person · Reporting owner

Kanen David

Disclosed activity across 8 companies

Tapewire entity: 77590
SEC CIK: 0001681743

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ASTEA INTERNATIONAL INCATEA · Entity 153179	10% owner	August 16, 2019	August 20, 2019
Aqua Metals, Inc.AQMS · Entity 7979	Director	July 05, 2023	July 06, 2023
BBQ HOLDINGS, INC.BBQ · Entity 123890	Director · 10% owner	September 04, 2020	September 08, 2020
BUILD-A-BEAR WORKSHOP INCBBW · Entity 5717	10% owner	September 18, 2020	September 22, 2020
CarParts.com, Inc.PRTS · Entity 7113	10% owner	June 25, 2020	June 30, 2020
ONE Group Hospitality, Inc.STKS · Entity 7176	10% owner · See Explanation of Responses	July 07, 2025	July 10, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASTEA INTERNATIONAL INC

Report date August 16, 2019 · Filed August 20, 2019

Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	IndirectKanen Wealth Management, LLC	274,136	Last balance in matching sequence After 2019-08-20 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2019-08-16 · Other · Acquired 1,061 · Balance 273,455 F3: These shares relate to customer accounts already holding Common Stock when Kanen Wealth Management, LLC began managing them. F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F4: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Row 4 · 2019-08-20 · Other · Acquired 681 · Balance 274,136 F3: These shares relate to customer accounts already holding Common Stock when Kanen Wealth Management, LLC began managing them. F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F4: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above.
COMMON STOCKSEC Table I · non-derivative	Direct	2,600	Reported balance Holding disclosure · report date 2019-08-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,600 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account.
COMMON STOCKSEC Table I · non-derivative	IndirectThe Philotimo Fund, LP	177,165	Reported balance Holding disclosure · report date 2019-08-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 177,165 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 453,901 shares of Common Stock, which represent approximately 12.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 276,736 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account.

F3: These shares relate to customer accounts already holding Common Stock when Kanen Wealth Management, LLC began managing them.

F4: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above.

Aqua Metals, Inc.

Report date July 05, 2023 · Filed July 06, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	158,297	Reported balance After 2023-07-05 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2023-07-05 · Grant · Acquired 27,244 · Balance 158,297 F2: Shares issued in lieu of cash for Q2 2023 board compensation. Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable and 112,842 shares of Common Stock that Mr. Kanen directly owns in personal brokerage account.
Common StockSEC Table I · non-derivative	IndirectSee footnote	468,425	Reported balance Holding disclosure · report date 2023-07-05 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 468,425 F1: Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 0.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 117,107 shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 and the 351,318 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM. Mr. Kanen directly owns 85,598 shares of Common Stock in personal brokerage account.

Filing footnotes · ownership attribution and instrument terms

F1: Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 0.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 117,107 shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 and the 351,318 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM. Mr. Kanen directly owns 85,598 shares of Common Stock in personal brokerage account.

F2: Shares issued in lieu of cash for Q2 2023 board compensation. Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable and 112,842 shares of Common Stock that Mr. Kanen directly owns in personal brokerage account.

BBQ HOLDINGS, INC.

Report date September 04, 2020 · Filed September 08, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	IndirectThe Philotimo Fund, LP	563,905	Reported balance After 2020-09-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-09-04 · Purchase · Acquired 9,000 · Balance 563,905
COMMON STOCKSEC Table I · non-derivative	IndirectKanen Wealth Management LLC	1,019,806	Reported balance Holding disclosure · report date 2020-09-04 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,019,806 F1: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 83,441 shares held in Mr. Kanen's account as described in footnote 2 below.
COMMON STOCKSEC Table I · non-derivative	Direct	83,441	Reported balance Holding disclosure · report date 2020-09-04 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 83,441 F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Act of 1934, as amended, (the "Exchange Act"), 1,620,710 shares of Common Stock, which represents approximately 17% of the Issuer's outstanding shares of Common Stock. Pursuant to beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,103,247 shares of Common Stock held in customer accounts managed by KWM (including the 83,441 shares held in Mr. Kanen's personal account) and the 563,905 shares of Common Stock held by the Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of this pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWN other than the 83,441 shares held in Mr. Kanen's account.

