Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEA INTERNATIONAL INCATEA · Entity 153179 | 10% owner | August 16, 2019 | August 20, 2019 |
| Aqua Metals, Inc.AQMS · Entity 7979 | Director | July 05, 2023 | July 06, 2023 |
| BBQ HOLDINGS, INC.BBQ · Entity 123890 | Director · 10% owner | September 04, 2020 | September 08, 2020 |
| BUILD-A-BEAR WORKSHOP INCBBW · Entity 5717 | 10% owner | September 18, 2020 | September 22, 2020 |
| CarParts.com, Inc.PRTS · Entity 7113 | 10% owner | June 25, 2020 | June 30, 2020 |
| ONE Group Hospitality, Inc.STKS · Entity 7176 | 10% owner · See Explanation of Responses | July 07, 2025 | July 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEA INTERNATIONAL INC
Report date August 16, 2019 · Filed August 20, 2019
Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectKanen Wealth Management, LLC | 274,136 |
Last balance in matching sequence
After 2019-08-20 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2019-08-16 · Other · Acquired 1,061 · Balance 273,455 F3: These shares relate to customer accounts already holding Common Stock when Kanen Wealth Management, LLC began managing them. F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F4: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Row 4 · 2019-08-20 · Other · Acquired 681 · Balance 274,136 F3: These shares relate to customer accounts already holding Common Stock when Kanen Wealth Management, LLC began managing them. F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F4: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. |
| COMMON STOCKSEC Table I · non-derivative | Direct | 2,600 |
Reported balance
Holding disclosure · report date 2019-08-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,600 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. |
| COMMON STOCKSEC Table I · non-derivative | IndirectThe Philotimo Fund, LP | 177,165 |
Reported balance
Holding disclosure · report date 2019-08-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 177,165 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account.
F3: These shares relate to customer accounts already holding Common Stock when Kanen Wealth Management, LLC began managing them.
F4: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above.
Aqua Metals, Inc.
Report date July 05, 2023 · Filed July 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,297 |
Reported balance
After 2023-07-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-07-05 · Grant · Acquired 27,244 · Balance 158,297 F2: Shares issued in lieu of cash for Q2 2023 board compensation. Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable and 112,842 shares of Common Stock that Mr. Kanen directly owns in personal brokerage account. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 468,425 |
Reported balance
Holding disclosure · report date 2023-07-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 468,425 F1: Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 0.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 117,107 shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 and the 351,318 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM. Mr. Kanen directly owns 85,598 shares of Common Stock in personal brokerage account. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 0.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 117,107 shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 and the 351,318 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM. Mr. Kanen directly owns 85,598 shares of Common Stock in personal brokerage account.
F2: Shares issued in lieu of cash for Q2 2023 board compensation. Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable and 112,842 shares of Common Stock that Mr. Kanen directly owns in personal brokerage account.
BBQ HOLDINGS, INC.
Report date September 04, 2020 · Filed September 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectThe Philotimo Fund, LP | 563,905 |
Reported balance
After 2020-09-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-09-04 · Purchase · Acquired 9,000 · Balance 563,905 |
| COMMON STOCKSEC Table I · non-derivative | IndirectKanen Wealth Management LLC | 1,019,806 |
Reported balance
Holding disclosure · report date 2020-09-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,019,806 F1: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 83,441 shares held in Mr. Kanen's account as described in footnote 2 below. |
| COMMON STOCKSEC Table I · non-derivative | Direct | 83,441 |
Reported balance
Holding disclosure · report date 2020-09-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 83,441 F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Act of 1934, as amended, (the "Exchange Act"), 1,620,710 shares of Common Stock, which represents approximately 17% of the Issuer's outstanding shares of Common Stock. Pursuant to beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,103,247 shares of Common Stock held in customer accounts managed by KWM (including the 83,441 shares held in Mr. Kanen's personal account) and the 563,905 shares of Common Stock held by the Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of this pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWN other than the 83,441 shares held in Mr. Kanen's account. |
Filing footnotes · ownership attribution and instrument terms
F1: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 83,441 shares held in Mr. Kanen's account as described in footnote 2 below.
