person · Reporting owner
NEWHOUSE BROADCASTING CORP
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director · 10% owner | August 06, 2025 | August 07, 2025 |
| Warner Bros. Discovery, Inc.WBD · Entity 2976 | Director | December 14, 2023 | December 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHARTER COMMUNICATIONS, INC. /MO/
Report date August 06, 2025 · Filed August 07, 2025
Jointly reported with ADVANCE/NEWHOUSE PARTNERSHIP, ADVANCE LONG-TERM MANAGEMENT TRUST, ADVANCE PUBLICATIONS, INC, NEWHOUSE FAMILY HOLDINGS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common Units of Charter Communications Holdings, LLCSEC Table II · derivative / convertible security | IndirectSee Remarks | 15,511,283 |
Reported balance
After 2025-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-08-06 · Disposition to issuer · Disposed 162,694 · Balance 15,511,283 F1: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.
F2: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F3: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N).
Warner Bros. Discovery, Inc.
Report date December 14, 2023 · Filed December 15, 2023
Jointly reported with ADVANCE/NEWHOUSE PROGRAMMING PARTNERSHIP, ADVANCE PUBLICATIONS, INC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 184,023,290 |
Reported balance
After 2023-12-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-12-14 · Sale · Disposed 10,000,000 · Balance 184,023,290 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Astra Space, Inc.
Report date August 12, 2022 · Filed August 16, 2022
Jointly reported with A/NPC Holdings LLC, ADVANCE PUBLICATIONS, INC, NEWHOUSE FAMILY HOLDINGS, L.P., ADVANCE LONG-TERM MANAGEMENT TRUST
Section 16 reporting ended · disclosed 2022-08-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,155,093 |
Reported balance
After 2022-08-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-08-12 · Sale · Disposed 2,000,000 · Balance 23,155,093 F1: The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.55 to $1.76, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range. |
| Class A Common StockSEC Table I · non-derivative | Direct | 22,288,053 |
Reported balance
After 2022-08-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-08-15 · Sale · Disposed 867,040 · Balance 22,288,053 F2: The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.41 to $1.64, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range. |
| Class A Common StockSEC Table I · non-derivative | Direct | 20,888,053 |
Reported balance
After 2022-08-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-08-16 · Sale · Disposed 1,400,000 · Balance 20,888,053 F3: The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.36 to $1.44, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.55 to $1.76, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range.
F2: The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.41 to $1.64, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range.
F3: The price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $1.36 to $1.44, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or SEC staff, upon request, full information regarding the number of shares sold at each price within this range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2022 Filed Aug 5, 2022 11:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 225,537 | $465.12 | $104,901,769.44 |
DisclosureSEC source: 0001567619-22-015008 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 19,028,216 Underlying: Charter Communications Class A Common Stock · 225,537 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 12:55 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 373,547 | $461.18 | $172,272,405.46 |
DisclosureSEC source: 0001567619-22-013824 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 19,253,753 Underlying: Charter Communications Class A Common Stock · 373,547 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 16:06 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 343,391 | $494.34 | $169,751,906.94 |
DisclosureSEC source: 0001567619-22-012529 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 19,627,300 Underlying: Charter Communications Class A Common Stock · 343,391 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| May 11, 2022 Filed May 13, 2022 09:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 325,947 | $561.07 | $182,879,083.29 |
DisclosureSEC source: 0001567619-22-010392 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 19,970,691 Underlying: Charter Communications Class A Common Stock · 325,947 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:53 UTC | Warner Bros. Discovery, Inc. WBD · Entity 2976 | OtherSeries A common stock, par value $0.01 per share | 194,023,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-22-001384 · es220242951_4-anppwbd.xml · nonDerivative · entry 3 ADVANCE/NEWHOUSE PROGRAMMING PARTNERSHIP · CIK 0001455382 · Director NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,023,290 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share and Series A common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Programming Partnership, a New York Partnership ("ANP") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share and Series A common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Programming Partnership, a New York Partnership ("ANP") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:53 UTC | Warner Bros. Discovery, Inc. WBD · Entity 2976 | OtherSeries A common stock, par value $0.01 per share | 70,673,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-22-001384 · es220242951_4-anppwbd.xml · nonDerivative · entry 2 ADVANCE/NEWHOUSE PROGRAMMING PARTNERSHIP · CIK 0001455382 · Director NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share and Series A common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Programming Partnership, a New York Partnership ("ANP") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share and Series A common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Programming Partnership, a New York Partnership ("ANP") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:53 UTC | Warner Bros. Discovery, Inc. WBD · Entity 2976 | OtherSeries C common stock, par value $0.01 per share | 91,048,739.86 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-22-001384 · es220242951_4-anppwbd.xml · nonDerivative · entry 1 ADVANCE/NEWHOUSE PROGRAMMING PARTNERSHIP · CIK 0001455382 · Director NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share and Series A