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person · Reporting owner

SATTERFIELD THOMAS A JR

Disclosed activity across 4 companies

Tapewire entity
76825
SEC CIK
0001132317

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARK RESTAURANTS CORPARKR · Entity 766510% ownerAugust 05, 2025August 07, 2025
REALNETWORKS INCRNWK · Entity 12132810% ownerMay 31, 2022June 02, 2022
SAFEGUARD SCIENTIFICS INCSFE · Entity 961210% ownerAugust 17, 2023August 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARK RESTAURANTS CORP

Report date August 05, 2025 · Filed August 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Caldwell Mill Opportunity Fund225,000 Reported balance After 2025-08-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-08-05 · Purchase · Acquired 25,000 · Balance 225,000

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.60 to $6.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.183,041 Last balance in matching sequence After 2025-08-06 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2025-08-05 · Purchase · Acquired 20,916 · Balance 170,916

F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.42 to $7.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3: The reporting person controls the general partner of the partnership that owns the reported securities.

Row 3 · 2025-08-06 · Purchase · Acquired 12,125 · Balance 183,041

F4: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.36 to $7.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3: The reporting person controls the general partner of the partnership that owns the reported securities.

Common StockSEC Table I · non-derivativeDirect57,500 Reported balance Holding disclosure · report date 2025-08-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 57,500

F5: Includes 7,500 shares held jointly with the reporting person's spouse.

Common StockSEC Table I · non-derivativeIndirectBy spouse1,000 Reported balance Holding disclosure · report date 2025-08-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,000

Common StockSEC Table I · non-derivativeIndirectBy family members and related entities98,450 Reported balance Holding disclosure · report date 2025-08-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 98,450

F6: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).

F7: The reporting person no longer has limited powers of attorney to exercise voting and dispositive power with respect to the 10,000 shares held by Rita Phifer.

Common StockSEC Table I · non-derivativeIndirectBy Tomsat Investment & Trading Co., Inc.57,301 Reported balance Holding disclosure · report date 2025-08-05 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 57,301

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.60 to $6.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.42 to $7.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3: The reporting person controls the general partner of the partnership that owns the reported securities.

F4: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.36 to $7.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5: Includes 7,500 shares held jointly with the reporting person's spouse.

F6: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).

F7: The reporting person no longer has limited powers of attorney to exercise voting and dispositive power with respect to the 10,000 shares held by Rita Phifer.

REALNETWORKS INC

Report date May 31, 2022 · Filed June 02, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Caldwell Mill Opportunity Fund2,502,782 Reported balance After 2022-05-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-05-31 · Purchase · Acquired 113,830 · Balance 2,502,782

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.605 to $0.610. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectBy Caldwell Mill Opportunity Fund2,593,688 Reported balance After 2022-06-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-06-01 · Purchase · Acquired 90,906 · Balance 2,593,688

F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.622 to $0.634. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeDirect575,000 Reported balance Holding disclosure · report date 2022-05-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 575,000

F3: Includes 100,000 shares held jointly with the reporting person's spouse.

Common StockSEC Table I · non-derivativeIndirectBy spouse75,000 Reported balance Holding disclosure · report date 2022-05-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 75,000

Common StockSEC Table I · non-derivativeIndirectBy Tomsat Investment & Trading Co., Inc.600,000 Reported balance Holding disclosure · report date 2022-05-31 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 600,000

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.2,000,000 Reported balance Holding disclosure · report date 2022-05-31 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 2,000,000

F4: The reporting person controls the general partner of the partnership that owns the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.605 to $0.610. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.622 to $0.634. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3: Includes 100,000 shares held jointly with the reporting person's spouse.

F4: The reporting person controls the general partner of the partnership that owns the reported securities.

SAFEGUARD SCIENTIFICS INC

Report date August 17, 2023 · Filed August 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect475,000 Reported balance After 2023-08-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-08-17 · Purchase · Acquired 229,000 · Balance 475,000

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: Includes 100,000 shares held jointly with the reporting person's spouse.