Filing footnotes · ownership attribution and instrument terms

F1: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 83,441 shares held in Mr. Kanen's account as described in footnote 2 below.

F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Act of 1934, as amended, (the "Exchange Act"), 1,620,710 shares of Common Stock, which represents approximately 17% of the Issuer's outstanding shares of Common Stock. Pursuant to beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,103,247 shares of Common Stock held in customer accounts managed by KWM (including the 83,441 shares held in Mr. Kanen's personal account) and the 563,905 shares of Common Stock held by the Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of this pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWN other than the 83,441 shares held in Mr. Kanen's account.

BUILD-A-BEAR WORKSHOP INC

Report date September 18, 2020 · Filed September 22, 2020

Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	IndirectPHILOTIMO FUND, LP	10,007	Reported balance After 2020-09-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-09-18 · Sale · Disposed 525,000 · Balance 10,007 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 5.5% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 864,580 shares of Common Stock, which represent approximately 5.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 801,989 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 10,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account.
COMMON STOCKSEC Table I · non-derivative	IndirectKANEN WEALTH MANAGEMENT, LLC	801,989	Last balance in matching sequence After 2020-09-22 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2020-09-21 · Sale · Disposed 56,207 · Balance 811,013 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 5.5% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 864,580 shares of Common Stock, which represent approximately 5.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 801,989 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 10,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account. F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 52,584 shares held in Mr. Kanen's account as described in footnote 2 above. Row 3 · 2020-09-22 · Sale · Disposed 9,024 · Balance 801,989 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 5.5% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 864,580 shares of Common Stock, which represent approximately 5.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 801,989 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 10,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account. F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 52,584 shares held in Mr. Kanen's account as described in footnote 2 above.
COMMON STOCKSEC Table I · non-derivative	Direct	52,584	Reported balance Holding disclosure · report date 2020-09-18 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 52,584

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and The Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own approximately 5.5% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owners of any securities of the Issuer he or it does not directly own.

F2: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Exchange Act, 864,580 shares of Common Stock, which represent approximately 5.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 801,989 shares of Common Stock held in customer accounts managed by KWM (including the 52,584 shares held in Mr. Kanen's account) and the 10,007 shares of Common Stock held by The Philotimo Fund, LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 52,584 shares held in Mr. Kanen's account.

F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 52,584 shares held in Mr. Kanen's account as described in footnote 2 above.

CarParts.com, Inc.

Report date June 25, 2020 · Filed June 30, 2020

Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	IndirectKANEN WEALTH MANAGEMENT, LLC	2,830,181	Last balance in matching sequence After 2020-06-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2020-06-25 · Sale · Disposed 281,478 · Balance 2,844,337 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 179,230 shares held in Mr. Kanen's account as described in footnote 2 above. Row 2 · 2020-06-29 · Sale · Disposed 13,958 · Balance 2,830,379 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 179,230 shares held in Mr. Kanen's account as described in footnote 2 above. Row 3 · 2020-06-30 · Sale · Disposed 198 · Balance 2,830,181 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 179,230 shares held in Mr. Kanen's account as described in footnote 2 above.
COMMON STOCKSEC Table I · non-derivative	IndirectTHE PHILOTIMO FUND	800,000	Last balance in matching sequence After 2020-06-29 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 6 · 2020-06-26 · Sale · Disposed 14,558 · Balance 985,442 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account Row 7 · 2020-06-29 · Sale · Disposed 185,442 · Balance 800,000 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account
COMMON STOCKSEC Table I · non-derivative	Direct	179,230	Reported balance Holding disclosure · report date 2020-06-25 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 179,230 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account
COMMON STOCKSEC Table I · non-derivative	IndirectBY DEFINED BENEFIT PLAN	50,000	Reported balance Holding disclosure · report date 2020-06-25 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 50,000 F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account

Filing footnotes · ownership attribution and instrument terms

F1: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2: 2.Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 9.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 (including the 179,230 shares held in Mr. Kanen's account) and the 800,000 shares of Common Stock held by The Philotimo Fund LP, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 179,230 shares held in Mr. Kanen's Account

F3: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 179,230 shares held in Mr. Kanen's account as described in footnote 2 above.

ONE Group Hospitality, Inc.

