Chambers Douglas W

SEC source: 0001787296-23-000026 · wf-form4_168088248493593.xml · derivative · entry 5

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of performance share units granted on April 6, 2020. Performance share units were adjusted for performance and became time based on March 15, 2021.

F2 · shares: Vesting of performance share units granted on April 6, 2020. Performance share units were adjusted for performance and became time based on March 15, 2021.

F2 · price: Vesting of performance share units granted on April 6, 2020. Performance share units were adjusted for performance and became time based on March 15, 2021.

F2 · derivative.exercise_date: Vesting of performance share units granted on April 6, 2020. Performance share units were adjusted for performance and became time based on March 15, 2021.

F2 · derivative.expiration_date: Vesting of performance share units granted on April 6, 2020. Performance share units were adjusted for performance and became time based on March 15, 2021.

SEC source: 0001787296-23-000026 · wf-form4_168088248493593.xml · derivative · entry 4

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock units that were granted on April 6, 2020 under the United States Cellular Corporation Long-Term Incentive Plan.

F1 · shares: Vesting of restricted stock units that were granted on April 6, 2020 under the United States Cellular Corporation Long-Term Incentive Plan.

F1 · price: Vesting of restricted stock units that were granted on April 6, 2020 under the United States Cellular Corporation Long-Term Incentive Plan.

F1 · derivative.exercise_date: Vesting of restricted stock units that were granted on April 6, 2020 under the United States Cellular Corporation Long-Term Incentive Plan.

F1 · derivative.expiration_date: Vesting of restricted stock units that were granted on April 6, 2020 under the United States Cellular Corporation Long-Term Incentive Plan.

SEC source: 0001787296-23-000026 · wf-form4_168088248493593.xml · nonDerivative · entry 3

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,585

F3 · shares: Shares withheld to pay for taxes.

SEC source: 0001787296-23-000026 · wf-form4_168088248493593.xml · nonDerivative · entry 2

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of performance share units granted on April 6, 2020. Performance share units were adjusted for performance and became time based on March 15, 2021.

F2 · price: Vesting of performance share units granted on April 6, 2020. Performance share units were adjusted for performance and became time based on March 15, 2021.

SEC source: 0001787296-23-000026 · wf-form4_168088248493593.xml · nonDerivative · entry 1

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of restricted stock units that were granted on April 6, 2020 under the United States Cellular Corporation Long-Term Incentive Plan.

F1 · price: Vesting of restricted stock units that were granted on April 6, 2020 under the United States Cellular Corporation Long-Term Incentive Plan.

SEC source: 0001787296-23-000024 · wf-form4_168063371094075.xml · derivative · entry 1

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,566

Underlying: Common Shares · 34,566 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will ratably vest on the first, second and third anniversaries of the grant date.

F1 · price: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will ratably vest on the first, second and third anniversaries of the grant date.

F1 · derivative.exercise_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will ratably vest on the first, second and third anniversaries of the grant date.

F1 · derivative.expiration_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will ratably vest on the first, second and third anniversaries of the grant date.

SEC source: 0001787296-22-000004 · wf-form4_164916493137017.xml · derivative · entry 1

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,389

Underlying: Common Shares · 22,389 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F1 · derivative.exercise_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F1 · derivative.expiration_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

SEC source: 0001787296-21-000014 · wf-form4_161772243808177.xml · derivative · entry 6

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,374

Underlying: Common Shares · 16,374 shares

Expires not disclosed

F4 · derivative.exercise_price: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F4 · derivative.exercise_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F4 · derivative.expiration_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

SEC source: 0001787296-21-000014 · wf-form4_161772243808177.xml · derivative · entry 5

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting of performance share units granted on April 2 2018. Performance share units were adjusted for performance and became time based on March 12, 2019.

F2 · derivative.expiration_date: Vesting of performance share units granted on April 2 2018. Performance share units were adjusted for performance and became time based on March 12, 2019.

SEC source: 0001787296-21-000014 · wf-form4_161772243808177.xml · derivative · entry 4

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stocks that were awarded on April 2, 2018 under the United States Cellular Long-Term Incentive Plan.