Common StockSEC Table I · non-derivativeDirect525,000 Reported balance After 2023-08-18 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2023-08-18 · Purchase · Acquired 50,000 · Balance 525,000

F9: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F10: Includes 125,000 shares held jointly with the reporting person's spouse.

Common StockSEC Table I · non-derivativeIndirectBy spouse25,000 Reported balance After 2023-08-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-08-17 · Purchase · Acquired 15,000 · Balance 25,000

F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.360,000 Last balance in matching sequence After 2023-08-18 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2023-08-17 · Sale · Disposed 124,196 · Balance 382,899

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reporting person controls the general partner of the partnership that owns the reported securities.

Row 6 · 2023-08-18 · Sale · Disposed 22,899 · Balance 360,000

F5: The reporting person controls the general partner of the partnership that owns the reported securities.

Common StockSEC Table I · non-derivativeIndirectBy family members and related entities258,055 Reported balance After 2023-08-17 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2023-08-17 · Sale · Disposed 117,000 · Balance 258,055

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (100,000 shares); the reporting person's sister (16,500 shares); the reporting person's brother-in-law (15,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (2,500 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); the reporting person's second step-sister (2,000 shares);

F8: (Continued from footnote 7) and the reporting person's third step-sister and spouse (16,000 shares). The reporting person's prior power of attorney over the 31,555 shares held by his brother was terminated. The reporting person's limited powers of attorney over the 40,555 shares for the reporting person's step-brother and his spouse, which were held via a limited partnership, remained in place; however, the shares were transferred directly to his step-brother and spouse from the limited partnership and no longer fall under the scope of the power of attorney.

Common StockSEC Table I · non-derivativeIndirectBy Tomsat Investment & Trading Co., Inc.250,000 Reported balance Holding disclosure · report date 2023-08-17 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 250,000

Common StockSEC Table I · non-derivativeIndirectBy Caldwell Mill Opportunity Fund671,671 Reported balance Holding disclosure · report date 2023-08-17 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 671,671

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: Includes 100,000 shares held jointly with the reporting person's spouse.

F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reporting person controls the general partner of the partnership that owns the reported securities.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (100,000 shares); the reporting person's sister (16,500 shares); the reporting person's brother-in-law (15,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (2,500 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); the reporting person's second step-sister (2,000 shares);

F8: (Continued from footnote 7) and the reporting person's third step-sister and spouse (16,000 shares). The reporting person's prior power of attorney over the 31,555 shares held by his brother was terminated. The reporting person's limited powers of attorney over the 40,555 shares for the reporting person's step-brother and his spouse, which were held via a limited partnership, remained in place; however, the shares were transferred directly to his step-brother and spouse from the limited partnership and no longer fall under the scope of the power of attorney.

F9: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F10: Includes 125,000 shares held jointly with the reporting person's spouse.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

INTEST CORP

Report date October 02, 2017 · Filed October 03, 2017

Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.460,000 Reported balance After 2017-10-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-10-02 · Sale · Disposed 5,000 · Balance 460,000

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.455,000 Reported balance After 2017-10-02 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-10-02 · Sale · Disposed 5,000 · Balance 455,000

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.450,000 Reported balance After 2017-10-02 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-10-02 · Sale · Disposed 5,000 · Balance 450,000

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.445,000 Reported balance After 2017-10-02 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2017-10-02 · Sale · Disposed 5,000 · Balance 445,000

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.436,389 Reported balance After 2017-10-02 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2017-10-02 · Sale · Disposed 8,611 · Balance 436,389

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.432,293 Reported balance After 2017-10-03 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2017-10-03 · Sale · Disposed 4,096 · Balance 432,293

Common StockSEC Table I · non-derivativeIndirectBy A.G. Family L.P.430,000 Reported balance After 2017-10-03 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2017-10-03 · Sale · Disposed 2,293 · Balance 430,000

