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Vogel Herbert S

Disclosed activity across 1 company

Tapewire entity
77238
SEC CIK
0001544288

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SM Energy CoSM · Entity 3577Director · President & CEOJuly 24, 2025July 25, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SM Energy Co

Report date July 24, 2025 · Filed July 25, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect536,077 Ending reported balance After 2025-07-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-07-24 · Exercise / conversion · Acquired 28,721 · Balance 548,643

F1: On July 24, 2025, 28,721 shares the Issuer's common stock were issued to the Reporting Person under the terms of a performance share unit ("PSU") award, based on the determination by the Compensation Committee of the Board of Directors of the Issuer regarding achievement of time-based vesting provisions and specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2022, and represented the contingent right to receive between 0% to 200% of that number of shares of the Issuer's common stock based on the achievement of the vesting and performance criteria over a three-year performance period. The PSUs were fully vested on July 1, 2025.

Row 2 · 2025-07-24 · Tax withholding · Disposed 12,566 · Balance 536,077

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect84,485 Reported balance After 2025-07-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-07-25 · Grant · Acquired 84,485 · Balance 84,485

F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2026. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Filing footnotes · ownership attribution and instrument terms

F1: On July 24, 2025, 28,721 shares the Issuer's common stock were issued to the Reporting Person under the terms of a performance share unit ("PSU") award, based on the determination by the Compensation Committee of the Board of Directors of the Issuer regarding achievement of time-based vesting provisions and specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2022, and represented the contingent right to receive between 0% to 200% of that number of shares of the Issuer's common stock based on the achievement of the vesting and performance criteria over a three-year performance period. The PSUs were fully vested on July 1, 2025.

F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2026. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Jan 12, 2023 22:27 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 337 $28.97 $9,762.89
Disclosure

SEC source: 0000893538-23-000002 · wf-form5_167356245426905.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,063

F1 · kind: The Reporting Person purchased 337 shares of the Issuer's common stock on December 31, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 07, 2022 Filed Jan 12, 2023 22:27 UTC SM Energy Co SM · Entity 3577 GiftCommon Stock, $.01 Par Value 7,224 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000002 · wf-form5_167356245426905.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,726

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:11 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 64,771 $44.07 $2,854,457.97
Disclosure

SEC source: 0000893538-22-000121 · wf-form4_166215668521661.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,950

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:11 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 147,540 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000121 · wf-form4_166215668521661.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 147,540 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:36 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 52,817 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000099 · wf-form4_165947257744094.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, $.01 Par Value · 52,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 20,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · derivative · entry 14

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,814

Underlying: Common Stock, $.01 Par Value · 20,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 65,775 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · derivative · entry 13

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,775

Underlying: Common Stock, $.01 Par Value · 65,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 16,394 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · derivative · entry 12

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 16,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · derivative · entry 11

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 9,179 $34.19 $313,830.01
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 10

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,181

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 20,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 9

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 28,876 $34.19 $987,270.44
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 8

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,453

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 65,775 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 7

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 7,197 $34.19 $246,065.43
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 6

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,554

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 16,394 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 5

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 8,781 $34.19 $300,222.39
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 4

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,357

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit award was made on June 10, 2019 in connection with the Reporting Person's appointment to the position of Executive Vice President and Chief Operating Officer, and vested in its entirety on July 1, 2022.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 458 $25.06 $11,477.48
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,138

F1 · kind: The Reporting Person purchased 458 shares of the Issuer's common stock on June 30, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 05, 2022 Filed Jul 6, 2022 21:20 UTC SM Energy Co SM · Entity 3577 GiftCommon Stock, $.01 Par Value 5,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000088 · wf-form4_165714243739953.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,680

Read SEC document
December 31, 2021 Filed Jan 18, 2022 22:00 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 509 $21.68 $11,035.12
Disclosure

SEC source: 0000893538-22-000007 · wf-form5_164254323279727.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,680

F1 · kind: The Reporting Person purchased 509 shares of the Issuer's common stock on December 31, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:09 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 65,774 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000144 · wf-form4_163969256837101.xml · derivative · entry 3

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,550

Underlying: Common Stock, $.01 Par Value · 65,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:09 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 28,875 $30.18 $871,447.50
Disclosure

SEC source: 0000893538-21-000144 · wf-form4_163969256837101.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,171

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:09 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 65,774 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000144 · wf-form4_163969256837101.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
November 05, 2021 Filed Jan 18, 2022 22:00 UTC SM Energy Co SM · Entity 3577 GiftCommon Stock, $.01 Par Value 5,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000007 · wf-form5_164254323279727.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,171

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:19 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 26,584 $19.10 $507,754.40
Disclosure

SEC source: 0000893538-21-000111 · wf-form4_163070752706981.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,272

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:19 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 61,350 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000111 · wf-form4_163070752706981.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2021, the Compensation Committee of the Board of Directors of the Issuer determined that 61,350 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2018, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2021.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:50 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 62,721 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000093 · wf-form4_162802379607738.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,721

Underlying: Common Stock, $.01 Par Value · 62,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:18 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 16,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000062 · wf-form4_162560991826575.xml · derivative · entry 7

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,394

Underlying: Common Stock, $.01 Par Value · 16,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:18 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 6,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000062 · wf-form4_162560991826575.xml · derivative · entry 6

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 6,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:18 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 4,738 $24.63 $116,696.94
Disclosure

SEC source: 0000893538-21-000062 · wf-form4_162560991826575.xml · nonDerivative · entry 5

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,506

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:18 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 16,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000062 · wf-form4_162560991826575.xml · nonDerivative · entry 4

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:18 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 1,876 $24.63 $46,205.88
Disclosure

SEC source: 0000893538-21-000062 · wf-form4_162560991826575.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,851

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:18 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 6,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000062 · wf-form4_162560991826575.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:18 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 1,962 $5.20 $10,202.40
Disclosure

SEC source: 0000893538-21-000062 · wf-form4_162560991826575.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,239

F1 · kind: The Reporting Person purchased 1,962 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:02 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 197,324 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000154 · wf-form4_160867451862498.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,324

Underlying: Common Stock, $.01 Par Value · 197,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 16,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · derivative · entry 11

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Common Stock, $.01 Par Value · 16,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 6,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · derivative · entry 10

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,488

Underlying: Common Stock, $.01 Par Value · 6,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 11,595 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · derivative · entry 9

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 11,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 28,368 $3.75 $106,380.00
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 8

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,277

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 97,888 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 7

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 97,888 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 7,210 $3.75 $27,037.50
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 6

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,757

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 16,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 5

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 2,380 $3.75 $8,925.00
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 4

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,574

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 6,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 11,595 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 20:44 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000102 · wf-form4_159406824185917.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,871

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:47 UTC SM Energy Co SM · Entity 3577 PurchaseCommon Stock, $.01 Par Value 2,000 $5.76 $11,520.00
Disclosure

SEC source: 0000893538-20-000018 · wf-form4_158344480353916.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,647

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:21 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 49,180 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000103 · wf-form4_156521649223006.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,180

Underlying: Common Stock · 49,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:35 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 6,487 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000078 · wf-form4_156209974003498.xml · derivative · entry 10

Vogel Herbert S · CIK 0001544288 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,976

Underlying: Common Stock · 6,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:35 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 11,595 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000078 · wf-form4_156209974003498.xml · derivative · entry 9

Vogel Herbert S · CIK 0001544288 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,595

Underlying: Common Stock · 11,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.