F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Act of 1934, as amended, (the "Exchange Act"), 1,620,710 shares of Common Stock, which represents approximately 17% of the Issuer's outstanding shares of Common Stock. Pursuant to beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,103,247 shares of Common Stock held in customer accounts managed by KWM (including the 83,441 shares held in Mr. Kanen's personal account) and the 563,905 shares of Common Stock held by the Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of this pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWN other than the 83,441 shares held in Mr. Kanen's account.
BUILD-A-BEAR WORKSHOP INC
Report date September 18, 2020 · Filed September 22, 2020
Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectPHILOTIMO FUND, LP | 10,007 |
Reported balance
After 2020-09-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-09-18 · Sale · Disposed 525,000 · Balance 10,007 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 5.5% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 864,580 shares of Common Stock, which represent approximately 5.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 801,989 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 10,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account. |
| COMMON STOCKSEC Table I · non-derivative | IndirectKANEN WEALTH MANAGEMENT, LLC | 801,989 |
Last balance in matching sequence
After 2020-09-22 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-09-21 · Sale · Disposed 56,207 · Balance 811,013 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 5.5% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 864,580 shares of Common Stock, which represent approximately 5.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 801,989 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 10,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account. F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 52,584 shares held in Mr. Kanen's account as described in footnote 2 above. Row 3 · 2020-09-22 · Sale · Disposed 9,024 · Balance 801,989 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 5.5% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 864,580 shares of Common Stock, which represent approximately 5.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 801,989 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 10,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account. F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 52,584 shares held in Mr. Kanen's account as described in footnote 2 above. |
| COMMON STOCKSEC Table I · non-derivative | Direct | 52,584 |
Reported balance
Holding disclosure · report date 2020-09-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 52,584 |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 5.5% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own.
F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 864,580 shares of Common Stock, which represent approximately 5.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 801,989 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 10,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account.
F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 52,584 shares held in Mr. Kanen's account as described in footnote 2 above.
CarParts.com, Inc.
Report date June 25, 2020 · Filed June 30, 2020
Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectKANEN WEALTH MANAGEMENT, LLC | 2,830,181 |
Last balance in matching sequence
After 2020-06-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-06-25 · Sale · Disposed 281,478 · Balance 2,844,337 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 179,230 shares held in Mr. Kanen's account as described in footnote 2 above. Row 2 · 2020-06-29 · Sale · Disposed 13,958 · Balance 2,830,379 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 179,230 shares held in Mr. Kanen's account as described in footnote 2 above. Row 3 · 2020-06-30 · Sale · Disposed 198 · Balance 2,830,181 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 179,230 shares held in Mr. Kanen's account as described in footnote 2 above. |
| COMMON STOCKSEC Table I · non-derivative | IndirectTHE PHILOTIMO FUND | 800,000 |
Last balance in matching sequence
After 2020-06-29 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2020-06-26 · Sale · Disposed 14,558 · Balance 985,442 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account Row 7 · 2020-06-29 · Sale · Disposed 185,442 · Balance 800,000 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account |
| COMMON STOCKSEC Table I · non-derivative | Direct | 179,230 |
Reported balance
Holding disclosure · report date 2020-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 179,230 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account |
| COMMON STOCKSEC Table I · non-derivative | IndirectBY DEFINED BENEFIT PLAN | 50,000 |
Reported balance
Holding disclosure · report date 2020-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 50,000 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account |
Filing footnotes · ownership attribution and instrument terms
F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account
F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 179,230 shares held in Mr. Kanen's account as described in footnote 2 above.
ONE Group Hospitality, Inc.
