Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BIOVIE INC.BIVI · Entity 7702 | Director · 10% owner | November 23, 2022 | January 18, 2023 |
| EVmo, Inc.YAYO · Entity 117051 | Director · 10% owner | May 18, 2022 | May 19, 2022 |
| Ontrak, Inc.OTRK · Entity 78207 | 10% owner | June 20, 2025 | June 24, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BIOVIE INC.
Report date November 23, 2022 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2032-11-23 | Direct | 65,000 |
Reported balance
After 2022-11-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-23 · Grant · Acquired 65,000 · Balance 65,000 F1: Options granted pursuant to the Company's 2019 Omnibus Equity Incentive Plan. F2: The options vest in four equal installments over a one-year period ending November 9, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Options granted pursuant to the Company's 2019 Omnibus Equity Incentive Plan.
F2: The options vest in four equal installments over a one-year period ending November 9, 2023.
EVmo, Inc.
Report date May 18, 2022 · Filed May 19, 2022
Jointly reported with Acuitas Group Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Acuitas | 12,616,819 |
Reported balance
After 2022-05-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-18 · Purchase · Acquired 129,800 · Balance 12,616,819 F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. The issuer's board of directors appointed Mr. Peizer as its Executive Chairman, effective as of February 26, 2021. F2: The shares of Common Stock were purchased in two (2) separate transactions for a range of prices from $0.27992 to $0.27994 which have been weighted and aggregated and reported on the line and rounded to the nearest thousandth. F3: The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. The issuer's board of directors appointed Mr. Peizer as its Executive Chairman, effective as of February 26, 2021.
F2: The shares of Common Stock were purchased in two (2) separate transactions for a range of prices from $0.27992 to $0.27994 which have been weighted and aggregated and reported on the line and rounded to the nearest thousandth.
F3: The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
Ontrak, Inc.
Report date June 20, 2025 · Filed June 24, 2025
Jointly reported with Acuitas Group Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Humanitario | 2,305,480 |
Reported balance
After 2025-06-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-06-20 · Other · Acquired 500,000 · Balance 2,305,480 F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer. |
| Pre-Funded Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Humanitario | 799,575 |
Reported balance
After 2025-06-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-20 · Other · Disposed 500,000 · Balance 799,575 F2: As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer.
F2: As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2021 Filed Jul 14, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 8,315 | $28.78 | $239,330.65 |
DisclosureSEC source: 0001437749-21-016948 · rdgdoc.xml · nonDerivative · entry 6 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,156,903 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $28.30 to $29.29, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2021 Filed Jul 19, 2021 21:47 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 2,685 | $29.46 | $79,090.97 |
DisclosureSEC source: 0001437749-21-017170 · rdgdoc.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,143,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.30 to $29.87, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2021 Filed Jul 19, 2021 21:47 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 8,315 | $28.78 | $239,330.65 |
DisclosureSEC source: 0001437749-21-017170 · rdgdoc.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,145,903 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $28.30 to $29.29, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 100 | $30.85 | $3,085.00 |
DisclosureSEC source: 0001437749-21-016948 · rdgdoc.xml · nonDerivative · entry 5 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,165,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 10,900 | $30.03 | $327,306.29 |
DisclosureSEC source: 0001437749-21-016948 · rdgdoc.xml · nonDerivative · entry 4 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,165,318 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.70 to $30.60, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 100 | $32.36 | $3,236.00 |
DisclosureSEC source: 0001437749-21-016948 · rdgdoc.xml · nonDerivative · entry 3 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,176,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 922 | $31.49 | $29,031.84 |
DisclosureSEC source: 0001437749-21-016948 · rdgdoc.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,176,318 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.22 to $32.18, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 9,978 | $30.76 | $306,890.35 |
DisclosureSEC source: 0001437749-21-016948 · rdgdoc.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,177,240 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.22 to $31.21, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 09, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 200 | $32.46 | $6,492.00 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 9 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,187,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F11 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.42 to $32.50, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 09, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 6,600 | $32.03 | $211,375.56 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 8 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,187,418 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F10 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.43 to $32.37, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 09, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 4,200 | $30.93 | $129,896.34 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 