Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplitude, Inc.AMPL · Entity 4566 | 10% owner | October 26, 2021 | October 28, 2021 |
| Lulu's Fashion Lounge Holdings, Inc.LVLU · Entity 7397 | 10% owner | September 06, 2023 | September 08, 2023 |
| NERDWALLET, INC.NRDS · Entity 2280 | 10% owner | November 08, 2021 | November 10, 2021 |
| RetailMeNot, Inc.SALE · Entity 175784 | Director | May 23, 2017 | May 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplitude, Inc.
Report date October 26, 2021 · Filed October 28, 2021
Jointly reported with INSTITUTIONAL VENTURE MANAGEMENT XV, LLC, Institutional Venture Partners XV, L.P., Chaffee Todd C, Dash Somesh, FOGELSONG NORMAN A, Harrick Stephen J, Liaw Eric, Miller J Sanford, Phelps Dennis B
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 5,610,451 |
Reported balance
After 2021-10-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-26 · Other · Disposed 1,146,373 · Balance 5,610,451 F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV LP to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration. F2: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 29,835 |
Reported balance
After 2021-10-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-26 · Other · Disposed 6,098 · Balance 29,835 F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV EF to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration. F4: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV LP to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.
F2: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV EF to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.
F4: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Lulu's Fashion Lounge Holdings, Inc.
Report date September 06, 2023 · Filed September 08, 2023
Jointly reported with INSTITUTIONAL VENTURE MANAGEMENT XV, LLC, Chaffee Todd C, Dash Somesh, FOGELSONG NORMAN A, Harrick Stephen J, Miller J Sanford, Phelps Dennis B, Liaw Eric, INSTITUTIONAL VENTURE MANAGEMENT XVI, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-09-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-09-06 · Other · Disposed 5,944 · Balance 0 F1: Represents the transfer of shares, which Eric Liaw received pursuant to the Issuer's non-employee director compensation policy, from Mr. Liaw to each of Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI"). Pursuant to a series of Director Compensation Assignment Agreements, Mr. Liaw has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XV and IVM XVI. F2: The shares are held directly by Eric Liaw. |
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Management XV, LLC | 23,600 |
Reported balance
After 2023-09-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-09-06 · Other · Acquired 2,972 · Balance 23,600 F1: Represents the transfer of shares, which Eric Liaw received pursuant to the Issuer's non-employee director compensation policy, from Mr. Liaw to each of Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI"). Pursuant to a series of Director Compensation Assignment Agreements, Mr. Liaw has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XV and IVM XVI. F3: The shares are held directly by IVM XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of Messrs. Chaffee, Dash, Fogelsong, Liaw, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Management XVI, LLC | 23,600 |
Reported balance
After 2023-09-06 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-09-06 · Other · Acquired 2,972 · Balance 23,600 F1: Represents the transfer of shares, which Eric Liaw received pursuant to the Issuer's non-employee director compensation policy, from Mr. Liaw to each of Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI"). Pursuant to a series of Director Compensation Assignment Agreements, Mr. Liaw has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XV and IVM XVI. F4: The shares are held directly by IVM XVI. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVM XVI. Each of Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of these securities, except to the extent of his respective proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XV, L.P. | 3,730,160 |
Reported balance
Holding disclosure · report date 2023-09-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,730,160 F5: The shares are held directly by Institutional Venture Partners XV, L.P. ("IVP XV"). IVM XV is the general partner of IVP XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XV Executive Fund, L.P. | 19,843 |
Reported balance
Holding disclosure · report date 2023-09-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 19,843 F6: The shares are held directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"). IVM XV is the general partner of IVP XV EF. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV EF except to the extent of its or his respective proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XVI, L.P. | 3,749,997 |
Reported balance
Holding disclosure · report date 2023-09-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,749,997 F7: The shares are held directly by Institutional Venture Partners XVI, L.P. ("IVP XVI"). IVM XVI is the general partner of IVP XVI. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. Each of IVM XVI and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XVI except to the extent of its or his respective proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the transfer of shares, which Eric Liaw received pursuant to the Issuer's non-employee director compensation policy, from Mr. Liaw to each of Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI"). Pursuant to a series of Director Compensation Assignment Agreements, Mr. Liaw has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XV and IVM XVI.
F2: The shares are held directly by Eric Liaw.
F3: The shares are held directly by IVM XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of Messrs. Chaffee, Dash, Fogelsong, Liaw, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective proportionate pecuniary interest therein.
