Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENTAIR plcPNR · Entity 3537 | Director | August 13, 2018 | August 15, 2018 |
| Wendy's CoWEN · Entity 4659 | Director · 10% owner | July 01, 2025 | July 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENTAIR plc
Report date August 13, 2018 · Filed August 15, 2018
Jointly reported with TRIAN FUND MANAGEMENT, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common (Ordinary) SharesSEC Table I · non-derivative | IndirectPlease see explanation below | 12,036,582 |
Reported balance
After 2018-08-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-13 · Sale · Disposed 1,700,000 · Balance 12,036,582 F1: The sale reported in this Form 4 was done for portfolio management purposes. F2: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3: (FN 2, contd.) Mr. Peltz is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. |
| Common (Ordinary) Shares - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 2,862 |
Reported balance
Holding disclosure · report date 2018-08-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,862 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was done for portfolio management purposes.
F2: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.
F3: (FN 2, contd.) Mr. Peltz is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
Wendy's Co
Report date July 01, 2025 · Filed July 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 132,132 |
Reported balance
After 2025-07-01 transaction · row 1
1 source rowRow 1 · 2025-07-01 · Grant · Acquired 2,334 · Balance 132,132 F1: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable. |
| Common StockSEC Table I · non-derivative | IndirectBy Trian Partners | 14,943,466 |
Reported balance
Holding disclosure · report date 2025-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,943,466 F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a Partner of Trian Management, and a limited partner or member of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP"), and as such has an indirect interest in the shares of the Issuer held by Trian GP. The reporting persons disclaim beneficial ownership of the shares held by Trian Management and Trian GP (collectively, "Trian Partners") except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Peltz 2009FamilyTrust | 132,397 |
Reported balance
Holding disclosure · report date 2025-07-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 132,397 F4: Mr. Peltz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5: All such shares are owned by the Peltz 2009 Family Trust. Mr. Peltz is a trustee of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were issued pursuant to the Company's 2020 Omnibus Award Plan (the "Plan") in lieu of a quarterly Board of Directors retainer fee and a quarterly Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fees would otherwise be payable.
F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a Partner of Trian Management, and a limited partner or member of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds.
F3: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP"), and as such has an indirect interest in the shares of the Issuer held by Trian GP. The reporting persons disclaim beneficial ownership of the shares held by Trian Management and Trian GP (collectively, "Trian Partners") except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4: Mr. Peltz disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F5: All such shares are owned by the Peltz 2009 Family Trust. Mr. Peltz is a trustee of the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2019 Filed Dec 10, 2019 22:13 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 95 | $21.02 | $1,996.90 |
DisclosureSEC source: 0001209191-19-059913 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,409 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 22:23 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 942 | $20.68 | $19,480.56 |
DisclosureSEC source: 0001209191-19-051367 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,314 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 21:30 UTC | Wendy's Co WEN · Entity 4659 | SaleCommon Stock | 1,525,000 | $19.99 | $30,481,700.00 |
DisclosureSEC source: 0001209191-19-046372 · doc4.xml · nonDerivative · entry 2 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 26,630,629 F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.78 - $20.21. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:30 UTC | Wendy's Co WEN · Entity 4659 | SaleCommon Stock | 475,000 | $19.90 | $9,453,260.00 |
DisclosureSEC source: 0001209191-19-046372 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 28,155,629 F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $19.80 to $19.955. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:25 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,003 | $19.43 | $19,488.29 |
DisclosureSEC source: 0001209191-19-040292 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,372 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 20:47 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 105 | $18.88 | $1,982.40 |
DisclosureSEC source: 0001209191-19-038243 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,369 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:59 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 6,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035125 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,264 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:58 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,155 | $16.87 | $19,484.85 |
DisclosureSEC source: 0001209191-19-022627 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,212 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 23:09 UTC | Wendy's Co WEN · Entity 4659 | SaleCommon Stock | 3,000,000 | $17.11 | $51,330,000.00 |
DisclosureSEC source: 0001209191-19-017866 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 28,630,629 F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds. F2 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:56 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,169 | $16.67 | $19,487.23 |
DisclosureSEC source: 0001209191-19-001080 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,057 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 21:39 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 116 | $17.11 | $1,984.76 |
DisclosureSEC source: 0001209191-18-057192 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,888 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:33 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,111 | $17.54 | $19,486.94 |
DisclosureSEC source: 0001209191-18-052858 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,772 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:58 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon (Ordinary) Shares | 1,700,000 | $42.15 | $71,655,000.00 |
DisclosureSEC source: 0001209191-18-046843 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 12,036,582 F1 · kind: The sale reported in this Form 4 was done for portfolio management purposes. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 16:49 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,161 | $17.46 | $20,271.06 |
DisclosureSEC source: 0001209191-18-040643 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,661 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee and a Board committee retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| June 07, 2018 Filed Jun 7, 2018 21:40 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 121 | $16.49 | $1,995.29 |