Common StockSEC Table I · non-derivativeIndirectBy Caldwell Mill Opportunity Fund395,000 Reported balance After 2017-10-02 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2017-10-02 · Sale · Disposed 5,000 · Balance 395,000

Common StockSEC Table I · non-derivativeIndirectBy Caldwell Mill Opportunity Fund390,000 Reported balance After 2017-10-02 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2017-10-02 · Sale · Disposed 5,000 · Balance 390,000

Common StockSEC Table I · non-derivativeIndirectBy Caldwell Mill Opportunity Fund385,000 Reported balance After 2017-10-03 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2017-10-03 · Sale · Disposed 5,000 · Balance 385,000

Common StockSEC Table I · non-derivativeIndirectBy Caldwell Mill Opportunity Fund380,000 Reported balance After 2017-10-03 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2017-10-03 · Sale · Disposed 5,000 · Balance 380,000

Common StockSEC Table I · non-derivativeDirect81,200 Reported balance Holding disclosure · report date 2017-10-02 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 81,200

F1: Includes 41,200 shares held jointly with the reporting person's spouse.

Common StockSEC Table I · non-derivativeIndirectBy Tomsat Investment & Trading Co., Inc.90,000 Reported balance Holding disclosure · report date 2017-10-02 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 90,000

Common StockSEC Table I · non-derivativeIndirectBy sister35,000 Reported balance Holding disclosure · report date 2017-10-02 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 35,000

F2: The reporting person disclaims beneficial ownership of these shares.

Common StockSEC Table I · non-derivativeIndirectBy brother15,000 Reported balance Holding disclosure · report date 2017-10-02 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 15,000

F2: The reporting person disclaims beneficial ownership of these shares.

Common StockSEC Table I · non-derivativeIndirectBy brother-in-law9,000 Reported balance Holding disclosure · report date 2017-10-02 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 9,000

F2: The reporting person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 41,200 shares held jointly with the reporting person's spouse.

F2: The reporting person disclaims beneficial ownership of these shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2025 Filed Aug 7, 2025 20:05 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 12,125 $7.48 $90,695.00
Disclosure

SEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 183,041

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.36 to $7.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:05 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 20,916 $6.82 $142,647.12
Disclosure

SEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 170,916

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.42 to $7.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:05 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 25,000 $6.71 $167,750.00
Disclosure

SEC source: 0001104659-25-075174 · tm2522515-3_4seq1.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 225,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.60 to $6.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:05 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 3,301 $15.73 $51,924.73
Disclosure

SEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 57,301

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.50 to $16.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:05 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 4,000 $15.40 $61,600.00
Disclosure

SEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 54,000

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:05 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 10,000 $15.23 $152,300.00
Disclosure

SEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 200,000

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.56 to $15.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:05 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 1,578 $14.56 $22,975.68
Disclosure

SEC source: 0001104659-24-064246 · tm2415287-1_4seq1.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,500

F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

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May 15, 2024 Filed May 16, 2024 22:00 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 1,549 $15.00 $23,235.00
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 6

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 150,000

F7 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.94 to $15.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
May 15, 2024 Filed May 16, 2024 22:00 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 3,322 $15.30 $50,826.60
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 5

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,922

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.10 to $15.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:00 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 3,451 $14.64 $50,522.64
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 148,451

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.44 to $14.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:00 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 5,393 $14.30 $77,119.90
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 190,000

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.00 to $14.44. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:00 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 1,000 $14.63 $14,630.00
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,600

F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:00 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 5,100 $13.86 $70,686.00
Disclosure

SEC source: 0001104659-24-062646 · tm2414770-1_4seq1.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,600

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.59 to $14.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 22:20 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 SaleCommon Stock 22,899 $1.17 $26,791.83
Disclosure

SEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 6

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 360,000

F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 22:20 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 50,000 $1.17 $58,500.00
Disclosure

SEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 5

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

F9 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F10 · ownership.direct: Includes 125,000 shares held jointly with the reporting person's spouse.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:20 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 SaleCommon Stock 117,000 $1.17 $136,890.00
Disclosure

SEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By family members and related entities

Disclosed balance after: 258,055

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (100,000 shares); the reporting person's sister (16,500 shares); the reporting person's brother-in-law (15,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (2,500 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); the reporting person's second step-sister (2,000 shares);

F8 · ownership.nature: (Continued from footnote 7) and the reporting person's third step-sister and spouse (16,000 shares). The reporting person's prior power of attorney over the 31,555 shares held by his brother was terminated. The reporting person's limited powers of attorney over the 40,555 shares for the reporting person's step-brother and his spouse, which were held via a limited partnership, remained in place; however, the shares were transferred directly to his step-brother and spouse from the limited partnership and no longer fall under the scope of the power of attorney.

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August 17, 2023 Filed Aug 21, 2023 22:20 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 SaleCommon Stock 124,196 $1.18 $146,551.28
Disclosure

SEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 382,899

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:20 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 15,000 $1.19 $17,850.00
Disclosure

SEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 25,000

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 22:20 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 229,000 $1.18 $270,220.00
Disclosure

SEC source: 0001209191-23-046784 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 100,000 shares held jointly with the reporting person's spouse.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 20:56 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 7,095 $1.71 $12,132.45
Disclosure

SEC source: 0001209191-23-024225 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 507,095

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.70 to $1.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 20:56 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 49,890 $1.66 $82,817.40
Disclosure

SEC source: 0001209191-23-024225 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By family members and related entities

Disclosed balance after: 406,590

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.57 to $1.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (150,000 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares);

F3 · ownership.nature: (Continued from footnote 2), the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares).

Read SEC document
April 11, 2023 Filed Apr 13, 2023 20:56 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 48,032 $1.53 $73,488.96
Disclosure

SEC source: 0001209191-23-024225 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By family members and related entities

Disclosed balance after: 356,700

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.46 to $1.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (150,000 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares);

F3 · ownership.nature: (Continued from footnote 2), the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares).

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:02 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 2,078 $1.94 $4,031.32
Disclosure

SEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 5

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 308,668

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.88 to $1.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (52,078 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares);

F8 · ownership.nature: (Continued from footnote 7), the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares).

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:02 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 40,034 $1.80 $72,061.20
Disclosure

SEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 250,000

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.77 to $1.83. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:02 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 25,000 $1.81 $45,250.00
Disclosure

SEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,000

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.80 to $1.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 20,000 shares held jointly with the reporting person's spouse.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:02 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 9,966 $1.77 $17,639.82
Disclosure

SEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 209,966

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.71 to $1.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:02 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 50,000 $1.76 $88,000.00
Disclosure

SEC source: 0001209191-23-019256 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.70 to $1.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 20,000 shares held jointly with the reporting person's spouse.

Read SEC document
December 21, 2022 Filed Dec 22, 2022 22:43 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 4,607 $17.51 $80,668.57
Disclosure

SEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 184,607

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.13 to $17.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2022 Filed Dec 22, 2022 22:43 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 10,165 $16.74 $170,162.10
Disclosure

SEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 123,450

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.56 to $17.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's brother (15,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:43 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 10,335 $16.36 $169,080.60
Disclosure

SEC source: 0001209191-22-062488 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 113,285

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.26 to $16.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to these securities.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 GrantCommon Stock 10,000 $21.01 $210,100.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 8

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 180,000

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 GrantCommon Stock 4,979 $20.91 $104,110.89
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 7

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 145,000

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 GrantCommon Stock 6,000 $20.95 $125,700.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 6

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 50,000

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 GrantCommon Stock 1,500 $20.94 $31,410.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 5

