Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FG Communities Holdings Inc.FGF · Entity 7310 | CFO | August 04, 2025 | August 08, 2025 |
| Sonnet BioTherapeutics Holdings, Inc.HOTR · Entity 72220 | Chief Operating Officer | December 28, 2016 | December 28, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FG Communities Holdings Inc.
Report date August 04, 2025 · Filed August 08, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Pre - Funded Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 30,000 |
Reported balance
After 2025-08-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-08-04 · Grant · Acquired 30,000 · Balance 30,000 F1: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date"). F2: No expiration until exercised in full; exercise price pre-funded |
| Common StockSEC Table I · non-derivative | Direct | 12,083 |
Reported balance
Holding disclosure · report date 2025-08-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 12,083 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").
F2: No expiration until exercised in full; exercise price pre-funded
Sonnet BioTherapeutics Holdings, Inc.
Report date December 28, 2016 · Filed December 28, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 1 Preferred StockSEC Table I · non-derivative | Direct | 100 |
Reported balance
After 2016-12-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-12-28 · Purchase · Acquired 100 · Balance 100 F1: This Series 1 Preferred Stock was purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant. F3: This purchase price is for the total number of units purchased. |
| Series 1 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $13.50 | Direct | 100 |
Reported balance
After 2016-12-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-28 · Grant · Acquired 100 · Balance 100 F2: These Series 1 Warrants were purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant. F7: The price is paid by surrendering one share of Series 1 Preferred stock. F3: This purchase price is for the total number of units purchased. F4: These warrants are exercisable at any time at any time and from time to time on or before the seventh anniversary of the date of issuance. F5: These warrants expire in accordance with their terms and no later than on the seventh anniversary of their issue date. F6: Each Series 1 Warrant is exercisable into 10 shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 16,663 |
Reported balance
Holding disclosure · report date 2016-12-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,663 |
Filing footnotes · ownership attribution and instrument terms
F1: This Series 1 Preferred Stock was purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
F2: These Series 1 Warrants were purchased as part of a rights offering to purchase units, each consisting of one Series 1 Preferred Share and one Series 1 Warrant.
F3: This purchase price is for the total number of units purchased.
F4: These warrants are exercisable at any time at any time and from time to time on or before the seventh anniversary of the date of issuance.
F5: These warrants expire in accordance with their terms and no later than on the seventh anniversary of their issue date.
F6: Each Series 1 Warrant is exercisable into 10 shares of common stock.
F7: The price is paid by surrendering one share of Series 1 Preferred stock.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CYNERGISTEK, INC
Report date September 01, 2022 · Filed September 01, 2022
Section 16 reporting ended · disclosed 2022-09-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-01 · Grant · Acquired 25,000 · Balance 96,000 F1: Represents accelerated vesting and settlement of restricted stock units (RSUs) pursuant to the Merger Agreement (as defined below). Row 2 · 2022-09-01 · Disposition to issuer · Disposed 96,000 · Balance 0 F2: Disposed of pursuant to an Agreement and Plan of Merger, dated as of May 23, 2022 (the "Merger Agreement") by and among the Issuer, Clearwater Compliance LLC, a Tennessee limited liability company (the "Parent"), and Clearwater Compliance Acquisition Company I, a Delaware corporation and a wholly owned subsidiary of the Parent (the "Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. Each share of common stock exchanged in the Merger will receive cash of $1.25 per share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.55 · Expires 2026-06-06 | Direct | 0 |
Reported balance
After 2022-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-01 · Disposition to issuer · Disposed 8,334 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, this option, which fully vested on June 6, 2019, was canceled for no consideration at the effective time of the Merger because its exercise price exceeded the per share merger consideration of $1.25 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents accelerated vesting and settlement of restricted stock units (RSUs) pursuant to the Merger Agreement (as defined below).
F2: Disposed of pursuant to an Agreement and Plan of Merger, dated as of May 23, 2022 (the "Merger Agreement") by and among the Issuer, Clearwater Compliance LLC, a Tennessee limited liability company (the "Parent"), and Clearwater Compliance Acquisition Company I, a Delaware corporation and a wholly owned subsidiary of the Parent (the "Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. Each share of common stock exchanged in the Merger will receive cash of $1.25 per share.
