person · Reporting owner
SATTERFIELD THOMAS A JR
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARK RESTAURANTS CORPARKR · Entity 7665 | 10% owner | August 05, 2025 | August 07, 2025 |
| REALNETWORKS INCRNWK · Entity 121328 | 10% owner | May 31, 2022 | June 02, 2022 |
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | 10% owner | August 17, 2023 | August 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARK RESTAURANTS CORP
Report date August 05, 2025 · Filed August 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Caldwell Mill Opportunity Fund | 225,000 |
Reported balance
After 2025-08-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-08-05 · Purchase · Acquired 25,000 · Balance 225,000 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.60 to $6.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 183,041 |
Last balance in matching sequence
After 2025-08-06 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2025-08-05 · Purchase · Acquired 20,916 · Balance 170,916 F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.42 to $7.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3: The reporting person controls the general partner of the partnership that owns the reported securities. Row 3 · 2025-08-06 · Purchase · Acquired 12,125 · Balance 183,041 F4: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.36 to $7.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3: The reporting person controls the general partner of the partnership that owns the reported securities. |
| Common StockSEC Table I · non-derivative | Direct | 57,500 |
Reported balance
Holding disclosure · report date 2025-08-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 57,500 F5: Includes 7,500 shares held jointly with the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 1,000 |
Reported balance
Holding disclosure · report date 2025-08-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectBy family members and related entities | 98,450 |
Reported balance
Holding disclosure · report date 2025-08-05 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 98,450 F6: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares). F7: The reporting person no longer has limited powers of attorney to exercise voting and dispositive power with respect to the 10,000 shares held by Rita Phifer. |
| Common StockSEC Table I · non-derivative | IndirectBy Tomsat Investment & Trading Co., Inc. | 57,301 |
Reported balance
Holding disclosure · report date 2025-08-05 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 57,301 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.60 to $6.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.42 to $7.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: The reporting person controls the general partner of the partnership that owns the reported securities.
F4: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.36 to $7.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F5: Includes 7,500 shares held jointly with the reporting person's spouse.
F6: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).
F7: The reporting person no longer has limited powers of attorney to exercise voting and dispositive power with respect to the 10,000 shares held by Rita Phifer.
REALNETWORKS INC
Report date May 31, 2022 · Filed June 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Caldwell Mill Opportunity Fund | 2,502,782 |
Reported balance
After 2022-05-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-05-31 · Purchase · Acquired 113,830 · Balance 2,502,782 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.605 to $0.610. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy Caldwell Mill Opportunity Fund | 2,593,688 |
Reported balance
After 2022-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-06-01 · Purchase · Acquired 90,906 · Balance 2,593,688 F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.622 to $0.634. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Direct | 575,000 |
Reported balance
Holding disclosure · report date 2022-05-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 575,000 F3: Includes 100,000 shares held jointly with the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 75,000 |
Reported balance
Holding disclosure · report date 2022-05-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 75,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Tomsat Investment & Trading Co., Inc. | 600,000 |
Reported balance
Holding disclosure · report date 2022-05-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 600,000 |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 2,000,000 |
Reported balance
Holding disclosure · report date 2022-05-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,000,000 F4: The reporting person controls the general partner of the partnership that owns the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.605 to $0.610. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.622 to $0.634. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: Includes 100,000 shares held jointly with the reporting person's spouse.
F4: The reporting person controls the general partner of the partnership that owns the reported securities.
SAFEGUARD SCIENTIFICS INC
Report date August 17, 2023 · Filed August 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 475,000 |
Reported balance
After 2023-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-17 · Purchase · Acquired 229,000 · Balance 475,000 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: Includes 100,000 shares held jointly with the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | Direct | 525,000 |
Reported balance
After 2023-08-18 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2023-08-18 · Purchase · Acquired 50,000 · Balance 525,000 F9: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F10: Includes 125,000 shares held jointly with the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 25,000 |
Reported balance
After 2023-08-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-08-17 · Purchase · Acquired 15,000 · Balance 25,000 F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 360,000 |
Last balance in matching sequence
After 2023-08-18 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2023-08-17 · Sale · Disposed 124,196 · Balance 382,899 F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5: The reporting person controls the general partner of the partnership that owns the reported securities. Row 6 · 2023-08-18 · Sale · Disposed 22,899 · Balance 360,000 F5: The reporting person controls the general partner of the partnership that owns the reported securities. |
| Common StockSEC Table I · non-derivative | IndirectBy family members and related entities | 258,055 |
Reported balance
After 2023-08-17 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-08-17 · Sale · Disposed 117,000 · Balance 258,055 F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (100,000 shares); the reporting person's sister (16,500 shares); the reporting person's brother-in-law (15,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (2,500 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); the reporting person's second step-sister (2,000 shares); F8: (Continued from footnote 7) and the reporting person's third step-sister and spouse (16,000 shares). The reporting person's prior power of attorney over the 31,555 shares held by his brother was terminated. The reporting person's limited powers of attorney over the 40,555 shares for the reporting person's step-brother and his spouse, which were held via a limited partnership, remained in place; however, the shares were transferred directly to his step-brother and spouse from the limited partnership and no longer fall under the scope of the power of attorney. |
| Common StockSEC Table I · non-derivative | IndirectBy Tomsat Investment & Trading Co., Inc. | 250,000 |
Reported balance
Holding disclosure · report date 2023-08-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 250,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Caldwell Mill Opportunity Fund | 671,671 |
Reported balance
Holding disclosure · report date 2023-08-17 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 671,671 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: Includes 100,000 shares held jointly with the reporting person's spouse.