common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Programming Partnership, a New York Partnership ("ANP") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share and Series A common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Programming Partnership, a New York Partnership ("ANP") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:53 UTC | Warner Bros. Discovery, Inc. WBD · Entity 2976 | OtherSeries A common stock, par value $0.01 per share | 4,152,302 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-22-001383 · es220242948_4-anpwbd.xml · nonDerivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,152,302 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Partnership, a New York Partnership ("A/N") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Partnership, a New York Partnership ("A/N") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:53 UTC | Warner Bros. Discovery, Inc. WBD · Entity 2976 | OtherSeries C common stock, par value $0.01 per share | 4,152,302.53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-22-001383 · es220242948_4-anpwbd.xml · nonDerivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Partnership, a New York Partnership ("A/N") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Partnership, a New York Partnership ("A/N") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company. Read SEC document |
| April 08, 2022 Filed May 11, 2023 20:00 UTC Amendment | Warner Bros. Discovery, Inc. WBD · Entity 2976 | OtherSeries A common stock, par value $0.01 per share | 4,158,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-23-001420 · es230358526_4a-anpwbd.xml · nonDerivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,158,459 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Partnership, a New York Partnership ("A/N") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company (the "Combination"). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Partnership, a New York Partnership ("A/N") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company (the "Combination"). F2 · balance_after: The Reporting Persons have increased the number of shares of Common Stock to reflect 6,157 shares received as an AT&T shareholder in connection with the Combination. Read SEC document |
| April 08, 2022 Filed May 11, 2023 20:00 UTC Amendment | Warner Bros. Discovery, Inc. WBD · Entity 2976 | OtherSeries C common stock, par value $0.01 per share | 4,152,302.53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-23-001420 · es230358526_4a-anpwbd.xml · nonDerivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Partnership, a New York Partnership ("A/N") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company (the "Combination"). F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Series C common stock, par value $0.01 per share beneficially owned by Advance/Newhouse Partnership, a New York Partnership ("A/N") was reclassified and converted into such number of shares of Series A common stock, par value $0.01 per share (the "Common Stock") of Warner Bros. Discovery, Inc. (the "Company"), as provided in amended and restated certificate of incorporation of the Company pursuant to the business combination of the Company with a segment of AT&T Inc. ("AT&T"), pursuant to which Magallanes, Inc., a wholly owned subsidiary of AT&T, which owned the WarnerMedia segment of AT&T, was merged with and into Drake Subsidiary, Inc. a wholly owned subsidiary of the Company (the "Combination"). Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 16:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 393,995 | $571.53 | $225,179,962.35 |
DisclosureSEC source: 0001567619-22-008244 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 20,296,638 Underlying: Charter Communications Class A Common Stock · 393,995 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 15:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 196,575 | $600.57 | $118,057,047.75 |
DisclosureSEC source: 0001567619-22-006457 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 20,690,633 Underlying: Charter Communications Class A Common Stock · 196,575 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 72,172 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-003135 · chtr-form4_030122.xml · derivative · entry 6 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,172 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 72,172 shares of Class A Common Stock, and, in connection with this termination, 72,172 Units were released from the related pledge. Pursuant to this termination, A/N paid $9,860,925.31 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 72,172 shares of Class A Common Stock, and, in connection with this termination, 72,172 Units were released from the related pledge. Pursuant to this termination, A/N paid $9,860,925.31 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 72,172 shares of Class A Common Stock, and, in connection with this termination, 72,172 Units were released from the related pledge. Pursuant to this termination, A/N paid $9,860,925.31 in cash to the unaffiliated bank counterparty. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 216,518 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-003135 · chtr-form4_030122.xml · derivative · entry 5 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 216,518 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 216,518 shares of Class A Common Stock, and, in connection with this termination, 216,518 Units were released from the related pledge. Pursuant to this termination, A/N paid $29,583,049.21 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 216,518 shares of Class A Common Stock, and, in connection with this termination, 216,518 Units were released from the related pledge. Pursuant to this termination, A/N paid $29,583,049.21 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 216,518 shares of Class A Common Stock, and, in connection with this termination, 216,518 Units were released from the related pledge. Pursuant to this termination, A/N paid $29,583,049.21 in cash to the unaffiliated bank counterparty. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 288,689 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-003135 · chtr-form4_030122.xml · derivative · entry 4 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 288,689 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On March 1, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 288,689 shares of Class A Common Stock, and, in connection with this termination, 288,689 Units were released from the related pledge. Pursuant to this termination, A/N paid $39,443,832.94 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On March 1, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 288,689 shares of Class A Common Stock, and, in connection with this termination, 288,689 Units were released from the related pledge. Pursuant to this termination, A/N paid $39,443,832.94 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On March 1, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 288,689 shares of Class A Common Stock, and, in connection with this termination, 288,689 Units were released from the related pledge. Pursuant to this termination, A/N paid $39,443,832.94 in cash to the unaffiliated bank counterparty. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 72,172 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-003135 · chtr-form4_030122.xml · derivative · entry 3 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,172 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 72,172 shares of Class A Common Stock, and, in connection with this termination, 72,172 Units were released from the related pledge. Pursuant to this termination, A/N paid $9,860,925.31 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 72,172 shares of Class A Common Stock, and, in connection with this termination, 72,172 Units were released from the related pledge. Pursuant to this termination, A/N paid $9,860,925.31 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 72,172 shares of Class A Common Stock, and, in connection with this termination, 72,172 Units were released from the related pledge. Pursuant to this termination, A/N paid $9,860,925.31 in cash to the unaffiliated bank counterparty. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 216,518 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-003135 · chtr-form4_030122.xml · derivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 216,518 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 216,518 shares of Class A Common Stock, and, in connection with this termination, 216,518 Units were released from the related pledge. Pursuant to this termination, A/N paid $29,583,049.21 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 216,518 shares of Class A Common Stock, and, in connection with this termination, 216,518 Units were released from the related pledge. Pursuant to this termination, A/N paid $29,583,049.21 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on March 1, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 216,518 shares of Class A Common Stock, and, in connection with this termination, 216,518 Units were released from the related pledge. Pursuant to this termination, A/N paid $29,583,049.21 in cash to the unaffiliated bank counterparty. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 288,689 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-003135 · chtr-form4_030122.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 288,689 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On March 1, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 288,689 shares of Class A Common Stock, and, in connection with this termination, 288,689 Units were released from the related pledge. Pursuant to this termination, A/N paid $39,443,832.94 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On March 1, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 288,689 shares of Class A Common Stock, and, in connection with this termination, 288,689 Units were released from the related pledge. Pursuant to this termination, A/N paid $39,443,832.94 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On March 1, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 288,689 shares of Class A Common Stock, and, in connection with this termination, 288,689 Units were released from the related pledge. Pursuant to this termination, A/N paid $39,443,832.94 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 16:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 193,998 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002656 · ownership.xml · derivative · entry 6 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,172 Underlying: Common Stock · 193,998 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 193,998 shares of Class A Common Stock, and, in connection with this termination, 193,998 Units were released from the related pledge. Pursuant to this termination, A/N paid $24,422,893.22 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 193,998 shares of Class A Common Stock, and, in connection with this termination, 193,998 Units were released from the related pledge. Pursuant to this termination, A/N paid $24,422,893.22 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 193,998 shares of Class A Common Stock, and, in connection with this termination, 193,998 Units were released from the related pledge. Pursuant to this termination, A/N paid $24,422,893.22 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 16:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 581,994 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002656 · ownership.xml · derivative · entry 5 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,518 Underlying: Common Stock · 581,994 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 581,994 shares of Class A Common Stock, and, in connection with this termination, 581,994 Units were released from the related pledge. Pursuant to this termination, A/N paid $73,268,679.65 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 581,994 shares of Class A Common Stock, and, in connection with this termination, 581,994 Units were released from the related pledge. Pursuant to this termination, A/N paid $73,268,679.65 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 581,994 shares of Class A Common Stock, and, in connection with this termination, 581,994 Units were released from the related pledge. Pursuant to this termination, A/N paid $73,268,679.65 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 16:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 775,992 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002656 · ownership.xml · derivative · entry 4 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,689 Underlying: Common Stock · 775,992 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On February 25, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 775,992 shares of Class A Common Stock, and, in connection with this