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Knott Kenneth J.

Disclosed activity across 1 company

Tapewire entity
77237
SEC CIK
0001442846

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SM Energy CoSM · Entity 3577SVP - Bus Dev & LandJuly 24, 2025July 25, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SM Energy Co

Report date July 24, 2025 · Filed July 25, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect134,235 Ending reported balance After 2025-07-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-07-24 · Exercise / conversion · Acquired 3,458 · Balance 135,078

F1: On July 24, 2025, 3,458 shares the Issuer's common stock were issued to the Reporting Person under the terms of a performance share unit ("PSU") award, based on the determination by the Compensation Committee of the Board of Directors of the Issuer regarding achievement of time-based vesting provisions and specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2022, and represented the contingent right to receive between 0% to 200% of that number of shares of the Issuer's common stock based on the achievement of the vesting and performance criteria over a three-year performance period. The PSUs were fully vested on July 1, 2025.

Row 2 · 2025-07-24 · Tax withholding · Disposed 843 · Balance 134,235

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect15,361 Reported balance After 2025-07-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-07-25 · Grant · Acquired 15,361 · Balance 15,361

F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2026. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Filing footnotes · ownership attribution and instrument terms

F1: On July 24, 2025, 3,458 shares the Issuer's common stock were issued to the Reporting Person under the terms of a performance share unit ("PSU") award, based on the determination by the Compensation Committee of the Board of Directors of the Issuer regarding achievement of time-based vesting provisions and specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2022, and represented the contingent right to receive between 0% to 200% of that number of shares of the Issuer's common stock based on the achievement of the vesting and performance criteria over a three-year performance period. The PSUs were fully vested on July 1, 2025.

F2: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2026. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2022 Filed Jul 6, 2022 21:13 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 4,008 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2020. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 21:13 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 497 $25.06 $12,454.82
Disclosure

SEC source: 0000893538-22-000084 · wf-form4_165714198384899.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,301

F1 · kind: The Reporting Person purchased 497 shares of the Issuer's common stock on June 30, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2021 Filed Aug 2, 2022 20:42 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 380 $21.68 $8,238.40
Disclosure

SEC source: 0000893538-22-000103 · wf-form4_165947295369003.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,351

F1 · kind: The Reporting Person purchased 380 shares of the Issuer's common stock on December 31, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:21 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 7,664 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000152 · wf-form4_163969326036935.xml · derivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,329

Underlying: Common Stock, $.01 Par Value · 7,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:21 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 1,867 $30.18 $56,346.06
Disclosure

SEC source: 0000893538-21-000152 · wf-form4_163969326036935.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,804

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:21 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 7,664 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000152 · wf-form4_163969326036935.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments beginning on December 14, 2021. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:07 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 3,362 $19.10 $64,214.20
Disclosure

SEC source: 0000893538-21-000101 · wf-form4_163070683915372.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,007

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:07 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 13,804 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000101 · wf-form4_163070683915372.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2021, the Compensation Committee of the Board of Directors of the Issuer determined that 13,804 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2018, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2021.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:42 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 11,270 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000087 · wf-form4_162802332267566.xml · derivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,270

Underlying: Common Stock, $.01 Par Value · 11,270 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:13 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 4,007 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000058 · wf-form4_162560957706677.xml · derivative · entry 7

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008

Underlying: Common Stock, $.01 Par Value · 4,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:13 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000058 · wf-form4_162560957706677.xml · derivative · entry 6

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:13 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 976 $24.63 $24,038.88
Disclosure

SEC source: 0000893538-21-000058 · wf-form4_162560957706677.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,565

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:13 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 4,007 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000058 · wf-form4_162560957706677.xml · nonDerivative · entry 4

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:13 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 356 $24.63 $8,768.28
Disclosure

SEC source: 0000893538-21-000058 · wf-form4_162560957706677.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,534

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:13 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000058 · wf-form4_162560957706677.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:13 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 2,500 $5.20 $13,000.00
Disclosure

SEC source: 0000893538-21-000058 · wf-form4_162560957706677.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · kind: The Reporting Person purchased 2,500 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 21:41 UTC SM Energy Co SM · Entity 3577 SaleCommon Stock, $.01 Par Value 12,257 $25.00 $306,425.00
Disclosure

SEC source: 0000893538-21-000052 · wf-form4_162457082989985.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,930

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 19, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:08 UTC SM Energy Co SM · Entity 3577 SaleCommon Stock, $.01 Par Value 1,714 $22.50 $38,565.00
Disclosure

SEC source: 0000893538-21-000034 · wf-form4_162275444892897.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,187

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 19, 2021.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:01 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 22,993 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000152 · wf-form4_160867448270372.xml · derivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,993

Underlying: Common Stock, $.01 Par Value · 22,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 4,007 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · derivative · entry 12

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,015

Underlying: Common Stock, $.01 Par Value · 4,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · derivative · entry 11

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460

Underlying: Common Stock, $.01 Par Value · 1,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 2,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · derivative · entry 10

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 4,146 $3.75 $15,547.50
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 9

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,901

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 17,025 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 8

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 17,025 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 976 $3.75 $3,660.00
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 7

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,022

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 4,007 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 6

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 356 $3.75 $1,335.00
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,991

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 4

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 492 $3.75 $1,845.00
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,887

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 2,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:10 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,362

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:15 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 12,022 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000097 · wf-form4_156521613037529.xml · derivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Underlying: Common Stock · 12,022 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · derivative · entry 11

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,920

Underlying: Common Stock · 1,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 2,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · derivative · entry 10

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,017

Underlying: Common Stock · 2,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 831 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · derivative · entry 9

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock: $.01 Par Value 356 $12.52 $4,457.12
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 8

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,138

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock: $.01 Par Value 1,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 7

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock: $.01 Par Value 492 $12.52 $6,159.84
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 6

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,035

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock: $.01 Par Value 2,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock: $.01 Par Value 203 $12.52 $2,541.56
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 4

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,510

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock: $.01 Par Value 831 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock: $.01 Par Value 1,614 $10.64 $17,176.19
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,882

F2 · kind: The reporting person purchased 1,614 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Jul 2, 2019 20:33 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock: $.01 Par Value 80 $13.16 $1,052.64
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,268

F1 · kind: The reporting person purchased 80 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:47 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 4,379 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000090 · wf-form4_153299081793853.xml · derivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,379

Underlying: Common Stock · 4,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 2,016 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · derivative · entry 10

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034

Underlying: Common Stock · 2,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 831 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · derivative · entry 9

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831

Underlying: Common Stock · 831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 572 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · derivative · entry 8

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock: $.01 Par Value 491 $25.69 $12,613.79
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · nonDerivative · entry 7

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,188

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock: $.01 Par Value 2,016 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · nonDerivative · entry 6

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock: $.01 Par Value 203 $25.69 $5,215.07
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,663

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.