Jornayvaz Robert P III

SEC source: 0001209191-23-020422 · doc4.xml · nonDerivative · entry 3

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,087

F3 · shares: Represents a grant of performance-based restricted stock ("PSAs"), which PSAs will vest as set forth in Exhibit 99.1. The PSAs reported are at 150% of the target amount.

SEC source: 0001209191-23-020422 · doc4.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,165

F2 · shares: Represents a grant of restricted stock. The shares of restricted stock will vest in three equal annual installments beginning on March 17, 2024, subject to the reporting person's continued employment with the issuer through the vesting date.

SEC source: 0001209191-23-020422 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,100

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001209191-23-018432 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,372

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001209191-22-062817 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,845

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001209191-22-040878 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,249

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001209191-22-035829 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,363

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001209191-22-024981 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,509

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001209191-22-024407 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,236

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001209191-22-022433 · doc4.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,215

SEC source: 0001209191-22-022433 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,578

F1 · shares: The shares were issued pursuant to an award of performance-based restricted stock (PSAs) that was granted on June 8, 2020, which achieved the maximum amount of target on March 31, 2022, in accordance with Exhibit 99 hereto (shown on a pre-1-for-10-stock split basis). The PSAs were previously reported (on a pre-1-for-10-stock split basis) in a Form 4 filed on June 10, 2020 (the Prior Form 4). The amount reported in Table I of the Prior Form 4 reflected the shares that could be issued under the PSAs at the target award level (on a pre-1-for-10-stock split basis). The amount reported in this Form 4 represents the difference between the shares earned by the reporting person at the maximum award level (as disclosed (on a pre-1-for-10-stock split basis) in Exhibit 99 to the Prior Form 4 and (on a pre-1-for-10-stock split basis) in Exhibit 99 to this Form 4) and the target shares that were reported in Table I of the Prior Form 4 (on a pre-1-for-10-stock split basis).

SEC source: 0001209191-22-020410 · doc4.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,072

F2 · shares: Represents a grant of performance-based restricted stock ("PSAs"), which PSAs will vest as set forth in Exhibit 99.1. The PSAs reported are at 150% of the target amount.

SEC source: 0001209191-22-020410 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,554

F1 · shares: Represents a grant of restricted stock. The shares of restricted stock will vest in three equal annual installments beginning on March 17, 2023, subject to the reporting person's continued employment with the issuer through the vesting date.

SEC source: 0001209191-22-018809 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,026

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001209191-21-071431 · doc4.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,616

F2 · shares: Represents a grant of performance-based restricted stock ("PSAs"), which PSAs will vest as set forth in Exhibit 99.The PSAs reported are at 150% of the target amount.

SEC source: 0001209191-21-071431 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,311

F1 · shares: Represents a grant of restricted stock. The shares of restricted stock will vest in three equal installments on December 23, 2022, March 11, 2023 and March 11, 2024, subject, in each case, to the reporting person's continued service with the issuer through the vesting date.

SEC source: 0001567619-21-011899 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,472

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

SEC source: 0001567619-21-006323 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,138

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

SEC source: 0001567619-20-011969 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235,711

F1 · shares: Represents a grant of restricted stock. 579,709 of the shares will vest in three equal installments on June 8, 2021, March 14, 2022 and March 14, 2023, subject in each case to the reporting person's continued service with the company through the vesting date. 630,120 of the shares will vest as set forth in Exhibit 99.

SEC source: 0001567619-20-010991 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025,882

F1 · shares: On May 22, 2020, a portion of a grant of restricted stock made to Mr. Jornayvaz on May 22, 2019 vested. Mr. Jornayvaz voluntarily declined to accept the vested shares during the COVID-19 pandemic, and they were cancelled by the issuer.