Report date July 07, 2025 · Filed July 10, 2025
Jointly reported with Philotimo Fund, LP, Philotimo Focused Growth & Income Fund, Kanen Wealth Management LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectKanen Wealth Management, LLC | 2,110,941 |
Last balance in matching sequence
After 2025-07-09 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2025-07-07 · Sale · Disposed 48,780 · Balance 2,241,087 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 3 · 2025-07-08 · Sale · Disposed 42,242 · Balance 2,198,845 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 5 · 2025-07-09 · Sale · Disposed 87,904 · Balance 2,110,941 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. |
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectPhilotimo Fund, LP | 1,823,266 |
Last balance in matching sequence
After 2025-07-09 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 2 · 2025-07-07 · Sale · Disposed 40,000 · Balance 1,930,000 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. Row 4 · 2025-07-08 · Sale · Disposed 34,638 · Balance 1,895,362 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. Row 6 · 2025-07-09 · Sale · Disposed 72,096 · Balance 1,823,266 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. |
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 20,237 |
Reported balance
Holding disclosure · report date 2025-07-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 20,237 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectPhilotimo Focused Growth & Income Fund | 393,975 |
Reported balance
Holding disclosure · report date 2025-07-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 393,975 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F2: Securities beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
F3: Securities beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
F4: Securities beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lazydays Holdings, Inc.
Report date October 31, 2022 · Filed January 17, 2023
Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP, Philotimo Focused Growth & Income Fund
Section 16 reporting ended · disclosed 2023-01-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectKanen Wealth Management, LLC | 404,857 |
Last balance in matching sequence
After 2022-12-05 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2022-10-31 · Sale · Disposed 615 · Balance 425,974 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 2 · 2022-11-22 · Sale · Disposed 900 · Balance 425,074 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 3 · 2022-11-29 · Sale · Disposed 6,699 · Balance 418,375 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 4 · 2022-12-05 · Sale · Disposed 13,518 · Balance 404,857 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. |
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectPhilotimo Focused Growth and Income Fund | 0 |
Reported balance
After 2022-12-05 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-12-05 · Sale · Disposed 107,000 · Balance 0 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-03-15 | IndirectPhilotimo Focused Growth and Income Fund | 240,336 |
Reported balance
After 2022-10-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-10-31 · Purchase · Acquired 300 · Balance 240,336 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F5: Immediately exercisable. F4: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund. |
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 4,980 |
Reported balance
Holding disclosure · report date 2022-10-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,980 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectPhilotimo Fund, LP | 250,000 |
Reported balance
Holding disclosure · report date 2022-10-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 250,000 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-03-15 | IndirectPhilotimo Fund, LP | 575,717 |
Reported balance
Holding disclosure · report date 2022-10-31 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 575,717 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F5: Immediately exercisable. F3: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.
F3: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
F4: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
F5: Immediately exercisable.
Real Good Food Company, Inc.
Report date October 17, 2023 · Filed October 26, 2023
Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP, Philotimo Focused Growth & Income Fund
Section 16 reporting ended · disclosed 2023-10-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectPhilotimo Fund, LP | 1,239,020 |
Reported balance
After 2023-10-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-10-17 · Purchase · Acquired 75,000 · Balance 1,239,020 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. |
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectPhilotimo Focused Growth and Income Fund | 342,680 |
Reported balance
After 2023-10-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-10-17 · Purchase · Acquired 35,000 · Balance 342,680 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund. |
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2023-10-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectKanen Wealth Management LLC | 10,000 |
Reported balance
Holding disclosure · report date 2023-10-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,000 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F2: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
F3: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
F4: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2018 Filed Jul 27, 2018 22:44 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 17,300 | $2.68 | $46,332.86 |
DisclosureSEC source: 0000921895-18-002147 · form411527009_07272018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,072,211 F2 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 26, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 3,569 | $6.45 | $23,020.05 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 15 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 983,088 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 22:44 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 1,600 | $2.55 | $4,080.00 |
DisclosureSEC source: 0000921895-18-002147 · form411527009_07272018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,054,911 F2 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 24, 2018 Filed Jul 24, 2018 23:52 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 2,100 | $2.54 | $5,330.85 |
DisclosureSEC source: 0000921895-18-002134 · form411527009_07242018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,053,311 F3 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 23:52 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 1,531 | $2.58 | $3,945.23 |