F3: Pursuant to the terms of the Merger Agreement, this option, which fully vested on June 6, 2019, was canceled for no consideration at the effective time of the Merger because its exercise price exceeded the per share merger consideration of $1.25 per share.
FG Group Holdings Inc.
Report date February 29, 2024 · Filed March 01, 2024
Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-02-29 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-02-29 · Disposition to issuer · Disposed 145,613 · Balance 0 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-02-29 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-02-29 · Disposition to issuer · Disposed 80,000 · Balance 0 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F3: Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms, as were applicable to such Company RSU immediately prior to the Effective Time. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.25 · Expires 2028-12-04 | Direct | 0 |
Reported balance
After 2024-02-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-29 · Disposition to issuer · Disposed 40,000 · Balance 0 F4: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F5: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, December 4, 2018, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.89 · Expires 2029-06-06 | Direct | 0 |
Reported balance
After 2024-02-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-29 · Disposition to issuer · Disposed 30,000 · Balance 0 F4: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F6: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, June 6, 2019, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.60 · Expires 2030-10-09 | Direct | 0 |
Reported balance
After 2024-02-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-29 · Disposition to issuer · Disposed 20,000 · Balance 0 F4: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F7: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, October 9, 2020, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement.
F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
F3: Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms, as were applicable to such Company RSU immediately prior to the Effective Time.
F4: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
F5: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, December 4, 2018, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time.
F6: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, June 6, 2019, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time.
F7: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, October 9, 2020, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time.
Strong Global Entertainment, Inc.
Report date September 30, 2024 · Filed October 02, 2024
Section 16 reporting ended · disclosed 2024-10-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Voting SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-09-30 transaction · row 1
1 source rowRow 1 · 2024-09-30 · Other · Disposed 20,950 · Balance 0 F1: On September 30, 2024, in connection with the business combination of Strong Global Entertainment, Inc. ("SGE") with and into Fundamental Global Inc., ("FG"), each share of Class A Common Voting Stock of SGE was exchanged for 1.5 shares of FG common stock. SGE will terminate its status as a reporting company following the closing of the combination. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-30 · Other · Disposed 20,000 · Balance 0 F2: These Restricted Stock Units ("RSU") were granted on May 18, 2023 and 10,000 will vest on the second anniversary of the grant date, and 10,000 will vest on the third anniversary of the grant date. On September 30, 2024, in connection with the business combination. the RSUs were exchanged for FG RSUs on a 1:1.5 basis. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2024, in connection with the business combination of Strong Global Entertainment, Inc. ("SGE") with and into Fundamental Global Inc., ("FG"), each share of Class A Common Voting Stock of SGE was exchanged for 1.5 shares of FG common stock. SGE will terminate its status as a reporting company following the closing of the combination.
F2: These Restricted Stock Units ("RSU") were granted on May 18, 2023 and 10,000 will vest on the second anniversary of the grant date, and 10,000 will vest on the third anniversary of the grant date. On September 30, 2024, in connection with the business combination. the RSUs were exchanged for FG RSUs on a 1:1.5 basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2025 Filed Aug 8, 2025 17:57 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantPre - Funded Common Stock Purchase Warrant · Derivative | 30,000 | $4.99 Strike: $0.00 | $149,700.00 |
DisclosureSEC source: 0001641172-25-022842 · ownership.xml · derivative · entry 2 Roberson Mark D. · CIK 0001415593 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_date: Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date"). F2 · derivative.expiration_date: No expiration until exercised in full; exercise price pre-funded Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 21:55 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | OtherRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-039256 · ownership.xml · derivative · entry 2 Roberson Mark D. · CIK 0001415593 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Voting Shares · 20,000 shares Expires not disclosed F2 · derivative.exercise_price: These Restricted Stock Units ("RSU") were granted on May 18, 2023 and 10,000 will vest on the second anniversary of the grant date, and 10,000 will vest on the third anniversary of the grant date. On September 30, 2024, in connection with the business combination. the RSUs were exchanged for FG RSUs on a 1:1.5 basis. F2 · derivative.exercise_date: These Restricted Stock Units ("RSU") were granted on May 18, 2023 and 10,000 will vest on the second anniversary of the grant date, and 10,000 will vest on the third anniversary of the grant date. On September 30, 2024, in connection with the business combination. the RSUs were exchanged for FG RSUs on a 1:1.5 basis. F2 · derivative.expiration_date: These Restricted Stock Units ("RSU") were granted on May 18, 2023 and 10,000 will vest on the second anniversary of the grant date, and 10,000 will vest on the third anniversary of the grant date. On September 30, 2024, in connection with the business combination. the RSUs were exchanged for FG RSUs on a 1:1.5 basis. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 21:55 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | OtherClass A Common Voting Shares | 20,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-039256 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On September 30, 2024, in connection with the business combination of Strong Global Entertainment, Inc. ("SGE") with and into Fundamental Global Inc., ("FG"), each share of Class A Common Voting Stock of SGE was exchanged for 1.5 shares of FG common stock. SGE will terminate its status as a reporting company following the closing of the combination. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 21:45 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantRestricted Stock Units | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-039243 · ownership.xml · nonDerivative · entry 2 Roberson Mark D. · CIK 0001415593 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,088 F3 · price: Received in the Arrangement in exchange for Restricted Share Units ("RSUs") convertible into shares of SGE Class A Common Voting Stock ("SGE RSU"). At the Effective Time, each SGE RSU was converted into an RSU to acquire the number of shares of FG Common Stock (an "FG RSU") equal to the product of (i) the number of shares subject to such SGE RSU as of immediately prior to September 30, 2024, multiplied by (ii) the Exchange Ratio. F4 · price: The FG RSUs will vest in equal installments on the first and second anniversary of the grant date, which was May 18, 2024, subject to continuous service through the vesting date. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 21:45 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantCommon Stock | 44,475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-039243 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,088 F1 · price: On September 30, 2024, in connection with the business combination of Strong Global Entertainment, Inc. ("SGE") with and into Fundamental Global Inc., ("FG"), each share of Class A Common Voting Stock of SGE was exchanged for 1.5 shares of FG common stock. F2 · price: Received in the Arrangement Agreement on a 1:1.5 basis. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:06 UTC | FG Group Holdings Inc. FGH · Entity 93668 | Disposition to issuerStock Options (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $1.60 | Not disclosed |
DisclosureSEC source: 0001493152-24-008551 · ownership.xml · derivative · entry 5 Roberson Mark D. · CIK 0001415593 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2030-10-09 F4 · price: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F7 · price: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, October 9, 2020, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. F4 · derivative.exercise_date: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F7 · derivative.exercise_date: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, October 9, 2020, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:06 UTC | FG Group Holdings Inc. FGH · Entity 93668 | Disposition to issuerStock Options (Right to Buy) · Derivative | 30,000 | Not disclosed Strike: $2.89 | Not disclosed |
DisclosureSEC source: 0001493152-24-008551 · ownership.xml · derivative · entry 4 Roberson Mark D. · CIK 0001415593 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2029-06-06 F4 · price: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F6 · price: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, June 6, 2019, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. F4 · derivative.exercise_date: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F6 · derivative.exercise_date: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, June 6, 2019, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:06 UTC | FG Group Holdings Inc. FGH · Entity 93668 | Disposition to issuerStock Options (Right to Buy) · Derivative | 40,000 | Not disclosed Strike: $2.25 | Not disclosed |
DisclosureSEC source: 0001493152-24-008551 · ownership.xml · derivative · entry 3 Roberson Mark D. · CIK 0001415593 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2028-12-04 F4 · price: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F5 · price: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, December 4, 2018, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. F4 · derivative.exercise_date: Stock Options granted under the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each Stock Option to purchase shares of Company Common Stock (a "Company Stock Option") that was outstanding immediately prior to the Effective Time, was converted into a stock option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F5 · derivative.exercise_date: This Company Stock Option, which provided for vesting in five equal annual installments on the first anniversary of the grant date, December 4, 2018, was assumed in the Merger and will continue to be governed by the same terms and conditions, including vesting terms and exercise price, as were applicable to such Company Stock Option immediately prior to the Effective Time. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:06 UTC | FG Group Holdings Inc. FGH · Entity 93668 | Disposition to issuerCommon Stock | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-008551 · ownership.xml · nonDerivative · entry 2 Roberson Mark D. · CIK 0001415593 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F3 · price: Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the FG Group Holdings, Inc. 2017 Omnibus Equity Compensation Plan. Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms, as were applicable to such Company RSU immediately prior to the Effective Time. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:06 UTC | FG Group Holdings Inc. FGH · Entity 93668 | Disposition to issuerCommon Stock | 145,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-008551 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2 · price: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:18 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantStock Options (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $1.60 | Not disclosed |
