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person · Reporting owner

GILMAN STEVEN C

Disclosed activity across 6 companies

Tapewire entity
78004
SEC CIK
0001379970

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Akebia Therapeutics, Inc.AKBA · Entity 6105DirectorJune 10, 2025June 11, 2025
CONTRAFECT CorpCFRX · Entity 116797DirectorMay 17, 2022May 18, 2022
SCYNEXIS INCSCYX · Entity 7194DirectorJune 26, 2025June 30, 2025
Vericel CorpVCEL · Entity 4481DirectorOctober 16, 2024October 18, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Akebia Therapeutics, Inc.

Report date June 10, 2025 · Filed June 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect152,830 Reported balance After 2025-06-10 transaction · row 1
1 source row

Row 1 · 2025-06-10 · Grant · Acquired 35,700 · Balance 152,830

F1: The restricted stock units (the "RSUs") were granted by the Issuer pursuant to its 2023 Stock Incentive Plan (the "2023 Plan"), as provided by the Issuer's Fourth Amended and Restated Non-Employee Director Compensation Program (the "Program"). The RSUs will vest in full (100%) on the first anniversary of the grant date (or, if earlier, immediately prior to the first annual meeting of the Company's stockholders occurring after the date of grant), subject to the Reporting Person's continued service to the Issuer.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.92 · Expires 2035-06-10Direct53,600 Reported balance After 2025-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-06-10 · Grant · Acquired 53,600 · Balance 53,600

F2: The option to purchase shares of the Issuer's common stock (the "Stock Option") was granted by the Issuer pursuant to the 2023 Plan, as provided by the Program. The Stock Option will vest and become exercisable in full (100%) on the first anniversary of the grant date (or, if earlier, immediately prior to the first annual meeting of the Company's stockholders occurring after the date of grant), subject to the Reporting Person's continued service to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units (the "RSUs") were granted by the Issuer pursuant to its 2023 Stock Incentive Plan (the "2023 Plan"), as provided by the Issuer's Fourth Amended and Restated Non-Employee Director Compensation Program (the "Program"). The RSUs will vest in full (100%) on the first anniversary of the grant date (or, if earlier, immediately prior to the first annual meeting of the Company's stockholders occurring after the date of grant), subject to the Reporting Person's continued service to the Issuer.

F2: The option to purchase shares of the Issuer's common stock (the "Stock Option") was granted by the Issuer pursuant to the 2023 Plan, as provided by the Program. The Stock Option will vest and become exercisable in full (100%) on the first anniversary of the grant date (or, if earlier, immediately prior to the first annual meeting of the Company's stockholders occurring after the date of grant), subject to the Reporting Person's continued service to the Issuer.

CONTRAFECT Corp

Report date May 17, 2022 · Filed May 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2032-05-17Direct42,000 Reported balance After 2022-05-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-05-17 · Grant · Acquired 42,000 · Balance 42,000

F1: Grant award made under the ContraFect Corporation 2014 Omnibus Incentive Plan. Grant vests over one year, 25% at the end of each quarter following the vesting commencement date.

Filing footnotes · ownership attribution and instrument terms

F1: Grant award made under the ContraFect Corporation 2014 Omnibus Incentive Plan. Grant vests over one year, 25% at the end of each quarter following the vesting commencement date.

SCYNEXIS INC

Report date June 26, 2025 · Filed June 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect70,000 Reported balance After 2025-06-26 transaction · row 1
1 source row

Row 1 · 2025-06-26 · Grant · Acquired 23,000 · Balance 70,000

F1: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.74 · Expires 2035-06-25Direct23,000 Reported balance After 2025-06-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-06-26 · Grant · Acquired 23,000 · Balance 23,000

F2: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

F2: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Vericel Corp

Report date October 16, 2024 · Filed October 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,000 Ending reported balance After 2024-10-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-10-16 · Exercise / conversion · Acquired 5,833 · Balance 16,833

Row 2 · 2024-10-16 · Sale · Disposed 5,833 · Balance 11,000

F1: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.05 · Expires 2028-05-02Direct0 Reported balance After 2024-10-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-10-16 · Exercise / conversion · Acquired 5,833 · Balance 0

F2: These options, representing the right to purchase 17,500 shares, became exercisable in equal monthly installments over a period of one year, beginning on May 2, 2018, contingent upon continued service to the Company.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2: These options, representing the right to purchase 17,500 shares, became exercisable in equal monthly installments over a period of one year, beginning on May 2, 2018, contingent upon continued service to the Company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KERYX BIOPHARMACEUTICALS INC

