Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARCH RESOURCES, INC.ARCH · Entity 84161 | Director | October 25, 2018 | October 29, 2018 |
| Alpha Metallurgical Resources, Inc.AMR · Entity 4251 | Director | May 03, 2022 | May 05, 2022 |
| Avaya Holdings Corp.AVYA · Entity 117306 | Director | March 02, 2022 | March 03, 2022 |
| CBL & ASSOCIATES PROPERTIES INCCBL · Entity 1483 | Director | October 07, 2020 | October 16, 2020 |
| CIVITAS RESOURCES, INC.BCEI · Entity 67944 | Director | June 03, 2020 | June 04, 2020 |
| Cyxtera Technologies, Inc.CYXT · Entity 112555 | Director | May 19, 2023 | May 22, 2023 |
| Douglas Elliman Inc.DOUG · Entity 6469 | Director | June 28, 2025 | June 30, 2025 |
| FARADAY FUTURE INTELLIGENT ELECTRIC INC.FFIE · Entity 8069 | Director | July 21, 2021 | July 23, 2021 |
| KEY ENERGY SERVICES INCKEG · Entity 11887 | Director | February 21, 2019 | February 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARCH RESOURCES, INC.
Report date October 25, 2018 · Filed October 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,350 |
Reported balance
After 2018-10-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-10-25 · Grant · Acquired 1,350 · Balance 1,350 F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. F2: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc.
F2: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.
Alpha Metallurgical Resources, Inc.
Report date May 03, 2022 · Filed May 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 48,036 |
Reported balance
After 2022-05-03 transaction · row 1
1 source rowRow 1 · 2022-05-03 · Grant · Acquired 709 · Balance 48,036 F1: Represents a grant of restricted stock units that will vest on May 2, 2023 and settle on a deferred basis upon the earliest to occur of: (x) May 1, 2025 and (y) the Reporting Person's separation from service from the Issuer. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy 401(K) Plan | 2,500 |
Reported balance
Holding disclosure · report date 2022-05-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500 F2: The shares of common stock are held by the reporting person through an account under a 401(k) retirement plan that is unaffiliated with (and not sponsored by) the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units that will vest on May 2, 2023 and settle on a deferred basis upon the earliest to occur of: (x) May 1, 2025 and (y) the Reporting Person's separation from service from the Issuer.
F2: The shares of common stock are held by the reporting person through an account under a 401(k) retirement plan that is unaffiliated with (and not sponsored by) the Issuer.
Avaya Holdings Corp.
Report date March 02, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 62,361 |
Reported balance
After 2022-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-02 · Grant · Acquired 18,328 · Balance 62,361 F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP"). F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 16,887 |
Reported balance
Holding disclosure · report date 2022-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,887 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP").
F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.
F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs.
CBL & ASSOCIATES PROPERTIES INC
Report date October 07, 2020 · Filed October 16, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
CIVITAS RESOURCES, INC.
Report date June 03, 2020 · Filed June 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,120 |
Reported balance
After 2020-06-03 transaction · row 1
1 source rowRow 1 · 2020-06-03 · Grant · Acquired 7,897 · Balance 18,120 F1: In connection with the 2020 annual meeting of stockholders, Reporting Person was granted restricted stock units with respect to shares of the Issuer's Common Stock on June 3, 2020, pursuant to the Issuer's 2017 Long Term Incentive Plan. The restricted stock units are scheduled to vest on the first anniversary of its grant-date and be delivered to the Reporting Person in shares within 30 days after June 3, 2021 (subject to accelerated vesting and delivery on specified terminations of the Reporting Person's service or a change in control of the Issuer). The number of shares was determined by dividing the award value of $125,000 by $15.83 (which was the volume weighted average price of a share for the 30 trading day period ending on June 2, 2020). |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the 2020 annual meeting of stockholders, Reporting Person was granted restricted stock units with respect to shares of the Issuer's Common Stock on June 3, 2020, pursuant to the Issuer's 2017 Long Term Incentive Plan. The restricted stock units are scheduled to vest on the first anniversary of its grant-date and be delivered to the Reporting Person in shares within 30 days after June 3, 2021 (subject to accelerated vesting and delivery on specified terminations of the Reporting Person's service or a change in control of the Issuer). The number of shares was determined by dividing the award value of $125,000 by $15.83 (which was the volume weighted average price of a share for the 30 trading day period ending on June 2, 2020).