F1 · derivative.exercise_date: Vesting of restricted stocks that were awarded on April 2, 2018 under the United States Cellular Long-Term Incentive Plan.

F1 · derivative.expiration_date: Vesting of restricted stocks that were awarded on April 2, 2018 under the United States Cellular Long-Term Incentive Plan.

SEC source: 0001787296-21-000014 · wf-form4_161772243808177.xml · nonDerivative · entry 3

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,387

F3 · shares: Shares withheld to pay for taxes

SEC source: 0001787296-21-000014 · wf-form4_161772243808177.xml · nonDerivative · entry 2

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of performance share units granted on April 2 2018. Performance share units were adjusted for performance and became time based on March 12, 2019.

SEC source: 0001787296-21-000014 · wf-form4_161772243808177.xml · nonDerivative · entry 1

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of restricted stocks that were awarded on April 2, 2018 under the United States Cellular Long-Term Incentive Plan.

SEC source: 0001787296-21-000002 · wf-form4_161590392107368.xml · derivative · entry 1

Chambers Douglas W · CIK 0001739622 · EVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,363

Underlying: Common Shares · 7,701 shares

Expires not disclosed

F1 · derivative.exercise_price: On April 6, 2020, the reporting person was granted an award based on achievement of certain performance measures, except that such award provided that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Based on company performance at 12/31/20, the LTICC certified on March 15, 2021 that the reporting person was entitled to 107.8% of this target opportunity.

F1 · derivative.exercise_date: On April 6, 2020, the reporting person was granted an award based on achievement of certain performance measures, except that such award provided that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Based on company performance at 12/31/20, the LTICC certified on March 15, 2021 that the reporting person was entitled to 107.8% of this target opportunity.

F1 · derivative.expiration_date: On April 6, 2020, the reporting person was granted an award based on achievement of certain performance measures, except that such award provided that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Based on company performance at 12/31/20, the LTICC certified on March 15, 2021 that the reporting person was entitled to 107.8% of this target opportunity.

SEC source: 0001787296-20-000012 · wf-form4_158628990361194.xml · derivative · entry 2

Chambers Douglas W · CIK 0001739622 · SVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

Underlying: Common Shares · 5,322 shares

Expires not disclosed

F2 · derivative.exercise_price: On April 6, 2020, the reporting person was granted an award based on the achievement of certain performance measures, except that such award provides that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Accordingly, the reporting person is reporting a stock award of 50% of the target opportunity as of the grant date. To the extent that the actual amount is determined to be greater than 50% of the target opportunity based on the final determination of the performance measures, the reporting person will file a Form 4 at such time to report the additional award above 50% of the target opportunity.

F2 · shares: On April 6, 2020, the reporting person was granted an award based on the achievement of certain performance measures, except that such award provides that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Accordingly, the reporting person is reporting a stock award of 50% of the target opportunity as of the grant date. To the extent that the actual amount is determined to be greater than 50% of the target opportunity based on the final determination of the performance measures, the reporting person will file a Form 4 at such time to report the additional award above 50% of the target opportunity.

F2 · derivative.exercise_date: On April 6, 2020, the reporting person was granted an award based on the achievement of certain performance measures, except that such award provides that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Accordingly, the reporting person is reporting a stock award of 50% of the target opportunity as of the grant date. To the extent that the actual amount is determined to be greater than 50% of the target opportunity based on the final determination of the performance measures, the reporting person will file a Form 4 at such time to report the additional award above 50% of the target opportunity.

F2 · derivative.expiration_date: On April 6, 2020, the reporting person was granted an award based on the achievement of certain performance measures, except that such award provides that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Accordingly, the reporting person is reporting a stock award of 50% of the target opportunity as of the grant date. To the extent that the actual amount is determined to be greater than 50% of the target opportunity based on the final determination of the performance measures, the reporting person will file a Form 4 at such time to report the additional award above 50% of the target opportunity.