DisclosureSEC source: 0001493152-24-008588 · ownership.xml · derivative · entry 5 Roberson Mark D. · CIK 0001415593 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2030-10-09 F5 · price: Received in the Merger in exchange for Stock Options to purchase shares of Company Common Stock (a "Company Stock Option"). At the Effective Time, each Company Stock Option was converted into a stock option to acquire the number of shares of Parent Common Stock ("Parent Stock Option") equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F8 · price: This Parent Stock Option will vest 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020, subject to continuous service through such vesting dates. F5 · derivative.exercise_date: Received in the Merger in exchange for Stock Options to purchase shares of Company Common Stock (a "Company Stock Option"). At the Effective Time, each Company Stock Option was converted into a stock option to acquire the number of shares of Parent Common Stock ("Parent Stock Option") equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F8 · derivative.exercise_date: This Parent Stock Option will vest 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020, subject to continuous service through such vesting dates. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:18 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantStock Options (Right to Buy) · Derivative | 30,000 | Not disclosed Strike: $2.89 | Not disclosed |
DisclosureSEC source: 0001493152-24-008588 · ownership.xml · derivative · entry 4 Roberson Mark D. · CIK 0001415593 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2029-06-06 F5 · price: Received in the Merger in exchange for Stock Options to purchase shares of Company Common Stock (a "Company Stock Option"). At the Effective Time, each Company Stock Option was converted into a stock option to acquire the number of shares of Parent Common Stock ("Parent Stock Option") equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F7 · price: This Parent Stock Option will vest 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019, subject to continuous service through such vesting dates. F5 · derivative.exercise_date: Received in the Merger in exchange for Stock Options to purchase shares of Company Common Stock (a "Company Stock Option"). At the Effective Time, each Company Stock Option was converted into a stock option to acquire the number of shares of Parent Common Stock ("Parent Stock Option") equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F7 · derivative.exercise_date: This Parent Stock Option will vest 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019, subject to continuous service through such vesting dates. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:18 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantStock Options (Right to Buy) · Derivative | 40,000 | Not disclosed Strike: $2.25 | Not disclosed |
DisclosureSEC source: 0001493152-24-008588 · ownership.xml · derivative · entry 3 Roberson Mark D. · CIK 0001415593 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2028-12-04 F5 · price: Received in the Merger in exchange for Stock Options to purchase shares of Company Common Stock (a "Company Stock Option"). At the Effective Time, each Company Stock Option was converted into a stock option to acquire the number of shares of Parent Common Stock ("Parent Stock Option") equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F6 · price: This Parent Stock Option vested 1/5 each year beginning on the first anniversary of the grant date, December 4, 2018. F5 · derivative.exercise_date: Received in the Merger in exchange for Stock Options to purchase shares of Company Common Stock (a "Company Stock Option"). At the Effective Time, each Company Stock Option was converted into a stock option to acquire the number of shares of Parent Common Stock ("Parent Stock Option") equal to the product of (i) the number of shares subject to such Company Stock Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F6 · derivative.exercise_date: This Parent Stock Option vested 1/5 each year beginning on the first anniversary of the grant date, December 4, 2018. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:18 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantCommon Stock | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-008588 · ownership.xml · nonDerivative · entry 2 Roberson Mark D. · CIK 0001415593 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,613 F1 · price: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F3 · price: Received in the Merger in exchange for Restricted Share Units (RSUs) convertible into shares of Company Common Stock (a "Company RSU"). At the Effective Time, each Company RSU was converted into an RSU to acquire the number of shares of Parent Common Stock (a "Parent RSU") equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F4 · price: The Parent RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, which was April 3, 2023, subject to continuous service through such vesting dates. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:18 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantCommon Stock | 145,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-008588 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,613 F1 · price: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2 · price: Received in the Merger in exchange for an equal number of shares of Company Common Stock. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 16:05 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | PurchaseClass A Common Voting Shares | 500 | $1.43 | $715.00 |