Cyxtera Technologies, Inc.
Report date May 19, 2023 · Filed May 22, 2023
This filing explicitly reported no securities owned.
Douglas Elliman Inc.
Report date June 28, 2025 · Filed June 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,256 |
Reported balance
After 2025-06-28 transaction · row 1
1 source rowRow 1 · 2025-06-28 · Grant · Acquired 61,983 · Balance 108,256 F1: On June 28, 2025 the Issuer granted the Reporting Person a restricted stock award of 61,983 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of June 28, 2026 and June 28, 2027, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 28, 2025 the Issuer granted the Reporting Person a restricted stock award of 61,983 shares of Issuer Common Stock pursuant to Issuer's 2021 Management Incentive Plan. The award will vest in two equal annual installments on each of June 28, 2026 and June 28, 2027, subject to the Reporting Person's continued service through each such vesting date or earlier vesting upon the Reporting Person's death or disability or a change-of-control.
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
Report date July 21, 2021 · Filed July 23, 2021
This filing explicitly reported no securities owned.
KEY ENERGY SERVICES INC
Report date February 21, 2019 · Filed February 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,718 |
Reported balance
After 2019-02-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-21 · Purchase · Acquired 50,000 · Balance 94,718 F1: This transaction was executed in multiple transactions at prices ranging from $1.89 USD to $1.99 USD; the price reported above reflects the weighted average purchase price. F2: This amount includes 5,208 unvested restricted stock units that would be able to vest and settle within 60 days. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple transactions at prices ranging from $1.89 USD to $1.99 USD; the price reported above reflects the weighted average purchase price.
F2: This amount includes 5,208 unvested restricted stock units that would be able to vest and settle within 60 days.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AGILYSYS INC
Report date July 09, 2019 · Filed July 11, 2019
Jointly reported with Bermuda One Fund LLC, VP Bermuda LLC
Section 16 reporting ended · disclosed 2019-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,346,100 |
Reported balance
After 2019-07-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-09 · Sale · Disposed 3,600 · Balance 2,346,100 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2: The price reported is a weighted average price. These shares were sold on July 9, 2019 in multiple transactions at prices ranging from $22.46 to $22.65, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: As a result of the reported transaction, the reporting person is no longer a 10% shareholder. F4: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019.
F2: The price reported is a weighted average price. These shares were sold on July 9, 2019 in multiple transactions at prices ranging from $22.46 to $22.65, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: As a result of the reported transaction, the reporting person is no longer a 10% shareholder.