SEC source: 0001567619-19-023374 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138,144

SEC source: 0001567619-20-002409 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 17,209,236

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-19-017645 · doc1.xml · nonDerivative · entry 3

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,128,644

F3 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $2.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

SEC source: 0001567619-19-017645 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,119,144

F2 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.79 to $2.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

SEC source: 0001567619-19-017645 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,099,144

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.89 to $2.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

SEC source: 0001567619-19-017547 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,309,236

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.03 to $3.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-19-017494 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,304,236

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-19-012443 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,301,940

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.09 to $3.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-19-012271 · doc1.xml · nonDerivative · entry 3

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,298,245

F3 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.13 to $3.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-19-012271 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,295,570

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.06 to $3.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-19-012126 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089,144

F3 · shares: Represents a grant of restricted stock. 336,787 of the shares will vest in three equal installments on May 22, 2020, March 14, 2021, and March 14, 2022, subject in each case to the reporting person's continued service with the company through the vesting date. 545,707 of the shares will vest as set forth in Exhibit 99.

F3 · price: Represents a grant of restricted stock. 336,787 of the shares will vest in three equal installments on May 22, 2020, March 14, 2021, and March 14, 2022, subject in each case to the reporting person's continued service with the company through the vesting date. 545,707 of the shares will vest as set forth in Exhibit 99.

SEC source: 0001567619-19-012126 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,280,570

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.27 to $3.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-19-011599 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,280,070

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.24 to $3.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-19-007503 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,254,235

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.64 to $3.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-18-002170 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,240,335

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.27 to $3.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-18-001243 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,229,535

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.23 to $3.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-18-001153 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,219,535

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.30 to $3.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-18-000670 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,211,435

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.31 to $3.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-18-000167 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,204,535

F1 · price: The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $3.39 to $3.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001567619-18-000026 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,190.735

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-18-013465 · doc1.xml · derivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,185

Underlying: Common Stock · 1,558,185 shares

Expires 2028-03-11

F1 · derivative.exercise_date: Represents a grant of non-qualified stock options. Options with respect to 934,911 of the shares will vest in three equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the volume-weighted average closing price of the company's common stock for 20 consecutive trading days equals or exceeds $5.85 on or before March 11, 2023. If this threshold is not met, these options will be cancelled on March 11, 2023. Options with respect to 623,274 of the shares will vest in three equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date.

F1 · derivative.expiration_date: Represents a grant of non-qualified stock options. Options with respect to 934,911 of the shares will vest in three equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the volume-weighted average closing price of the company's common stock for 20 consecutive trading days equals or exceeds $5.85 on or before March 11, 2023. If this threshold is not met, these options will be cancelled on March 11, 2023. Options with respect to 623,274 of the shares will vest in three equal annual installments beginning on March 12, 2019, subject to the reporting person's continued employment with the company through the vesting date.

SEC source: 0001140361-18-012017 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,170,735

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.43 to $3.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-18-011408 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,166,422

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.27 to $3.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-046796 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,150,522

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-046424 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,140,522

F1 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-045386 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,135,522

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.48 to $3.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-043435 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,130,422

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.54 to $3.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-030941 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,125,422

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.20 to $3.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-030407 · doc1.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Intrepid Production Corporation

Disclosed balance after: 18,117,922

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.215 to $3.450, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.

SEC source: 0001140361-17-023875 · doc1.xml · derivative · entry 3

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,698

Underlying: Common Stock · 513,698 shares

Expires 2027-06-03

F3 · derivative.exercise_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the volume-weighted average closing price of the Corporation's common stock for 20 consecutive trading days equals or exceeds $3.44 on or before June 3, 2022. If this threshold is not met, the stock option will be cancelled on June 3, 2022.

F3 · derivative.expiration_date: Represents a grant of non-qualified stock options that will vest in three equal annual installments beginning on June 4, 2018, subject to the reporting person's continued employment with the company through the vesting date; provided, however, that no vesting will occur unless and until the volume-weighted average closing price of the Corporation's common stock for 20 consecutive trading days equals or exceeds $3.44 on or before June 3, 2022. If this threshold is not met, the stock option will be cancelled on June 3, 2022.