Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | SVP and CFO | August 07, 2025 | August 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date August 07, 2025 · Filed August 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHackworth Family Trust | 70,507 |
Last balance in matching sequence
After 2025-08-09 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2025-08-07 · Exercise / conversion · Acquired 2,334 · Balance 71,105 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares. Row 2 · 2025-08-07 · Tax withholding · Disposed 1,233 · Balance 69,872 F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares. Row 3 · 2025-08-09 · Exercise / conversion · Acquired 1,346 · Balance 71,218 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares. Row 4 · 2025-08-09 · Tax withholding · Disposed 711 · Balance 70,507 F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F2: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,036 |
Reported balance
After 2025-08-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-08-07 · Exercise / conversion · Disposed 2,334 · Balance 18,036 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F6: This figure represents an aggregate number of restricted stock units held by Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,690 |
Reported balance
After 2025-08-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-08-09 · Exercise / conversion · Disposed 1,346 · Balance 16,690 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F6: This figure represents an aggregate number of restricted stock units held by Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 11,200 |
Reported balance
Holding disclosure · report date 2025-08-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,200 |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 116,235 |
Reported balance
Holding disclosure · report date 2025-08-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 116,235 F7: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F8: The performance stock units vest in accordance with the vesting schedule of each PSU grant. F9: This figure represents an aggregate number of performance stock units held by Reporting Person. |
| Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible security | Direct | 115,760 |
Reported balance
Holding disclosure · report date 2025-08-07 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 115,760 F10: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F11: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. F12: This figure represents an aggregate number of stock options held by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6: This figure represents an aggregate number of restricted stock units held by Reporting Person.
F7: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F8: The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F9: This figure represents an aggregate number of performance stock units held by Reporting Person.
F10: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F11: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F12: This figure represents an aggregate number of stock options held by Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2017 Filed Aug 14, 2017 22:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048811 · doc4.xml · nonDerivative · entry 1 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043325 · doc4.xml · derivative · entry 3 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Underlying: Common Stock · 406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 224 | $67.21 | $15,055.15 |
DisclosureSEC source: 0001209191-17-043325 · doc4.xml · nonDerivative · entry 2 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,532 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043325 · doc4.xml · nonDerivative · entry 1 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032375 · doc4.xml · derivative · entry 3 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 175 | $64.13 | $11,221.88 |
DisclosureSEC source: 0001209191-17-032375 · doc4.xml · nonDerivative · entry 2 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,350 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032375 · doc4.xml · nonDerivative · entry 1 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 23:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024304 · doc4.xml · derivative · entry 3 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,893 Underlying: Common Stock · 406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 23:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 224 | $67.98 | $15,226.40 |
DisclosureSEC source: 0001209191-17-024304 · doc4.xml · nonDerivative · entry 2 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,207 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 23:43 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024304 · doc4.xml · nonDerivative · entry 1 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010317 · doc4.xml · derivative · entry 6 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010317 · doc4.xml · derivative · entry 5 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,617 Underlying: Common Stock · 519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 172 | $62.48 | $10,745.70 |
DisclosureSEC source: 0001209191-17-010317 · doc4.xml · nonDerivative · entry 4 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,025 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010317 · doc4.xml · nonDerivative · entry 3 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 282 | $62.48 | $17,617.95 |
DisclosureSEC source: 0001209191-17-010317 · doc4.xml · nonDerivative · entry 2 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,879 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010317 · doc4.xml · nonDerivative · entry 1 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt to Buy) · Derivative | 15,300 | $62.70 Strike: $62.70 | $959,310.00 |
DisclosureSEC source: 0001209191-17-009223 · doc4.xml · derivative · entry 2 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,830 Underlying: Common Stock · 15,300 shares Expires 2024-02-08 F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. These Stock Options have a 7 year life. F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F3 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 4,785 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009223 · doc4.xml · derivative · entry 1 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,136 Underlying: Common Stock · 4,785 shares Expires not disclosed F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified and approved by the Board of Directors on February 8, 2017, and granted on February 8, 2017 and will vest over a 3 year vesting schedule of 33.33% on February 8, 2018, and 8.33% quarterly thereafter. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000457 · doc4.xml · derivative · entry 3 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,351 Underlying: Common Stock · 1,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 996 | $65.78 | $65,511.90 |
DisclosureSEC source: 0001209191-17-000457 · doc4.xml · nonDerivative · entry 2 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,642 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 23:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000457 · doc4.xml · nonDerivative · entry 1 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150040 · doc4.xml · derivative · entry 6 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,973 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150040 · doc4.xml · derivative · entry 5 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,291 Underlying: Common Stock · 519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 165 | $67.00 | $11,055.00 |
DisclosureSEC source: 0001209191-16-150040 · doc4.xml · nonDerivative · entry 4 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,016 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150040 · doc4.xml · nonDerivative · entry 3 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 270 | $67.00 | $18,090.00 |
DisclosureSEC source: 0001209191-16-150040 · doc4.xml · nonDerivative · entry 2 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150040 · doc4.xml · nonDerivative · entry 1 Hackworth Bryan M · CIK 0001375556 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.