F4: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2019 Filed May 15, 2019 20:52 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 6,100 | $19.89 | $121,329.00 |
DisclosureSEC source: 0001019056-19-000304 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,684,600 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on May 14, 2019 in multiple transactions at prices ranging from $19.74 to $19.99, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:52 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 13,300 | $19.74 | $262,542.00 |
DisclosureSEC source: 0001019056-19-000304 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,690,700 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on May 13, 2019 in multiple transactions at prices ranging from $19.55 to $20.16, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 10, 2019 Filed May 10, 2019 21:43 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 7,800 | $19.43 | $151,554.00 |
DisclosureSEC source: 0001019056-19-000280 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,704,000 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on May 10, 2019 in multiple transactions at prices ranging from $19.01 to $19.77, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:43 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 5,500 | $19.19 | $105,545.00 |
DisclosureSEC source: 0001019056-19-000280 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,711,800 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on May 9, 2019 in multiple transactions at prices ranging from $18.87 to $19.33, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 08, 2019 Filed May 10, 2019 21:43 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,100 | $19.25 | $59,675.00 |
DisclosureSEC source: 0001019056-19-000280 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,717,300 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on May 8, 2019 in multiple transactions at prices ranging from $19.08 to $19.44, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 07, 2019 Filed May 7, 2019 20:53 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,851 | $19.49 | $75,055.99 |
DisclosureSEC source: 0001019056-19-000278 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,720,400 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on May 7, 2019 in multiple transactions at prices ranging from $19.34 to $19.64, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 06, 2019 Filed May 7, 2019 20:53 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,200 | $19.50 | $62,400.00 |
DisclosureSEC source: 0001019056-19-000278 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,724,251 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on May 6, 2019 in multiple transactions at prices ranging from $19.25 to $19.73, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:53 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 8,600 | $19.20 | $165,120.00 |
DisclosureSEC source: 0001019056-19-000278 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,727,451 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on May 3, 2019 in multiple transactions at prices ranging from $18.91 to $19.39, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 02, 2019 Filed May 2, 2019 21:15 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 8,400 | $18.92 | $158,928.00 |
DisclosureSEC source: 0001019056-19-000274 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,736,051 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on May 2, 2019 in multiple transactions at prices ranging from $18.71 to $18.98, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:15 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 9,000 | $18.84 | $169,560.00 |
DisclosureSEC source: 0001019056-19-000274 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,744,451 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on May 1, 2019 in multiple transactions at prices ranging from $18.69 to $19.04, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:15 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 5,000 | $19.08 | $95,400.00 |
DisclosureSEC source: 0001019056-19-000274 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,753,451 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on April 30, 2019 in multiple transactions at prices ranging from $18.98 to $19.25, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 29, 2019 Filed Apr 29, 2019 20:46 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 5,300 | $19.02 | $100,806.00 |
DisclosureSEC source: 0001019056-19-000266 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,758,451 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on April 29, 2019 in multiple transactions at prices ranging from $18.85 to $19.15, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 20:46 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,200 | $18.93 | $60,576.00 |
DisclosureSEC source: 0001019056-19-000266 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,763,751 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on April 26, 2019 in multiple transactions at prices ranging from $18.76 to $19.03, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:46 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,200 | $18.82 | $60,224.00 |
DisclosureSEC source: 0001019056-19-000266 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,766,951 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on April 25, 2019 in multiple transactions at prices ranging from $18.73 to $18.89, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 22:20 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,100 | $19.14 | $59,334.00 |
DisclosureSEC source: 0001019056-19-000254 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,770,151 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on April 24, 2019 in multiple transactions at prices ranging from $19.01 to $19.40, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 22:20 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 6,300 | $19.10 | $120,330.00 |
DisclosureSEC source: 0001019056-19-000254 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,773,251 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on April 23, 2019 in multiple transactions at prices ranging from $18.76 to $19.20, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 22:20 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 8,000 | $18.63 | $149,040.00 |
DisclosureSEC source: 0001019056-19-000254 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,779,551 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on April 22, 2019 in multiple transactions at prices ranging from $18.50 to $18.84, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 20:47 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 8,000 | $18.94 | $151,520.00 |