F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reporting person controls the general partner of the partnership that owns the reported securities.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (100,000 shares); the reporting person's sister (16,500 shares); the reporting person's brother-in-law (15,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (2,500 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); the reporting person's second step-sister (2,000 shares);
F8: (Continued from footnote 7) and the reporting person's third step-sister and spouse (16,000 shares). The reporting person's prior power of attorney over the 31,555 shares held by his brother was terminated. The reporting person's limited powers of attorney over the 40,555 shares for the reporting person's step-brother and his spouse, which were held via a limited partnership, remained in place; however, the shares were transferred directly to his step-brother and spouse from the limited partnership and no longer fall under the scope of the power of attorney.
F9: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F10: Includes 125,000 shares held jointly with the reporting person's spouse.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTEST CORP
Report date October 02, 2017 · Filed October 03, 2017
Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 460,000 |
Reported balance
After 2017-10-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-10-02 · Sale · Disposed 5,000 · Balance 460,000 |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 455,000 |
Reported balance
After 2017-10-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-10-02 · Sale · Disposed 5,000 · Balance 455,000 |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 450,000 |
Reported balance
After 2017-10-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-10-02 · Sale · Disposed 5,000 · Balance 450,000 |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 445,000 |
Reported balance
After 2017-10-02 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-10-02 · Sale · Disposed 5,000 · Balance 445,000 |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 436,389 |
Reported balance
After 2017-10-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-10-02 · Sale · Disposed 8,611 · Balance 436,389 |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 432,293 |
Reported balance
After 2017-10-03 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2017-10-03 · Sale · Disposed 4,096 · Balance 432,293 |
| Common StockSEC Table I · non-derivative | IndirectBy A.G. Family L.P. | 430,000 |
Reported balance
After 2017-10-03 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2017-10-03 · Sale · Disposed 2,293 · Balance 430,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Caldwell Mill Opportunity Fund | 395,000 |
Reported balance
After 2017-10-02 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2017-10-02 · Sale · Disposed 5,000 · Balance 395,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Caldwell Mill Opportunity Fund | 390,000 |
Reported balance
After 2017-10-02 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2017-10-02 · Sale · Disposed 5,000 · Balance 390,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Caldwell Mill Opportunity Fund | 385,000 |
Reported balance
After 2017-10-03 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2017-10-03 · Sale · Disposed 5,000 · Balance 385,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Caldwell Mill Opportunity Fund | 380,000 |
Reported balance
After 2017-10-03 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2017-10-03 · Sale · Disposed 5,000 · Balance 380,000 |
| Common StockSEC Table I · non-derivative | Direct | 81,200 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 81,200 F1: Includes 41,200 shares held jointly with the reporting person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy Tomsat Investment & Trading Co., Inc. | 90,000 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 90,000 |
| Common StockSEC Table I · non-derivative | IndirectBy sister | 35,000 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 35,000 F2: The reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectBy brother | 15,000 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 15,000 F2: The reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectBy brother-in-law | 9,000 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 9,000 F2: The reporting person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 41,200 shares held jointly with the reporting person's spouse.