Report date December 12, 2018 · Filed December 13, 2018

Section 16 reporting ended · disclosed 2018-12-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-12 transaction · row 1
1 source row

Row 1 · 2018-12-12 · Disposition to issuer · Disposed 27,333 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated June 28, 2018, by and between Keryx Biopharmaceuticals, Inc. ("Keryx"), Akebia Therapeutics, Inc. ("Akebia") and Alpha Therapeutics Merger Sub Inc., as amended on October 1, 2018 (the "Merger Agreement"), whereby each share of common stock of Keryx was canceled and automatically converted into 0.37433 shares of common stock of Akebia (the "Exchange Ratio"), with fractional shares being paid in cash as provided in the Merger Agreement.

F2: (Continued from footnote 1) The market value of each share of Akebia common stock received pursuant to the Merger Agreement is $8.94, based on the closing trading price of Akebia common stock on December 12, 2018. Includes 19,999 shares of restricted stock, the vesting of which was accelerated as a result of the Merger, and each share of restricted stock was cancelled and converted into the right to receive 0.37433 shares of Akebia common stock, with fractional shares being paid in cash. The market value of each share of Akebia common stock received is $8.94, based on the closing trading price of Akebia common stock on December 12, 2018.

Stock OptionSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-12-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-12-12 · Disposition to issuer · Disposed 140,000 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into an option to acquire Akebia common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated June 28, 2018, by and between Keryx Biopharmaceuticals, Inc. ("Keryx"), Akebia Therapeutics, Inc. ("Akebia") and Alpha Therapeutics Merger Sub Inc., as amended on October 1, 2018 (the "Merger Agreement"), whereby each share of common stock of Keryx was canceled and automatically converted into 0.37433 shares of common stock of Akebia (the "Exchange Ratio"), with fractional shares being paid in cash as provided in the Merger Agreement.

F2: (Continued from footnote 1) The market value of each share of Akebia common stock received pursuant to the Merger Agreement is $8.94, based on the closing trading price of Akebia common stock on December 12, 2018. Includes 19,999 shares of restricted stock, the vesting of which was accelerated as a result of the Merger, and each share of restricted stock was cancelled and converted into the right to receive 0.37433 shares of Akebia common stock, with fractional shares being paid in cash. The market value of each share of Akebia common stock received is $8.94, based on the closing trading price of Akebia common stock on December 12, 2018.

F3: Pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into an option to acquire Akebia common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement.

MOMENTA PHARMACEUTICALS INC

Report date October 01, 2020 · Filed October 01, 2020

Section 16 reporting ended · disclosed 2020-10-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-10-01 transaction · row 1
1 source row

Row 1 · 2020-10-01 · Disposition to issuer · Disposed 7,796 · Balance 0

F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 19, 2020 (the "Merger Agreement"), by and among Johnson & Johnson, Vigor Sub, Inc. ("Merger Sub") and the Issuer, including the completion of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $52.50 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 1, 2020. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.20 · Expires 2027-06-20Direct0 Reported balance After 2020-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-10-01 · Disposition to issuer · Disposed 11,207 · Balance 0

F2: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.30 · Expires 2028-06-20Direct0 Reported balance After 2020-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-10-01 · Disposition to issuer · Disposed 8,855 · Balance 0

F2: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.64 · Expires 2029-06-19Direct0 Reported balance After 2020-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-10-01 · Disposition to issuer · Disposed 25,000 · Balance 0

F2: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.09 · Expires 2030-06-23Direct0 Reported balance After 2020-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-10-01 · Disposition to issuer · Disposed 25,000 · Balance 0

F2: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition of Issuer common stock in connection with the consummation of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 19, 2020 (the "Merger Agreement"), by and among Johnson & Johnson, Vigor Sub, Inc. ("Merger Sub") and the Issuer, including the completion of a tender offer to purchase all of the outstanding shares of Issuer common stock at a price of $52.50 per share in cash, without interest, less any required withholding taxes (the "Offer Price"), and the consummation of the merger (the "Merger") between the Issuer and Merger Sub on October 1, 2020. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled in exchange for the right to receive an amount equal to the Offer Price.