DisclosureSEC source: 0001019056-19-000252 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,787,551 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on April 18, 2019 in multiple transactions at prices ranging from $18.81 to $19.29, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 20:47 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,900 | $19.42 | $75,738.00 |
DisclosureSEC source: 0001019056-19-000252 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,795,591 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on April 17, 2019 in multiple transactions at prices ranging from $19.33 to $19.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 20:47 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,500 | $19.82 | $69,370.00 |
DisclosureSEC source: 0001019056-19-000252 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,799,491 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on April 16, 2019 in multiple transactions at prices ranging from $19.54 to $20.05, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 22:30 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,800 | $20.04 | $76,152.00 |
DisclosureSEC source: 0001019056-19-000247 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,802,991 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on April 15, 2019 in multiple transactions at prices ranging from $19.85 to $20.22, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 22:30 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,500 | $20.01 | $70,035.00 |
DisclosureSEC source: 0001019056-19-000247 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,806,791 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on April 12, 2019 in multiple transactions at prices ranging from $19.85 to $20.19, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 22:30 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,200 | $19.87 | $63,584.00 |
DisclosureSEC source: 0001019056-19-000247 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,810,291 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on April 11, 2019 in multiple transactions at prices ranging from $19.78 to $19.97, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 10, 2019 Filed Apr 10, 2019 21:45 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 4,000 | $19.73 | $78,920.00 |
DisclosureSEC source: 0001019056-19-000245 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,813,491 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on April 10, 2019 in multiple transactions at prices ranging from $19.61 to $19.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:45 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 4,300 | $19.56 | $84,108.00 |
DisclosureSEC source: 0001019056-19-000245 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,817,491 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on April 9, 2019 in multiple transactions at prices ranging from $19.41 to $19.90, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 21:45 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 5,100 | $19.58 | $99,858.00 |
DisclosureSEC source: 0001019056-19-000245 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,821,791 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on April 8, 2019 in multiple transactions at prices ranging from $19.27 to $19.79, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 05, 2019 Filed Apr 5, 2019 21:45 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 4,000 | $19.70 | $78,800.00 |
DisclosureSEC source: 0001019056-19-000237 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,826,891 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on April 5, 2019 in multiple transactions at prices ranging from $19.53 to $19.85, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 21:45 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 4,100 | $19.71 | $80,811.00 |
DisclosureSEC source: 0001019056-19-000237 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,830,891 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on April 4, 2019 in multiple transactions at prices ranging from $19.56 to $20.07, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 21:45 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 4,900 | $20.20 | $98,980.00 |
DisclosureSEC source: 0001019056-19-000237 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,834,991 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on April 3, 2019 in multiple transactions at prices ranging from $20.05 to $20.51, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 21:49 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 4,700 | $20.51 | $96,397.00 |
DisclosureSEC source: 0001019056-19-000226 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,839,891 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on April 2, 2019 in multiple transactions at prices ranging from $20.43 to $20.69, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:49 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 6,400 | $20.87 | $133,568.00 |
DisclosureSEC source: 0001019056-19-000226 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,844,591 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on April 1, 2019 in multiple transactions at prices ranging from $20.68 to $21.12, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:49 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 8,800 | $21.14 | $186,032.00 |
DisclosureSEC source: 0001019056-19-000226 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,850,991 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on March 29, 2019 in multiple transactions at prices ranging from $20.82 to $21.26, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| March 28, 2019 Filed Mar 28, 2019 22:48 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 8,700 | $20.81 | $181,047.00 |
DisclosureSEC source: 0001019056-19-000224 · ownership.xml · nonDerivative · entry 3 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,859,791 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F4 · price: The price reported is a weighted average price. These shares were sold on March 28, 2019 in multiple transactions at prices ranging from $20.70 to $20.90, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 22:48 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 3,400 | $20.53 | $69,802.00 |
DisclosureSEC source: 0001019056-19-000224 · ownership.xml · nonDerivative · entry 2 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,868,491 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F3 · price: The price reported is a weighted average price. These shares were sold on March 27, 2019 in multiple transactions at prices ranging from $20.20 to $20.71, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:48 UTC | AGILYSYS INC AGYS · Entity 897 | SaleCommon Stock | 4,000 | $20.78 | $83,120.00 |
