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Morgan Jimmy B

Disclosed activity across 1 company

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76693
SEC CIK
0001681626

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934Chief Commercial OfficerAugust 07, 2025August 11, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Babcock & Wilcox Enterprises, Inc.

Report date August 07, 2025 · Filed August 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect100,000 Reported balance After 2025-08-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-08-07 · Grant · Acquired 100,000 · Balance 100,000

F1: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2: RSUs vest in three annual installments beginning August 7, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2: RSUs vest in three annual installments beginning August 7, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2021 Filed Aug 17, 2021 21:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023902 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning on August 13, 2020.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 22,675 $7.78 $176,411.50
Disclosure

SEC source: 0001127602-21-023902 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,013

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 50,000 $7.78 $389,000.00
Disclosure

SEC source: 0001127602-21-023902 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 16, 2021 20:07 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 100,000 $7.69 $769,000.00
Disclosure

SEC source: 0001127602-21-023766 · form4.xml · derivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2024-08-11

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:19 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005305 · form4.xml · derivative · entry 4

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2025-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:19 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 70,536 $7.25 $511,386.00
Disclosure

SEC source: 0001127602-21-005305 · form4.xml · nonDerivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,688

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:19 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005305 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:19 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 PurchaseCommon Stock 12,821 $5.85 $75,002.85
Disclosure

SEC source: 0001127602-21-005305 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,224

Read SEC document
December 04, 2020 Filed Dec 7, 2020 19:59 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 PurchaseCommon Stock 5,000 $4.36 $21,791.50
Disclosure

SEC source: 0000899243-20-032856 · doc4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,403

Read SEC document
September 04, 2020 Filed Sep 8, 2020 20:14 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 PurchaseCommon Stock 29,000 $2.50 $72,500.00
Disclosure

SEC source: 0000899243-20-024502 · doc4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,403

Read SEC document
August 25, 2020 Filed Sep 8, 2020 20:14 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-024502 · doc4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2025-08-24

F3 · derivative.exercise_price: Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.

Read SEC document
August 25, 2020 Filed Sep 8, 2020 20:14 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-024502 · doc4.xml · derivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning on August 25, 2021.

F2 · derivative.expiration_date: RSUs vest in three annual installments beginning on August 25, 2021.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 5.073 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022569 · doc4.xml · derivative · entry 6

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: RSUs vest in two annual installments beginning August 14, 2019.

F3 · derivative.expiration_date: RSUs vest in two annual installments beginning August 14, 2019.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 1,539 $3.05 $4,693.95
Disclosure

SEC source: 0000899243-20-022569 · doc4.xml · nonDerivative · entry 4

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,403

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 5,073 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022569 · doc4.xml · nonDerivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022569 · doc4.xml · derivative · entry 5

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning August 13, 2020.

F2 · derivative.expiration_date: RSUs vest in three equal annual installments beginning August 13, 2020.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 15,175 $2.76 $41,883.00
Disclosure

SEC source: 0000899243-20-022569 · doc4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,869

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022569 · doc4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed May 5, 2020 20:22 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 624 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012065 · doc4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning August 3, 2018.

F2 · derivative.expiration_date: RSUs vest in three equal annual installments beginning August 3, 2018.

Read SEC document
March 03, 2020 Filed May 5, 2020 20:22 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 222 $4.17 $925.74
Disclosure

SEC source: 0000899243-20-012065 · doc4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,044

Read SEC document
March 03, 2020 Filed May 5, 2020 20:22 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 624 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012065 · doc4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 11:46 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000006 · edgar.xml · derivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2021-10-08

F1 · derivative.exercise_price: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: All the restricted stock units vest on October 8, 2021

Read SEC document
August 14, 2019 Filed Aug 16, 2019 00:06 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 5,073 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021847 · doc4.xml · derivative · entry 4

Morgan Jimmy B · CIK 0001681626 · SVP, Babcock & Wilcox

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,074

Underlying: Common Stock · 5,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F4 · shares: Reflects an increase of 2,803 restricted stock units (as adjusted for the effect of the reverse stock split described in footnote 1 above) as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan in connection with the issuer's rights offering that expired on April 30, 2018. Amounts of restricted stock units and common stock issuable pursuant thereto also reflect adjustment to give effect to the reverse stock split described in footnote 1 above.

F5 · derivative.exercise_date: Restricted stock units vest in two equal annual installments beginning on August 14, 2019.

F5 · derivative.expiration_date: Restricted stock units vest in two equal annual installments beginning on August 14, 2019.

F4 · derivative.underlying_shares: Reflects an increase of 2,803 restricted stock units (as adjusted for the effect of the reverse stock split described in footnote 1 above) as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan in connection with the issuer's rights offering that expired on April 30, 2018. Amounts of restricted stock units and common stock issuable pursuant thereto also reflect adjustment to give effect to the reverse stock split described in footnote 1 above.