termination, 775,992 Units were released from the related pledge. Pursuant to this termination, A/N paid $97,751,141.94 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On February 25, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 775,992 shares of Class A Common Stock, and, in connection with this termination, 775,992 Units were released from the related pledge. Pursuant to this termination, A/N paid $97,751,141.94 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On February 25, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 775,992 shares of Class A Common Stock, and, in connection with this termination, 775,992 Units were released from the related pledge. Pursuant to this termination, A/N paid $97,751,141.94 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 16:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 193,998 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002656 · ownership.xml · derivative · entry 3 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,172 Underlying: Common Stock · 193,998 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 193,998 shares of Class A Common Stock, and, in connection with this termination, 193,998 Units were released from the related pledge. Pursuant to this termination, A/N paid $24,422,893.22 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 193,998 shares of Class A Common Stock, and, in connection with this termination, 193,998 Units were released from the related pledge. Pursuant to this termination, A/N paid $24,422,893.22 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 193,998 shares of Class A Common Stock, and, in connection with this termination, 193,998 Units were released from the related pledge. Pursuant to this termination, A/N paid $24,422,893.22 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 16:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 581,994 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002656 · ownership.xml · derivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,518 Underlying: Common Stock · 581,994 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 581,994 shares of Class A Common Stock, and, in connection with this termination, 581,994 Units were released from the related pledge. Pursuant to this termination, A/N paid $73,268,679.65 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 581,994 shares of Class A Common Stock, and, in connection with this termination, 581,994 Units were released from the related pledge. Pursuant to this termination, A/N paid $73,268,679.65 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on February 25, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 581,994 shares of Class A Common Stock, and, in connection with this termination, 581,994 Units were released from the related pledge. Pursuant to this termination, A/N paid $73,268,679.65 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 16:18 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 775,992 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002656 · ownership.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,689 Underlying: Common Stock · 775,992 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On February 25, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 775,992 shares of Class A Common Stock, and, in connection with this termination, 775,992 Units were released from the related pledge. Pursuant to this termination, A/N paid $97,751,141.94 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On February 25, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 775,992 shares of Class A Common Stock, and, in connection with this termination, 775,992 Units were released from the related pledge. Pursuant to this termination, A/N paid $97,751,141.94 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On February 25, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 775,992 shares of Class A Common Stock, and, in connection with this termination, 775,992 Units were released from the related pledge. Pursuant to this termination, A/N paid $97,751,141.94 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 180,600 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002361 · chtr-form4_021822.xml · derivative · entry 6 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,170 Underlying: Common Stock · 180,600 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 180,600 shares of Class A Common Stock, and, in connection with this termination, 180,600 Units were released from the related pledge. Pursuant to this termination, A/N paid $25,732,772.94 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 180,600 shares of Class A Common Stock, and, in connection with this termination, 180,600 Units were released from the related pledge. Pursuant to this termination, A/N paid $25,732,772.94 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 180,600 shares of Class A Common Stock, and, in connection with this termination, 180,600 Units were released from the related pledge. Pursuant to this termination, A/N paid $25,732,772.94 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 541,801 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002361 · chtr-form4_021822.xml · derivative · entry 5 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,512 Underlying: Common Stock · 541,801 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 541,801 shares of Class A Common Stock, and, in connection with this termination, 541,801 Units were released from the related pledge. Pursuant to this termination, A/N paid $77,198,461.30 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 541,801 shares of Class A Common Stock, and, in connection with this termination, 541,801 Units were released from the related pledge. Pursuant to this termination, A/N paid $77,198,461.30 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 541,801 shares of Class A Common Stock, and, in connection with this termination, 541,801 Units were released from the related pledge. Pursuant to this termination, A/N paid $77,198,461.30 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 722,404 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002361 · chtr-form4_021822.xml · derivative · entry 4 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,681 Underlying: Common Stock · 722,404 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On February 18, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 722,404 shares of Class A Common Stock, and, in connection with this termination, 722,404 