DisclosureSEC source: 0001493152-23-044551 · ownership.xml · nonDerivative · entry 6 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,950 Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:05 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | PurchaseClass A Common Voting Shares | 100 | $1.41 | $141.00 |
DisclosureSEC source: 0001493152-23-044551 · ownership.xml · nonDerivative · entry 5 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,450 Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:05 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | PurchaseClass A Common Voting Shares | 200 | $1.33 | $266.00 |
DisclosureSEC source: 0001493152-23-044551 · ownership.xml · nonDerivative · entry 4 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,350 Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:05 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | PurchaseClass A Common Voting Shares | 100 | $1.42 | $142.00 |
DisclosureSEC source: 0001493152-23-044551 · ownership.xml · nonDerivative · entry 3 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,150 Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:05 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | PurchaseClass A Common Voting Shares | 200 | $1.45 | $290.00 |
DisclosureSEC source: 0001493152-23-044551 · ownership.xml · nonDerivative · entry 2 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,050 Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:05 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | PurchaseClass A Common Voting Shares | 200 | $1.45 | $290.00 |
DisclosureSEC source: 0001493152-23-044551 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,850 Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:31 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-018368 · ownership.xml · derivative · entry 5 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Voting Shares · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted pursuant to the 2023 Share Compensation Plan of Strong Global Entertainment, Inc. (the "Issuer"). Each RSU represents the right to receive, following vesting, one Class A Common Voting Share of the Issuer. F4 · derivative.exercise_date: These RSUs were granted on May 18, 2023, the completion of the Issuer's initial public offering, and will vest in one-third annual installments, beginning on the first anniversary of the grant date, subject to continued employment. F4 · derivative.expiration_date: These RSUs were granted on May 18, 2023, the completion of the Issuer's initial public offering, and will vest in one-third annual installments, beginning on the first anniversary of the grant date, subject to continued employment. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:31 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | Exercise / conversionRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-018368 · ownership.xml · derivative · entry 4 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Voting Shares · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted pursuant to the 2023 Share Compensation Plan of Strong Global Entertainment, Inc. (the "Issuer"). Each RSU represents the right to receive, following vesting, one Class A Common Voting Share of the Issuer. F2 · derivative.exercise_date: These RSUs were granted on May 18, 2023, the completion of the Issuer's initial public offering, and vested immediately. F2 · derivative.expiration_date: These RSUs were granted on May 18, 2023, the completion of the Issuer's initial public offering, and vested immediately. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:31 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | GrantRestricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-018368 · ownership.xml · derivative · entry 3 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Voting Shares · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted pursuant to the 2023 Share Compensation Plan of Strong Global Entertainment, Inc. (the "Issuer"). Each RSU represents the right to receive, following vesting, one Class A Common Voting Share of the Issuer. F2 · derivative.exercise_date: These RSUs were granted on May 18, 2023, the completion of the Issuer's initial public offering, and vested immediately. F2 · derivative.expiration_date: These RSUs were granted on May 18, 2023, the completion of the Issuer's initial public offering, and vested immediately. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:31 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | Tax withholdingClass A Common Voting Shares | 10,350 | $3.99 | $41,296.50 |
DisclosureSEC source: 0001493152-23-018368 · ownership.xml · nonDerivative · entry 2 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,650 F3 · shares: Represents the number of Class A Common Voting Shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale. Read SEC document |
| May 18, 2023 Filed May 19, 2023 16:31 UTC | Strong Global Entertainment, Inc. SGE · Entity 87099 | GrantClass A Common Voting Shares | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-018368 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 F1 · price: Represents restricted stock units ("RSUs") granted pursuant to the 2023 Share Compensation Plan of Strong Global Entertainment, Inc. (the "Issuer"). Each RSU represents the right to receive, following vesting, one Class A Common Voting Share of the Issuer. F2 · price: These RSUs were granted on May 18, 2023, the completion of the Issuer's initial public offering, and vested immediately. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:43 UTC | FG Group Holdings Inc. FGH · Entity 93668 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-011096 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,613 F1 · shares: Restricted stock units (RSUs) granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, April 3, 2023, subject to continuous service through such vesting dates. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:05 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | Disposition to issuerStock Option (Right to Buy) · Derivative | 8,334 | $0.00 Strike: $2.55 | $0.00 |
