organization · Reporting owner
Lightspeed SPV I, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rubrik, Inc.RBRK · Entity 2594 | 10% owner | June 26, 2025 | June 30, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rubrik, Inc.
Report date June 26, 2025 · Filed June 30, 2025
Jointly reported with Lightspeed Venture Partners IX, L.P., Lightspeed General Partner IX, L.P., Lightspeed Ultimate General Partner IX, Ltd., Lightspeed Venture Partners Select II, L.P., Lightspeed General Partner Select II, L.P., Lightspeed Ultimate General Partner Select II, Ltd., Lightspeed SPV I-B, LLC, Lightspeed SPV I-C, LLC, LS SPV Management, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,440,000 |
Reported balance
After 2025-06-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-06-26 · Conversion · Acquired 4,440,000 · Balance 4,440,000 F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-06-26 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2025-06-26 · Other · Disposed 4,440,000 · Balance 0 F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX). F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | Direct | 59,182 |
Reported balance
After 2025-06-26 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2025-06-26 · Other · Acquired 37,961 · Balance 59,182 F23: Represents receipt of shares in the distribution in kind described in footnote (19). F24: Shares are held by Barry Eggers. |
| Class A Common StockSEC Table I · non-derivative | Direct | 59,182 |
Reported balance
After 2025-06-26 transaction · row 20
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 20 · 2025-06-26 · Other · Acquired 37,961 · Balance 59,182 F23: Represents receipt of shares in the distribution in kind described in footnote (19). F26: Shares are held by Peter Nieh. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 0 |
Last balance in matching sequence
After 2025-06-26 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2025-06-26 · Conversion · Acquired 1,031,000 · Balance 1,031,000 F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 9 · 2025-06-26 · Other · Disposed 1,031,000 · Balance 0 F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II). F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I, LLC | 0 |
Last balance in matching sequence
After 2025-06-26 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2025-06-26 · Conversion · Acquired 2,004,000 · Balance 2,004,000 F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 12 · 2025-06-26 · Other · Disposed 2,004,000 · Balance 0 F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV). F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I-B, LLC | 0 |
Last balance in matching sequence
After 2025-06-26 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2025-06-26 · Conversion · Acquired 1,274,000 · Balance 1,274,000 F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 13 · 2025-06-26 · Other · Disposed 1,274,000 · Balance 0 F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members. F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I-C, LLC | 0 |
Last balance in matching sequence
After 2025-06-26 transaction · row 14
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2025-06-26 · Conversion · Acquired 892,000 · Balance 892,000 F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 14 · 2025-06-26 · Other · Disposed 892,000 · Balance 0 F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members. F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner IX, L.P. | 0 |
Last balance in matching sequence
After 2025-06-26 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 7 · 2025-06-26 · Other · Acquired 1,159,950 · Balance 1,159,950 F7: Represents receipt of shares in the distribution in kind described in footnote (6). F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 8 · 2025-06-26 · Other · Disposed 1,159,950 · Balance 0 F9: Represents an in-kind distribution by LGP IX without consideration to its partners. F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select II, L.P. | 0 |
Last balance in matching sequence
After 2025-06-26 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 10 · 2025-06-26 · Other · Acquired 218,572 · Balance 218,572 F11: Represents receipt of shares in the distribution in kind described in footnote (10). F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 11 · 2025-06-26 · Other · Disposed 218,572 · Balance 0 F13: Represents an in-kind distribution by LGP Select II without consideration to its partners. F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy LS SPV Management, LLC | 0 |
Last balance in matching sequence
After 2025-06-26 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 15 · 2025-06-26 · Other · Acquired 400,800 · Balance 400,800 F17: Represents receipt of shares in the distribution in kind described in footnote (14). F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Row 16 · 2025-06-26 · Other · Disposed 400,800 · Balance 0 F19: Represents an in-kind distribution by LS SPV without consideration to its members. F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Management Company, L.L.C. | 16,984 |
Reported balance
After 2025-06-26 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2025-06-26 · Other · Acquired 16,984 · Balance 16,984 F20: Represents receipt of shares in the distribution in kind described in footnote (9). F21: Represents receipt of shares in the distribution in kind described in footnote (13). F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments LP - Fund 2 | 356,242 |
Reported balance
After 2025-06-26 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2025-06-26 · Other · Acquired 166,963 · Balance 356,242 F20: Represents receipt of shares in the distribution in kind described in footnote (9). F21: Represents receipt of shares in the distribution in kind described in footnote (13). F25: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 2 | 396,874 |
Reported balance
After 2025-06-26 transaction · row 21
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 21 · 2025-06-26 · Other · Acquired 146,773 · Balance 396,874 F20: Represents receipt of shares in the distribution in kind described in footnote (9). F27: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 4 | 50,331 |
Reported balance
After 2025-06-26 transaction · row 22
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 22 · 2025-06-26 · Other · Acquired 20,190 · Balance 50,331 F21: Represents receipt of shares in the distribution in kind described in footnote (13). F28: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 5,549,816 |
Reported balance
After 2025-06-26 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2025-06-26 · Conversion · Disposed 4,440,000 · Balance 5,549,816 F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select II, L.P. | 1,288,410 |
Reported balance
After 2025-06-26 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2025-06-26 · Conversion · Disposed 1,031,000 · Balance 1,288,410 F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I, LLC | 2,507,457 |
Reported balance
After 2025-06-26 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2025-06-26 · Conversion · Disposed 2,004,000 · Balance 2,507,457 F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I-B, LLC | 1,973,511 |
Reported balance
After 2025-06-26 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2025-06-26 · Conversion · Disposed 1,274,000 · Balance 1,973,511 F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I-C, LLC | 1,381,358 |
Reported balance
After 2025-06-26 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2025-06-26 · Conversion · Disposed 892,000 · Balance 1,381,358 F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 1 | 649 |
Reported balance
Holding disclosure · report date 2025-06-26 · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · Balance 649 F29: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 3 | 8,387 |
Reported balance
Holding disclosure · report date 2025-06-26 · row 24
Holding and transaction disclosures are not merged.
