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Binowitz Dan

Disclosed activity across 1 company

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77516
SEC CIK
0001942324

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

loanDepot, Inc.

Report date July 10, 2025 · Filed July 14, 2025

Section 16 reporting ended · disclosed 2025-07-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,079,589 Ending reported balance After 2025-07-10 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-07-10 · Exercise / conversion · Acquired 43,790 · Balance 1,067,137

F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Row 2 · 2025-07-10 · Tax withholding · Disposed 15,669 · Balance 1,051,468

Row 3 · 2025-07-10 · Exercise / conversion · Acquired 43,790 · Balance 1,095,258

F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Row 4 · 2025-07-10 · Tax withholding · Disposed 15,669 · Balance 1,079,589

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect43,790 Reported balance After 2025-07-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-07-10 · Exercise / conversion · Disposed 43,790 · Balance 43,790

F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect43,790 Reported balance After 2025-07-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-07-10 · Exercise / conversion · Disposed 43,790 · Balance 43,790

F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2025 Filed Jul 14, 2025 20:34 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · derivative · entry 6

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,790

Underlying: Class A Common Stock · 43,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · derivative · entry 5

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,790

Underlying: Class A Common Stock · 43,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 15,669 $1.52 $23,816.88
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 4

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,079,589

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 15,669 $1.52 $23,816.88
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,051,468

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:34 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000130 · wk-form4_1752525260.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on 7/10/2026.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 70,921 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · derivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,844

Underlying: Class A Common Stock · 70,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 25,376 $1.12 $28,421.12
Disclosure

SEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023,347

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 70,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 20:30 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 547,446 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · derivative · entry 4

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,446

Underlying: Class A Common Stock · 547,446 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F8 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F8 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:30 UTC loanDepot, Inc. LDI · Entity 723 ConversionCommon Units · Derivative 92,605 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · derivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 92,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F6 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · ownership.nature: The reported shares of Class C Common Stock were previously reported by Trilogy Seven through its manager, Anthony Hsieh. In a Form 4 filed on July 25, 2024, Anthony Hsieh changed his reporting methodology. In addition, the Reporting Person previously reported all of the Common Units held by Trilogy Seven. The Reporting Person no longer has an interest in Trilogy Seven.

F5 · ownership.nature: The Reporting Person had an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person no longer has any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:30 UTC loanDepot, Inc. LDI · Entity 723 ConversionClass A Common Stock 92,605 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:30 UTC loanDepot, Inc. LDI · Entity 723 OtherClass C Common Stock 92,605 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 0

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F4 · ownership.nature: The reported shares of Class C Common Stock were previously reported by Trilogy Seven through its manager, Anthony Hsieh. In a Form 4 filed on July 25, 2024, Anthony Hsieh changed his reporting methodology. In addition, the Reporting Person previously reported all of the Common Units held by Trilogy Seven. The Reporting Person no longer has an interest in Trilogy Seven.

F5 · ownership.nature: The Reporting Person had an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person no longer has any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven.

Read SEC document
November 06, 2024 Filed Nov 9, 2024 00:24 UTC loanDepot, Inc. LDI · Entity 723 GrantPerformance Share Units · Derivative 141,844 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000277 · wk-form4_1731111872.xml · derivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,844

Underlying: Class A Common Stock · 141,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.

F1 · derivative.exercise_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.

F1 · derivative.expiration_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.

Read SEC document
November 06, 2024 Filed Nov 9, 2024 00:24 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 25,305 $2.57 $65,033.85
Disclosure

SEC source: 0001831631-24-000277 · wk-form4_1731111872.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 885,197

Read SEC document
November 06, 2024 Filed Nov 9, 2024 00:24 UTC loanDepot, Inc. LDI · Entity 723 GrantClass A Common Stock 70,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-24-000277 · wk-form4_1731111872.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 910,502

F1 · price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:33 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000185 · wk-form4_1720816430.xml · derivative · entry 6

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,580

Underlying: Class A Common Stock · 43,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F3 · derivative.exercise_date: The remaining RSUs granted on 1/18/23, are scheduled to vest as follows: 50% on each of 7/10/25 and 7/10/26.