F2: Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2019 Filed Mar 4, 2019 21:01 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001593968-19-000610 · primary_01.xml · derivative · entry 3

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2026-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 15,000 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 4, 2016, which was one month after the date on which the option was granted.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:01 UTC Vericel Corp VCEL · Entity 4481 SaleCommon Stock 7,500 $18.02 $135,129.00
Disclosure

SEC source: 0001593968-19-000610 · primary_01.xml · nonDerivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:01 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 7,500 $2.76 $20,700.00
Disclosure

SEC source: 0001593968-19-000610 · primary_01.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 13:05 UTC SCYNEXIS INC SCYX · Entity 7194 GrantStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001209191-19-001637 · doc4.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2029-01-01

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 16:35 UTC KERYX BIOPHARMACEUTICALS INC KERX · Entity 161794 Disposition to issuerStock Option · Derivative 140,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-030884 · doc4.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into an option to acquire Akebia common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement.

F3 · price: Pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into an option to acquire Akebia common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into an option to acquire Akebia common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement.

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into an option to acquire Akebia common stock, with the number of shares and exercise price adjusted for the Exchange Ratio in accordance with the terms of the Merger Agreement.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 16:35 UTC KERYX BIOPHARMACEUTICALS INC KERX · Entity 161794 Disposition to issuerCommon Stock 27,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-030884 · doc4.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated June 28, 2018, by and between Keryx Biopharmaceuticals, Inc. ("Keryx"), Akebia Therapeutics, Inc. ("Akebia") and Alpha Therapeutics Merger Sub Inc., as amended on October 1, 2018 (the "Merger Agreement"), whereby each share of common stock of Keryx was canceled and automatically converted into 0.37433 shares of common stock of Akebia (the "Exchange Ratio"), with fractional shares being paid in cash as provided in the Merger Agreement.

F2 · shares: (Continued from footnote 1) The market value of each share of Akebia common stock received pursuant to the Merger Agreement is $8.94, based on the closing trading price of Akebia common stock on December 12, 2018. Includes 19,999 shares of restricted stock, the vesting of which was accelerated as a result of the Merger, and each share of restricted stock was cancelled and converted into the right to receive 0.37433 shares of Akebia common stock, with fractional shares being paid in cash. The market value of each share of Akebia common stock received is $8.94, based on the closing trading price of Akebia common stock on December 12, 2018.

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated June 28, 2018, by and between Keryx Biopharmaceuticals, Inc. ("Keryx"), Akebia Therapeutics, Inc. ("Akebia") and Alpha Therapeutics Merger Sub Inc., as amended on October 1, 2018 (the "Merger Agreement"), whereby each share of common stock of Keryx was canceled and automatically converted into 0.37433 shares of common stock of Akebia (the "Exchange Ratio"), with fractional shares being paid in cash as provided in the Merger Agreement.

F2 · price: (Continued from footnote 1) The market value of each share of Akebia common stock received pursuant to the Merger Agreement is $8.94, based on the closing trading price of Akebia common stock on December 12, 2018. Includes 19,999 shares of restricted stock, the vesting of which was accelerated as a result of the Merger, and each share of restricted stock was cancelled and converted into the right to receive 0.37433 shares of Akebia common stock, with fractional shares being paid in cash. The market value of each share of Akebia common stock received is $8.94, based on the closing trading price of Akebia common stock on December 12, 2018.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 18:40 UTC Akebia Therapeutics, Inc. AKBA · Entity 6105 GrantStock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $8.94 $0.00
Disclosure

SEC source: 0000899243-18-030948 · doc4.xml · derivative · entry 6

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-12-12

F4 · derivative.exercise_date: 25% of this option will vest on the first anniversary of the grant date with the remaining 75% vesting in equal quarterly installments thereafter.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 18:40 UTC Akebia Therapeutics, Inc. AKBA · Entity 6105 GrantStock Option (Right to buy) · Derivative 11,229 Not disclosed Strike: $10.05 Not disclosed
Disclosure

SEC source: 0000899243-18-030948 · doc4.xml · derivative · entry 5

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,229

Underlying: Common Stock · 11,229 shares

Expires 2028-06-30

F3 · price: Pursuant to the Merger Agreement, each option to purchase Keryx common stock (a "Keryx Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of common stock of the Issuer (an "Issuer Option") equal to the product of (i) the number of shares subject to such Keryx Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Multiplier, rounded down to the nearest whole number of shares of the Issuer's common stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Keryx Option by the Exchange Multiplier, rounded up to the nearest whole cent.