DisclosureSEC source: 0001209191-18-036469 · doc4.xml · nonDerivative · entry 2 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,500 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:40 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 6,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036469 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,379 Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:19 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon (Ordinary) Shares | 1,675,000 | $44.14 | $73,926,125.00 |
DisclosureSEC source: 0001209191-18-034773 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 13,736,582 F1 · kind: The sale reported in this Form 4 was done for portfolio management purposes. F2 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is a limited partner of certain affiliates of the Trian Entities and Trian Management and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:37 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 118 | $16.83 | $1,985.94 |
DisclosureSEC source: 0001209191-18-031885 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,399 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:37 UTC | Wendy's Co WEN · Entity 4659 | SaleCommon Stock | 916,292 | $16.36 | $14,989,987.34 |
DisclosureSEC source: 0001209191-18-030631 · doc4.xml · nonDerivative · entry 3 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 31,630,629 F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $16.285 to $16.60. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:37 UTC | Wendy's Co WEN · Entity 4659 | SaleCommon Stock | 764,000 | $16.53 | $12,630,142.40 |
DisclosureSEC source: 0001209191-18-030631 · doc4.xml · nonDerivative · entry 2 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 32,546,921 F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $16.34 to $16.67. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:37 UTC | Wendy's Co WEN · Entity 4659 | SaleCommon Stock | 725,000 | $16.41 | $11,898,482.50 |
DisclosureSEC source: 0001209191-18-030631 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 33,310,921 F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $16.24 to $16.74. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:17 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon (Ordinary) Shares - Restricted Stock Units | 2,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028163 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:42 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 116 | $17.21 | $1,996.36 |
DisclosureSEC source: 0001209191-18-026093 · doc4.xml · nonDerivative · entry 3 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,281 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:42 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 116 | $17.14 | $1,988.24 |
DisclosureSEC source: 0001209191-18-026093 · doc4.xml · nonDerivative · entry 2 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,165 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:42 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 125 | $16.78 | $2,097.50 |
DisclosureSEC source: 0001209191-18-026093 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,049 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of Board of Directors meeting fees that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:41 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 990 | $17.03 | $16,859.70 |
DisclosureSEC source: 0001209191-18-023033 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,924 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:37 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 119 | $16.78 | $1,996.82 |
DisclosureSEC source: 0001209191-18-016485 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,934 F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:35 UTC | Wendy's Co WEN · Entity 4659 | SaleCommon Stock | 5,000,000 | $16.50 | $82,500,000.00 |
DisclosureSEC source: 0001209191-18-014198 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 34,035,921 F1 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and as such has an indirect interest in the shares of the Issuer held by the Trian Funds. F2 · ownership.nature: (FN 1, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:50 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,070 | $15.77 | $16,873.90 |
DisclosureSEC source: 0001209191-18-000969 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,815 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:42 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 138 | $14.47 | $1,996.86 |
DisclosureSEC source: 0001209191-17-065015 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,745 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:57 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 130 | $15.35 | $1,995.50 |
DisclosureSEC source: 0001209191-17-059449 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,607 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:38 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,117 | $15.10 | $16,866.70 |
DisclosureSEC source: 0001209191-17-055163 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,477 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:37 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,090 | $15.48 | $16,873.20 |
DisclosureSEC source: 0001209191-17-044082 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,360 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 21:10 UTC | Wendy's Co WEN · Entity 4659 | SaleCommon Stock | 5,500,000 | $15.97 | $87,835,000.00 |
DisclosureSEC source: 0001209191-17-038359 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 39,035,921 F1 · shares: The sales reported in this Form 4 were principally in connection with the sale of all of the shares of common stock of the issuer owned directly by one of the funds managed by Trian Management (as defined below) in connection with the upcoming expiration of the eight-year term of such fund. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:48 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 6,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035453 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,270 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:43 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,259 | $13.40 | $16,870.60 |
DisclosureSEC source: 0001209191-17-024892 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,760 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:57 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,238 | $13.63 | $16,873.94 |
DisclosureSEC source: 0001209191-17-002184 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,501 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:20 UTC | Wendy's Co WEN · Entity 4659 | PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-153770 · doc4.xml · nonDerivative · entry 3 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 44,535,921 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:20 UTC | Wendy's Co WEN · Entity 4659 | PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-153770 · doc4.xml · nonDerivative · entry 2 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 43,232,621 F4 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:20 UTC | Wendy's Co WEN · Entity 4659 | PurchaseCommon Stock | 1,540,084 | $12.62 | $19,442,482.44 |
DisclosureSEC source: 0001209191-16-153770 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 42,332,621 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:00 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 1,594 | $10.58 | $16,867.71 |
DisclosureSEC source: 0001209191-16-144411 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,263 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:37 UTC | Wendy's Co WEN · Entity 4659 | GrantCommon Stock | 205 | $9.73 | $1,994.65 |
DisclosureSEC source: 0001209191-16-140406 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,669 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.