Report date July 07, 2025 · Filed July 10, 2025

Jointly reported with Philotimo Fund, LP, Philotimo Focused Growth & Income Fund, Kanen Wealth Management LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectKanen Wealth Management, LLC	2,110,941	Last balance in matching sequence After 2025-07-09 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2025-07-07 · Sale · Disposed 48,780 · Balance 2,241,087 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 3 · 2025-07-08 · Sale · Disposed 42,242 · Balance 2,198,845 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 5 · 2025-07-09 · Sale · Disposed 87,904 · Balance 2,110,941 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.
Class A Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectPhilotimo Fund, LP	1,823,266	Last balance in matching sequence After 2025-07-09 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 2 · 2025-07-07 · Sale · Disposed 40,000 · Balance 1,930,000 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. Row 4 · 2025-07-08 · Sale · Disposed 34,638 · Balance 1,895,362 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. Row 6 · 2025-07-09 · Sale · Disposed 72,096 · Balance 1,823,266 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
Class A Common Stock, par value $0.0001SEC Table I · non-derivative	Direct	20,237	Reported balance Holding disclosure · report date 2025-07-07 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 20,237 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
Class A Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectPhilotimo Focused Growth & Income Fund	393,975	Reported balance Holding disclosure · report date 2025-07-07 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 393,975 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F2: Securities beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.

F3: Securities beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.

F4: Securities beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Lazydays Holdings, Inc.

Report date October 31, 2022 · Filed January 17, 2023

Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP, Philotimo Focused Growth & Income Fund

Section 16 reporting ended · disclosed 2023-01-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectKanen Wealth Management, LLC	404,857	Last balance in matching sequence After 2022-12-05 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 4 source rows Row 1 · 2022-10-31 · Sale · Disposed 615 · Balance 425,974 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 2 · 2022-11-22 · Sale · Disposed 900 · Balance 425,074 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 3 · 2022-11-29 · Sale · Disposed 6,699 · Balance 418,375 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Row 4 · 2022-12-05 · Sale · Disposed 13,518 · Balance 404,857 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.
Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectPhilotimo Focused Growth and Income Fund	0	Reported balance After 2022-12-05 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2022-12-05 · Sale · Disposed 107,000 · Balance 0 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-03-15	IndirectPhilotimo Focused Growth and Income Fund	240,336	Reported balance After 2022-10-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2022-10-31 · Purchase · Acquired 300 · Balance 240,336 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F5: Immediately exercisable. F4: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
Common Stock, par value $0.0001SEC Table I · non-derivative	Direct	4,980	Reported balance Holding disclosure · report date 2022-10-31 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 4,980 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectPhilotimo Fund, LP	250,000	Reported balance Holding disclosure · report date 2022-10-31 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 250,000 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-03-15	IndirectPhilotimo Fund, LP	575,717	Reported balance Holding disclosure · report date 2022-10-31 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 575,717 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F5: Immediately exercisable. F3: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). As of December 5, 2022, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F2: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.

F3: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.

F4: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.

F5: Immediately exercisable.

Real Good Food Company, Inc.

Report date October 17, 2023 · Filed October 26, 2023

Jointly reported with Kanen Wealth Management LLC, Philotimo Fund, LP, Philotimo Focused Growth & Income Fund

Section 16 reporting ended · disclosed 2023-10-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectPhilotimo Fund, LP	1,239,020	Reported balance After 2023-10-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-10-17 · Purchase · Acquired 75,000 · Balance 1,239,020 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F2: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
Class A Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectPhilotimo Focused Growth and Income Fund	342,680	Reported balance After 2023-10-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2023-10-17 · Purchase · Acquired 35,000 · Balance 342,680 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F3: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
Class A Common Stock, par value $0.0001SEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2023-10-17 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 0 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
Class A Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectKanen Wealth Management LLC	10,000	Reported balance Holding disclosure · report date 2023-10-17 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 10,000 F1: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F4: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.

Filing footnotes · ownership attribution and instrument terms

F2: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.

F3: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.

