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person · Reporting owner

Koeppen Christopher

Disclosed activity across 1 company

Tapewire entity
77391
SEC CIK
0001781635

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COHERENT CORP.COHR · Entity 1179EVP of Aerospace & DefenseJuly 16, 2025July 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COHERENT CORP.

Report date July 16, 2025 · Filed July 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,082 Reported balance After 2025-07-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-07-16 · Sale · Disposed 500 · Balance 50,082

F1: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2024.

F2: Represents the weighted average of multiple sale transactions ranging in price from $94.21 to $95.00. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company.

F3: Includes 370 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

Common StockSEC Table I · non-derivativeDirect47,482 Reported balance After 2025-07-16 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-07-16 · Sale · Disposed 2,600 · Balance 47,482

F1: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2024.

F4: Represents the weighted average of multiple sale transactions ranging in price from $95.44 to $96.38. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company.

Common StockSEC Table I · non-derivativeDirect46,320 Reported balance After 2025-07-16 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2025-07-16 · Sale · Disposed 1,162 · Balance 46,320

F1: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2024.

F5: Represents the weighted average of multiple sale transactions ranging in price from $96.45 to $97.43. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company.

Common StockSEC Table I · non-derivativeDirect45,124 Reported balance After 2025-07-16 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2025-07-16 · Sale · Disposed 1,196 · Balance 45,124

F1: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2024.

F6: Represents the weighted average of multiple sale transactions ranging in price from $97.51 to $98.01. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company.

Common StockSEC Table I · non-derivativeDirect42,024 Reported balance After 2025-07-17 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2025-07-17 · Sale · Disposed 3,100 · Balance 42,024

F1: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2024.

Common StockSEC Table I · non-derivativeIndirectBy Daughter15 Reported balance Holding disclosure · report date 2025-07-16 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 15

Common StockSEC Table I · non-derivativeIndirectBy Son15 Reported balance Holding disclosure · report date 2025-07-16 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 15

Filing footnotes · ownership attribution and instrument terms

F1: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2024.

F2: Represents the weighted average of multiple sale transactions ranging in price from $94.21 to $95.00. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company.

F3: Includes 370 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.

F4: Represents the weighted average of multiple sale transactions ranging in price from $95.44 to $96.38. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company.

F5: Represents the weighted average of multiple sale transactions ranging in price from $96.45 to $97.43. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company.

F6: Represents the weighted average of multiple sale transactions ranging in price from $97.51 to $98.01. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2022 Filed Aug 30, 2022 18:33 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006356 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,658

F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

F2 · balance_after: Includes 218 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 12:22 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 3,740 $0.00 $0.00
Disclosure

SEC source: 0001781635-22-000002 · primary_doc.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,985

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 12:22 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 13,130 $0.00 $0.00
Disclosure

SEC source: 0001781635-22-000002 · primary_doc.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,725

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2019.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 18:51 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 15,266 $0.00 $0.00
Disclosure

SEC source: 0001781635-22-000001 · primary_doc.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,595

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 11:54 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 500 $61.71 $30,855.00
Disclosure

SEC source: 0001562180-22-003479 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,329

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

F2 · balance_after: Includes 160 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 23:44 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 500 $69.81 $34,905.00
Disclosure

SEC source: 0001562180-22-000528 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,669

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2021.

Read SEC document
August 28, 2021 Filed Aug 31, 2021 20:06 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 2,056 $63.60 $130,761.60
Disclosure

SEC source: 0001562180-21-005661 · primarydocument.xml · nonDerivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,169

F3 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 28, 2021 Filed Aug 31, 2021 20:06 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 1,763 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005661 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,225

F2 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2018.

Read SEC document
August 28, 2021 Filed Aug 31, 2021 20:06 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 9,433 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005661 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,462

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2022.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 16:07 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 1,500 $62.51 $93,765.00
Disclosure

SEC source: 0001562180-21-005596 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,029

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F2 · balance_after: Includes 249 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 11:40 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 100 $68.03 $6,803.00
Disclosure

SEC source: 0001562180-21-003809 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,280

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

Read SEC document
May 26, 2021 Filed May 28, 2021 11:40 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 1,400 $67.46 $94,443.02
Disclosure

SEC source: 0001562180-21-003809 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,380

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $67.03 to $68.02. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F3 · balance_after: Includes 255 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 20:18 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 200 $89.15 $17,829.00
Disclosure

SEC source: 0001562180-21-001583 · primarydocument.xml · nonDerivative · entry 5

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,525

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F5 · price: Represents the weighted average of multiple sale transactions ranging in price from $89.00 to $89.29. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 20:18 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 600 $88.08 $52,845.00
Disclosure