F4: The shares are held directly by IVM XVI. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVM XVI. Each of Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of these securities, except to the extent of his respective proportionate pecuniary interest therein.
F5: The shares are held directly by Institutional Venture Partners XV, L.P. ("IVP XV"). IVM XV is the general partner of IVP XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective proportionate pecuniary interest therein.
F6: The shares are held directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"). IVM XV is the general partner of IVP XV EF. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV EF except to the extent of its or his respective proportionate pecuniary interest therein.
F7: The shares are held directly by Institutional Venture Partners XVI, L.P. ("IVP XVI"). IVM XVI is the general partner of IVP XVI. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. Each of IVM XVI and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XVI except to the extent of its or his respective proportionate pecuniary interest therein.
NERDWALLET, INC.
Report date November 08, 2021 · Filed November 10, 2021
Jointly reported with Institutional Venture Management XIV, LLC, Institutional Venture Partners XIV, L.P., Chaffee Todd C, FOGELSONG NORMAN A, Harrick Stephen J, Miller J Sanford, Phelps Dennis B
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,454,541 |
Reported balance
After 2021-11-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-11-08 · Conversion · Acquired 4,454,541 · Balance 4,454,541 F1: Each share of Series A Preferred Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering and had no expiration date. F2: These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-11-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-11-08 · Conversion · Disposed 4,454,541 · Balance 0 F1: Each share of Series A Preferred Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering and had no expiration date. F2: These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series A Preferred Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering and had no expiration date.
F2: These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
RetailMeNot, Inc.
Report date May 23, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 1 Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XIII, L.P. | 0 |
Reported balance
After 2017-05-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-05-23 · Disposition to issuer · Disposed 2,475,897 · Balance 0 F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), R. Acquisition Sub, Inc. ("Purchaser") (a wholly owned subsidiary of Parent), and Issuer, dated as of April 10, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of Series 1 common stock of the Issuer for a cash payment of $11.60 per share. F2: Reporting Person is the general partner of Institutional Venture Partners XIII, L.P ("IVP XIII). Reporting Person may be deemed a beneficial owner of the shares held by IVP XIII, but disclaims beneficial ownership of the shares held by IVP XIII, except to the extent of any pecuniary interest therein. |
| Series 1 Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 2
1 source rowRow 2 · 2017-05-23 · Disposition to issuer · Disposed 2,527 · Balance 0 F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), R. Acquisition Sub, Inc. ("Purchaser") (a wholly owned subsidiary of Parent), and Issuer, dated as of April 10, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of Series 1 common stock of the Issuer for a cash payment of $11.60 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), R. Acquisition Sub, Inc. ("Purchaser") (a wholly owned subsidiary of Parent), and Issuer, dated as of April 10, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of Series 1 common stock of the Issuer for a cash payment of $11.60 per share.
F2: Reporting Person is the general partner of Institutional Venture Partners XIII, L.P ("IVP XIII). Reporting Person may be deemed a beneficial owner of the shares held by IVP XIII, but disclaims beneficial ownership of the shares held by IVP XIII, except to the extent of any pecuniary interest therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Hims & Hers Health, Inc.
Report date June 01, 2023 · Filed June 02, 2023
Section 16 reporting ended · disclosed 2023-06-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 46,522 |
Reported balance
After 2023-06-01 transaction · row 1
1 source rowRow 1 · 2023-06-01 · Exercise / conversion · Acquired 25,659 · Balance 46,522 F1: The RSUs vested on June 1, 2023, the date of the company's 2023 annual stockholder meeting. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-06-01 · Exercise / conversion · Disposed 25,659 · Balance 0 F1: The RSUs vested on June 1, 2023, the date of the company's 2023 annual stockholder meeting. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Jules Maltz and Kelly Greenwood Fam Tr UA 07/31/2018 | 220,401 |
Reported balance
Holding disclosure · report date 2023-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 220,401 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Management XV, LLC | 1,224 |
Reported balance
Holding disclosure · report date 2023-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,224 F2: Mr. Maltz is a managing director of IVM XV, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and IVM XVI, which isthe general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVM XV, IVM XVI, IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Management XVI, LLC | 1,225 |
Reported balance
Holding disclosure · report date 2023-06-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,225 F3: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XV Executive Fund, L.P. | 40,735 |
Reported balance
Holding disclosure · report date 2023-06-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 40,735 F4: Mr. Maltz is a managing director of IVM XV, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and IVM XVI, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVM XV, IVM XVI, IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XV, L.P. | 7,666,545 |
Reported balance
Holding disclosure · report date 2023-06-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 7,666,545 F4: Mr. Maltz is a managing director of IVM XV, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and IVM XVI, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVM XV, IVM XVI, IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XVI, L.P. | 7,707,291 |
Reported balance
Holding disclosure · report date 2023-06-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 7,707,291 F4: Mr. Maltz is a managing director of IVM XV, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and IVM XVI, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVM XV, IVM XVI, IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs vested on June 1, 2023, the date of the company's 2023 annual stockholder meeting.