SEC source: 0001787296-20-000012 · wf-form4_158628990361194.xml · derivative · entry 1

Chambers Douglas W · CIK 0001739622 · SVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,644

Underlying: Common Shares · 10,644 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F1 · shares: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F1 · derivative.exercise_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F1 · derivative.expiration_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

SEC source: 0001787296-20-000024 · wf-form4_158637211245197.xml · derivative · entry 2

Chambers Douglas W · CIK 0001739622 · SVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341

Underlying: Common Shares · 1,341 shares

Expires not disclosed

F2 · derivative.exercise_price: On April 6, 2020, the reporting person was granted an award based on the achievement of certain performance measures, except that such award provides that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Accordingly, the reporting person is reporting a stock award of 50% of the target opportunity as of the grant date. To the extent that the actual amount is determined to be greater than 50% of the target opportunity based on the final determination of the performance measures, the reporting person will file a Form 4 at such time to report the additional award above 50% of the target opportunity.

F2 · shares: On April 6, 2020, the reporting person was granted an award based on the achievement of certain performance measures, except that such award provides that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Accordingly, the reporting person is reporting a stock award of 50% of the target opportunity as of the grant date. To the extent that the actual amount is determined to be greater than 50% of the target opportunity based on the final determination of the performance measures, the reporting person will file a Form 4 at such time to report the additional award above 50% of the target opportunity.

F2 · derivative.exercise_date: On April 6, 2020, the reporting person was granted an award based on the achievement of certain performance measures, except that such award provides that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Accordingly, the reporting person is reporting a stock award of 50% of the target opportunity as of the grant date. To the extent that the actual amount is determined to be greater than 50% of the target opportunity based on the final determination of the performance measures, the reporting person will file a Form 4 at such time to report the additional award above 50% of the target opportunity.

F2 · derivative.expiration_date: On April 6, 2020, the reporting person was granted an award based on the achievement of certain performance measures, except that such award provides that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Accordingly, the reporting person is reporting a stock award of 50% of the target opportunity as of the grant date. To the extent that the actual amount is determined to be greater than 50% of the target opportunity based on the final determination of the performance measures, the reporting person will file a Form 4 at such time to report the additional award above 50% of the target opportunity.

SEC source: 0001787296-20-000024 · wf-form4_158637211245197.xml · derivative · entry 1

Chambers Douglas W · CIK 0001739622 · SVP-CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

Underlying: Common Shares · 2,681 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F1 · shares: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F1 · derivative.exercise_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

F1 · derivative.expiration_date: These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date.

SEC source: 0001120437-19-000079 · edgar.xml · derivative · entry 2

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

Underlying: Common Shares · 8,068 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units become vested on May 22, 2022.

F2 · price: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units become vested on May 22, 2022.

F2 · derivative.exercise_date: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units become vested on May 22, 2022.

F2 · derivative.expiration_date: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units become vested on May 22, 2022.

SEC source: 0001120437-19-000079 · edgar.xml · derivative · entry 1

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,634

Underlying: Common Shares · 6,634 shares

Expires 2029-05-22

F1 · price: Granted under the 2011 Long-Term Incentive Plan. Options become exercisable on May 22, 2022.

F1 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options become exercisable on May 22, 2022.

SEC source: 0001120437-19-000088 · edgar.xml · derivative · entry 2

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

Underlying: Common Shares · 8,068 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units become vested on May 22, 2022.

F2 · price: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units become vested on May 22, 2022.

F2 · derivative.exercise_date: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units become vested on May 22, 2022.

F2 · derivative.expiration_date: Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units become vested on May 22, 2022.

SEC source: 0001120437-19-000088 · edgar.xml · derivative · entry 1

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,634

Underlying: Common Shares · 6,634 shares

Expires 2029-05-22

F1 · price: Granted under the 2011 Long-Term Incentive Plan. Options become exercisable on May 22, 2022.

F1 · derivative.exercise_date: Granted under the 2011 Long-Term Incentive Plan. Options become exercisable on May 22, 2022.

SEC source: 0001120437-19-000071 · edgar.xml · derivative · entry 3

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2019.

F1 · price: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2019.

F1 · derivative.expiration_date: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2019.

SEC source: 0001120437-19-000071 · edgar.xml · nonDerivative · entry 2

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961

F2 · kind: Shares withheld to pay taxes on restricted stock units that vested on May 11, 2019.