SEC source: 0001562180-21-001583 · primarydocument.xml · nonDerivative · entry 4

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,725

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $87.88 to $88.21. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 20:18 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 200 $86.92 $17,383.00
Disclosure

SEC source: 0001562180-21-001583 · primarydocument.xml · nonDerivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,325

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $86.53 to $87.30. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 20:18 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 400 $84.60 $33,839.00
Disclosure

SEC source: 0001562180-21-001583 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,525

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $84.30 to $84.72. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 20:18 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 100 $83.18 $8,318.00
Disclosure

SEC source: 0001562180-21-001583 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,925

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

Read SEC document
November 30, 2020 Filed Dec 4, 2020 19:26 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 1,828 $66.78 $122,073.84
Disclosure

SEC source: 0001562180-20-007073 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,025

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 17:46 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 1,920 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-006602 · primarydocument.xml · derivative · entry 5

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,920 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 17:46 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 1,920 $59.01 $113,299.20
Disclosure

SEC source: 0001562180-20-006602 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,853

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 17:46 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 1,920 $18.93 $36,345.60
Disclosure

SEC source: 0001562180-20-006602 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 23:17 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 2,240 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-20-006584 · primarydocument.xml · derivative · entry 5

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,240 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on August 17, 2018.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 23:17 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 2,240 $54.00 $120,960.00
Disclosure

SEC source: 0001562180-20-006584 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,853

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 23:17 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 2,240 $19.37 $43,388.80
Disclosure

SEC source: 0001562180-20-006584 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 15:14 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 521 $42.28 $22,027.88
Disclosure

SEC source: 0001781635-20-000001 · primary_doc.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,853

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 15:14 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 10,869 $0.00 $0.00
Disclosure

SEC source: 0001781635-20-000001 · primary_doc.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,374

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 23:32 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 601 $46.21 $27,772.21
Disclosure

SEC source: 0001562180-20-005598 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,505

F3 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 23:32 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 1,872 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005598 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,106

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017.

F2 · balance_after: Includes 454 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan of 80 shares and 368 restricted stock units inadvertently omitted from prior filings.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:31 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 700 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-004336 · primarydocument.xml · derivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920

Underlying: Common Stock · 500 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:31 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 700 $49.00 $34,300.00
Disclosure

SEC source: 0001562180-20-004336 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,332

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:31 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 700 $18.93 $13,251.00
Disclosure

SEC source: 0001562180-20-004336 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:22 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 500 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · derivative · entry 8

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

Underlying: Common Stock · 500 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:22 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 500 $46.03 $23,015.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 6

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,332

Read SEC document
May 20, 2020 Filed May 21, 2020 22:22 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 500 $18.93 $9,465.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 5

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 1,200 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · derivative · entry 7

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested on July 1, 2016.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 600 $45.92 $27,552.54
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 4

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,332

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 448 $45.70 $20,473.60
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,932

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May 19, 2020 Filed May 21, 2020 22:22 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 1,200 $45.77 $54,920.04
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380

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May 19, 2020 Filed May 21, 2020 22:22 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 1,200 $25.91 $31,092.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2020 Filed Feb 21, 2020 01:16 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 500 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0001562180-20-001432 · primarydocument.xml · derivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 500 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested July 1, 2016.

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February 19, 2020 Filed Feb 21, 2020 01:16 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 500 $36.10 $18,050.00
Disclosure

SEC source: 0001562180-20-001432 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380

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February 19, 2020 Filed Feb 21, 2020 01:16 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 500 $25.91 $12,955.00
Disclosure

SEC source: 0001562180-20-001432 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:06 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 500 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0001562180-20-000120 · primarydocument.xml · derivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 500 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested July 1, 2016.

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January 02, 2020 Filed Jan 3, 2020 21:06 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 500 $35.00 $17,500.00
Disclosure

SEC source: 0001562180-20-000120 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:06 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 500 $25.91 $12,955.00
Disclosure

SEC source: 0001562180-20-000120 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:17 UTC COHERENT CORP. IIVI · Entity 1179 GrantOption (Right to Buy) · Derivative 12,308 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0001562180-19-004540 · primarydocument.xml · derivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,308

Underlying: Common Stock · 12,308 shares

Expires 2029-08-28

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020.

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August 28, 2019 Filed Aug 30, 2019 20:17 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 53 $36.28 $1,922.84
Disclosure

SEC source: 0001562180-19-004540 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380

F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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August 28, 2019 Filed Aug 30, 2019 20:17 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 4,923 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004540 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,433

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020.

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August 20, 2019 Filed Aug 23, 2019 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 725 $39.24 $28,449.00
Disclosure

SEC source: 0001562180-19-004449 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,510

F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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August 20, 2019 Filed Aug 23, 2019 01:07 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 2,296 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004449 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,235

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.