DisclosureSEC source: 0001096906-22-002118 · form4.xml · derivative · entry 3 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires 2026-06-06 F3 · price: Pursuant to the terms of the Merger Agreement, this option, which fully vested on June 6, 2019, was canceled for no consideration at the effective time of the Merger because its exercise price exceeded the per share merger consideration of $1.25 per share. F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, this option, which fully vested on June 6, 2019, was canceled for no consideration at the effective time of the Merger because its exercise price exceeded the per share merger consideration of $1.25 per share. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:05 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | Disposition to issuerCommon Stock | 96,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001096906-22-002118 · form4.xml · nonDerivative · entry 2 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Disposed of pursuant to an Agreement and Plan of Merger, dated as of May 23, 2022 (the "Merger Agreement") by and among the Issuer, Clearwater Compliance LLC, a Tennessee limited liability company (the "Parent"), and Clearwater Compliance Acquisition Company I, a Delaware corporation and a wholly owned subsidiary of the Parent (the "Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. Each share of common stock exchanged in the Merger will receive cash of $1.25 per share. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 14:05 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001096906-22-002118 · form4.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 F1 · price: Represents accelerated vesting and settlement of restricted stock units (RSUs) pursuant to the Merger Agreement (as defined below). Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 11:56 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001096906-21-002760 · primary_doc.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 F1 · shares: Restricted stock units (RSUs) granted pursuant to the 2020 Equity Incentive Plan. The RSUs vest one year after the date of grant, subject to continuous service through such vesting date. Read SEC document |
| August 20, 2021 Filed Aug 20, 2021 18:21 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | PurchaseCommon Stock | 5,000 | $1.90 | $9,500.00 |
DisclosureSEC source: 0001096906-21-002122 · form4.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Read SEC document |
| June 06, 2021 Filed Jun 8, 2021 18:26 UTC | FG Group Holdings Inc. BTN · Entity 93668 | Tax withholdingCommon Stock | 6,436 | $5.00 | $32,180.00 |
DisclosureSEC source: 0001493152-21-013845 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,613 F1 · balance_after: Includes (i) remaining unvested 16,667 RSUs granted on December 4, 2018 pursuant to the 2017 Omnibus Equity Compensation Plan, (ii) remaining unvested 21,667 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan and (iii) remaining unvested 40,000 RSUs granted on October 9, 2020 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates. Read SEC document |
| February 11, 2021 Filed Feb 11, 2021 15:10 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001096906-21-000310 · form4.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 F1 · shares: Restricted stock units (RSUs) granted pursuant to the 2020 Equity Incentive Plan. The RSUs vest one year after the date of grant, subject to continuous service through such vesting date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 20:44 UTC | FG Group Holdings Inc. BTN · Entity 93668 | Tax withholdingCommon Stock | 4,951 | $2.16 | $10,669.41 |
DisclosureSEC source: 0001493152-20-023146 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,049 F1 · balance_after: Includes (i) remaining unvested 16,667 RSUs granted on December 4, 2018 pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 43,334 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 16:44 UTC | FG Group Holdings Inc. BTN · Entity 93668 | GrantStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001493152-20-019352 · ownership.xml · derivative · entry 4 Roberson Mark D. · CIK 0001415593 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-10-09 F5 · derivative.exercise_date: Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020. F5 · balance_after: Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 16:44 UTC | FG Group Holdings Inc. BTN · Entity 93668 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-019352 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,000 F1 · shares: Restricted stock units (RSUs) granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, October 9, 2020, subject to continuous service through such vesting dates. F1 · balance_after: Restricted stock units (RSUs) granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, October 9, 2020, subject to continuous service through such vesting dates. F2 · balance_after: Includes (i) remaining unvested 33,334 RSUs granted on December 4, 2018 pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 43,334 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 18:47 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445866-19-001392 · form4.xml · derivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Subject to the terms and conditions of a Restricted Stock Unit Agreement between Issuer and Reporting Person, each restricted stock unit represents a contingent right to receive one share of Issuer's common stock F2 · derivative.exercise_date: The restricted stock units vest one year from the date of grant. Vested shares will be delivered per terms listed in the RSU Grant Agreement F2 · derivative.expiration_date: The restricted stock units vest one year from the date of grant. Vested shares will be delivered per terms listed in the RSU Grant Agreement Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 10:51 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | PurchaseCommon Stock | 6,000 | $3.20 | $19,200.00 |