DisclosureSEC source: 0000921895-18-002134 · form411527009_07242018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,051,211 F3 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 23:52 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | OtherCommon Stock | 2,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002134 · form411527009_07242018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,049,680 F2 · kind: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F2 · shares: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F2 · price: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 20, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 200 | $6.45 | $1,290.00 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 14 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 982,888 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| July 20, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock | 813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 13 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 982,075 F5 · price: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| July 19, 2018 Filed Jul 19, 2018 23:42 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 6,469 | $2.55 | $16,471.37 |
DisclosureSEC source: 0000921895-18-002123 · form411527009_07192018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,052,013 F2 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 23:42 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 4,822 | $2.55 | $12,277.29 |
DisclosureSEC source: 0000921895-18-002123 · form411527009_07192018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,045,544 F2 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 16, 2018 Filed Jul 19, 2018 23:42 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 28,694 | $2.58 | $73,996.09 |
DisclosureSEC source: 0000921895-18-002123 · form411527009_07192018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,040,722 F2 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 13, 2018 Filed Jul 13, 2018 22:03 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 38,551 | $2.43 | $93,671.22 |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,012,028 F3 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 22:03 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 1,316 | $2.31 | $3,039.96 |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,237 F4 · balance_after: Mr. Kanen beneficially owns 4,877,265 shares of Common Stock, which represent approximately 17.8% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,012,028 shares of Common Stock held in customer accounts managed by KWM (including the 20,237 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 22:03 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 98,684 | $2.31 | $227,960.04 |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,973,477 F3 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 22:03 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 43,358 | $2.25 | $97,438.43 |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,874,793 F3 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 11, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 8,008 | $6.39 | $51,190.34 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 12 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 974,067 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| June 21, 2018 Filed Jul 13, 2018 22:03 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | OtherCommon Stock | 15,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,831,435 F2 · kind: Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F2 · price: Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| June 21, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock | 5,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 11 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 968,488 F5 · price: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| June 21, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 50,948 | $6.25 | $318,425.00 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 10 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 202,135 F3 · ownership.nature: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 1,633,009 shares of Common Stock, which represent approximately 17.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,294,421 shares of Common Stock held in customer accounts managed by KWM (including the 55,505 shares held in Mr. Kanen's account) and the 283,083 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 55,505 shares held in Mr. Kanen's account. Read SEC document |
| June 20, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 4,000 | $6.30 | $25,200.00 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 9 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 964,488 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 16:35 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | OtherCommon Stock | 18,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-001882 · form411527009_06052018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,847,357 F3 · kind: Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F3 · price: Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 18,921 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| May 25, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock | 7,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 8 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 957,065 F4 · price: Represents shares that were sold by one of the client managed accounts. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| May 24, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 21,900 | $7.52 | $164,790.93 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 7 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 935,165 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| May 23, 2018 Filed May 25, 2018 16:34 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 30,000 | $7.55 | $226,500.00 |
DisclosureSEC source: 0000921895-18-001826 · form411527001_05252018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LP Disclosed balance after: 200,354 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM (including the 37,258 shares held in Mr. Kanen's account), which includes the 200,354 shares of Common Stock held by the Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| May 23, 2018 Filed May 29, 2018 15:26 UTC Amendment | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 30,000 | $7.55 | $226,500.00 |
DisclosureSEC source: 0000921895-18-001840 · form4a11527001_05292018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LP Disclosed balance after: 200,354 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM (including the 37,258 shares held in Mr. Kanen's account), which includes the 200,354 shares of Common Stock held by the Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| May 23, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 30,000 | $7.55 | $226,500.00 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 172,135 F3 · ownership.nature: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 1,633,009 shares of Common Stock, which represent approximately 17.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,294,421 shares of Common Stock held in customer accounts managed by KWM (including the 55,505 shares held in Mr. Kanen's account) and the 283,083 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 55,505 shares held in Mr. Kanen's account. Read SEC document |
| May 23, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 90,564 | $7.57 | $685,569.48 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 844,601 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| May 18, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 8,250 | $7.92 | $65,377.13 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 836,351 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| May 17, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 23,356 | $7.83 | $182,942.88 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 812,995 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| May 16, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 5,000 | $7.75 | $38,750.00 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 807,995 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 55,505 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document |
