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Summers Lawrence Henry

Disclosed activity across 4 companies

Tapewire entity
77366
SEC CIK
0001626636

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Block, Inc.SQ · Entity 3041DirectorJuly 31, 2023August 02, 2023
Skillsoft Corp.SKIL · Entity 2275DirectorJuly 17, 2025July 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Block, Inc.

Report date July 31, 2023 · Filed August 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect18,611 Ending reported balance After 2023-07-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-07-31 · Sale · Disposed 433 · Balance 21,847

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted February 28, 2023.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $79.28 to $80.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2023-07-31 · Sale · Disposed 3,236 · Balance 18,611

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted February 28, 2023.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $80.29 to $81.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Class B Common StockSEC Table II · derivative / convertible securityDirect67,380 Reported balance Holding disclosure · report date 2023-07-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 67,380

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted February 28, 2023.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $79.28 to $80.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $80.29 to $81.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Skillsoft Corp.

Report date July 17, 2025 · Filed July 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect50,254 Reported balance After 2025-07-17 transaction · row 1
1 source row

Row 1 · 2025-07-17 · Exercise / conversion · Acquired 20,306 · Balance 50,254

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-07-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-17 · Exercise / conversion · Disposed 20,306 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,430 Reported balance After 2025-07-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-07-17 · Grant · Acquired 12,430 · Balance 12,430

F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Doma Holdings, Inc.

Report date September 27, 2024 · Filed September 27, 2024

Section 16 reporting ended · disclosed 2024-09-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-09-27 transaction · row 1
1 source row

Row 1 · 2024-09-27 · Disposition to issuer · Disposed 27,959 · Balance 0

F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration.

Common StockSEC Table I · non-derivativeIndirectBy LHSummers Economic Consulting LLC0 Reported balance After 2024-09-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-09-27 · Disposition to issuer · Disposed 27,715 · Balance 0

F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration.

Happen, Inc.

Report date June 04, 2018 · Filed June 04, 2018

Section 16 reporting ended · disclosed 2018-06-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2017 Filed Jun 16, 2017 21:08 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 10,651 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040586 · doc4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,033

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2017, or the Issuer's next annual meeting of stockholders.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 21:08 UTC Block, Inc. SQ · Entity 3041 GiftClass B Common Stock · Derivative 167,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040586 · doc4.xml · derivative · entry 3

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,019

Underlying: Class A Common Stock · 167,805 shares

Expires not disclosed

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 13, 2017 Filed Jun 16, 2017 21:08 UTC Block, Inc. SQ · Entity 3041 GiftClass B Common Stock · Derivative 167,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040586 · doc4.xml · derivative · entry 2

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 322,874

Underlying: Class A Common Stock · 167,805 shares

Expires not disclosed

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held of record by the LHS 2016 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 22:57 UTC Happen, Inc. LC · Entity 4526 GrantCommon Stock 35,336 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020987 · form4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,336

F1 · shares: Represents the annual equity award of restricted stock units to each non-employee director pursuant to the approved non-employee director compensation plan. The award is made under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest as to 25% of the total shares quarterly, over a one-year period, beginning on June 6, 2017, subject to continued service through each vesting date.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 22:21 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037434 · doc4.xml · derivative · entry 4

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 490,679

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the LHS 2016 Qualified Annuity Trust - Square (LHS 2016 Trust), for which the Reporting Person serves as trustee.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the LHS 2016 Trust.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 22:21 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 100,000 $23.22 $2,322,000.00
Disclosure

SEC source: 0001209191-17-037434 · doc4.xml · nonDerivative · entry 2

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the LHS 2016 Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.03 to $23.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the LHS 2016 Trust.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 22:21 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037434 · doc4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the LHS 2016 Qualified Annuity Trust - Square (LHS 2016 Trust), for which the Reporting Person serves as trustee.

F2 · ownership.nature: The shares are held of record by the LHS 2016 Trust.

Read SEC document
May 05, 2017 Filed May 10, 2017 01:01 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031132 · doc4.xml · derivative · entry 4

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 590,679

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the LHS 2016 Qualified Annuity Trust - Square (LHS 2016 Trust), for which the Reporting Person serves as trustee.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the LHS 2016 Trust.

Read SEC document
May 05, 2017 Filed May 10, 2017 01:01 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 150,000 $19.67 $2,950,500.00
Disclosure

SEC source: 0001209191-17-031132 · doc4.xml · nonDerivative · entry 2

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the LHS 2016 Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.41 to $19.90 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the LHS 2016 Trust.

Read SEC document
May 05, 2017 Filed May 10, 2017 01:01 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031132 · doc4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the LHS 2016 Qualified Annuity Trust - Square (LHS 2016 Trust), for which the Reporting Person serves as trustee.

F2 · ownership.nature: The shares are held of record by the LHS 2016 Trust.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 22:07 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 24,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028247 · doc4.xml · derivative · entry 5

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the LHS 2015 Qualified Annuity Trust #2S dated March 26, 2015 (LHS 2015 #2S), for which the Reporting Person serves as trustee.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by LHS 2015 #2S.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 22:07 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 24,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028247 · doc4.xml · nonDerivative · entry 2

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: The shares are held of record by LHS 2015 #2S.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 22:07 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 24,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028247 · doc4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the LHS 2015 Qualified Annuity Trust #2S dated March 26, 2015 (LHS 2015 #2S), for which the Reporting Person serves as trustee.

F2 · ownership.nature: The shares are held of record by LHS 2015 #2S.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:29 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionStock Option (right to buy) · Derivative 333,108 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001127602-17-003689 · form4.xml · derivative · entry 4

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 333,108 shares

Expires 2022-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested and no longer outstanding.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:29 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 333,108 $0.70 $231,510.06
Disclosure

SEC source: 0001127602-17-003689 · form4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 65,275 shares that transferred from LHS 2015 Qualified Annuity Trust #1L to the reporting person as of October 20, 2016.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 22:27 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 23,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003239 · doc4.xml · derivative · entry 3

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 22:27 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 23,125 $15.00 $346,875.00
Disclosure

SEC source: 0001209191-17-003239 · doc4.xml · nonDerivative · entry 2

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,382

Read SEC document
January 06, 2017 Filed Jan 10, 2017 22:27 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 23,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003239 · doc4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 23:48 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 23,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154247 · doc4.xml · derivative · entry 3

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,125

Underlying: Class A Common Stock · 23,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 23:48 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 23,125 $13.75 $317,968.75
Disclosure

SEC source: 0001209191-16-154247 · doc4.xml · nonDerivative · entry 2

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,382

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 23:48 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 23,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154247 · doc4.xml · nonDerivative · entry 1

Summers Lawrence Henry · CIK 0001626636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.