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Acuitas Group Holdings, LLC

Disclosed activity across 2 companies

Tapewire entity
78209
SEC CIK
0001797168

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EVmo, Inc.YAYO · Entity 11705110% ownerMay 18, 2022May 19, 2022
Ontrak, Inc.OTRK · Entity 7820710% ownerJune 20, 2025June 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EVmo, Inc.

Report date May 18, 2022 · Filed May 19, 2022

Jointly reported with PEIZER TERREN S

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Acuitas12,616,819 Reported balance After 2022-05-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-05-18 · Purchase · Acquired 129,800 · Balance 12,616,819

F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. The issuer's board of directors appointed Mr. Peizer as its Executive Chairman, effective as of February 26, 2021.

F2: The shares of Common Stock were purchased in two (2) separate transactions for a range of prices from $0.27992 to $0.27994 which have been weighted and aggregated and reported on the line and rounded to the nearest thousandth.

F3: The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. The issuer's board of directors appointed Mr. Peizer as its Executive Chairman, effective as of February 26, 2021.

F2: The shares of Common Stock were purchased in two (2) separate transactions for a range of prices from $0.27992 to $0.27994 which have been weighted and aggregated and reported on the line and rounded to the nearest thousandth.

F3: The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.

Ontrak, Inc.

Report date June 20, 2025 · Filed June 24, 2025

Jointly reported with PEIZER TERREN S

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Humanitario2,305,480 Reported balance After 2025-06-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-06-20 · Other · Acquired 500,000 · Balance 2,305,480

F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer.

Pre-Funded Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Humanitario799,575 Reported balance After 2025-06-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-06-20 · Other · Disposed 500,000 · Balance 799,575

F2: As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer.

F2: As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2021 Filed Jun 14, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 7,398 $31.08 $229,902.47
Disclosure

SEC source: 0001437749-21-014771 · rdgdoc.xml · nonDerivative · entry 7

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,399,820

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.70 to $31.65, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 600 $36.97 $22,183.02
Disclosure

SEC source: 0001437749-21-014771 · rdgdoc.xml · nonDerivative · entry 6

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,407,218

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $36.85 to $37.32, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 1,706 $36.36 $62,025.21
Disclosure

SEC source: 0001437749-21-014771 · rdgdoc.xml · nonDerivative · entry 5

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,407,818

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $35.76 to $36.65, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 94 $35.75 $3,360.50
Disclosure

SEC source: 0001437749-21-014771 · rdgdoc.xml · nonDerivative · entry 4

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,409,524

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,970 $34.06 $101,145.43
Disclosure

SEC source: 0001437749-21-014771 · rdgdoc.xml · nonDerivative · entry 3

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,409,618

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.76 to $34.73, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 3,556 $33.37 $118,674.03
Disclosure

SEC source: 0001437749-21-014771 · rdgdoc.xml · nonDerivative · entry 2

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,412,588

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.79 to $33.74, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,074 $32.12 $66,609.21
Disclosure

SEC source: 0001437749-21-014771 · rdgdoc.xml · nonDerivative · entry 1

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,416,144

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.76 to $32.70, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,954 $41.07 $121,312.21
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 14

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,418,218

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F16 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $40.70 to $41.50, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 8,740 $40.33 $352,506.05
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 13

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,421,172

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F15 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.68, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 1,800 $39.13 $70,435.08
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 12

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,429,912

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F14 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $38.70 to $39.54, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 3,400 $38.28 $130,135.34
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 11

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,431,712

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F13 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $37.71 to $38.68, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 1,530 $37.15 $56,836.75
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 10

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,435,112

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F12 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $36.725 to $37.64, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 3,870 $36.25 $140,302.98
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 9

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,436,642

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F11 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 12,105 $36.30 $439,396.97
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 8

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,440,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F10 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $36.095 to $36.46, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 35,801 $35.46 $1,269,431.86
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 7

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,452,617

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F9 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $35.09 to $36.06, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 5,295 $34.92 $184,904.05
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 6

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,488,418

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.11 to $35.07, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 1,100 $33.46 $36,808.53
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 5

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,493,713

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.09 to $33.83, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,900 $32.50 $94,245.65
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 4

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,494,813

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.11 to $33.00, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 3,799 $31.77 $120,702.97
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 3

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,497,713

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.08 to $32.02, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,101 $31.17 $65,477.67
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 2

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,501,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.01 to $31.34, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 8,899 $30.50 $271,426.62
Disclosure

SEC source: 0001437749-21-014451 · rdgdoc.xml · nonDerivative · entry 1

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,503,613

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.01 to $30.98, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 4,263 $31.85 $135,790.19
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 9

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,512,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F11 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.40 to $32.18, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 6,737 $30.89 $208,134.23
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 8

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,516,775

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F10 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.40 to $31.39, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 700 $33.44 $23,410.03
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 7

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,523,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F9 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.43 to $33.50, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,604 $32.76 $85,307.56
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 6

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,524,212

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.38 to $33.33, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 7,696 $31.81 $244,795.91
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 5