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:38 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 GrantCommon Stock 8,930 $19.99 $178,510.70
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 170,000

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:38 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 GrantCommon Stock 3,021 $20.51 $61,960.71
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 140,021

F2 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

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August 02, 2022 Filed Aug 4, 2022 20:38 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 GrantCommon Stock 1,500 $20.38 $30,570.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 44,000

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August 02, 2022 Filed Aug 4, 2022 20:38 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 GrantCommon Stock 1,500 $20.49 $30,735.00
Disclosure

SEC source: 0001209191-22-044431 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

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July 08, 2022 Filed Jul 11, 2022 20:10 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 6,500 $19.29 $125,385.00
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 6

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $19.24 to $19.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F7 · ownership.direct: Includes 7,500 shares held jointly with the reporting person's spouse.

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July 08, 2022 Filed Jul 11, 2022 20:10 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 24,070 $19.08 $459,255.60
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 5

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 161,070

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July 08, 2022 Filed Jul 11, 2022 20:10 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 16,000 $18.97 $303,520.00
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By A.G. Family L.P.

Disclosed balance after: 137,000

F5 · ownership.nature: The reporting person controls the general partner of the partnership that owns the reported securities.

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July 08, 2022 Filed Jul 11, 2022 20:10 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 7,500 $18.90 $141,750.00
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 42,500

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July 08, 2022 Filed Jul 11, 2022 20:10 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 5,067 $18.85 $95,512.95
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 102,950

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.76 to $18.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (22,500 shares); the reporting person's brother (11,000 shares); the reporting person's sister (25,000 shares); the reporting person's brother-in-law (8,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (4,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).

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July 07, 2022 Filed Jul 11, 2022 20:10 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 13,700 $18.05 $247,285.00
Disclosure

SEC source: 0000899243-22-025910 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 97,883

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.50 to $18.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to these securities.

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June 27, 2022 Filed Jun 28, 2022 23:29 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 8,707 $18.21 $158,554.47
Disclosure

SEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related entities

Disclosed balance after: 84,183

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.67 to $18.28. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (15,000 shares); the reporting person's brother (7,133 shares); the reporting person's sister (25,000 shares); the reporting person's brother-in-law (8,000 shares); Rita Phifer (5,000 shares); the reporting person's second brother-in-law (2,500 shares); the reporting person's nephew (600 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (1,500 shares); the reporting person's third step-sister and spouse (3,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).

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June 24, 2022 Filed Jun 28, 2022 23:29 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 10,313 $17.67 $182,230.71
Disclosure

SEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 3

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By family members and related

Disclosed balance after: 75,476

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.11 to $17.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the parties set forth in footnote 6.

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June 24, 2022 Filed Jun 28, 2022 23:29 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 1,000 $16.32 $16,320.00
Disclosure

SEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,000

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June 24, 2022 Filed Jun 28, 2022 23:29 UTC ARK RESTAURANTS CORP ARKR · Entity 7665 PurchaseCommon Stock 5,500 $16.73 $92,015.00
Disclosure

SEC source: 0000899243-22-024450 · doc4.xml · nonDerivative · entry 1

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.33 to $17.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Includes 7,000 shares held jointly with the reporting person's spouse.

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June 22, 2022 Filed Jun 23, 2022 20:57 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 27,165 $4.13 $112,191.45
Disclosure

SEC source: 0000899243-22-023753 · doc4.xml · nonDerivative · entry 4

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Caldwell Mill Opportunity Fund

Disclosed balance after: 671,671

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.094 to $4.144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 22, 2022 Filed Jun 23, 2022 20:57 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 20,000 $41.40 $828,000.00
Disclosure

SEC source: 0000899243-22-023753 · doc4.xml · nonDerivative · entry 2

SATTERFIELD THOMAS A JR · CIK 0001132317 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tomsat Investment & Trading Co., Inc.

Disclosed balance after: 200,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.