Units were released from the related pledge. Pursuant to this termination, A/N paid $102,945,581.97 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On February 18, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 722,404 shares of Class A Common Stock, and, in connection with this termination, 722,404 Units were released from the related pledge. Pursuant to this termination, A/N paid $102,945,581.97 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On February 18, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 722,404 shares of Class A Common Stock, and, in connection with this termination, 722,404 Units were released from the related pledge. Pursuant to this termination, A/N paid $102,945,581.97 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 180,600 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002361 · chtr-form4_021822.xml · derivative · entry 3 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,170 Underlying: Common Stock · 180,600 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 180,600 shares of Class A Common Stock, and, in connection with this termination, 180,600 Units were released from the related pledge. Pursuant to this termination, A/N paid $25,732,772.94 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 180,600 shares of Class A Common Stock, and, in connection with this termination, 180,600 Units were released from the related pledge. Pursuant to this termination, A/N paid $25,732,772.94 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 180,600 shares of Class A Common Stock, and, in connection with this termination, 180,600 Units were released from the related pledge. Pursuant to this termination, A/N paid $25,732,772.94 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 541,801 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002361 · chtr-form4_021822.xml · derivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,512 Underlying: Common Stock · 541,801 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 541,801 shares of Class A Common Stock, and, in connection with this termination, 541,801 Units were released from the related pledge. Pursuant to this termination, A/N paid $77,198,461.30 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 541,801 shares of Class A Common Stock, and, in connection with this termination, 541,801 Units were released from the related pledge. Pursuant to this termination, A/N paid $77,198,461.30 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on February 18, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 541,801 shares of Class A Common Stock, and, in connection with this termination, 541,801 Units were released from the related pledge. Pursuant to this termination, A/N paid $77,198,461.30 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 722,404 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002361 · chtr-form4_021822.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,681 Underlying: Common Stock · 722,404 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On February 18, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 722,404 shares of Class A Common Stock, and, in connection with this termination, 722,404 Units were released from the related pledge. Pursuant to this termination, A/N paid $102,945,581.97 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On February 18, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 722,404 shares of Class A Common Stock, and, in connection with this termination, 722,404 Units were released from the related pledge. Pursuant to this termination, A/N paid $102,945,581.97 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On February 18, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 722,404 shares of Class A Common Stock, and, in connection with this termination, 722,404 Units were released from the related pledge. Pursuant to this termination, A/N paid $102,945,581.97 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 15:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 32,292 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002015 · ownership.xml · derivative · entry 6 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,770 Underlying: Common Stock · 32,292 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 32,292 shares of Class A Common Stock, and, in connection with this termination, 32,292 Units were released from the related pledge. Pursuant to this termination, A/N paid $4,729,108.50 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 32,292 shares of Class A Common Stock, and, in connection with this termination, 32,292 Units were released from the related pledge. Pursuant to this termination, A/N paid $4,729,108.50 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 32,292 shares of Class A Common Stock, and, in connection with this termination, 32,292 Units were released from the related pledge. Pursuant to this termination, A/N paid $4,729,108.50 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 15:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 96,875 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002015 · ownership.xml · derivative · entry 5 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,313 Underlying: Common Stock · 96,875 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 96,875 shares of Class A Common Stock, and, in connection with this termination, 96,875 Units were released from the related pledge. Pursuant to this termination, A/N paid $14,187,179.06 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 96,875 shares of Class A Common Stock, and, in connection with this termination, 96,875 Units were released from the related pledge. Pursuant to this termination, A/N paid $14,187,179.06 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 96,875 shares of Class A Common Stock, and, in connection with this termination, 96,875 Units were released from the related pledge. Pursuant to this termination, A/N paid $14,187,179.06 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 15:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 129,166 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001387131-22-002015 · ownership.xml · derivative · entry 4 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,787,085 Underlying: Common Stock · 129,166 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On February 11, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 129,166 shares of Class A Common Stock, and, in connection with this termination, 129,166 Units were released