organization · Reporting owner
Acuitas Group Holdings, LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EVmo, Inc.YAYO · Entity 117051 | 10% owner | May 18, 2022 | May 19, 2022 |
| Ontrak, Inc.OTRK · Entity 78207 | 10% owner | June 20, 2025 | June 24, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Acuitas | 12,616,819 |
Reported balance
After 2022-05-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-18 · Purchase · Acquired 129,800 · Balance 12,616,819 F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. The issuer's board of directors appointed Mr. Peizer as its Executive Chairman, effective as of February 26, 2021. F2: The shares of Common Stock were purchased in two (2) separate transactions for a range of prices from $0.27992 to $0.27994 which have been weighted and aggregated and reported on the line and rounded to the nearest thousandth. F3: The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. The issuer's board of directors appointed Mr. Peizer as its Executive Chairman, effective as of February 26, 2021.
F2: The shares of Common Stock were purchased in two (2) separate transactions for a range of prices from $0.27992 to $0.27994 which have been weighted and aggregated and reported on the line and rounded to the nearest thousandth.
F3: The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Humanitario | 2,305,480 |
Reported balance
After 2025-06-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-06-20 · Other · Acquired 500,000 · Balance 2,305,480 F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer. |
| Pre-Funded Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Humanitario | 799,575 |
Reported balance
After 2025-06-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-20 · Other · Disposed 500,000 · Balance 799,575 F2: As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer.
F2: As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | GiftCommon Stock | 39,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Socius Disclosed balance after: 9,145,849 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F3 · ownership.nature: Represents a transfer of shares by Socius to Esousa Holdings, LLC, an entity unaffiliated with Mr. Peizer and Acuitas, for no consideration. Read SEC document |
| December 31, 2019 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | GiftCommon Stock | 1,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Socius Disclosed balance after: 9,185,303 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · ownership.nature: Represents a transfer of shares by Socius CG II, Ltd. ("Socius") to The Quell Foundation, an entity unaffiliated with Mr. Peizer and Acuitas, for no consideration. Socius is no longer in existence. Mr. Peizer previously exercised voting and investment power over any securities held for the accounts of Socius. Read SEC document |
| April 13, 2017 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | PurchaseWarrants to Purchase · Derivative | 36,275 | Not disclosed Strike: $4.80 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 29 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 36,275 Underlying: Common Stock · 36,275 shares Expires 2022-04-13 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F21 · price: On April 13, 2017, the issuer issued to Acuitas a warrant exercisable for 217,647 shares of the issuer's common stock, at an exercise price of $0.85 per share, subject to potential future adjustments pursuant to the terms of the warrant. The warrants were issued to Acuitas in connection with the issuer's issuance of convertible debentures to Acuitas. The exercise price of the warrant was subsequently adjusted to $0.80 per share. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · balance_after: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
| March 29, 2017 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | PurchaseWarrants to Purchase · Derivative | 187,002 | Not disclosed Strike: $1.80 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 20 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 187,002 Underlying: Common Stock · 187,002 shares Expires 2020-07-30 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F14 · price: On March 29, 2017, Acuitas and the issuer amended an outstanding warrant exercisable for 935,008 shares of the issuer's common stock, to increase the number of shares issuable thereunder by 187,002 shares, effective upon the closing of a public offering of the issuer's common stock (which offering closed on April 28, 2017). The amendment is reported above as the cancellation of the old warrant and the acquisition of the new one. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · balance_after: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
| March 29, 2017 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | OtherWarrants to Purchase · Derivative | 155,834 | Not disclosed Strike: $1.80 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 19 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 0 Underlying: Common Stock · 155,834 shares Expires 2020-07-30 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F14 · price: On March 29, 2017, Acuitas and the issuer amended an outstanding warrant exercisable for 935,008 shares of the issuer's common stock, to increase the number of shares issuable thereunder by 187,002 shares, effective upon the closing of a public offering of the issuer's common stock (which offering closed on April 28, 2017). The amendment is reported above as the cancellation of the old warrant and the acquisition of the new one. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
| March 28, 2017 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | PurchaseWarrants to Purchase · Derivative | 49,020 | Not disclosed Strike: $4.80 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 28 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 49,020 Underlying: Common Stock · 49,020 shares Expires 2022-03-28 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F20 · price: On March 28, 2017, the issuer issued to Acuitas a warrant exercisable for 294,118 shares of the issuer's common stock, at an exercise price of $0.85 per share, subject to potential future adjustments pursuant to the terms of the warrant. The warrants were issued to Acuitas in connection with the issuer's issuance of convertible debentures to Acuitas. The exercise price of the warrant was subsequently adjusted to $0.80 per share. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · balance_after: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