F2 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 18:40 UTC Akebia Therapeutics, Inc. AKBA · Entity 6105 GrantStock Option (Right to buy) · Derivative 11,229 Not disclosed Strike: $17.53 Not disclosed
Disclosure

SEC source: 0000899243-18-030948 · doc4.xml · derivative · entry 4

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,229

Underlying: Common Stock · 11,229 shares

Expires 2027-06-09

F3 · price: Pursuant to the Merger Agreement, each option to purchase Keryx common stock (a "Keryx Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of common stock of the Issuer (an "Issuer Option") equal to the product of (i) the number of shares subject to such Keryx Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Multiplier, rounded down to the nearest whole number of shares of the Issuer's common stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Keryx Option by the Exchange Multiplier, rounded up to the nearest whole cent.

F2 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 18:40 UTC Akebia Therapeutics, Inc. AKBA · Entity 6105 GrantStock Option (Right to buy) · Derivative 11,229 Not disclosed Strike: $15.26 Not disclosed
Disclosure

SEC source: 0000899243-18-030948 · doc4.xml · derivative · entry 3

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,229

Underlying: Common Stock · 11,229 shares

Expires 2026-05-26

F3 · price: Pursuant to the Merger Agreement, each option to purchase Keryx common stock (a "Keryx Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of common stock of the Issuer (an "Issuer Option") equal to the product of (i) the number of shares subject to such Keryx Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Multiplier, rounded down to the nearest whole number of shares of the Issuer's common stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Keryx Option by the Exchange Multiplier, rounded up to the nearest whole cent.

F2 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 18:40 UTC Akebia Therapeutics, Inc. AKBA · Entity 6105 GrantStock Option (Right to buy) · Derivative 18,716 Not disclosed Strike: $12.48 Not disclosed
Disclosure

SEC source: 0000899243-18-030948 · doc4.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,716

Underlying: Common Stock · 18,716 shares

Expires 2026-03-31

F3 · price: Pursuant to the Merger Agreement, each option to purchase Keryx common stock (a "Keryx Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of common stock of the Issuer (an "Issuer Option") equal to the product of (i) the number of shares subject to such Keryx Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Multiplier, rounded down to the nearest whole number of shares of the Issuer's common stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Keryx Option by the Exchange Multiplier, rounded up to the nearest whole cent.

F2 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 18:40 UTC Akebia Therapeutics, Inc. AKBA · Entity 6105 GrantCommon Stock 10,231 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-030948 · doc4.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,231

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 28, 2018 (as amended, the "Merger Agreement"), each share of common stock of Keryx Biopharmaceuticals, Inc. ("Keryx") owned by the Reporting Person at the effective time of the transactions contemplated by the Merger Agreement (the "Effective Time") was automatically converted into 0.37433 shares of the Issuer's common stock (the "Exchange Multiplier").

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December 03, 2018 Filed Dec 4, 2018 21:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001593968-18-001531 · primary_01.xml · derivative · entry 3

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2027-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 17,500 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 3, 2017, which was one month after the date on which the option was granted.

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December 03, 2018 Filed Dec 4, 2018 21:05 UTC Vericel Corp VCEL · Entity 4481 SaleCommon Stock 8,500 $17.75 $150,908.15
Disclosure

SEC source: 0001593968-18-001531 · primary_01.xml · nonDerivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

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December 03, 2018 Filed Dec 4, 2018 21:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 8,500 $2.63 $22,355.00
Disclosure

SEC source: 0001593968-18-001531 · primary_01.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 04, 2018 Filed Sep 6, 2018 20:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001593968-18-001169 · primary_01.xml · derivative · entry 3

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 9,000 shares

Expires 2027-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 17,500 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 3, 2017, which was one month after the date on which the option was granted.

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September 04, 2018 Filed Sep 6, 2018 20:05 UTC Vericel Corp VCEL · Entity 4481 SaleCommon Stock 9,000 $12.03 $108,270.00
Disclosure

SEC source: 0001593968-18-001169 · primary_01.xml · nonDerivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

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September 04, 2018 Filed Sep 6, 2018 20:05 UTC Vericel Corp VCEL · Entity 4481 Exercise / conversionCommon Stock 9,000 $2.63 $23,670.00
Disclosure

SEC source: 0001593968-18-001169 · primary_01.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2018 Filed Jul 12, 2018 18:01 UTC KERYX BIOPHARMACEUTICALS INC KERX · Entity 161794 GrantStock Options (right to buy) · Derivative 30,000 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001114220-18-000079 · wf-form4_153143287911219.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-06-30

F3 · derivative.exercise_date: The 30,000 stock options vest as to one-third on each of June 30, 2019, June 30, 2020 and June 30, 2021.