from the related pledge. Pursuant to this termination, A/N paid $18,916,138.63 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On February 11, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 129,166 shares of Class A Common Stock, and, in connection with this termination, 129,166 Units were released from the related pledge. Pursuant to this termination, A/N paid $18,916,138.63 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On February 11, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 129,166 shares of Class A Common Stock, and, in connection with this termination, 129,166 Units were released from the related pledge. Pursuant to this termination, A/N paid $18,916,138.63 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 15:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 32,292 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002015 · ownership.xml · derivative · entry 3 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,770 Underlying: Common Stock · 32,292 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 32,292 shares of Class A Common Stock, and, in connection with this termination, 32,292 Units were released from the related pledge. Pursuant to this termination, A/N paid $4,729,108.50 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 32,292 shares of Class A Common Stock, and, in connection with this termination, 32,292 Units were released from the related pledge. Pursuant to this termination, A/N paid $4,729,108.50 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 32,292 shares of Class A Common Stock, and, in connection with this termination, 32,292 Units were released from the related pledge. Pursuant to this termination, A/N paid $4,729,108.50 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 15:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 96,875 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002015 · ownership.xml · derivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,313 Underlying: Common Stock · 96,875 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 96,875 shares of Class A Common Stock, and, in connection with this termination, 96,875 Units were released from the related pledge. Pursuant to this termination, A/N paid $14,187,179.06 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 96,875 shares of Class A Common Stock, and, in connection with this termination, 96,875 Units were released from the related pledge. Pursuant to this termination, A/N paid $14,187,179.06 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on February 11, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 96,875 shares of Class A Common Stock, and, in connection with this termination, 96,875 Units were released from the related pledge. Pursuant to this termination, A/N paid $14,187,179.06 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 15:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 129,166 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001387131-22-002015 · ownership.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,787,085 Underlying: Common Stock · 129,166 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On February 11, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 129,166 shares of Class A Common Stock, and, in connection with this termination, 129,166 Units were released from the related pledge. Pursuant to this termination, A/N paid $18,916,138.63 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On February 11, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 129,166 shares of Class A Common Stock, and, in connection with this termination, 129,166 Units were released from the related pledge. Pursuant to this termination, A/N paid $18,916,138.63 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On February 11, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 129,166 shares of Class A Common Stock, and, in connection with this termination, 129,166 Units were released from the related pledge. Pursuant to this termination, A/N paid $18,916,138.63 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 17:26 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 14,688 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001839882-22-002582 · chtr-form4_020822.xml · derivative · entry 6 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,062 Underlying: Common Stock · 14,688 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 14,688 shares of Class A Common Stock, and, in connection with this termination, 14,688 Units were released from the related pledge. Pursuant to this termination, A/N paid $1,952,302.52 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 14,688 shares of Class A Common Stock, and, in connection with this termination, 14,688 Units were released from the related pledge. Pursuant to this termination, A/N paid $1,952,302.52 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 14,688 shares of Class A Common Stock, and, in connection with this termination, 14,688 Units were released from the related pledge. Pursuant to this termination, A/N paid $1,952,302.52 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 17:26 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 44,062 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001839882-22-002582 · chtr-form4_020822.xml · derivative · entry 5 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,188 Underlying: Common Stock · 44,062 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 44,062 shares of Class A Common Stock, and, in connection with this termination, 44,062 Units were released from the related pledge. Pursuant to this termination, A/N paid $5,856,637.32 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 44,062 shares of Class A Common Stock, and, in connection with this termination, 44,062 Units were released from the related pledge. Pursuant to this termination, A/N paid $5,856,637.32 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 44,062 shares of Class A Common Stock, and, in connection with this termination, 44,062 Units were released from the related pledge. Pursuant to this termination, A/N paid $5,856,637.32 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 17:26 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SalePut option (right to sell) · Derivative | 58,749 | Not disclosed Strike: $327.73 | Not disclosed |