F4: Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 04, 2019 Filed Apr 4, 2019 23:31 UTC	CarParts.com, Inc. PRTS · Entity 7113	Disposition to issuerCommon Stock	805	$0.00	$0.00	Disclosure SEC source: 0001104659-19-020009 · a4.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · Director · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · Director · 10% owner Philotimo Fund, LP · CIK 0001688522 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,975,080 F6 · shares: On April4, 2019, KWM ceased managing accounts already holding 805 shares of the Issuer. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
April 04, 2019 Filed Apr 4, 2019 21:43 UTC	ONE Group Hospitality, Inc. STKS · Entity 7176	OtherCOMMON STOCK	11,049	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-023709 · doc4.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,971,635 F1 · shares: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F1 · price: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F2 · ownership.nature: 1. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document
April 03, 2019 Filed Apr 4, 2019 17:42 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	OtherCOMMON STOCK	2,760	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-023707 · doc4.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management, LLC Disclosed balance after: 204,174 F3 · shares: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F3 · price: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 402,530 shares of Common Stock, which represent approximately 10.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 205,959 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F4 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
April 03, 2019 Filed Apr 4, 2019 23:31 UTC	CarParts.com, Inc. PRTS · Entity 7113	Disposition to issuerCommon Stock	18,475	$0.00	$0.00	Disclosure SEC source: 0001104659-19-020009 · a4.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · Director · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · Director · 10% owner Philotimo Fund, LP · CIK 0001688522 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,975,855 F5 · shares: On April 3, 2019, KWM ceased managing accounts already holding 18,475 shares of the Issuer. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
April 03, 2019 Filed Apr 4, 2019 21:43 UTC	ONE Group Hospitality, Inc. STKS · Entity 7176	OtherCOMMON STOCK	20,009	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-023709 · doc4.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,982,684 F1 · shares: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F1 · price: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F2 · ownership.nature: 1. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document
April 02, 2019 Filed Apr 4, 2019 17:42 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	OtherCOMMON STOCK	14,731	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-023707 · doc4.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management, LLC Disclosed balance after: 206,934 F3 · shares: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F3 · price: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 402,530 shares of Common Stock, which represent approximately 10.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 205,959 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F4 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
April 02, 2019 Filed Apr 4, 2019 17:03 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	OtherCommon Stock	92,001	$0.00	$0.00	Disclosure SEC source: 0001209191-19-023677 · doc4.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · Director · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,164,498 F1 · shares: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F2 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 83,441 shares held in Mr. Kanen's account as described in footnote 3 below. Read SEC document
April 02, 2019 Filed Apr 4, 2019 23:31 UTC	CarParts.com, Inc. PRTS · Entity 7113	Disposition to issuerCommon Stock	215,822	$0.00	$0.00	Disclosure SEC source: 0001104659-19-020009 · a4.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · Director · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · Director · 10% owner Philotimo Fund, LP · CIK 0001688522 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,994,360 F1 · shares: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 4,754,522 shares of Common Stock, which represent approximately 13% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,148,594 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 1,605,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. F4 · shares: On April 2, 2019, KWM ceased managing accounts holding 215,822 shares of the Issuer. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:43 UTC	ONE Group Hospitality, Inc. STKS · Entity 7176	OtherCOMMON STOCK	291,392	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-023709 · doc4.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,002,693 F1 · shares: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F1 · price: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM"). F2 · ownership.nature: 1. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:41 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCOMMON STOCK	3,200	$5.90	$18,868.16	Disclosure SEC source: 0001209191-19-022047 · doc4.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management, LLC Disclosed balance after: 229,665 F1 · balance_after: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: 2. Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 402,530 shares of Common Stock, which represent approximately 11.3% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 229,665 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: 3. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
March 28, 2019 Filed Apr 1, 2019 17:41 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCOMMON STOCK	4,800	$5.50	$26,400.00	Disclosure SEC source: 0001209191-19-022047 · doc4.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management, LLC Disclosed balance after: 226,465 F1 · balance_after: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: 2. Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 402,530 shares of Common Stock, which represent approximately 11.3% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 229,665 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: 3. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
March 25, 2019 Filed Mar 26, 2019 18:30 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCOMMON STOCK	4,000	$5.50	$22,000.00	Disclosure SEC source: 0001209191-19-021355 · doc4.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management, LLC Disclosed balance after: 221,665 F1 · balance_after: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: 2. Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 394,530 shares of Common Stock, which represent approximately 10.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 221,665 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: 3. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
