organization · Reporting owner
FCMI Parent Co.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Paramount Gold Nevada Corp.PZG · Entity 9016 | 10% owner | June 13, 2025 | June 18, 2025 |
| VACCINEX, INC.VCNX · Entity 9673 | 10% owner | November 14, 2024 | November 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Paramount Gold Nevada Corp.
Report date June 13, 2025 · Filed June 18, 2025
Jointly reported with Buckingham Charitable Foundation, FRIEDBERG ALBERT
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 9,692,310 |
Reported balance
After 2025-06-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-06-13 · Purchase · Acquired 416,000 · Balance 9,692,310 F1: Of such 9,692,310 shares, 5,791,000 shares are owned directly by FCMI Parent Co., and 3,901,310 shares are owned directly by the Buckingham Charitable Foundation. The Buckingham Charitable Foundation is a Canadian Registered Charity of which Albert Friedberg is a Trustee. All the shares purchased in Table I were purchased directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. |
Filing footnotes · ownership attribution and instrument terms
F1: Of such 9,692,310 shares, 5,791,000 shares are owned directly by FCMI Parent Co., and 3,901,310 shares are owned directly by the Buckingham Charitable Foundation. The Buckingham Charitable Foundation is a Canadian Registered Charity of which Albert Friedberg is a Trustee. All the shares purchased in Table I were purchased directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.
VACCINEX, INC.
Report date November 14, 2024 · Filed November 18, 2024
Jointly reported with FRIEDBERG ALBERT
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy FCMI Parent Co. | 1,051,389 |
Reported balance
After 2024-11-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2024-11-14 · Grant · Acquired 30,756 · Balance 1,051,389 F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy FCMI Parent Co. | 584,646 |
Reported balance
After 2024-11-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-11-14 · Grant · Acquired 584,646 · Balance 584,646 F4: These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full. F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.64 · Expires 2029-09-18 | IndirectBy FCMI Parent Co. | 653,210 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 653,210 F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy FCMI Parent Co. | 102,960 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 102,960 F4: These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full. F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy FCMI Parent Co. | 92,504 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 92,504 F4: These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full. F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 2,094 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,094 |
| Common StockSEC Table I · non-derivative | IndirectBy Pan Atlantic Holdings Ltd. | 180 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 180 F1: Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Friedberg Global-Macro Hedge Fund Ltd. | 16,724 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16,724 F2: Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2: Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4: These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2019 Filed Jul 29, 2019 16:37 UTC | VACCINEX, INC. VCNX · Entity 9673 | PurchaseCommon Stock | 52 | $3.99 | $207.48 |
DisclosureSEC source: 0000891839-19-000134 · edgar.xml · nonDerivative · entry 4 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 4,790,521 F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019. F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:28 UTC | VACCINEX, INC. VCNX · Entity 9673 | PurchaseCommon Stock | 1,000 | $3.96 | $3,960.00 |
DisclosureSEC source: 0000891839-19-000040 · edgar.xml · nonDerivative · entry 5 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 4,790,469 F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019. F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 17:28 UTC | VACCINEX, INC. VCNX · Entity 9673 | PurchaseCommon Stock | 1,000 | $4.00 | $4,000.00 |
DisclosureSEC source: 0000891839-19-000040 · edgar.xml · nonDerivative · entry 4 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 4,789,469 F3 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by FCMI Parent Co. on January 23, 2019. F4 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 16:15 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | OtherWarrants to purchase Common Stock · Derivative | 496,800 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001019056-19-000053 · paramount.xml · derivative · entry 4 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 248,400 shares Expires 2019-02-13 F2 · price: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II. F2 · derivative.exercise_date: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II. F1 · ownership.direct: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as amended, exercised or owned in Table II were or are owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 16:15 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | OtherWarrants to purchase Common Stock · Derivative | 496,800 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001019056-19-000053 · paramount.xml · derivative · entry 3 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,800 Underlying: Common Stock · 248,400 shares Expires 2019-02-13 F2 · kind: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II. F2 · price: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II. F2 · derivative.exercise_date: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II. F1 · ownership.direct: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as amended, exercised or owned in Table II were or are owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 16:15 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | OtherWarrants to purchase Common Stock · Derivative | 496,800 | Not disclosed Strike: $2.25 | Not disclosed |
DisclosureSEC source: 0001019056-19-000053 · paramount.xml · derivative · entry 2 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 248,400 shares Expires 2019-02-13 F2 · kind: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II. F2 · price: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II. F2 · derivative.exercise_date: The reported transactions involve an amendment of outstanding warrants, which may be deemed to constitute cancellation of the "old" warrants and the grant of replacement warrants. The warrants were originally issued on February 14, 2017. The warrants were subsequently exercised, as reported in Tables I and II. F1 · ownership.direct: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as amended, exercised or owned in Table II were or are owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 16:15 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | OtherCommon Stock, par value $0.01 per share | 248,400 | $0.93 | $231,012.00 |