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,526,816

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.385 to $32.37, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 700 $32.74 $22,917.02
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 4

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,534,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.58 to $32.86, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,096 $32.35 $67,799.10
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 3

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,535,212

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.69 to $32.47, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,900 $31.08 $90,118.08
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 2

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,537,308

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.57 to $31.46, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 5,304 $29.84 $158,248.02
Disclosure

SEC source: 0001437749-21-014199 · rdgdoc.xml · nonDerivative · entry 1

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,540,208

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.52 to $30.42, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 11,000 $29.84 $328,256.50
Disclosure

SEC source: 0001437749-21-013873 · rdgdoc.xml · nonDerivative · entry 5

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,545,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.53 to $30.40, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 3,297 $31.37 $103,431.51
Disclosure

SEC source: 0001437749-21-013873 · rdgdoc.xml · nonDerivative · entry 4

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,556,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.21 to $31.78, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 7,703 $30.66 $236,184.76
Disclosure

SEC source: 0001437749-21-013873 · rdgdoc.xml · nonDerivative · entry 3

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,559,809

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.21 to $31.19, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 200 $30.72 $6,144.00
Disclosure

SEC source: 0001437749-21-013873 · rdgdoc.xml · nonDerivative · entry 2

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,567,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.69 to $30.75, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 10,800 $30.06 $324,639.36
Disclosure

SEC source: 0001437749-21-013873 · rdgdoc.xml · nonDerivative · entry 1

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,567,712

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.63 to $30.60, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 26, 2021 Filed May 26, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 700 $30.78 $21,546.98
Disclosure

SEC source: 0001437749-21-013455 · rdgdoc.xml · nonDerivative · entry 6

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,578,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.75 to $30.86, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 26, 2021 Filed May 26, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 10,300 $30.24 $311,482.30
Disclosure

SEC source: 0001437749-21-013455 · rdgdoc.xml · nonDerivative · entry 5

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,579,212

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.74 to $30.72, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 710 $30.74 $21,824.34
Disclosure

SEC source: 0001437749-21-013455 · rdgdoc.xml · nonDerivative · entry 4

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,589,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.68 to $30.79, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 10,290 $30.08 $309,514.97
Disclosure

SEC source: 0001437749-21-013455 · rdgdoc.xml · nonDerivative · entry 3

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,590,222

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.67 to $30.62, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 4,614 $30.96 $142,867.43
Disclosure

SEC source: 0001437749-21-013455 · rdgdoc.xml · nonDerivative · entry 2

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,600,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.56 to $31.45, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 24, 2021 Filed May 26, 2021 21:45 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 6,386 $29.97 $191,376.93
Disclosure

SEC source: 0001437749-21-013455 · rdgdoc.xml · nonDerivative · entry 1

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,605,126

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.55 to $30.54, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 21, 2021 Filed May 21, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 1,610 $32.42 $52,192.82
Disclosure

SEC source: 0001437749-21-013079 · rdgdoc.xml · nonDerivative · entry 6

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,611,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.32 to $32.63, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 21, 2021 Filed May 21, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 9,390 $31.92 $299,710.02
Disclosure

SEC source: 0001437749-21-013079 · rdgdoc.xml · nonDerivative · entry 5

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,613,122

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.32 to $32.31, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 20, 2021 Filed May 21, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 6,870 $32.05 $220,200.68
Disclosure

SEC source: 0001437749-21-013079 · rdgdoc.xml · nonDerivative · entry 4

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,622,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.70 to $32.53, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 20, 2021 Filed May 21, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 4,130 $31.27 $129,151.30
Disclosure

SEC source: 0001437749-21-013079 · rdgdoc.xml · nonDerivative · entry 3

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,629,382

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.69 to $31.66, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 19, 2021 Filed May 21, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 132 $31.20 $4,118.40
Disclosure

SEC source: 0001437749-21-013079 · rdgdoc.xml · nonDerivative · entry 2

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,633,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

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May 19, 2021 Filed May 21, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 10,868 $30.69 $333,567.18
Disclosure

SEC source: 0001437749-21-013079 · rdgdoc.xml · nonDerivative · entry 1

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,633,644

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.18 to $31.13, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2021 Filed May 18, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,923 $32.49 $94,977.92
Disclosure

SEC source: 0001104659-21-069038 · tm2116914-1_4seq1.xml · nonDerivative · entry 7

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,644,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F9 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.39 to $32.70, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2021 Filed May 18, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 8,077 $32.00 $258,448.65
Disclosure

SEC source: 0001104659-21-069038 · tm2116914-1_4seq1.xml · nonDerivative · entry 6

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,647,435

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.39 to $32.38, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 17, 2021 Filed May 18, 2021 21:46 UTC Ontrak, Inc. OTRK · Entity 78207 SaleCommon Stock 2,800 $32.68 $91,497.00
Disclosure

SEC source: 0001104659-21-069038 · tm2116914-1_4seq1.xml · nonDerivative · entry 5

PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner

Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Acuitas

Disclosed balance after: 9,655,512

F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.

F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021.

F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.56 to $32.88, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.