March 22, 2019 Filed Mar 26, 2019 18:30 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCOMMON STOCK	6,800	$5.44	$36,996.76	Disclosure SEC source: 0001209191-19-021355 · doc4.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management, LLC Disclosed balance after: 217,665 F1 · balance_after: 1. This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: 2. Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 394,530 shares of Common Stock, which represent approximately 10.9% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 221,665 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 177,165 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: 3. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
March 15, 2019 Filed Mar 18, 2019 14:55 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	210	$6.00	$1,260.00	Disclosure SEC source: 0001209191-19-019950 · doc4.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · Director · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 295,562 F3 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
March 14, 2019 Filed Mar 15, 2019 17:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	12,269	$6.00	$73,599.28	Disclosure SEC source: 0001209191-19-019748 · doc4.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · Director · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 295,352 F3 · ownership.nature: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Act of 1934, as amended (the "Exchange Act"), 1,635,292 shares of Common Stock, which represent approximately 18% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,339,940 shares of Common Stock held in customer accounts managed by KWM (including the 83,441 shares held in Mr. Kanen's account) and the 295,352 shares of Common Stock held by the Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 83,441 shares held in Mr. Kanen's account. Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	26,033	$5.80	$151,066.90	Disclosure SEC source: 0001209191-19-019748 · doc4.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · Director · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,441 F3 · ownership.direct: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Act of 1934, as amended (the "Exchange Act"), 1,635,292 shares of Common Stock, which represent approximately 18% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,339,940 shares of Common Stock held in customer accounts managed by KWM (including the 83,441 shares held in Mr. Kanen's account) and the 295,352 shares of Common Stock held by the Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 83,441 shares held in Mr. Kanen's account. Read SEC document
March 13, 2019 Filed Mar 15, 2019 17:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	3,967	$5.80	$23,020.10	Disclosure SEC source: 0001209191-19-019748 · doc4.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · Director · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,256,499 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 83,441 shares held in Mr. Kanen's account as described in footnote 3 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
February 15, 2019 Filed Feb 20, 2019 15:10 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	GrantStock Option (Right to Buy) · Derivative	40,000	$0.00 Strike: $4.81	$0.00	Disclosure SEC source: 0001209191-19-011452 · doc4.xml · derivative · entry 1 Kanen David · CIK 0001681743 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Option vests over 24 months beginning on 3/15/2019. Read SEC document
January 08, 2019 Filed Jan 10, 2019 23:48 UTC	CarParts.com, Inc. PRTS · Entity 7113	SaleCommon Stock	400,000	$1.05	$420,600.00	Disclosure SEC source: 0000921895-19-000057 · form411527012_01102019.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LP Disclosed balance after: 1,605,928 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 4,981,624 shares of Common Stock, which represent approximately 14.2% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,375,696 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 1,605,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. Read SEC document
December 31, 2018 Filed Feb 14, 2019 20:05 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCommon Stock	1,385	$5.70	$7,891.45	Disclosure SEC source: 0000921895-19-000493 · form511527010_02142019.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 209,265 F1 · balance_after: This Form 5 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 5 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 382,464 shares of Common Stock, which represent approximately 10.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 211,865 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 170,599 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 28, 2018 Filed Feb 14, 2019 20:05 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCommon Stock	2,325	$5.53	$12,859.34	Disclosure SEC source: 0000921895-19-000493 · form511527010_02142019.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 207,880 F1 · balance_after: This Form 5 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 5 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 382,464 shares of Common Stock, which represent approximately 10.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 211,865 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 170,599 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 26, 2018 Filed Dec 28, 2018 11:37 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCommon Stock	4,300	$5.50	$23,650.00	Disclosure SEC source: 0000921895-18-003399 · form411527010_12272018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 202,655 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 375,854 shares of Common Stock, which represent approximately 10.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 205,255 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 170,599 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 24, 2018 Filed Dec 28, 2018 16:40 UTC	CarParts.com, Inc. PRTS · Entity 7113	SaleCommon Stock	26,565	$1.05	$27,893.25	Disclosure SEC source: 0000921895-18-003400 · form411527012_12272018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,202,182 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,381,624 shares of Common Stock, which represent approximately 15.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,375,696 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 21, 2018 Filed Dec 28, 2018 11:37 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCommon Stock	2,845	$5.50	$15,647.50	Disclosure SEC source: 0000921895-18-003399 · form411527010_12272018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 198,355 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 375,854 shares of Common Stock, which represent approximately 10.