7 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,194,018 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F9 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.42 to $31.36, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 2,612 | $32.31 | $84,404.69 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 6 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,198,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.85 to $32.77, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 5,888 | $31.31 | $184,328.55 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 5 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,200,830 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.83 to $31.62, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 800 | $30.03 | $24,020.00 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 4 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,206,718 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.79 to $30.32, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 1,700 | $29.38 | $49,953.14 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 3 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,207,518 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $28.70 to $29.68, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 523 | $30.94 | $16,182.77 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,209,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.86 to $31.15, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 10,477 | $30.07 | $315,067.49 |
DisclosureSEC source: 0001437749-21-016742 · rdgdoc.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,209,741 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.60 to $30.50, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 6, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 300 | $31.68 | $9,504.99 |
DisclosureSEC source: 0001437749-21-016513 · rdgdoc.xml · nonDerivative · entry 6 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,220,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.65 to $31.70, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 06, 2021 Filed Jul 6, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 10,700 | $31.11 | $332,916.59 |
DisclosureSEC source: 0001437749-21-016513 · rdgdoc.xml · nonDerivative · entry 5 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,220,518 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.63 to $31.61, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 1,408 | $32.47 | $45,712.69 |
DisclosureSEC source: 0001437749-21-016513 · rdgdoc.xml · nonDerivative · entry 4 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,231,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.20 to $32.99, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 9,592 | $31.42 | $301,393.11 |
DisclosureSEC source: 0001437749-21-016513 · rdgdoc.xml · nonDerivative · entry 3 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,232,626 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.12 to $31.97, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 2,241 | $33.16 | $74,302.82 |
DisclosureSEC source: 0001437749-21-016513 · rdgdoc.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,242,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.09 to $33.35, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 8,759 | $32.76 | $286,950.10 |
DisclosureSEC source: 0001437749-21-016513 · rdgdoc.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,244,459 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.08 to $33.07, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 200 | $33.30 | $6,659.96 |
DisclosureSEC source: 0001437749-21-016144 · rdgdoc.xml · nonDerivative · entry 7 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,253,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F9 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.06 to $33.49, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 10,800 | $32.41 | $350,043.12 |
DisclosureSEC source: 0001437749-21-016144 · rdgdoc.xml · nonDerivative · entry 6 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,253,418 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.89 to $32.77, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 2,470 | $34.97 | $86,386.27 |
DisclosureSEC source: 0001437749-21-016144 · rdgdoc.xml · nonDerivative · entry 5 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,264,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.42 to $35.35, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 8,530 | $33.86 | $288,814.71 |
DisclosureSEC source: 0001437749-21-016144 · rdgdoc.xml · nonDerivative · entry 4 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,266,688 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.41 to $34.34, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 3,250 | $35.42 | $115,124.43 |
DisclosureSEC source: 0001437749-21-016144 · rdgdoc.xml · nonDerivative · entry 3 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,275,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $35.30 to $35.78, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 4,740 | $34.80 | $164,930.20 |
DisclosureSEC source: 0001437749-21-016144 · rdgdoc.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,278,468 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.30 to $35.29, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 3,010 | $33.83 | $101,819.87 |
DisclosureSEC source: 0001437749-21-016144 · rdgdoc.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,283,208 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.30 to $34.22, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 1,443 | $34.61 | $49,936.46 |
DisclosureSEC source: 0001437749-21-015729 · rdgdoc.xml · nonDerivative · entry 6 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,286,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.30 to $34.97, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 9,557 | $33.82 | $323,212.96 |