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June 30, 2018 Filed Jul 12, 2018 18:01 UTC KERYX BIOPHARMACEUTICALS INC KERX · Entity 161794 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001114220-18-000079 · wf-form4_153143287911219.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,333

F1 · shares: The 10,000 shares are restricted common stock, with one-third of the 10,000 shares vesting on each of June 30, 2019, June 30, 2020 and June 30, 2021.

F2 · balance_after: Includes 19,999 shares of restricted stock.

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June 22, 2018 Filed Jun 26, 2018 16:29 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 SaleCommon Stock 2,294 $21.50 $49,321.00
Disclosure

SEC source: 0001179110-18-009059 · edgar.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

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June 20, 2018 Filed Jun 22, 2018 17:37 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Units · Derivative 5,734 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008962 · edgar.xml · derivative · entry 4

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Subject to certain criteria, 100% of the restricted stock units shall vest on the first anniversary of the grant date.

F5 · derivative.expiration_date: Subject to certain criteria, 100% of the restricted stock units shall vest on the first anniversary of the grant date.

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June 20, 2018 Filed Jun 22, 2018 17:37 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantRestricted Stock Units · Derivative 4,356 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008962 · edgar.xml · derivative · entry 3

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

Underlying: Common Stock · 4,356 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNTA common stock.

F3 · derivative.exercise_date: Represents 4,356 restricted stock units, awarded pursuant to the Company's 2013 Incentive Award Plan, 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Dr. Gilman's continued service to the Company.

F3 · derivative.expiration_date: Represents 4,356 restricted stock units, awarded pursuant to the Company's 2013 Incentive Award Plan, 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Dr. Gilman's continued service to the Company.

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June 20, 2018 Filed Jun 22, 2018 17:37 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantStock Option (Right to Buy) · Derivative 8,855 $0.00 Strike: $22.30 $0.00
Disclosure

SEC source: 0001179110-18-008962 · edgar.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,855

Underlying: Common Stock · 8,855 shares

Expires 2028-06-20

F1 · derivative.exercise_date: Represents an option granted by the Company pursuant to the Company's 2013 Incentive Award Plan. The stock option will vest and become exercisable on the first anniversary of the grant date, subject to Dr. Gilman's continued service to the Company.

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June 20, 2018 Filed Jun 22, 2018 17:37 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 5,734 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008962 · edgar.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:01 UTC KERYX BIOPHARMACEUTICALS INC KERX · Entity 161794 SaleCommon Stock 1,334 $5.12 $6,830.08
Disclosure

SEC source: 0001114220-18-000062 · wf-form4_152883365546585.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,333

F1 · shares: Sale of a total of 1,334 shares of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2017.

F2 · balance_after: Includes 9,999 shares of restricted stock.

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May 29, 2018 Filed May 31, 2018 16:19 UTC KERYX BIOPHARMACEUTICALS INC KERX · Entity 161794 SaleCommon Stock 1,333 $5.22 $6,958.26
Disclosure

SEC source: 0001114220-18-000059 · wf-form4_152779792701379.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,667

F1 · shares: Sale of a total of 1,333 shares of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2017.

F2 · balance_after: Includes 13,333 shares of restricted stock.

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May 02, 2018 Filed May 3, 2018 19:28 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $13.05 $0.00
Disclosure

SEC source: 0001593968-18-000733 · primary_01.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2028-05-02

F1 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company

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January 02, 2018 Filed Jan 4, 2018 17:20 UTC SCYNEXIS INC SCYX · Entity 7194 GrantStock Option (right to buy) · Derivative 19,989 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001209191-18-001738 · doc4.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,989

Underlying: Common Stock · 19,989 shares

Expires 2028-01-01

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant; provided, that the non-employee director is providing continuous services on the applicable vesting date.