F4 · balance_after: Reflects an increase of 2,803 restricted stock units (as adjusted for the effect of the reverse stock split described in footnote 1 above) as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan in connection with the issuer's rights offering that expired on April 30, 2018. Amounts of restricted stock units and common stock issuable pursuant thereto also reflect adjustment to give effect to the reverse stock split described in footnote 1 above.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 00:06 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 1,590 $3.49 $5,549.10
Disclosure

SEC source: 0000899243-19-021847 · doc4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · SVP, Babcock & Wilcox

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,642

Read SEC document
August 14, 2019 Filed Aug 16, 2019 00:06 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 5,073 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021847 · doc4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · SVP, Babcock & Wilcox

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On July 24, 2019, the issuer completed a one-for-ten reverse stock split of the issuer's common stock. This amount has been adjusted to give effect to this reverse stock split.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:06 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021847 · doc4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · SVP, Babcock & Wilcox

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2022-08-13

F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning on August 13, 2020.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:48 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 PurchaseCommon Stock 36,000 $0.42 $15,098.40
Disclosure

SEC source: 0001681626-19-000004 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,594

F1 · price: Weighted avg. purchase price of $.4194 with a range of purchase prices between $.4149 and $.42.

F2 · price: The undersigned shall provide full information regarding the number of shares purchased at a particular price upon request from SEC staff, the issuer or a shareholder of issuer.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 6,243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · derivative · entry 6

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,242

Underlying: Common Stock · 6,243 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

F4 · balance_after: Reflects an increase of 3,449 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 2,183 $0.60 $1,309.80
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · nonDerivative · entry 4

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,594

Read SEC document
March 03, 2019 Filed Mar 5, 2019 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 6,243 $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · nonDerivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · derivative · entry 5

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,060 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an increase of 293 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 370 $0.60 $222.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001681626-19-000002 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2018 Filed Sep 4, 2018 21:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 3,961 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000009 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,961 shares

Expires 2018-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an increase of 1,094 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning September 1, 2016.

Read SEC document
September 01, 2018 Filed Sep 4, 2018 21:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 1,185 $1.40 $1,659.00
Disclosure

SEC source: 0001681626-18-000009 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,844

Read SEC document
September 01, 2018 Filed Sep 4, 2018 21:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 3,961 $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000009 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:48 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionPerformance Units · Derivative 36,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001681626-18-000007 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,982 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F3 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

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August 14, 2018 Filed Aug 16, 2018 21:48 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Disposition to issuerCommon Stock 36,982 $2.18 $80,620.76
Disclosure

SEC source: 0001681626-18-000007 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

F2 · price: Each CPU represents the right to receive an amount in cash equal to the "measurement value" of our stock at the time of vesting. Generally, the measurement value is detemined based on the average fair market value of our stock for the 30-day period immediately preceding the vesting date. However, the measurement value will be no less than 75% of the market value of our stock determined as of the grant date of August 14, 2017, and no greater than 150% of the value of our stock determined as of the grant date.

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August 14, 2018 Filed Aug 16, 2018 21:48 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 36,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001681626-18-000007 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:29 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantStock Options (right to buy) · Derivative 43,397 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0001681626-18-000004 · edgar.xml · derivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,397

Underlying: Common Stock · 43,397 shares

Expires 2028-03-06

F1 · kind: Grant of stock options pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

F2 · derivative.exercise_date: 100% of the stock options vest March 6, 2019.

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March 03, 2018 Filed Mar 6, 2018 23:29 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 4,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000003 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,036

Underlying: Common Stock · 4,518 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

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March 03, 2018 Filed Mar 6, 2018 23:29 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 1,312 $5.53 $7,255.36
Disclosure

SEC source: 0001681626-18-000003 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

Read SEC document
March 03, 2018 Filed Mar 6, 2018 23:29 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 4,518 $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000003 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:58 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000002 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:58 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 222 $6.09 $1,351.98
Disclosure

SEC source: 0001681626-18-000002 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:58 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 767 $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000002 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Mar 8, 2018 23:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionPerformance Units · Derivative 24,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001681626-18-000005 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,982

Underlying: Common Stock · 24,655 shares

Expires 2018-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

F2 · derivative.exercise_date: CPUs vest in two installments as follows: 40% on 02/14/2018; 60% on 08/14/2018.

Read SEC document
February 14, 2018 Filed Mar 8, 2018 23:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Disposition to issuerCommon Stock 24,655 $4.35 $107,249.25
Disclosure

SEC source: 0001681626-18-000005 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

Read SEC document
February 14, 2018 Filed Mar 8, 2018 23:11 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 24,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001681626-18-000005 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each cash-settled performance unit ("CPU") is the economic equivalent of one share of BW common stock.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:44 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 2,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-17-000008 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,867

Underlying: Common Stock · 2,867 shares

Expires 2018-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning September 1, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.