F3 · derivative.expiration_date: The remaining RSUs granted on 1/18/23, are scheduled to vest as follows: 50% on each of 7/10/25 and 7/10/26.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:33 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000185 · wk-form4_1720816430.xml · derivative · entry 5

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,580

Underlying: Class A Common Stock · 43,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The remaining RSUs granted on 12/23/22, are scheduled to vest as follows: 50% on each of 7/10/25 and 7/10/26.

F2 · derivative.expiration_date: The remaining RSUs granted on 12/23/22, are scheduled to vest as follows: 50% on each of 7/10/25 and 7/10/26.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:33 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 15,625 $1.74 $27,187.50
Disclosure

SEC source: 0001831631-24-000185 · wk-form4_1720816430.xml · nonDerivative · entry 4

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 839,581

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:33 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000185 · wk-form4_1720816430.xml · nonDerivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:33 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 15,625 $1.74 $27,187.50
Disclosure

SEC source: 0001831631-24-000185 · wk-form4_1720816430.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,416

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:33 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 43,790 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000185 · wk-form4_1720816430.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:26 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 212,765 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000084 · wk-form4_1713306354.xml · derivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,765

Underlying: Class A Common Stock · 212,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:16 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 13,900 $2.34 $32,526.00
Disclosure

SEC source: 0001831631-24-000067 · wk-form4_1711055803.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,251

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.18 to $2.55. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the respective transactions were effected.

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July 19, 2023 Filed Jul 20, 2023 21:45 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 4,517 $2.27 $10,234.62
Disclosure

SEC source: 0001831631-23-000232 · wk-form4_1689889500.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,151

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.21 to $2.325. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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July 18, 2023 Filed Jul 20, 2023 21:45 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.20 $21,977.80
Disclosure

SEC source: 0001831631-23-000232 · wk-form4_1689889500.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,668

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.15 to $2.24. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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July 17, 2023 Filed Jul 17, 2023 23:51 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.22 $22,177.78
Disclosure

SEC source: 0001831631-23-000230 · wk-form4_1689637885.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,667

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.12 to $2.28. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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July 14, 2023 Filed Jul 17, 2023 23:51 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.15 $21,508.85
Disclosure

SEC source: 0001831631-23-000230 · wk-form4_1689637885.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,666

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.19. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 21:58 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.17 $21,736.83
Disclosure

SEC source: 0001831631-23-000228 · wk-form4_1689371906.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,665

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.13 to $2.19. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 21:58 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.15 $21,467.85
Disclosure

SEC source: 0001831631-23-000228 · wk-form4_1689371906.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.13 to $2.16. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 23:25 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.11 $21,093.89
Disclosure

SEC source: 0001831631-23-000221 · wk-form4_1689204290.xml · nonDerivative · entry 6

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851,663

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.07 to $2.13. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:25 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 43,789 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000221 · wk-form4_1689204290.xml · derivative · entry 8

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,370

Underlying: Class A Common Stock · 43,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F5 · derivative.exercise_date: These RSUs granted on 1/18/23, are scheduled to vest as follows: 25% on each of 7/10/24, 7/10/25, and 7/10/26.

F5 · derivative.expiration_date: These RSUs granted on 1/18/23, are scheduled to vest as follows: 25% on each of 7/10/24, 7/10/25, and 7/10/26.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:25 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 43,789 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000221 · wk-form4_1689204290.xml · derivative · entry 7

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,370

Underlying: Class A Common Stock · 43,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F4 · derivative.exercise_date: These RSUs granted on 12/23/22, are scheduled to vest as follows: 25% on each of 7/10/24, 7/10/25, and 7/10/26.

