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Ellsworth Joanne

Disclosed activity across 1 company

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78275
SEC CIK
0001709055

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Global Water Resources, Inc.

Report date June 28, 2024 · Filed June 20, 2025

Section 16 reporting ended · disclosed 2025-06-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,552 Last balance in matching sequence After 2024-12-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2024-06-28 · Disposition to issuer · Disposed 338 · Balance 17,221

F1: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.

Row 2 · 2024-09-30 · Disposition to issuer · Disposed 335 · Balance 16,886

F1: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.

Row 3 · 2024-12-30 · Disposition to issuer · Disposed 334 · Balance 16,552

F1: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 6, 2023 00:03 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000235 · wk-form4_1688601782.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:10 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000197 · wk-form4_1685725821.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,968

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 08, 2023 Filed May 11, 2023 01:59 UTC Global Water Resources, Inc. GWRS · Entity 234 Tax withholdingCommon Stock 3,245 $11.18 $36,279.10
Disclosure

SEC source: 0001434728-23-000168 · wf-form4_168377033646418.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,961

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,500 restricted stock shares.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:50 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000144 · wf-form4_168307862519727.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,964

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:14 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000121 · wf-form4_168064645427952.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,960

Underlying: Common Stock · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:14 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000121 · wf-form4_168064645427952.xml · derivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Common Stock · 1,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:14 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 250 $12.45 $3,112.50
Disclosure

SEC source: 0001434728-23-000121 · wf-form4_168064645427952.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,206

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:14 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000121 · wf-form4_168064645427952.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:14 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000073 · wf-form4_167780603784596.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 00:34 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000038 · wf-form4_167538444035366.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:13 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000011 · wf-form4_167288120915300.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:13 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000011 · wf-form4_167288120915300.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836

Underlying: Common Stock · 151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:13 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000011 · wf-form4_167288120915300.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:13 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 183 $13.52 $2,474.16
Disclosure

SEC source: 0001434728-23-000011 · wf-form4_167288120915300.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,206

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:13 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000011 · wf-form4_167288120915300.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2022 Filed Jan 5, 2023 01:13 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000011 · wf-form4_167288120915300.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:27 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000393 · wf-form4_167001641197963.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 01:13 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000356 · wf-form4_166743799252956.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 136 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981

Underlying: Common Stock · 136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 184 $12.29 $2,261.36
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,206

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 29, 2022 Filed Oct 19, 2022 01:01 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001434728-22-000339 · wf-form4_166614127555937.xml · derivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 2,000 shares

Expires 2027-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 50,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021.

Read SEC document
September 29, 2022 Filed Oct 19, 2022 01:01 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 2,000 $9.40 $18,800.00
Disclosure

SEC source: 0001434728-22-000339 · wf-form4_166614127555937.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 21:26 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000302 · wf-form4_166215398801634.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
July 29, 2022 Filed Aug 3, 2022 00:34 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000267 · wf-form4_165948683360755.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:33 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000223 · wf-form4_165706400333734.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:33 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 136 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000223 · wf-form4_165706400333734.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110

Underlying: Common Stock · 136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:33 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000223 · wf-form4_165706400333734.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,246

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:33 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 184 $13.75 $2,530.00
Disclosure

SEC source: 0001434728-22-000223 · wf-form4_165706400333734.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,206

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:33 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000223 · wf-form4_165706400333734.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:33 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000223 · wf-form4_165706400333734.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
May 31, 2022 Filed Jun 2, 2022 21:10 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000199 · wf-form4_165420421331157.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 13, 2022 Filed May 17, 2022 18:28 UTC Global Water Resources, Inc. GWRS · Entity 234 Tax withholdingCommon Stock 2,294 $13.92 $31,932.48
Disclosure

SEC source: 0001434728-22-000177 · wf-form4_165281209366947.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,206

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,500 restricted stock shares.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:35 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000167 · wf-form4_165213568584448.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · shares: Shares represent restricted stock awarded which shall vest in three substantially equal installments: 1/3 of the restricted stock shall vest on May 8, 2022; 1/3 of the restricted stock shall vest on May 8, 2023; and 1/3 of the restricted stock shall vest on May 8, 2024.

Read SEC document
April 29, 2022 Filed May 3, 2022 23:12 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000142 · wf-form4_165161947822437.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:57 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000117 · wf-form4_164911665085368.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:57 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 133 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000117 · wf-form4_164911665085368.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239

Underlying: Common Stock · 133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:57 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 959 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000117 · wf-form4_164911665085368.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372

Underlying: Common Stock · 959 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:57 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 181 $16.40 $2,968.40
Disclosure

SEC source: 0001434728-22-000117 · wf-form4_164911665085368.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2022.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:57 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000117 · wf-form4_164911665085368.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:57 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000117 · wf-form4_164911665085368.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:48 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000068 · wf-form4_164626848783385.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:37 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000036 · wf-form4_164384143878308.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 111 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

Underlying: Common Stock · 111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionRestricted Stock Units · Derivative 53 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411

Underlying: Common Stock · 53 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 164 $16.88 $2,768.32
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.