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 205,255 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 170,599 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 21, 2018 Filed Dec 28, 2018 16:40 UTC	CarParts.com, Inc. PRTS · Entity 7113	SaleCommon Stock	16,093	$0.10	$1,528.84	Disclosure SEC source: 0000921895-18-003400 · form411527012_12272018.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,228,747 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,381,624 shares of Common Stock, which represent approximately 15.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,375,696 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 19, 2018 Filed Dec 28, 2018 16:40 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	80,000	$1.07	$85,600.00	Disclosure SEC source: 0000921895-18-003400 · form411527012_12272018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,244,840 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,381,624 shares of Common Stock, which represent approximately 15.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,375,696 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 18, 2018 Filed Dec 28, 2018 16:40 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	87,371	$1.07	$93,548.13	Disclosure SEC source: 0000921895-18-003400 · form411527012_12272018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,164,840 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,381,624 shares of Common Stock, which represent approximately 15.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,375,696 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:46 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	115,000	$1.23	$140,886.50	Disclosure SEC source: 0000921895-18-003342 · form411527012_12172018.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,077,469 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,256,911 shares of Common Stock, which represent approximately 15.0% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,250,983 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 13, 2018 Filed Dec 18, 2018 21:46 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	5,000	$1.23	$6,150.00	Disclosure SEC source: 0000921895-18-003342 · form411527012_12172018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,962,469 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,256,911 shares of Common Stock, which represent approximately 15.0% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,250,983 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 12, 2018 Filed Dec 13, 2018 18:57 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCommon Stock	500	$5.50	$2,750.00	Disclosure SEC source: 0000921895-18-003296 · form411527010_12132018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 195,510 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 368,709 shares of Common Stock, which represent approximately 10.2% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 198,110 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 170,599 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 11, 2018 Filed Dec 13, 2018 18:57 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCommon Stock	300	$5.48	$1,642.50	Disclosure SEC source: 0000921895-18-003296 · form411527010_12132018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 195,010 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 368,709 shares of Common Stock, which represent approximately 10.2% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 198,110 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 170,599 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 11, 2018 Filed Feb 14, 2019 20:05 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCommon Stock	2,900	$5.48	$15,877.50	Disclosure SEC source: 0000921895-19-000493 · form511527010_02142019.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 197,910 F4 · shares: This transaction is being reported to include 2,900 shares that were omitted in a previously reported transaction on December 11, 2018. Accordingly, the stock ownership reported on subsequent Form 4s should have been adjusted to reflect the additional 2,900 shares. F1 · balance_after: This Form 5 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 5 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 382,464 shares of Common Stock, which represent approximately 10.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 211,865 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 170,599 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 2,600 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 07, 2018 Filed Dec 18, 2018 21:46 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	16,936	$1.23	$20,831.28	Disclosure SEC source: 0000921895-18-003342 · form411527012_12172018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,957,469 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,256,911 shares of Common Stock, which represent approximately 15.0% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,250,983 shares of Common Stock held in customer accounts managed by KWM (including the 173,514 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,514 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,514 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 06, 2018 Filed Dec 8, 2018 00:38 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	24,910	$1.23	$30,639.30	Disclosure SEC source: 0000921895-18-003239 · form411527012_12072018.xml · nonDerivative · entry 7 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,940,534 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,119,975 shares of Common Stock, which represent approximately 14.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,114,047 shares of Common Stock held in customer accounts managed by KWM (including the 173,513 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,513 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,513 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 04, 2018 Filed Dec 8, 2018 00:38 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	35,605	$1.25	$44,506.25	Disclosure SEC source: 0000921895-18-003239 · form411527012_12072018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,915,624 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,119,975 shares of Common Stock, which represent approximately 14.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,114,047 shares of Common Stock held in customer accounts managed by KWM (including the 173,513 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,513 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,513 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 03, 2018 Filed Dec 8, 2018 00:38 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	15,805	$1.24	$19,596.62	Disclosure SEC source: 0000921895-18-003239 · form411527012_12072018.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,880,019 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,119,975 shares of Common Stock, which represent approximately 14.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,114,047 shares of Common Stock held in customer accounts managed by KWM (including the 173,513 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,513 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,513 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
