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Becker Brian

Disclosed activity across 1 company

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76500
SEC CIK
0001826095

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
A10 Networks, Inc.ATEN · Entity 4574Chief Financial OfficerAugust 13, 2025August 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

A10 Networks, Inc.

Report date August 13, 2025 · Filed August 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,599 Reported balance After 2025-08-13 transaction · row 1
1 source row

Row 1 · 2025-08-13 · Sale · Disposed 6,400 · Balance 77,599

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2022 Filed May 31, 2022 22:17 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 7,000 $15.00 $105,000.00
Disclosure

SEC source: 0001580808-22-000105 · wf-form4_165403543755187.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,921

F1 · balance_after: The reporting person's Form 4 previously filed on February 2, 2022 reported that the reporting person sold 682 shares to cover tax withholding obligations in connection with the vesting of restricted stock units. In fact, the reporting person sold 664 shares, which is reflected in this amount.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:18 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 401 $12.52 $5,020.52
Disclosure

SEC source: 0001580808-22-000059 · wf-form4_164738267908993.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,903

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 00:43 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,431 $13.47 $19,281.29
Disclosure

SEC source: 0001580808-22-000042 · wf-form4_164402177314323.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,304

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:23 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 682 $14.59 $9,946.97
Disclosure

SEC source: 0001580808-22-000034 · wf-form4_164383697962610.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,735

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:56 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantPerformance-based Restricted Stock Units · Derivative 21,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000014 · wf-form4_164332057748826.xml · derivative · entry 2

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,920

Underlying: Common Stock · 21,920 shares

Expires 2026-01-25

F2 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU")

F3 · derivative.exercise_date: Grant of 21,920 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 25, 2022 and January 25, 2026 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal installments with the first vesting to occur within thirty (30) days of achievement of the Performance Milestone and an additional one-third (1/3) on each of the first and second anniversaries of the date of achievement of the corresponding Performance Milestone.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:56 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 9,395 $0.00 $0.00
Disclosure

SEC source: 0001580808-22-000014 · wf-form4_164332057748826.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,417

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of February 1, 2022, provided that the Reporting Person continues to serve through each vesting date.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:59 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 4,178 $15.02 $62,753.56
Disclosure

SEC source: 0001580808-22-000002 · wf-form4_164159636460873.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,022

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 22:37 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,083 $14.60 $15,811.80
Disclosure

SEC source: 0001580808-21-000159 · wf-form4_163226381646222.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,837

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 11, 2021 Filed Sep 14, 2021 22:32 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 9,315 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000150 · wf-form4_163165871190671.xml · derivative · entry 2

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,315 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The last milestone achievement date occurred on September 2, 2021, as certified by the compensation committee of ATEN on September 11, 2021, resulting in 9,315 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on September 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of September 2, 2021, subject to continued employment. These shares are reflected on Table I.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The last milestone achievement date occurred on September 2, 2021, as certified by the compensation committee of ATEN on September 11, 2021, resulting in 9,315 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on September 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of September 2, 2021, subject to continued employment. These shares are reflected on Table I.

Read SEC document
September 11, 2021 Filed Sep 14, 2021 22:32 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionCommon Stock 9,315 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000150 · wf-form4_163165871190671.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The last milestone achievement date occurred on September 2, 2021, as certified by the compensation committee of ATEN on September 11, 2021, resulting in 9,315 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on September 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of September 2, 2021, subject to continued employment. These shares are reflected on Table I.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 21:25 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,083 $14.00 $15,162.00
Disclosure

SEC source: 0001580808-21-000142 · wf-form4_163053153809005.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,605

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 23:46 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 9,315 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000136 · wf-form4_162950313795545.xml · derivative · entry 2

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,315

Underlying: Common Stock · 9,315 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The second milestone achievement date occurred on August 17, 2021, as certified by the compensation committee of ATEN on August 19, 2021, resulting in 9,315 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 30, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 17, 2021, subject to continued employment. These shares are reflected on Table I.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The second milestone achievement date occurred on August 17, 2021, as certified by the compensation committee of ATEN on August 19, 2021, resulting in 9,315 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 30, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 17, 2021, subject to continued employment. These shares are reflected on Table I.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 23:46 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionCommon Stock 9,315 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000136 · wf-form4_162950313795545.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) calendar day trading period between February 2, 2021 and February 2, 2025. The second milestone achievement date occurred on August 17, 2021, as certified by the compensation committee of ATEN on August 19, 2021, resulting in 9,315 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 30, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 17, 2021, subject to continued employment. These shares are reflected on Table I.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 22:31 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 390 $13.48 $5,257.20
Disclosure

SEC source: 0001580808-21-000128 · wf-form4_162932587576058.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,373

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:02 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000121 · wf-form4_162879855932155.xml · derivative · entry 5

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires 2024-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The achievement of the last milestone occurred on August 5, 2021, as certified by the compensation committee on August 10, 2021, resulting in 3,334 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 5, 2021, subject to continued employment. These shares are reflected on Table I.