| March 06, 2017 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | PurchaseWarrants to Purchase · Derivative | 49,020 | Not disclosed Strike: $4.80 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 27 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 49,020 Underlying: Common Stock · 49,020 shares Expires 2022-03-06 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F19 · price: On March 6, 2017, the issuer issued to Acuitas a warrant exercisable for 294,118 shares of the issuer's common stock, at an exercise price of $0.85 per share, subject to potential future adjustments pursuant to the terms of the warrant. The warrants were issued to Acuitas in connection with the issuer's issuance of convertible debentures to Acuitas. The exercise price of the warrant was subsequently adjusted to $0.80 per share. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · balance_after: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
| February 17, 2017 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | PurchaseWarrants to Purchase · Derivative | 61,765 | Not disclosed Strike: $4.80 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 26 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 61,765 Underlying: Common Stock · 61,765 shares Expires 2022-02-17 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F18 · price: On February 17, 2017, the issuer issued to Acuitas a warrant exercisable for 370,588 shares of the issuer's common stock, at an exercise price of $0.85 per share, subject to potential future adjustments pursuant to the terms of the warrant. The warrants were issued to Acuitas in connection with the issuer's issuance of convertible debentures to Acuitas. The exercise price of the warrants was subsequently adjusted to $0.80 per share. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · balance_after: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
| January 31, 2017 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | PurchaseWarrants to Purchase · Derivative | 196,707 | Not disclosed Strike: $4.80 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 25 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 196,707 Underlying: Common Stock · 196,707 shares Expires 2022-01-31 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F17 · price: On January 31, 2017, the issuer issued to Acuitas warrants exercisable for an aggregate of 1,180,234 shares of the issuer's common stock, at an exercise price of $0.85 per share, subject to potential future adjustments pursuant to the terms of the warrants. The warrants were issued to Acuitas in connection with the issuer's issuance of convertible debentures to Acuitas. The exercise price of the warrants was subsequently adjusted to $0.80 per share. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · balance_after: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
| August 15, 2016 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | PurchaseWarrants to Purchase · Derivative | 498,927 | Not disclosed Strike: $4.80 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 24 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 498,927 Underlying: Common Stock · 498,927 shares Expires 2021-08-15 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F16 · price: On August 15, 2016, Acuitas and the issuer agreed to exchange certain outstanding warrants to purchase an aggregate of 2,028,029 shares of the issuer's common stock, at an exercise price of $0.33 per share, for a new warrant exercisable for 2,993,561 shares of the issuer's common stock, at an exercise price of $1.10 per share. The new warrant was in the form substantially identical to the form of the old warrants. The warrant exchange occurred in connection with the exchange of certain notes previously issued by the issuer to Acuitas. The exercise price of the warrant was subsequently adjusted to $0.80 per share. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · balance_after: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
| August 15, 2016 Filed May 11, 2021 17:36 UTC | Ontrak, Inc. OTRK · Entity 78207 | OtherWarrants to Purchase · Derivative | 338,005 | Not disclosed Strike: $1.98 | Not disclosed |
DisclosureSEC source: 0001104659-21-064673 · tm2115699-4_4seq1.xml · derivative · entry 23 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 0 Underlying: Common Stock · 338,005 shares Expires not disclosed F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F13 · derivative.exercise_price: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F13 · shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. F16 · price: On August 15, 2016, Acuitas and the issuer agreed to exchange certain outstanding warrants to purchase an aggregate of 2,028,029 shares of the issuer's common stock, at an exercise price of $0.33 per share, for a new warrant exercisable for 2,993,561 shares of the issuer's common stock, at an exercise price of $1.10 per share. The new warrant was in the form substantially identical to the form of the old warrants. The warrant exchange occurred in connection with the exchange of certain notes previously issued by the issuer to Acuitas. The exercise price of the warrant was subsequently adjusted to $0.80 per share. F16 · derivative.exercise_date: On August 15, 2016, Acuitas and the issuer agreed to exchange certain outstanding warrants to purchase an aggregate of 2,028,029 shares of the issuer's common stock, at an exercise price of $0.33 per share, for a new warrant exercisable for 2,993,561 shares of the issuer's common stock, at an exercise price of $1.10 per share. The new warrant was in the form substantially identical to the form of the old warrants. The warrant exchange occurred in connection with the exchange of certain notes previously issued by the issuer to Acuitas. The exercise price of the warrant was subsequently adjusted to $0.80 per share. F16 · derivative.expiration_date: On August 15, 2016, Acuitas and the issuer agreed to exchange certain outstanding warrants to purchase an aggregate of 2,028,029 shares of the issuer's common stock, at an exercise price of $0.33 per share, for a new warrant exercisable for 2,993,561 shares of the issuer's common stock, at an exercise price of $1.10 per share. The new warrant was in the form substantially identical to the form of the old warrants. The warrant exchange occurred in connection with the exchange of certain notes previously issued by the issuer to Acuitas. The exercise price of the warrant was subsequently adjusted to $0.80 per share. F13 · derivative.underlying_shares: After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.