SEC source: 0001120437-19-000071 · edgar.xml · nonDerivative · entry 1

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units awarded pursuant to the Long-Term Incentive Plan. Stock units became vested on May 11, 2019.

SEC source: 0001120437-19-000051 · edgar.xml · derivative · entry 1

Chambers Douglas W · CIK 0001739622 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,256

Underlying: Common Shares · 4,256 shares

Expires not disclosed

F1 · derivative.exercise_price: On April 2, 2018, the reporting person was granted an award based on achievement of certain performance measures, except that such award provided that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Based on company performance at 12/31/18, the LTICC certified on March 12, 2019 that the reporting person was entitled to 155.3% of this target opportunity.

F1 · price: On April 2, 2018, the reporting person was granted an award based on achievement of certain performance measures, except that such award provided that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Based on company performance at 12/31/18, the LTICC certified on March 12, 2019 that the reporting person was entitled to 155.3% of this target opportunity.

F1 · derivative.exercise_date: On April 2, 2018, the reporting person was granted an award based on achievement of certain performance measures, except that such award provided that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Based on company performance at 12/31/18, the LTICC certified on March 12, 2019 that the reporting person was entitled to 155.3% of this target opportunity.

F1 · derivative.expiration_date: On April 2, 2018, the reporting person was granted an award based on achievement of certain performance measures, except that such award provided that in no event shall the number of shares subject to the award be less than 50% of the target opportunity as of the grant date. Based on company performance at 12/31/18, the LTICC certified on March 12, 2019 that the reporting person was entitled to 155.3% of this target opportunity.

SEC source: 0001120437-18-000113 · edgar.xml · derivative · entry 6

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,300 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Currently exercisable

F1 · derivative.exercise_date: Currently exercisable

SEC source: 0001120437-18-000113 · edgar.xml · derivative · entry 5

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,155 shares

Expires 2023-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Currently exercisable

F1 · derivative.exercise_date: Currently exercisable

SEC source: 0001120437-18-000113 · edgar.xml · nonDerivative · entry 4

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

SEC source: 0001120437-18-000113 · edgar.xml · nonDerivative · entry 3

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001120437-18-000113 · edgar.xml · nonDerivative · entry 2

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

SEC source: 0001120437-18-000113 · edgar.xml · nonDerivative · entry 1

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001120437-18-000103 · edgar.xml · derivative · entry 6

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,600 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Currently exercisable

F1 · derivative.exercise_date: Currently exercisable

SEC source: 0001120437-18-000103 · edgar.xml · derivative · entry 5

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,800 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Currently exercisable

F1 · derivative.exercise_date: Currently exercisable

SEC source: 0001120437-18-000103 · edgar.xml · nonDerivative · entry 4

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

SEC source: 0001120437-18-000103 · edgar.xml · nonDerivative · entry 3

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001120437-18-000103 · edgar.xml · nonDerivative · entry 2

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

SEC source: 0001120437-18-000103 · edgar.xml · nonDerivative · entry 1

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001120437-18-000094 · edgar.xml · nonDerivative · entry 3

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

SEC source: 0001120437-18-000092 · edgar.xml · nonDerivative · entry 1

Chambers Douglas W · CIK 0001739622 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401K

Disclosed balance after: 0

F1 · price: 401(k) fund price is not aligned with market price as there is a cash component for 401(k) liquidity purposes.

SEC source: 0001120437-18-000094 · edgar.xml · derivative · entry 5

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,340 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Currently exercisable

F1 · derivative.exercise_date: Currently exercisable

SEC source: 0001120437-18-000094 · edgar.xml · nonDerivative · entry 4

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F2 · price: The 401(k) fund price is not aligned with market price as there is a cash component for 401(k) liquidity purposes. Reporting person received a $32.14 fund price on his 680 units in the 401(k) plan.

SEC source: 0001120437-18-000094 · edgar.xml · nonDerivative · entry 2

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,205

SEC source: 0001120437-18-000094 · edgar.xml · nonDerivative · entry 1

Chambers Douglas W · CIK 0001739622 · Senior VP-Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.