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October 02, 2017 Filed Oct 4, 2017 20:28 UTC SCYNEXIS INC SCYX · Entity 7194 GrantStock Option (right to buy) · Derivative 1,807 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001178253-17-000021 · wf-form4_150714891078360.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807

Underlying: Common Stock · 1,807 shares

Expires 2027-10-02

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July 25, 2017 Filed Jul 26, 2017 16:42 UTC CONTRAFECT Corp CFRX · Entity 116797 PurchaseWarrants (Right to Buy) · Derivative 400 $0.01 Strike: $1.55 $4.00
Disclosure

SEC source: 0001209191-17-046310 · doc4.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock, par value $0.0001 per share · 400 shares

Expires 2022-07-25

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July 25, 2017 Filed Jul 26, 2017 16:42 UTC CONTRAFECT Corp CFRX · Entity 116797 PurchaseCommon Stock, par value $0.0001 per share 800 $1.24 $992.00
Disclosure

SEC source: 0001209191-17-046310 · doc4.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,800

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July 03, 2017 Filed Jul 5, 2017 19:54 UTC SCYNEXIS INC SCYX · Entity 7194 GrantStock Option (right to buy) · Derivative 2,430 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001178253-17-000012 · wf-form4_149928448463882.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430

Underlying: Common Stock · 2,430 shares

Expires 2027-07-03

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June 20, 2017 Filed Jun 22, 2017 15:53 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantRestricted Stock Units · Derivative 5,734 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009442 · edgar.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,734

Underlying: Common Stock · 5,734 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNTA common stock.

F3 · derivative.exercise_date: Represents 5,734 restricted stock units, awarded pursuant to the Company's 2013 Incentive Award Plan, 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Dr. Gilman's continued service to the Company.

F3 · derivative.expiration_date: Represents 5,734 restricted stock units, awarded pursuant to the Company's 2013 Incentive Award Plan, 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Dr. Gilman's continued service to the Company.

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June 20, 2017 Filed Jun 22, 2017 15:53 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantStock Option (Right to Buy) · Derivative 11,207 $0.00 Strike: $17.20 $0.00
Disclosure

SEC source: 0001179110-17-009442 · edgar.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,207

Underlying: Common Stock · 11,207 shares

Expires 2027-06-20

F1 · derivative.exercise_date: Represents an option granted by the Company pursuant to the Company's 2013 Incentive Award Plan. The stock option will vest and become exercisable on the first anniversary of the grant date, subject to Dr. Gilman's continued service to the Company.

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June 09, 2017 Filed Jun 20, 2017 16:05 UTC KERYX BIOPHARMACEUTICALS INC KERX · Entity 161794 GrantStock Options (right to buy) · Derivative 30,000 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0000899243-17-016752 · doc4.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-06-09

F3 · derivative.exercise_date: The 30,000 stock options vest as to one-third on each of June 9, 2018, June 9, 2019 and June 9, 2020.

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June 09, 2017 Filed Jun 20, 2017 16:05 UTC KERYX BIOPHARMACEUTICALS INC KERX · Entity 161794 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-016752 · doc4.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: The 10,000 shares are restricted common stock, with one-third of the 10,000 shares vesting on each of June 9, 2018, June 9, 2019 and June 9, 2020.

F2 · balance_after: Includes 16,666 shares of restricted stock.

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May 03, 2017 Filed May 5, 2017 20:05 UTC Vericel Corp VCEL · Entity 4481 GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001593968-17-000661 · primary_01.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2027-05-03

F1 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company

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April 03, 2017 Filed Apr 4, 2017 18:40 UTC SCYNEXIS INC SCYX · Entity 7194 GrantStock Option (right to buy) · Derivative 1,678 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001178253-17-000005 · wf-form4_149133119945040.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Underlying: Common Stock · 1,678 shares

Expires 2027-04-03

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January 03, 2017 Filed Jan 5, 2017 23:16 UTC SCYNEXIS INC SCYX · Entity 7194 GrantStock Option (right to buy) · Derivative 14,499 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001628280-17-000110 · wf-form4_148365820347917.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,499

Underlying: Common Stock · 14,499 shares

Expires 2027-01-03

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant; provided, that the non-employee director is providing continuous services on the applicable vesting date.

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January 03, 2017 Filed Jan 5, 2017 23:16 UTC SCYNEXIS INC SCYX · Entity 7194 GrantStock Option (right to buy) · Derivative 1,308 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001628280-17-000108 · wf-form4_148365816904541.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common Stock · 1,308 shares

Expires 2027-01-03

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October 03, 2016 Filed Oct 4, 2016 20:17 UTC SCYNEXIS INC SCYX · Entity 7194 GrantStock Option (right to buy) · Derivative 977 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001628280-16-019926 · wf-form4_147561224421998.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977

Underlying: Common Stock · 977 shares

Expires 2026-10-03

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.