DisclosureSEC source: 0001445866-19-001070 · form4.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 16:46 UTC | FG Group Holdings Inc. BTN · Entity 93668 | GrantStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001493152-19-008938 · ownership.xml · derivative · entry 3 Roberson Mark D. · CIK 0001415593 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-06-06 F4 · derivative.exercise_date: Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019. F4 · balance_after: Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 16:46 UTC | FG Group Holdings Inc. BTN · Entity 93668 | GrantCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008938 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 F1 · shares: Restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, June 6, 2019. F1 · balance_after: Restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, June 6, 2019. F2 · balance_after: Includes 50,000 restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, December 4, 2018. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 06:02 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCommon Stock | 2,000 | $1.94 | $3,871.20 |
DisclosureSEC source: 0001493152-19-003510 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 F1 · balance_after: Includes 50,000 restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, December 4, 2018. Read SEC document |
| February 25, 2019 Filed Mar 11, 2019 17:58 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | Exercise / conversionRestricted Stock Units · Derivative | 1 | $15,000.00 | $15,000.00 |
DisclosureSEC source: 0001445866-19-000234 · form4.xml · derivative · entry 2 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled for shares of common stock on a one-on-one basis. F2 · derivative.exercise_date: On October 6, 2017 the reporting person was granted 10,000 restricted stock units which vested one year after the grant date. F2 · derivative.expiration_date: On October 6, 2017 the reporting person was granted 10,000 restricted stock units which vested one year after the grant date. Read SEC document |
| February 25, 2019 Filed Mar 11, 2019 17:58 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445866-19-000234 · form4.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled for shares of common stock on a one-on-one basis. Read SEC document |
| February 25, 2019 Filed Mar 15, 2019 16:57 UTC Amendment | CYNERGISTEK, INC CTEK · Entity 124105 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445866-19-000268 · form4.xml · derivative · entry 2 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled for shares of common stock on a one-on-one basis. F2 · derivative.exercise_date: On October 6, 2017 the reporting person was granted 15,000 restricted stock units which vested one year after the grant date. F2 · derivative.expiration_date: On October 6, 2017 the reporting person was granted 15,000 restricted stock units which vested one year after the grant date. Read SEC document |
| February 25, 2019 Filed Mar 15, 2019 16:57 UTC Amendment | CYNERGISTEK, INC CTEK · Entity 124105 | Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445866-19-000268 · form4.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled for shares of common stock on a one-on-one basis. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 16:30 UTC | FG Group Holdings Inc. BTN · Entity 93668 | GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001493152-18-017207 · ownership.xml · derivative · entry 2 Roberson Mark D. · CIK 0001415593 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-12-04 F2 · derivative.exercise_date: Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, December 4, 2018. F2 · balance_after: Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, December 4, 2018. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 16:30 UTC | FG Group Holdings Inc. BTN · Entity 93668 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-017207 · ownership.xml · nonDerivative · entry 1 Roberson Mark D. · CIK 0001415593 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, December 4, 2018. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 17:44 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445866-18-001087 · form4.xml · derivative · entry 1 Roberson Mark Daniel · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Subject to the terms and conditions of a Restricted Stock Unit Agreement between Issuer and Reporting Person, each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest one year from the date of grant. Vested shares will be delivered per terms listed in the RSU Grant Agreement. F2 · derivative.expiration_date: The restricted stock units vest one year from the date of grant. Vested shares will be delivered per terms listed in the RSU Grant Agreement. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 14:35 UTC | CYNERGISTEK, INC CTEK · Entity 124105 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445866-17-001403 · form4.xml · derivative · entry 1 Roberson Mark Daniel · CIK 0001415593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest one year from the date of grant. Vested shares will be delivered promptly following the vesting date. F2 · derivative.expiration_date: The restricted stock units vest one year from the date of grant. Vested shares will be delivered promptly following the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.