership.direct: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as amended, exercised or owned in Table II were or are owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 OtherOption (Right to Acquire) · Derivative 21,475,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 17

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 21,475,000

Underlying: Common Stock · 1,800,051 shares

Expires not disclosed

F7 · security: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F7 · derivative.exercise_price: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F7 · kind: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F7 · price: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F7 · derivative.exercise_date: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F7 · derivative.expiration_date: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionSeries D Convertible Preferred Stock · Derivative 6,836,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 16

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 0

Underlying: Common Stock · 683,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionSeries B2 Convertible Preferred Stock · Derivative 3,877,641 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 15

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 0

Underlying: Common Stock · 480,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F5 · price: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F5 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F5 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionSeries B1 Convertible Preferred Stock · Derivative 2,041,477 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 14

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 0

Underlying: Common Stock · 204,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionSeries B Convertible Preferred Stock · Derivative 3,655,595 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 13

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 0

Underlying: Common Stock · 599,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 0.1641-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F4 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 0.1641-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F4 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 0.1641-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionSeries A Convertible Preferred Stock · Derivative 5,005,755 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 12

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 0

Underlying: Common Stock · 500,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionSeries A Convertible Preferred Stock · Derivative 376,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 11

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pan-Atlantic Bank & Trust Ltd.

Disclosed balance after: 0

Underlying: Common Stock · 37,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F2 · ownership.nature: Albert D. Friedberg is the majority owner of Pan Atlantic Bank & Trust Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionSeries D Convertible Preferred Stock · Derivative 4,395,604 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 10

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 439,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 583,333 $12.00 $6,999,996.00
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 9

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Macro Hedge Fund Ltd.

Disclosed balance after: 583,333

F6 · ownership.nature: Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 PurchaseCommon Stock 1,875,000 $12.00 $22,500,000.00
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 8

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 4,788,469

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 683,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 7

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 2,913,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 480,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 6

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 2,229,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 204,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 5

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 1,748,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 599,957 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 4

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 1,544,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The reported securities converted into shares of Common Stock on a 0.1641-for-1 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 500,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 3

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By FCMI Parent Co.

Disclosed balance after: 944,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 37,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 2

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pan-Atlantic Bank & Trust Ltd.

Disclosed balance after: 37,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

F2 · ownership.nature: Albert D. Friedberg is the majority owner of Pan Atlantic Bank & Trust Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:50 UTC VACCINEX, INC. VCNX · Entity 9673 ConversionCommon Stock 439,555 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 1

FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner

FCMI Parent Co. · CIK 0001678258 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 17:00 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 GrantWarrants to purchase Common Stock · Derivative 380,000 Not disclosed Strike: $1.30 Not disclosed
Disclosure

SEC source: 0001019056-18-000833 · ownership.xml · derivative · entry 2

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Common Stock · 190,000 shares

Expires 2020-07-10

F4 · derivative.exercise_price: Each warrant will have a two-year term from the issuance date and will be exercisable in the first year at $1.30 per share and in the second year at $1.50 per share, in each case subject to adjustment for certain events set forth in the warrants.

F2 · price: The purchase price per Unit was $1.25. The subscription documents for the Units did not allocate the purchase price between the shares of common stock and the warrants.

F3 · ownership.direct: Of such 4,727,910 shares, 3,505,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 17:00 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 380,000 $1.25 $475,000.00
Disclosure

SEC source: 0001019056-18-000833 · ownership.xml · nonDerivative · entry 1

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,727,910

F1 · shares: On July11, 2018, FCMI Parent Co. purchased 380,000 Units of the Issuer's securities; each Unit consisting of one share of the Issuer's common stock and one warrant to purchase one-half of one share of such common stock.

F2 · price: The purchase price per Unit was $1.25. The subscription documents for the Units did not allocate the purchase price between the shares of common stock and the warrants.

F3 · ownership.direct: Of such 4,727,910 shares, 3,505,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 11:34 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,075,000 $1.40 $1,505,000.00
Disclosure

SEC source: 0001019056-17-000720 · paramount_4.xml · nonDerivative · entry 1

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,347,910

F1 · shares: On October 12, 2017, FCMI Parent Co. purchased 1,075,000 shares of the Issuer's common stock. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co.

F2 · ownership.direct: Of such 4,347,910 shares, 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
September 05, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 7,800 $1.71 $13,338.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 15

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
September 01, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 5,200 $1.58 $8,216.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 14

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 31, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 3,300 $1.57 $5,181.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 13

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 30, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,674 $1.56 $2,611.44
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 12

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 29, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 4,295 $1.54 $6,614.30
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 11

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 28, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 3,300 $1.56 $5,148.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 10

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 25, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 2,000 $1.55 $3,100.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 9

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 24, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,300 $1.54 $2,002.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 8

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 23, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 500 $1.55 $775.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 7

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 22, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 2,500 $1.54 $3,850.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 6

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 18, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,800 $1.56 $2,808.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 5

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 17, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 4,900 $1.53 $7,497.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 4

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 16, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,100 $1.46 $1,606.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 3

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
August 15, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,500 $1.47 $2,205.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 2

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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August 14, 2017 Filed Jan 24, 2018 21:47 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 2,300 $1.45 $3,335.00
Disclosure

SEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 1

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F1 · acquired: All shares acquired in the transactions reported in Table I of this Form 5 were acquired by FCMI Parent Co. and were included in the total beneficial ownership of the Reporting Persons shown in Column 5, "Amount of Securities Beneficially Owned Following Reported Transaction(s)," of the Form 4 filed by the Reporting Persons on October 16. 2017.

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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August 11, 2017 Filed Jan 24, 2018 21:46 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 500 $1.45 $725.00
Disclosure

SEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 20

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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August 10, 2017 Filed Jan 24, 2018 21:46 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,480 $1.46 $2,160.80
Disclosure

SEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 19

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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August 09, 2017 Filed Jan 24, 2018 21:46 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 2,100 $1.43 $3,003.00
Disclosure

SEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 18

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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August 08, 2017 Filed Jan 24, 2018 21:46 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 2,200 $1.43 $3,146.00
Disclosure

SEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 17

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.