DisclosureSEC source: 0001019056-19-000053 · paramount.xml · nonDerivative · entry 1 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,976,310 F1 · ownership.direct: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as amended, exercised or owned in Table II were or are owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | OtherOption (Right to Acquire) · Derivative | 21,475,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 17 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 21,475,000 Underlying: Common Stock · 1,800,051 shares Expires not disclosed F7 · security: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date. F7 · derivative.exercise_price: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date. F7 · kind: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date. F7 · price: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date. F7 · derivative.exercise_date: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date. F7 · derivative.expiration_date: Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, FCMI Parent Co. entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionSeries D Convertible Preferred Stock · Derivative | 6,836,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 16 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 0 Underlying: Common Stock · 683,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionSeries B2 Convertible Preferred Stock · Derivative | 3,877,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 15 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 0 Underlying: Common Stock · 480,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F5 · price: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F5 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F5 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionSeries B1 Convertible Preferred Stock · Derivative | 2,041,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 14 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 0 Underlying: Common Stock · 204,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionSeries B Convertible Preferred Stock · Derivative | 3,655,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 13 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 0 Underlying: Common Stock · 599,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 0.1641-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F4 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 0.1641-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F4 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 0.1641-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionSeries A Convertible Preferred Stock · Derivative | 5,005,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 12 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 0 Underlying: Common Stock · 500,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionSeries A Convertible Preferred Stock · Derivative | 376,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 11 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pan-Atlantic Bank & Trust Ltd. Disclosed balance after: 0 Underlying: Common Stock · 37,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F2 · ownership.nature: Albert D. Friedberg is the majority owner of Pan Atlantic Bank & Trust Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionSeries D Convertible Preferred Stock · Derivative | 4,395,604 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · derivative · entry 10 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 439,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.exercise_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.expiration_date: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | PurchaseCommon Stock | 583,333 | $12.00 | $6,999,996.00 |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 9 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Macro Hedge Fund Ltd. Disclosed balance after: 583,333 F6 · ownership.nature: Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | PurchaseCommon Stock | 1,875,000 | $12.00 | $22,500,000.00 |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 8 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 4,788,469 F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionCommon Stock | 683,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 7 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 2,913,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionCommon Stock | 480,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 6 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 2,229,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The reported securities converted into shares of Common Stock on a 0.124-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionCommon Stock | 204,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 5 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 1,748,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionCommon Stock | 599,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 4 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 1,544,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The reported securities converted into shares of Common Stock on a 0.1641-for-1 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionCommon Stock | 500,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 3 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By FCMI Parent Co. Disclosed balance after: 944,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F3 · ownership.nature: Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionCommon Stock | 37,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 2 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pan-Atlantic Bank & Trust Ltd. Disclosed balance after: 37,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. F2 · ownership.nature: Albert D. Friedberg is the majority owner of Pan Atlantic Bank & Trust Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:50 UTC | VACCINEX, INC. VCNX · Entity 9673 | ConversionCommon Stock | 439,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-18-000928 · edgar.xml · nonDerivative · entry 1 FRIEDBERG ALBERT · CIK 0001268239 · Director · 10% owner FCMI Parent Co. · CIK 0001678258 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of Common Stock on a 1-for-10 basis immediately prior to the consummation of the Issuer's initial public offering. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 17:00 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | GrantWarrants to purchase Common Stock · Derivative | 380,000 | Not disclosed Strike: $1.30 | Not disclosed |
DisclosureSEC source: 0001019056-18-000833 · ownership.xml · derivative · entry 2 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,000 Underlying: Common Stock · 190,000 shares Expires 2020-07-10 F4 · derivative.exercise_price: Each warrant will have a two-year term from the issuance date and will be exercisable in the first year at $1.30 per share and in the second year at $1.50 per share, in each case subject to adjustment for certain events set forth in the warrants. F2 · price: The purchase price per Unit was $1.25. The subscription documents for the Units did not allocate the purchase price between the shares of common stock and the warrants. F3 · ownership.direct: Of such 4,727,910 shares, 3,505,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 17:00 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 380,000 | $1.25 | $475,000.00 |