DisclosureSEC source: 0001437749-21-015729 · rdgdoc.xml · nonDerivative · entry 5 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,287,661 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.30 to $34.29, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 4,580 | $35.25 | $161,448.66 |
DisclosureSEC source: 0001437749-21-015729 · rdgdoc.xml · nonDerivative · entry 4 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,297,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.93 to $35.63, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 6,420 | $34.61 | $222,186.57 |
DisclosureSEC source: 0001437749-21-015729 · rdgdoc.xml · nonDerivative · entry 3 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,301,798 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.93 to $34.91, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 800 | $34.49 | $27,588.56 |
DisclosureSEC source: 0001437749-21-015729 · rdgdoc.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,308,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.38 to $34.65, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 10,200 | $33.90 | $345,745.32 |
DisclosureSEC source: 0001437749-21-015729 · rdgdoc.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,309,018 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.31 to $34.29, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 22, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 3,940 | $34.35 | $135,346.09 |
DisclosureSEC source: 0001437749-21-015408 · rdgdoc.xml · nonDerivative · entry 7 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,319,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F9 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.08 to $34.60, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2021 Filed Jun 22, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 7,060 | $33.53 | $236,693.56 |
DisclosureSEC source: 0001437749-21-015408 · rdgdoc.xml · nonDerivative · entry 6 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,323,158 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.08 to $34.07, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 200 | $35.13 | $7,025.00 |
DisclosureSEC source: 0001437749-21-015408 · rdgdoc.xml · nonDerivative · entry 5 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,330,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.84 to $35.41, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 2,700 | $33.93 | $91,619.37 |
DisclosureSEC source: 0001437749-21-015408 · rdgdoc.xml · nonDerivative · entry 4 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,330,418 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.62 to $34.55, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 8,100 | $33.15 | $268,515.00 |
DisclosureSEC source: 0001437749-21-015408 · rdgdoc.xml · nonDerivative · entry 3 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,333,118 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.61 to $33.53, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 2,679 | $35.12 | $94,085.94 |
DisclosureSEC source: 0001437749-21-015408 · rdgdoc.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,341,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.92 to $35.16, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 8,321 | $34.31 | $285,510.15 |
DisclosureSEC source: 0001437749-21-015408 · rdgdoc.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,343,897 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.85 to $34.84, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 605 | $34.88 | $21,103.43 |
DisclosureSEC source: 0001437749-21-015125 · rdgdoc.xml · nonDerivative · entry 7 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,352,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F9 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $34.86 to $34.90, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 5,902 | $34.30 | $202,430.93 |
DisclosureSEC source: 0001437749-21-015125 · rdgdoc.xml · nonDerivative · entry 6 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,352,823 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F8 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.85 to $34.75, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 4,493 | $33.46 | $150,337.13 |
DisclosureSEC source: 0001437749-21-015125 · rdgdoc.xml · nonDerivative · entry 5 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,358,725 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F7 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.84 to $33.82, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 5,118 | $33.54 | $171,651.07 |
DisclosureSEC source: 0001437749-21-015125 · rdgdoc.xml · nonDerivative · entry 4 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,363,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F6 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $33.22 to $33.98, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 5,882 | $32.94 | $193,756.61 |
DisclosureSEC source: 0001437749-21-015125 · rdgdoc.xml · nonDerivative · entry 3 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,368,336 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F5 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.22 to $33.21, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 2,668 | $32.84 | $87,614.19 |
DisclosureSEC source: 0001437749-21-015125 · rdgdoc.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,374,218 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F4 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.72 to $33.07, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:45 UTC | Ontrak, Inc. OTRK · Entity 78207 | SaleCommon Stock | 8,332 | $32.19 | $268,168.75 |
DisclosureSEC source: 0001437749-21-015125 · rdgdoc.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · Executive Chairman · 10% owner Acuitas Group Holdings, LLC · CIK 0001797168 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Acuitas Disclosed balance after: 9,376,886 F1 · security: This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. F2 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on May 10, 2021. F3 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.72 to $32.65, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.