1 source rowRow 24 · Balance 8,387 F30: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners X, L.P. | 101,659 |
Reported balance
Holding disclosure · report date 2025-06-26 · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · Balance 101,659 F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F32: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).
F7: Represents receipt of shares in the distribution in kind described in footnote (6).
F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F9: Represents an in-kind distribution by LGP IX without consideration to its partners.
F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).
F11: Represents receipt of shares in the distribution in kind described in footnote (10).
F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F13: Represents an in-kind distribution by LGP Select II without consideration to its partners.
F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV).
F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.
F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.
F17: Represents receipt of shares in the distribution in kind described in footnote (14).
F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F19: Represents an in-kind distribution by LS SPV without consideration to its members.
F20: Represents receipt of shares in the distribution in kind described in footnote (9).
F21: Represents receipt of shares in the distribution in kind described in footnote (13).
F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
F23: Represents receipt of shares in the distribution in kind described in footnote (19).
F24: Shares are held by Barry Eggers.
F25: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.
F26: Shares are held by Peter Nieh.
F27: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.
F28: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.
F29: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1.
F30: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3.
F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
F32: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 1,504,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 14 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 0 F16 · kind: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 145,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 13 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 0 F15 · kind: Represents an in-kind distribution by LGP Select II without consideration to its partners. F14 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 145,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 12 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 145,028 F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (12). F14 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 774,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 11 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 F12 · kind: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II). F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 869,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 10 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 0 F11 · kind: Represents an in-kind distribution by LGP IX without consideration to its partners. F10 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 869,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 9 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 869,963 F9 · kind: Represents receipt of shares in the distribution in kind described in footnote (8). F10 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 3,330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 8 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F8 · kind: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX). F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 18,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 7 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Affiliates X, L.P. Disclosed balance after: 18,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 304,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 6 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners X, L.P. Disclosed balance after: 304,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · ownership.nature: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 758,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 5 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 758,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,083,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 4 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 1,083,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,504,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 3 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 1,504,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 774,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 2 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 774,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 3,330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009156 · form4-03282025_120357.xml · nonDerivative · entry 1 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,330,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 17 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 6,015,457 Underlying: Class A Common Stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,030,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 16 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 3,093,410 Underlying: Class A Common Stock · 1,030,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 4,440,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · derivative · entry 15 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,319,816 Underlying: Class A Common Stock · 4,440,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F19 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F19 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 16,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 14 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Nieh Family Investments LP - Fund 4 Disclosed balance after: 16,715 F14 · kind: Represents receipt of shares in the distribution in kind described in footnote (12). F18 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 140,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 13 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Nieh Family Investments LP - Fund 2 Disclosed balance after: 140,021 F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (9). F17 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 156,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 12 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Eggers Investments LP - Fund 2 Disclosed balance after: 156,736 F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (9). F14 · kind: Represents receipt of shares in the distribution in kind described in footnote (12). F16 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 15,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 11 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Management Company, L.L.C. Disclosed balance after: 15,933 F13 · kind: Represents receipt of shares in the distribution in kind described in footnote (9). F14 · kind: Represents receipt of shares in the distribution in kind described in footnote (12). F15 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 180,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 10 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 0 F12 · kind: Represents an in-kind distribution by LGP Select II without consideration to its partners. F11 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 180,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 9 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 180,314 F10 · kind: Represents receipt of shares in the distribution in kind described in footnote (5). F11 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 1,105,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 8 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 0 F9 · kind: Represents an in-kind distribution by LGP IX without consideration to its partners. F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 1,105,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 7 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 1,105,283 F7 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 6 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 0 F6 · kind: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 1,030,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 5 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 F5 · kind: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II). F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 4,440,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 4 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · kind: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX). F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 3 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,030,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 2 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 1,030,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 4,440,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023332 · form4-09132024_120946.xml · nonDerivative · entry 1 Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,440,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 3,566,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 14 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 3,566,303 Underlying: Class A Common Stock · 3,566,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F7 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 3,566,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 13 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 3,566,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F7 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 5,094,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 12 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 5,094,719 Underlying: Class A Common Stock · 5,094,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F6 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 5,094,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 11 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 5,094,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F6 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 8,015,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 10 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 8,015,457 Underlying: Class A Common Stock · 8,015,457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F5 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries D Preferred Stock · Derivative | 8,015,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 9 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 8,015,457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F5 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 4,123,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 8 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 4,123,410 Underlying: Class A Common Stock · 4,123,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 339,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 7 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 339,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries D Preferred Stock · Derivative | 843,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 6 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 843,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries C Preferred Stock · Derivative | 2,940,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 5 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 2,940,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 17,759,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 4 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,759,816 Underlying: Class A Common Stock · 17,759,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 297,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 3 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 297,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries B Preferred Stock · Derivative | 3,329,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 2 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,329,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:03 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries A Preferred Stock · Derivative | 14,132,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011893 · form4-05012024_100554.xml · derivative · entry 1 Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner LS SPV Management, LLC · CIK 0001978139 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 14,132,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.