F2 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The achievement of the last milestone occurred on August 5, 2021, as certified by the compensation committee on August 10, 2021, resulting in 3,334 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 5, 2021, subject to continued employment. These shares are reflected on Table I.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:02 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,082 $13.34 $14,433.88
Disclosure

SEC source: 0001580808-21-000121 · wf-form4_162879855932155.xml · nonDerivative · entry 3

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,763

F3 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:02 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000121 · wf-form4_162879855932155.xml · nonDerivative · entry 2

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The achievement of the last milestone occurred on August 5, 2021, as certified by the compensation committee on August 10, 2021, resulting in 3,334 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 16, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of August 5, 2021, subject to continued employment. These shares are reflected on Table I.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:04 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,624 $13.18 $21,398.64
Disclosure

SEC source: 0001580808-21-000116 · wf-form4_162862947400572.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,197

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 02, 2021 Filed Aug 12, 2021 20:02 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 9,314 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000121 · wf-form4_162879855932155.xml · derivative · entry 4

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,630

Underlying: Common Stock · 9,314 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 2, 2021 and February 2, 2025. The achievement of the first milestone occurred on July 30, 2021, as certified by the compensation committee August 2, 2021, resulting in 9,314 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 9, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of July 30, 2021, subject to continued employment. These shares are reflected on Table I.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 2, 2021 and February 2, 2025. The achievement of the first milestone occurred on July 30, 2021, as certified by the compensation committee August 2, 2021, resulting in 9,314 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 9, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of July 30, 2021, subject to continued employment. These shares are reflected on Table I.

Read SEC document
August 02, 2021 Filed Aug 12, 2021 20:02 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionCommon Stock 9,314 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000121 · wf-form4_162879855932155.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 2, 2021 and February 2, 2025. The achievement of the first milestone occurred on July 30, 2021, as certified by the compensation committee August 2, 2021, resulting in 9,314 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 9, 2021 and an additional one-third (1/3) on each of the first and second anniversaries of July 30, 2021, subject to continued employment. These shares are reflected on Table I.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 22:25 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 389 $9.34 $3,633.26
Disclosure

SEC source: 0001580808-21-000060 · wf-form4_161705672781305.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,392

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:49 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000052 · wf-form4_161670895598442.xml · derivative · entry 2

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires 2024-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The second achievement date occurred on March 12, 2021, as certified by the compensation committee of ATEN on March 23, 2021, resulting in 3,333 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third within 30 days of achievement of the milestone and an additional one-third on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The second achievement date occurred on March 12, 2021, as certified by the compensation committee of ATEN on March 23, 2021, resulting in 3,333 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third within 30 days of achievement of the milestone and an additional one-third on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:49 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000052 · wf-form4_161670895598442.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The second achievement date occurred on March 12, 2021, as certified by the compensation committee of ATEN on March 23, 2021, resulting in 3,333 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third within 30 days of achievement of the milestone and an additional one-third on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

Read SEC document
March 08, 2021 Filed Mar 17, 2021 22:29 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 8,085 $9.21 $74,462.85
Disclosure

SEC source: 0001580808-21-000050 · wf-form4_161602012554219.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,448

F1 · price: This is the weighted average price of the shares sold, which ranged from $9.20 to $9.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 19, 2021 Filed Feb 20, 2021 01:10 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 1,011 $9.20 $9,301.20
Disclosure

SEC source: 0001580808-21-000036 · wf-form4_161378342281369.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,533

F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This is the weighted average price of the shares sold, which ranged from $8.97 to $9.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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February 02, 2021 Filed Feb 5, 2021 00:12 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000018 · wf-form4_161248396282362.xml · derivative · entry 6

