Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Global Water Resources, Inc.
Report date June 28, 2024 · Filed June 20, 2025
Section 16 reporting ended · disclosed 2025-06-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,552 |
Last balance in matching sequence
After 2024-12-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2024-06-28 · Disposition to issuer · Disposed 338 · Balance 17,221 F1: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein. Row 2 · 2024-09-30 · Disposition to issuer · Disposed 335 · Balance 16,886 F1: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein. Row 3 · 2024-12-30 · Disposition to issuer · Disposed 334 · Balance 16,552 F1: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2020 Filed May 1, 2020 23:33 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000120 · wf-form4_158837599818144.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · ownership.direct: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000094 · wf-form4_158578721739434.xml · derivative · entry 5 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967 Underlying: Common Stock · 116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000094 · wf-form4_158578721739434.xml · derivative · entry 4 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000094 · wf-form4_158578721739434.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080 Underlying: Common Stock · 570 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 116 | $10.11 | $1,172.76 |
DisclosureSEC source: 0001434728-20-000094 · wf-form4_158578721739434.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000094 · wf-form4_158578721739434.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 00:01 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000059 · wf-form4_158319366976176.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 22:57 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000037 · wf-form4_158077064144488.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000008 · wf-form4_157800319603261.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508 Underlying: Common Stock · 66 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 66 | $12.92 | $852.72 |
DisclosureSEC source: 0001434728-20-000008 · wf-form4_157800319603261.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2019. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 22:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000008 · wf-form4_157800319603261.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 15:42 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000317 · wf-form4_157504211640981.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 23:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000287 · wf-form4_157265020652681.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000267 · wf-form4_156997238668749.xml · derivative · entry 4 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572 Underlying: Common Stock · 66 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000267 · wf-form4_156997238668749.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 66 | $12.01 | $792.66 |
DisclosureSEC source: 0001434728-19-000267 · wf-form4_156997238668749.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 23:26 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000267 · wf-form4_156997238668749.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000223 · wf-form4_156754206448274.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-19-000215 · wf-form4_156693878037938.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 25,000 | $12.28 | $307,000.00 |
DisclosureSEC source: 0001434728-19-000215 · wf-form4_156693878037938.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 25,000 | $4.26 | $106,500.00 |
DisclosureSEC source: 0001434728-19-000215 · wf-form4_156693878037938.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2019 Filed Sep 3, 2019 20:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001434728-19-000241 · wf-form4_156754319077153.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-08-13 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 21:09 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000187 · wf-form4_156478015563566.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:43 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000167 · wf-form4_156209298411191.xml · derivative · entry 4 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635 Underlying: Common Stock · 69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:43 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000167 · wf-form4_156209298411191.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:43 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 69 | $10.21 | $704.49 |
DisclosureSEC source: 0001434728-19-000167 · wf-form4_156209298411191.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:43 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000167 · wf-form4_156209298411191.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:41 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000139 · wf-form4_155960165424405.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000107 · wf-form4_155682986932307.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000081 · wf-form4_155424672143704.xml · derivative · entry 5 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698 Underlying: Common Stock · 65 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000081 · wf-form4_155424672143704.xml · derivative · entry 4 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 761 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000081 · wf-form4_155424672143704.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761 Underlying: Common Stock · 761 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 65 | $9.88 | $642.20 |
DisclosureSEC source: 0001434728-19-000081 · wf-form4_155424672143704.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing price of the Company's common stock for the five day period prior to March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:12 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000081 · wf-form4_155424672143704.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:47 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-17-000078 · wf-form4_150274361660775.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-08-10 F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.