F4 · derivative.expiration_date: These RSUs granted on 12/23/22, are scheduled to vest as follows: 25% on each of 7/10/24, 7/10/25, and 7/10/26.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:25 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.05 $20,504.95
Disclosure

SEC source: 0001831631-23-000221 · wk-form4_1689204290.xml · nonDerivative · entry 5

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 861,662

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.09. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:25 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 15,143 $2.06 $31,194.58
Disclosure

SEC source: 0001831631-23-000221 · wk-form4_1689204290.xml · nonDerivative · entry 4

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 871,661

Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:25 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 43,789 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-23-000221 · wk-form4_1689204290.xml · nonDerivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:25 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 15,143 $2.06 $31,194.58
Disclosure

SEC source: 0001831631-23-000221 · wk-form4_1689204290.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,015

Read SEC document
July 10, 2023 Filed Jul 12, 2023 23:25 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 43,789 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-23-000221 · wk-form4_1689204290.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
July 07, 2023 Filed Jul 10, 2023 22:05 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.01 $20,075.99
Disclosure

SEC source: 0001831631-23-000217 · wk-form4_1689026716.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,369

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.96 to $2.025. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 22:05 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $1.96 $19,608.04
Disclosure

SEC source: 0001831631-23-000217 · wk-form4_1689026716.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 824,368

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.945 to $1.99. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 23:03 UTC loanDepot, Inc. LDI · Entity 723 ConversionCommon Units · Derivative 138,086 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000205 · wk-form4_1688684582.xml · derivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 9,718,741

Underlying: Class A Common Stock · 138,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein.

F4 · balance_after: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein.

F1 · ownership.nature: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · ownership.nature: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 23:03 UTC loanDepot, Inc. LDI · Entity 723 ConversionCommon Units · Derivative 71,932 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000205 · wk-form4_1688684582.xml · derivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Six, LLC

Disclosed balance after: 71,869,664

Underlying: Class A Common Stock · 71,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F2 · balance_after: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F1 · ownership.nature: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · ownership.nature: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 23:03 UTC loanDepot, Inc. LDI · Entity 723 ConversionClass A Common Stock 210,018 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000205 · wk-form4_1688684582.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 834,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In the reorganization transactions related to Issuer's initial public offering ("IPO"), shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings Group LLC ("LD Holdings") class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one for one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F3 · kind: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021.

F4 · kind: The Reporting Person has, and at all times since the Issuer's IPO has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein.

F5 · kind: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021.

F3 · price: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021.

F5 · price: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021.

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June 16, 2023 Filed Jun 20, 2023 20:51 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 4,517 $2.01 $9,059.75
Disclosure

SEC source: 0001831631-23-000190 · wk-form4_1687294309.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 624,349

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.07. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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June 15, 2023 Filed Jun 20, 2023 20:51 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.07 $20,673.93
Disclosure

SEC source: 0001831631-23-000190 · wk-form4_1687294309.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 628,866

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.11. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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June 14, 2023 Filed Jun 15, 2023 22:01 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.14 $21,379.86
Disclosure

SEC source: 0001831631-23-000186 · wk-form4_1686866490.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 638,865

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.095 to $2.195. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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June 13, 2023 Filed Jun 15, 2023 22:01 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.21 $22,052.79
Disclosure

SEC source: 0001831631-23-000186 · wk-form4_1686866490.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 648,864

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.12 to $2.25. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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June 12, 2023 Filed Jun 13, 2023 21:17 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.15 $21,466.85
Disclosure

SEC source: 0001831631-23-000184 · wk-form4_1686691043.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 658,863

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.20. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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June 09, 2023 Filed Jun 13, 2023 21:17 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.09 $20,896.91
Disclosure

SEC source: 0001831631-23-000184 · wk-form4_1686691043.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 668,862

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.13. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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June 08, 2023 Filed Jun 9, 2023 20:15 UTC loanDepot, Inc. LDI · Entity 723 SaleClass A Common Stock 9,999 $2.09 $20,858.91
Disclosure

SEC source: 0001831631-23-000177 · wk-form4_1686341712.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,861

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.05 to $2.13. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.