DisclosureSEC source: 0001839882-22-002582 · chtr-form4_020822.xml · derivative · entry 4 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916,251 Underlying: Common Stock · 58,749 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On February 4, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 58,749 shares of Class A Common Stock, and, in connection with this termination, 58,749 Units were released from the related pledge. Pursuant to this termination, A/N paid $7,808,807.10 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On February 4, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 58,749 shares of Class A Common Stock, and, in connection with this termination, 58,749 Units were released from the related pledge. Pursuant to this termination, A/N paid $7,808,807.10 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On February 4, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 58,749 shares of Class A Common Stock, and, in connection with this termination, 58,749 Units were released from the related pledge. Pursuant to this termination, A/N paid $7,808,807.10 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 17:26 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 14,688 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001839882-22-002582 · chtr-form4_020822.xml · derivative · entry 3 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,062 Underlying: Common Stock · 14,688 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · price: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 14,688 shares of Class A Common Stock, and, in connection with this termination, 14,688 Units were released from the related pledge. Pursuant to this termination, A/N paid $1,952,302.52 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.exercise_date: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 14,688 shares of Class A Common Stock, and, in connection with this termination, 14,688 Units were released from the related pledge. Pursuant to this termination, A/N paid $1,952,302.52 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F4 · derivative.expiration_date: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 14,688 shares of Class A Common Stock, and, in connection with this termination, 14,688 Units were released from the related pledge. Pursuant to this termination, A/N paid $1,952,302.52 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 17:26 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 44,062 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001839882-22-002582 · chtr-form4_020822.xml · derivative · entry 2 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,188 Underlying: Common Stock · 44,062 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · price: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 44,062 shares of Class A Common Stock, and, in connection with this termination, 44,062 Units were released from the related pledge. Pursuant to this termination, A/N paid $5,856,637.32 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.exercise_date: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 44,062 shares of Class A Common Stock, and, in connection with this termination, 44,062 Units were released from the related pledge. Pursuant to this termination, A/N paid $5,856,637.32 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F3 · derivative.expiration_date: Also on February 4, 2022, A/N early terminated an additional portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 44,062 shares of Class A Common Stock, and, in connection with this termination, 44,062 Units were released from the related pledge. Pursuant to this termination, A/N paid $5,856,637.32 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 17:26 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | PurchaseCall option (obligation to sell) · Derivative | 58,749 | Not disclosed Strike: $475.20 | Not disclosed |
DisclosureSEC source: 0001839882-22-002582 · chtr-form4_020822.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916,251 Underlying: Common Stock · 58,749 shares Expires not disclosed F1 · price: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · price: On February 4, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 58,749 shares of Class A Common Stock, and, in connection with this termination, 58,749 Units were released from the related pledge. Pursuant to this termination, A/N paid $7,808,807.10 in cash to the unaffiliated bank counterparty. F1 · derivative.exercise_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.exercise_date: On February 4, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 58,749 shares of Class A Common Stock, and, in connection with this termination, 58,749 Units were released from the related pledge. Pursuant to this termination, A/N paid $7,808,807.10 in cash to the unaffiliated bank counterparty. F1 · derivative.expiration_date: On July 30, 2019, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 3,950,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 3,950,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions. F2 · derivative.expiration_date: On February 4, 2022, A/N early terminated a portion of the Transactions, with expiration dates running from August 15, 2022 to September 6, 2022, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 58,749 shares of Class A Common Stock, and, in connection with this termination, 58,749 Units were released from the related pledge. Pursuant to this termination, A/N paid $7,808,807.10 in cash to the unaffiliated bank counterparty. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 17:25 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 187,601 | $629.85 | $118,160,489.85 |
DisclosureSEC source: 0001567619-22-002717 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 20,887,208 Underlying: Charter Communications Class A Common Stock · 187,601 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 12:06 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 273,092 | $657.40 | $179,530,680.80 |
DisclosureSEC source: 0001567619-22-000833 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 21,074,809 Underlying: Charter Communications Class A Common Stock · 273,092 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 19:25 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 383,277 | $693.29 | $265,722,111.33 |
DisclosureSEC source: 0001567619-21-021799 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 21,347,901 Underlying: Charter Communications Class A Common Stock · 383,277 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 19:47 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 288,281 | $737.03 | $212,471,745.43 |