DisclosureSEC source: 0001019056-18-000833 · ownership.xml · nonDerivative · entry 1 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727,910 F1 · shares: On July11, 2018, FCMI Parent Co. purchased 380,000 Units of the Issuer's securities; each Unit consisting of one share of the Issuer's common stock and one warrant to purchase one-half of one share of such common stock. F2 · price: The purchase price per Unit was $1.25. The subscription documents for the Units did not allocate the purchase price between the shares of common stock and the warrants. F3 · ownership.direct: Of such 4,727,910 shares, 3,505,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 11:34 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,075,000 | $1.40 | $1,505,000.00 |
DisclosureSEC source: 0001019056-17-000720 · paramount_4.xml · nonDerivative · entry 1 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,347,910 F1 · shares: On October 12, 2017, FCMI Parent Co. purchased 1,075,000 shares of the Issuer's common stock. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. F2 · ownership.direct: Of such 4,347,910 shares, 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| September 05, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 7,800 | $1.71 | $13,338.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 15 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| September 01, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 5,200 | $1.58 | $8,216.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 14 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 31, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 3,300 | $1.57 | $5,181.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 13 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 30, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,674 | $1.56 | $2,611.44 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 12 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 29, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 4,295 | $1.54 | $6,614.30 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 11 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 28, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 3,300 | $1.56 | $5,148.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 10 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 25, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $1.55 | $3,100.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 9 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 24, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,300 | $1.54 | $2,002.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 8 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 23, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 500 | $1.55 | $775.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 7 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 22, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $1.54 | $3,850.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 6 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 18, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,800 | $1.56 | $2,808.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 5 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 17, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 4,900 | $1.53 | $7,497.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 4 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 16, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,100 | $1.46 | $1,606.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 3 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 15, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,500 | $1.47 | $2,205.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 2 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 14, 2017 Filed Jan 24, 2018 21:47 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 2,300 | $1.45 | $3,335.00 |
DisclosureSEC source: 0001019056-18-000194 · paramount_5.xml · nonDerivative · entry 1 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F1 · acquired: All shares acquired in the transactions reported in Table I of this Form 5 were acquired by FCMI Parent Co. and were included in the total beneficial ownership of the Reporting Persons shown in Column 5, "Amount of Securities Beneficially Owned Following Reported Transaction(s)," of the Form 4 filed by the Reporting Persons on October 16. 2017. F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 11, 2017 Filed Jan 24, 2018 21:46 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 500 | $1.45 | $725.00 |
DisclosureSEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 20 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 10, 2017 Filed Jan 24, 2018 21:46 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,480 | $1.46 | $2,160.80 |
DisclosureSEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 19 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 09, 2017 Filed Jan 24, 2018 21:46 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 2,100 | $1.43 | $3,003.00 |
DisclosureSEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 18 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 08, 2017 Filed Jan 24, 2018 21:46 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 2,200 | $1.43 | $3,146.00 |
DisclosureSEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 17 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 07, 2017 Filed Jan 24, 2018 21:46 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,822 | $1.44 | $2,623.68 |
DisclosureSEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 16 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 04, 2017 Filed Jan 24, 2018 21:46 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $1.48 | $2,960.00 |
DisclosureSEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 15 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 03, 2017 Filed Jan 24, 2018 21:46 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 2,280 | $1.42 | $3,237.60 |
DisclosureSEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 14 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
| August 02, 2017 Filed Jan 24, 2018 21:46 UTC | Paramount Gold Nevada Corp. PZG · Entity 9016 | PurchaseCommon Stock, par value $0.01 per share | 1,400 | $1.45 | $2,030.00 |
DisclosureSEC source: 0001019056-18-000192 · paramount_5.xml · nonDerivative · entry 13 FCMI Parent Co. · CIK 0001678258 · 10% owner FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner FRIEDBERG ALBERT · CIK 0001268239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,247,178 F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3. F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.