F2: The reporting person disclaims beneficial ownership of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2025 Filed Aug 7, 2025 20:05 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 12,125 | $7.48 | $90,695.00 |
DisclosureSEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 183,041 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.36 to $7.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:05 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 20,916 | $6.82 | $142,647.12 |
DisclosureSEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 170,916 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.42 to $7.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:05 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 25,000 | $6.71 | $167,750.00 |
DisclosureSEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Caldwell Mill Opportunity Fund Disclosed balance after: 225,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.60 to $6.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:05 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 3,301 | $15.73 | $51,924.73 |
DisclosureSEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 4 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Tomsat Investment & Trading Co., Inc. Disclosed balance after: 57,301 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.50 to $16.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:05 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 4,000 | $15.40 | $61,600.00 |
DisclosureSEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Tomsat Investment & Trading Co., Inc. Disclosed balance after: 54,000 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:05 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 10,000 | $15.23 | $152,300.00 |
DisclosureSEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Caldwell Mill Opportunity Fund Disclosed balance after: 200,000 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.56 to $15.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:05 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 1,578 | $14.56 | $22,975.68 |
DisclosureSEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,500 F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse. Read SEC document |
| May 15, 2024 Filed May 16, 2024 22:00 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 1,549 | $15.00 | $23,235.00 |
DisclosureSEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 6 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 150,000 F7 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.94 to $15.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| May 15, 2024 Filed May 16, 2024 22:00 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 3,322 | $15.30 | $50,826.60 |
DisclosureSEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 5 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,922 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.10 to $15.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse. Read SEC document |
| May 14, 2024 Filed May 16, 2024 22:00 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 3,451 | $14.64 | $50,522.64 |
DisclosureSEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 4 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 148,451 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.44 to $14.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| May 14, 2024 Filed May 16, 2024 22:00 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 5,393 | $14.30 | $77,119.90 |
DisclosureSEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Caldwell Mill Opportunity Fund Disclosed balance after: 190,000 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.00 to $14.44. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2024 Filed May 16, 2024 22:00 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 1,000 | $14.63 | $14,630.00 |
DisclosureSEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,600 F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse. Read SEC document |
| May 14, 2024 Filed May 16, 2024 22:00 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 5,100 | $13.86 | $70,686.00 |
DisclosureSEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,600 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.59 to $14.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 22:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | SaleCommon Stock | 22,899 | $1.17 | $26,791.83 |
DisclosureSEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 6 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 360,000 F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 22:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 50,000 | $1.17 | $58,500.00 |
DisclosureSEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 5 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 525,000 F9 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F10 · ownership.direct: Includes 125,000 shares held jointly with the reporting person's spouse. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 22:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | SaleCommon Stock | 117,000 | $1.17 | $136,890.00 |
DisclosureSEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 4 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By family members and related entities Disclosed balance after: 258,055 F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (100,000 shares); the reporting person's sister (16,500 shares); the reporting person's brother-in-law (15,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (2,500 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); the reporting person's second step-sister (2,000 shares); F8 · ownership.nature: (Continued from footnote 7) and the reporting person's third step-sister and spouse (16,000 shares). The reporting person's prior power of attorney over the 31,555 shares held by his brother was terminated. The reporting person's limited powers of attorney over the 40,555 shares for the reporting person's step-brother and his spouse, which were held via a limited partnership, remained in place; however, the shares were transferred directly to his step-brother and spouse from the limited partnership and no longer fall under the scope of the power of attorney. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 22:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | SaleCommon Stock | 124,196 | $1.18 | $146,551.28 |
DisclosureSEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 382,899 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 22:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 15,000 | $1.19 | $17,850.00 |
DisclosureSEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 25,000 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 22:20 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 229,000 | $1.18 | $270,220.00 |
DisclosureSEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Includes 100,000 shares held jointly with the reporting person's spouse. Read SEC document |
| April 12, 2023 Filed Apr 13, 2023 20:56 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 7,095 | $1.71 | $12,132.45 |
DisclosureSEC source: 0001209191-23-024225 · doc4.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 507,095 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.70 to $1.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F6 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| April 12, 2023 Filed Apr 13, 2023 20:56 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 49,890 | $1.66 | $82,817.40 |
DisclosureSEC source: 0001209191-23-024225 · doc4.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By family members and related entities Disclosed balance after: 406,590 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.57 to $1.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (150,000 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); F3 · ownership.nature: (Continued from footnote 2), the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares). Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 20:56 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 48,032 | $1.53 | $73,488.96 |
DisclosureSEC source: 0001209191-23-024225 · doc4.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By family members and related entities Disclosed balance after: 356,700 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.46 to $1.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (150,000 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); F3 · ownership.nature: (Continued from footnote 2), the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares). Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 2,078 | $1.94 | $4,031.32 |
DisclosureSEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 5 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family members and related entities Disclosed balance after: 308,668 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.88 to $1.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F7 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (52,078 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); F8 · ownership.nature: (Continued from footnote 7), the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares). Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 40,034 | $1.80 | $72,061.20 |
DisclosureSEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 4 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tomsat Investment & Trading Co., Inc. Disclosed balance after: 250,000 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.77 to $1.83. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 25,000 | $1.81 | $45,250.00 |
DisclosureSEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,000 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.80 to $1.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Includes 20,000 shares held jointly with the reporting person's spouse. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 9,966 | $1.77 | $17,639.82 |
DisclosureSEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tomsat Investment & Trading Co., Inc. Disclosed balance after: 209,966 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.71 to $1.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 50,000 | $1.76 | $88,000.00 |
DisclosureSEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.70 to $1.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Includes 20,000 shares held jointly with the reporting person's spouse. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:43 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 4,607 | $17.51 | $80,668.57 |
DisclosureSEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Caldwell Mill Opportunity Fund Disclosed balance after: 184,607 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.13 to $17.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 22:43 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 10,165 | $16.74 | $170,162.10 |
DisclosureSEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family members and related entities Disclosed balance after: 123,450 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.56 to $17.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's brother (15,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares). Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:43 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 10,335 | $16.36 | $169,080.60 |
DisclosureSEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family members and related entities Disclosed balance after: 113,285 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.26 to $16.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to these securities. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 20:38 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | GrantCommon Stock | 10,000 | $21.01 | $210,100.00 |
DisclosureSEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 8 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Caldwell Mill Opportunity Fund Disclosed balance after: 180,000 Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 20:38 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | GrantCommon Stock | 4,979 | $20.91 | $104,110.89 |
DisclosureSEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 7 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 145,000 F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 20:38 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | GrantCommon Stock | 6,000 | $20.95 | $125,700.00 |
DisclosureSEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 6 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tomsat Investment & Trading Co., Inc. Disclosed balance after: 50,000 Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 20:38 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | GrantCommon Stock | 1,500 | $20.94 | $31,410.00 |
DisclosureSEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 5 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,500 F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 20:38 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | GrantCommon Stock | 8,930 | $19.99 | $178,510.70 |
DisclosureSEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 4 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Caldwell Mill Opportunity Fund Disclosed balance after: 170,000 Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 20:38 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | GrantCommon Stock | 3,021 | $20.51 | $61,960.71 |
DisclosureSEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 140,021 F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 20:38 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | GrantCommon Stock | 1,500 | $20.38 | $30,570.00 |
DisclosureSEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tomsat Investment & Trading Co., Inc. Disclosed balance after: 44,000 Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 20:38 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | GrantCommon Stock | 1,500 | $20.49 | $30,735.00 |
DisclosureSEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:10 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 6,500 | $19.29 | $125,385.00 |
DisclosureSEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 6 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $19.24 to $19.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F7 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:10 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 24,070 | $19.08 | $459,255.60 |
DisclosureSEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 5 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Caldwell Mill Opportunity Fund Disclosed balance after: 161,070 Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:10 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 16,000 | $18.97 | $303,520.00 |
DisclosureSEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 4 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By A.G. Family L.P. Disclosed balance after: 137,000 F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:10 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 7,500 | $18.90 | $141,750.00 |
DisclosureSEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tomsat Investment & Trading Co., Inc. Disclosed balance after: 42,500 Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:10 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 5,067 | $18.85 | $95,512.95 |
DisclosureSEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family members and related entities Disclosed balance after: 102,950 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.76 to $18.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (22,500 shares); the reporting person's brother (11,000 shares); the reporting person's sister (25,000 shares); the reporting person's brother-in-law (8,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (4,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares). Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 20:10 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 13,700 | $18.05 | $247,285.00 |
DisclosureSEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family members and related entities Disclosed balance after: 97,883 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.50 to $18.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to these securities. Read SEC document |
| June 27, 2022 Filed Jun 28, 2022 23:29 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 8,707 | $18.21 | $158,554.47 |
DisclosureSEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 4 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family members and related entities Disclosed balance after: 84,183 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.67 to $18.28. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F6 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (15,000 shares); the reporting person's brother (7,133 shares); the reporting person's sister (25,000 shares); the reporting person's brother-in-law (8,000 shares); Rita Phifer (5,000 shares); the reporting person's second brother-in-law (2,500 shares); the reporting person's nephew (600 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (1,500 shares); the reporting person's third step-sister and spouse (3,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares). Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 23:29 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 10,313 | $17.67 | $182,230.71 |
DisclosureSEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 3 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family members and related Disclosed balance after: 75,476 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.11 to $17.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the parties set forth in footnote 6. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 23:29 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 1,000 | $16.32 | $16,320.00 |
DisclosureSEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,000 Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 23:29 UTC | ARK RESTAURANTS CORP ARKR · Entity 7665 | PurchaseCommon Stock | 5,500 | $16.73 | $92,015.00 |
DisclosureSEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 1 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.33 to $17.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Includes 7,000 shares held jointly with the reporting person's spouse. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 20:57 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 27,165 | $4.13 | $112,191.45 |
DisclosureSEC source: 0000899243-22-023753 · doc4.xml · nonDerivative · entry 4 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Caldwell Mill Opportunity Fund Disclosed balance after: 671,671 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.094 to $4.144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 20:57 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 20,000 | $41.40 | $828,000.00 |
DisclosureSEC source: 0000899243-22-023753 · doc4.xml · nonDerivative · entry 2 SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tomsat Investment & Trading Co., Inc. Disclosed balance after: 200,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.