| May 15, 2018 Filed May 25, 2018 16:34 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 23,000 | $7.87 | $180,899.60 |
DisclosureSEC source: 0000921895-18-001826 · form411527001_05252018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LP Disclosed balance after: 170,354 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM (including the 37,258 shares held in Mr. Kanen's account), which includes the 200,354 shares of Common Stock held by the Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| May 15, 2018 Filed May 29, 2018 15:26 UTC Amendment | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 23,000 | $7.87 | $180,899.60 |
DisclosureSEC source: 0000921895-18-001840 · form4a11527001_05292018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LP Disclosed balance after: 170,354 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM (including the 37,258 shares held in Mr. Kanen's account), which includes the 200,354 shares of Common Stock held by the Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| May 15, 2018 Filed Sep 27, 2018 20:31 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 23,000 | $7.87 | $180,899.60 |
DisclosureSEC source: 0000921895-18-002674 · form411527001a_09272018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 149,135 F3 · ownership.nature: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 1,633,009 shares of Common Stock, which represent approximately 17.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,294,421 shares of Common Stock held in customer accounts managed by KWM (including the 55,505 shares held in Mr. Kanen's account) and the 283,083 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 55,505 shares held in Mr. Kanen's account. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 11,153 | $7.71 | $85,938.33 |
DisclosureSEC source: 0000921895-18-001675 · form411527001_05142018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LP Disclosed balance after: 147,354 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM (including the 37,258 shares held in Mr. Kanen's account), which includes the 147,354 shares of Common Stock held by the Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| May 09, 2018 Filed May 14, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | PurchaseCommon Stock | 9,156 | $7.72 | $70,706.29 |
DisclosureSEC source: 0000921895-18-001675 · form411527001_05142018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LP Disclosed balance after: 136,201 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM (including the 37,258 shares held in Mr. Kanen's account), which includes the 147,354 shares of Common Stock held by the Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| February 20, 2018 Filed Jun 6, 2018 16:35 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 3,000 | $2.55 | $7,650.00 |
DisclosureSEC source: 0000921895-18-001882 · form411527009_06052018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,866,273 F2 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 18,921 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 852 | $2.23 | $1,899.96 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 12 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,863,273 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 09, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 701 | $2.23 | $1,563.23 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 11 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,862,421 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 08, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 202 | $2.23 | $450.46 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 10 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,861,720 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 06, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 6,000 | $2.31 | $13,858.80 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 9 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,861,518 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 05, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 11,400 | $2.20 | $25,045.80 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 8 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,855,518 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 01, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 31,900 | $2.21 | $70,470.29 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 7 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,844,118 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 31, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 4,500 | $2.22 | $9,985.95 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,812,218 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 29, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 4,800 | $2.22 | $10,656.00 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,807,718 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 26, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 5,393 | $2.22 | $11,958.98 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,802,918 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 19, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 100,700 | $2.23 | $224,561.00 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,797,525 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 18, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 4,128 | $2.23 | $9,200.07 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,696,825 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 17, 2018 Filed Feb 15, 2018 00:04 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 3,700 | $2.23 | $8,251.00 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,692,697 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 00:12 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 35,000 | $2.39 | $83,650.00 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 13 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 1,845,000 F2 · balance_after: Mr. Kanen beneficially owns 4,553,997 shares of Common Stock, which represent approximately 16.6% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,688,997 shares of Common Stock held in customer accounts managed by KWM (including the 18,921 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| December 29, 2017 Filed Mar 14, 2018 20:01 UTC Amendment | ONE Group Hospitality, Inc. STKS · Entity 7176 | PurchaseCommon Stock | 35,000 | $2.39 | $83,650.00 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 13 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 1,845,000 F2 · balance_after: Mr. Kanen beneficially owns 4,553,997 shares of Common Stock, which represent approximately 16.6% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,688,997 shares of Common Stock held in customer accounts managed by KWM (including the 18,921 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock and the 125,000 warrants held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.