December 03, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	1,903	$5.09	$9,686.27	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 9 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,408 F5 · ownership.direct: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "ExchangeAct"), 1,590,023 shares of Common Stock, which represent approximately 17.5% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 1,306,940 shares of Common Stock held in customer accounts managed by KWM (including the 57,408 shares held in Mr. Kanen's account) and the 283,083 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 57,408 shares held in Mr. Kanen's account. Read SEC document
December 03, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	2,640	$5.10	$13,452.38	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 8 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,249,532 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 57,408 shares held in Mr. Kanen's account as described in footnote 5 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
December 03, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	13,157	$5.09	$66,969.13	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 7 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,246,892 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 57,408 shares held in Mr. Kanen's account as described in footnote 5 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
November 30, 2018 Filed Dec 8, 2018 00:38 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	979,281	$1.24	$1,214,308.44	Disclosure SEC source: 0000921895-18-003239 · form411527012_12072018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,864,214 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,119,975 shares of Common Stock, which represent approximately 14.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,114,047 shares of Common Stock held in customer accounts managed by KWM (including the 173,513 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,513 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,513 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
November 30, 2018 Filed Dec 8, 2018 00:38 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	131,823	$1.24	$163,460.52	Disclosure SEC source: 0000921895-18-003239 · form411527012_12072018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,513 Read SEC document
November 29, 2018 Filed Dec 8, 2018 00:38 UTC	CarParts.com, Inc. PRTS · Entity 7113	PurchaseCommon Stock	388,804	$1.11	$431,416.92	Disclosure SEC source: 0000921895-18-003239 · form411527012_12072018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,884,933 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 5,119,975 shares of Common Stock, which represent approximately 14.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,114,047 shares of Common Stock held in customer accounts managed by KWM (including the 173,513 shares held in Mr. Kanen's account) and the 2,005,928 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 173,513 shares held in Mr. Kanen's account. F3 · ownership.nature: KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 173,513 shares held in Mr. Kanen's account as described in footnote 2 above. Read SEC document
November 29, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	1,332	$5.06	$6,739.52	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,233,735 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 57,408 shares held in Mr. Kanen's account as described in footnote 5 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
November 29, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	3,368	$5.06	$17,041.07	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,232,403 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 57,408 shares held in Mr. Kanen's account as described in footnote 5 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:14 UTC	ASTEA INTERNATIONAL INC ATEA · Entity 153179	PurchaseCommon Stock	4,200	$6.01	$25,242.00	Disclosure SEC source: 0000921895-18-003154 · form411527010_11262018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LP Disclosed balance after: 170,599 F1 · balance_after: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM") and the Philotimo Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 367,909 shares of Common Stock, which represent approximately 10.2% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 197,310 shares of Common Stock held in customer accounts managed by KWM (including the 2,600 shares held in Mr. Kanen's account) and the 170,599 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 2,600 shares held in Mr. Kanen's account. Read SEC document
November 20, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	OtherCommon Stock	11,581	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,229,035 F4 · kind: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F4 · price: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 57,408 shares held in Mr. Kanen's account as described in footnote 5 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
November 20, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	OtherCommon Stock	1,000	$5.11	$5,110.00	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,240,616 F3 · kind: Represents a sale of shares on behalf of one of the managed accounts. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F3 · price: Represents a sale of shares on behalf of one of the managed accounts. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 57,408 shares held in Mr. Kanen's account as described in footnote 5 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
November 20, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	975	$5.10	$4,968.21	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,241,616 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 57,408 shares held in Mr. Kanen's account as described in footnote 5 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
November 20, 2018 Filed Feb 14, 2019 20:08 UTC	BBQ HOLDINGS, INC. DAVE · Entity 123890	PurchaseCommon Stock	725	$5.10	$3,694.31	Disclosure SEC source: 0000921895-19-000494 · form511527001_02142019.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 1,240,641 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 57,408 shares held in Mr. Kanen's account as described in footnote 5 below. F2 · ownership.nature: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Read SEC document
November 20, 2018 Filed Feb 15, 2019 01:16 UTC	ONE Group Hospitality, Inc. STKS · Entity 7176	OtherCommon Stock	26,016	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-19-000495 · form511527009_02142019.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 3,271,085 F2 · kind: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares F2 · price: Represents a distribution of shares to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 3 below. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.