DisclosureSEC source: 0001567619-21-019511 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 21,731,178 Underlying: Charter Communications Class A Common Stock · 288,281 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 12:09 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 332,173 | $769.62 | $255,646,984.26 |
DisclosureSEC source: 0001567619-21-018097 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 22,019,459 Underlying: Charter Communications Class A Common Stock · 332,173 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 19:07 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Disposition to issuerClass B Common Units of Charter Communications Holdings, LLC · Derivative | 195,378 | $771.35 | $150,704,820.30 |
DisclosureSEC source: 0001567619-21-016861 · doc1.xml · derivative · entry 1 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Remarks Disclosed balance after: 22,351,632 Underlying: Charter Communications Class A Common Stock · 195,378 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. F2 · shares: Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: Represents the Average Public Per Share Repurchase Price (as such term is defined in Annex A to that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N). F1 · derivative.expiration_date: The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 20:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherPut option (right to sell) · Derivative | 65,787 | $0.00 Strike: $247.49 | $0.00 |
DisclosureSEC source: 0001387131-21-009164 · chtr-form4_082721.xml · derivative · entry 24 ADVANCE/NEWHOUSE PARTNERSHIP · CIK 0001106770 · Director · 10% owner ADVANCE LONG-TERM MANAGEMENT TRUST · CIK 0001455381 · Director · 10% owner NEWHOUSE BROADCASTING CORP · CIK 0000914545 · Director · 10% owner ADVANCE PUBLICATIONS, INC · CIK 0000914546 · Director · 10% owner NEWHOUSE FAMILY HOLDINGS, L.P. · CIK 0001455383 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,787 shares Expires 2021-08-31 F1 · derivative.exercise_price: As previously disclosed, on August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks (each, a "Bank"), under which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"), half of which were scheduled to expire in 2021 and half of which were scheduled to expire in 2023. A portion of the 2021 Transactions was previously unwound and the remaining 2021 Transactions expire evenly over a series of expiration dates from August 16 to August 31, 2021, inclusive. F2 · derivative.exercise_price: Pursuant to the Transaction with the relevant Bank, on the transaction date listed above, the Bank's call option was automatically exercised with respect to the portion of the Transaction expiring on such date, and, because the relevant Transaction is cash settled, in lieu of delivering Common Stock to the Bank, A/N paid to the Bank, for each share of Common Stock underlying such call options, the excess of the volume weighted average price of the Common Stock on the relevant transaction date over the strike price of $371.5202 with respect to such call option. On the same date, the related put option with respect to an equal number of shares of Common Stock expired unexercised. F3 · derivative.exercise_price: The settlement of the Transactions occurred pursuant to the formulas set forth in the Transaction agreements at the time they were entered into, and the reported sales of the Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-6(b) thereunder. F1 · kind: As previously disclosed, on August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks (each, a "Bank"), under which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"), half of which were scheduled to expire in 2021 and half of which were scheduled to expire in 2023. A portion of the 2021 Transactions was previously unwound and the remaining 2021 Transactions expire evenly over a series of expiration dates from August 16 to August 31, 2021, inclusive. F2 · kind: Pursuant to the Transaction with the relevant Bank, on the transaction date listed above, the Bank's call option was automatically exercised with respect to the portion of the Transaction expiring on such date, and, because the relevant Transaction is cash settled, in lieu of delivering Common Stock to the Bank, A/N paid to the Bank, for each share of Common Stock underlying such call options, the excess of the volume weighted average price of the Common Stock on the relevant transaction date over the strike price of $371.5202 with respect to such call option. On the same date, the related put option with respect to an equal number of shares of Common Stock expired unexercised. F3 · kind: The settlement of the Transactions occurred pursuant to the formulas set forth in the Transaction agreements at the time they were entered into, and the reported sales of the Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-6(b) thereunder. F1 · price: As previously disclosed, on August 6, 2018, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 6,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks (each, a "Bank"), under which A/N wrote European call options and purchased European put options over an aggregate of 6,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"), half of which were scheduled to expire in 2021 and half of which were scheduled to expire in 2023. A portion of the 2021 Transactions was previously unwound and the remaining 2021 Transactions expire evenly over a series of expiration dates from August 16 to August 31, 2021, inclusive. F2 · price: Pursuant to the Transaction with the relevant Bank, on the transaction date listed above, the Bank's call option was automatically exercised with respect to the portion of the Transaction expiring on such date, and, because the relevant Transaction is cash settled, in lieu of delivering Common Stock to the Bank, A/N paid to the Bank, for each share of Common Stock underlying such call options, the excess of the volume weighted average price of the Common Stock on the relevant transaction date over the strike price of $371.5202 with respect to such call option. On the same date, the related put option with respect to an equal number of shares of Common Stock expired unexercised. F3 · price: The settlement of the Transactions occurred pursuant to the formulas set forth in the Transaction agreements at the time they were entered into, and the reported sales of the Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-6(b) thereunder. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.