DisclosureSEC source: 0001019056-19-000224 · ownership.xml · nonDerivative · entry 1 Bermuda One Fund LLC · CIK 0001767425 · 10% owner VP Bermuda LLC · CIK 0001767231 · 10% owner Vogel Scott D. · CIK 0001685034 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,871,891 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2019. F2 · price: The price reported is a weighted average price. These shares were sold on March 26, 2019 in multiple transactions at prices ranging from $20.70 to $20.90, inclusive. The reporting person undertakes to provide to Agilysys, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: VP Bermuda LLC and Scott D. Vogel may be deemed to indirectly beneficially own the shares of common stock held by Bermuda One Fund, LLC, however each of VP Bermuda LLC and Scott D. Vogel disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:42 UTC | KEY ENERGY SERVICES INC KEG · Entity 11887 | PurchaseCommon Stock | 50,000 | $1.98 | $99,000.00 |
DisclosureSEC source: 0001209191-19-013003 · doc4.xml · nonDerivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,718 F1 · shares: This transaction was executed in multiple transactions at prices ranging from $1.89 USD to $1.99 USD; the price reported above reflects the weighted average purchase price. F2 · balance_after: This amount includes 5,208 unvested restricted stock units that would be able to vest and settle within 60 days. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 17:07 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 4,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-19-000020 · wf-form4_155009563626871.xml · nonDerivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,887 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on February 12, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"). F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · balance_after: These securities consist of (i) the 4,040 RSUs reported on this form and (ii) 12,847 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 18:43 UTC | KEY ENERGY SERVICES INC KEG · Entity 11887 | GrantCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007511 · doc4.xml · nonDerivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,343 F1 · shares: Award of restricted stock units ("RSUs") granted under the Key Energy Services, Inc.'s 2016 Equity and Cash Incentive Plan as annual compensation to independent non-employee members of the board of directors. Each RSU is equal to one share of Common Stock and is payable in stock only. The award will vest in four equal parts quarterly by year end 2019. The reporting person has deferred settlement of the RSUs upon the earlier to occur of: a) December 31, 2021; b) the sixty (60) day period immediately following the termination of service with the Company; or c) the sixty (60) day period immediately following the consummation of a "Change of Control" of the Company. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 16:25 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000182 · wf-form4_154516830613953.xml · derivative · entry 2 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 16:25 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001418100-18-000182 · wf-form4_154516830613953.xml · nonDerivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on December 15, 2018. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 10:50 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056349 · doc4.xml · derivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Class A Common Stock · 1,350 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 07:15 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000160 · wf-form4_153718290829578.xml · derivative · entry 2 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,212 Underlying: Common Stock · 3,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 07:15 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000160 · wf-form4_153718290829578.xml · nonDerivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on September 15, 2018. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:14 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000124 · wf-form4_152935284518176.xml · derivative · entry 2 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,424 Underlying: Common Stock · 3,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:14 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000124 · wf-form4_152935284518176.xml · nonDerivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on June 15, 2018. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 16:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionRestricted Stock Units · Derivative | 3,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000096 · wf-form4_152114496838548.xml · derivative · entry 2 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,636 Underlying: Common Stock · 3,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. F1 · derivative.exercise_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F1 · derivative.expiration_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 16:16 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000096 · wf-form4_152114496838548.xml · nonDerivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F1 · balance_after: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 16:11 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantRestricted Stock Units · Derivative | 12,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-18-000061 · wf-form4_151682825180867.xml · derivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,847 Underlying: Common Stock · 12,847 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. F2 · derivative.exercise_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F2 · derivative.expiration_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:46 UTC | KEY ENERGY SERVICES INC KEG · Entity 11887 | GrantCommon Stock | 10,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000213 · primarydocument.xml · nonDerivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,510 F1 · shares: Award of restricted stock units ("RSUs") granted under the Key Energy Services, Inc. 2016 Equity and Cash Incentive Plan as annual compensation to independent non-employee members of the board of directors. Each RSU is equal to one share of Common Stock and is payable in stock only. The award will vest in four equal parts quarterly by year end 2018. The reporting person has deferred settlement of the RSUs upon the earlier to occur of: a) December 31, 2020; b) within the sixty (60) day period immediately following the termination of service with the Company; c) within the sixty (60) day period immediately following the consummation of a "Change of Control" of the Company. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 12:57 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063423 · doc4.xml · derivative · entry 1 Vogel Scott D. · CIK 0001685034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Class A Common Stock · 1,600 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.