Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonos IncSONO · Entity 1773 | Chief Innovation Officer | August 15, 2025 | August 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonos Inc
Report date August 15, 2025 · Filed August 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 437,943 |
Ending reported balance
After 2025-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-08-15 · Exercise / conversion · Acquired 14,511 · Balance 442,962 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2025-08-15 · Tax withholding · Disposed 5,019 · Balance 437,943 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 121,458 |
Reported balance
After 2025-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-08-15 · Exercise / conversion · Disposed 14,511 · Balance 121,458 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 7, 2021 00:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 22,638 | $2.50 | $56,595.00 |
DisclosureSEC source: 0001562180-21-000238 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:40 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 26,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006734 · primarydocument.xml · derivative · entry 4 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,912 Underlying: Common Stock · 26,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:40 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 13,185 | $16.62 | $219,134.70 |
DisclosureSEC source: 0001562180-20-006734 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,220 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:40 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 26,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-006734 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 23:40 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 45,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006734 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,505 Underlying: Common Stock · 45,263 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:50 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 26,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005562 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,242 Underlying: Common Stock · 26,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:50 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 13,185 | $14.04 | $185,117.40 |
DisclosureSEC source: 0001562180-20-005562 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,812 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:50 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 26,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005562 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 21:16 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 30,450 | $16.87 | $513,645.83 |
DisclosureSEC source: 0001562180-20-005210 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,405 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.70 to $16.95 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 20:56 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 1,800 | $16.71 | $30,074.58 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · nonDerivative · entry 4 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,855 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.70 to $16.735 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,464 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · derivative · entry 6 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,464 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,866 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · derivative · entry 5 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,464 Underlying: Common Stock · 18,866 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 77,523 | $16.41 | $1,272,462.52 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · nonDerivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,655 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.75 to $16.73 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 45,464 | $1.70 | $77,288.80 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 18,866 | $1.70 | $32,072.20 |
DisclosureSEC source: 0001562180-20-005192 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:54 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001562180-20-005089 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,330 Underlying: Common Stock · 1,800 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:54 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 1,800 | $15.75 | $28,353.06 |
DisclosureSEC source: 0001562180-20-005089 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,848 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.75 to $15.755 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 21:54 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 1,800 | $1.70 | $3,060.00 |
DisclosureSEC source: 0001562180-20-005089 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 20:24 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,978 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001562180-20-005043 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,978 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 20:24 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 35,978 | $15.03 | $540,832.09 |
DisclosureSEC source: 0001562180-20-005043 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,848 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $14.67 to $15.31 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 20:24 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 35,978 | $1.60 | $57,564.80 |
DisclosureSEC source: 0001562180-20-005043 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:39 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,978 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001562180-20-004285 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,978 Underlying: Common Stock · 35,978 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:39 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 35,978 | $10.97 | $394,646.28 |
DisclosureSEC source: 0001562180-20-004285 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,848 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $10.84 to $11.165 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:39 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 35,978 | $1.60 | $57,564.80 |
DisclosureSEC source: 0001562180-20-004285 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 5 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,834 Underlying: Common Stock · 17,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 147,369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 4 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,216 Underlying: Common Stock · 147,369 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,847 Underlying: Common Stock · 105,263 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 6,011 | $9.08 | $54,579.88 |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,848 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 17,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 34,022 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001562180-20-003391 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,956 Underlying: Common Stock · 34,022 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:56 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 34,022 | $9.62 | $327,329.06 |
DisclosureSEC source: 0001562180-20-003391 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.44 to $9.99 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 34,022 | $1.60 | $54,435.20 |
DisclosureSEC source: 0001562180-20-003391 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,366 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · derivative · entry 6 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,366 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 34,022 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · derivative · entry 5 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,978 Underlying: Common Stock · 34,022 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 8,366 | $7.92 | $66,260.39 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 4 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.83 to $8.03 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 34,022 | $7.79 | $265,055.20 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,843 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.68 to $7.97 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 34,022 | $1.60 | $54,435.20 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 8,366 | $1.58 | $13,176.45 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:33 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 59,634 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001562180-20-002781 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,366 Underlying: Common Stock · 59,634 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:33 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 59,634 | $8.81 | $525,572.33 |
DisclosureSEC source: 0001562180-20-002781 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $8.65 to $9.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:33 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 59,634 | $1.58 | $93,923.55 |
DisclosureSEC source: 0001562180-20-002781 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:06 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 40,000 | $10.22 | $408,816.00 |
DisclosureSEC source: 0001562180-20-002426 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.95 to $10.56 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:42 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionStock Option · Derivative | 40,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001562180-20-001629 · primarydocument.xml · derivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:42 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 40,000 | $1.50 | $60,000.00 |
DisclosureSEC source: 0001562180-20-001629 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:01 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001391 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,584 Underlying: Common Stock · 17,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:01 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 6,387 | $13.42 | $85,713.54 |
DisclosureSEC source: 0001562180-20-001391 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:01 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 17,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001391 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:21 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 36,453 | $15.86 | $578,078.96 |
DisclosureSEC source: 0001562180-20-000215 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,482 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.85 to $15.92 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 01:00 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005598 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,966 Underlying: Common Stock · 17,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 01:00 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 6,109 | $14.85 | $90,718.65 |
DisclosureSEC source: 0001562180-19-005598 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,935 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.