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires 2024-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The first achievement date occurred on January 28, 2021, as certified by the compensation committee of ATEN on February 2, 2021, resulting in 3,333 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third within 30 days of achievement of the milestone and an additional one-third on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

F3 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The first achievement date occurred on January 28, 2021, as certified by the compensation committee of ATEN on February 2, 2021, resulting in 3,333 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third within 30 days of achievement of the milestone and an additional one-third on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

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February 02, 2021 Filed Feb 5, 2021 00:12 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 3,250 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000018 · wf-form4_161248396282362.xml · derivative · entry 5

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires 2024-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on September 25, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between July 20, 2020 and July 20, 2024. The achievement date occurred on January 28, 2021, as certified by the compensation committee of ATEN on February 2, 2021, resulting in 3,250 units meeting the appropriate performance-based conditions. These shares will therefore vest as to one-half within thirty (30) days of the date of achievement of the milestone with an additional one-fourth on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

F2 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on September 25, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between July 20, 2020 and July 20, 2024. The achievement date occurred on January 28, 2021, as certified by the compensation committee of ATEN on February 2, 2021, resulting in 3,250 units meeting the appropriate performance-based conditions. These shares will therefore vest as to one-half within thirty (30) days of the date of achievement of the milestone with an additional one-fourth on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

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February 02, 2021 Filed Feb 5, 2021 00:12 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantPerformance-based Restricted Stock Units · Derivative 27,944 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000018 · wf-form4_161248396282362.xml · derivative · entry 4

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,944

Underlying: Common Stock · 27,944 shares

Expires 2025-02-02

F4 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU")

F5 · derivative.exercise_date: Grant of 27,944 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 2, 2021 and February 2, 2025 (each, a "Performance Milestone"). Upon achievement of a Performance Milestone, vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal installments with the first vesting to occur within thirty (30) days of achievement of the Performance Milestone and an additional one-third (1/3) on each of the first and second anniversaries of the date of achievement of the corresponding Performance Milestone.

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February 02, 2021 Filed Feb 5, 2021 00:12 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000018 · wf-form4_161248396282362.xml · nonDerivative · entry 3

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance-Based Restricted Stock Units were previously reported on October 21, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between October 19, 2020 and October 19, 2024. The first achievement date occurred on January 28, 2021, as certified by the compensation committee of ATEN on February 2, 2021, resulting in 3,333 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third within 30 days of achievement of the milestone and an additional one-third on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

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February 02, 2021 Filed Feb 5, 2021 00:12 UTC A10 Networks, Inc. ATEN · Entity 4574 Exercise / conversionCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000018 · wf-form4_161248396282362.xml · nonDerivative · entry 2

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance-Based Restricted Stock Units were previously reported on September 25, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between July 20, 2020 and July 20, 2024. The achievement date occurred on January 28, 2021, as certified by the compensation committee of ATEN on February 2, 2021, resulting in 3,250 units meeting the appropriate performance-based conditions. These shares will therefore vest as to one-half within thirty (30) days of the date of achievement of the milestone with an additional one-fourth on each of the first and second anniversaries of achievement of the milestone, subject to continued employment. These shares are reflected on Table I.

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February 02, 2021 Filed Feb 5, 2021 00:12 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock 11,976 $0.00 $0.00
Disclosure

SEC source: 0001580808-21-000018 · wf-form4_161248396282362.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,504

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the total RSUs will vest on each of the first three (3) anniversaries of the date of grant, provided that the Reporting Person continues to serve through each vesting date.

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January 06, 2021 Filed Jan 8, 2021 21:06 UTC A10 Networks, Inc. ATEN · Entity 4574 SaleCommon Stock 4,222 $9.64 $40,700.08
Disclosure

SEC source: 0001580808-21-000002 · wf-form4_161013995374695.xml · nonDerivative · entry 1

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,528

F1 · kind: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.

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October 19, 2020 Filed Oct 21, 2020 20:26 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantPerformance-based Restricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001580808-20-000107 · wf-form4_160331199390554.xml · derivative · entry 1

Becker Brian · CIK 0001826095 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · Not disclosed shares

Expires 2024-10-19

F1 · derivative.exercise_price: Each share is represented by a Performance-based Restricted Stock Unit ("PSU").

F2 · derivative.exercise_date: Grant of 10,000 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between October 19, 2020 and October 19, 2024. Vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal annual installments beginning on the date of achievement of the milestone and the balance on each of the first and second anniversaries of the corresponding performance milestone.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.