F2: Mr. Maltz is a managing director of IVM XV, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and IVM XVI, which isthe general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVM XV, IVM XVI, IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
F3: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
F4: Mr. Maltz is a managing director of IVM XV, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and IVM XVI, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVM XV, IVM XVI, IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
On Deck Capital, Inc.
Report date August 20, 2018 · Filed August 22, 2018
Jointly reported with Institutional Venture Management XIV, LLC, Institutional Venture Partners XIV, L.P., Institutional Venture Management XIII, LLC, Institutional Venture Partners XIII, L.P., Chaffee Todd C, FOGELSONG NORMAN A, Harrick Stephen J, Miller J Sanford, Phelps Dennis B
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XIII, L.P. | 2,029,251 |
Reported balance
After 2018-08-20 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-08-20 · Other · Disposed 2,025,000 · Balance 2,029,251 F2: Represents a pro rata in kind distribution without consideration by Institutional Venture Partners XIII, L.P. ("IVP XIII") to their respective partners, including its general partner, Institutional Venture Management XIII, LLC ("IVM XIII"). F3: These shares are owned directly by IVP XIII, of which IVM XIII is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Management XIII, LLC | 0 |
Last balance in matching sequence
After 2018-08-20 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2018-08-20 · Other · Acquired 30,375 · Balance 30,375 F4: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by IVP XIII described in footnote (2). F5: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Row 4 · 2018-08-20 · Other · Disposed 30,375 · Balance 0 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F5: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Todd C. Chaffee | 5,729 |
Reported balance
After 2018-08-20 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-08-20 · Other · Acquired 5,729 · Balance 5,729 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. |
| Common StockSEC Table I · non-derivative | IndirectBy Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 | 4,584 |
Reported balance
After 2018-08-20 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-08-20 · Other · Acquired 4,584 · Balance 4,584 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F7: The shares are held by the Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 ("Fogelsong A Trust"). Norman A. Fogelsong is a trustee of the Fogelsong A Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Fogelsong Children's Trust U/T/D 8/1/85 | 1,145 |
Reported balance
After 2018-08-20 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-08-20 · Other · Acquired 1,145 · Balance 1,145 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F8: The shares are held by the Fogelsong Children's Trust U/T/D 8/1/85 ("Fogelsong Children's Trust"). Norman A. Fogelsong is a trustee of the Fogelsong Children's Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Harrick Min Family Trust U/D/T 11/30/05 | 5,729 |
Reported balance
After 2018-08-20 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-08-20 · Other · Acquired 5,729 · Balance 5,729 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F9: The shares are held by The Harrick Min Family Trust U/D/T 11/30/05 ("Harrick Min Trust"). Stephen J. Harrick is a trustee of the Harrick Min Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Dennis B. Phelps, Jr. Trust | 5,729 |
Reported balance
After 2018-08-20 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2018-08-20 · Other · Acquired 5,729 · Balance 5,729 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F10: The shares are held by the Dennis B. Phelps, Jr. Trust ("Phelps Trust"). Dennis B. Phelps, Jr. is the trustee of the Phelps Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Miller Venture Partners | 5,729 |
Reported balance
After 2018-08-20 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2018-08-20 · Other · Acquired 5,729 · Balance 5,729 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F11: The shares are held by Miller Venture Partners ("Miller Partners"). J. Sanford Miller is the general partner of Miller Partners and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Jules A. Maltz | 804 |
Reported balance
After 2018-08-20 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2018-08-20 · Other · Acquired 804 · Balance 804 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. |
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XIV, L.P. | 4,054,250 |
Reported balance
Holding disclosure · report date 2018-08-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,054,250 F1: These shares are owned directly by Institutional Venture Partners XIV, L.P. ("IVP XIV"), of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr., J. Sanford Miller and Jules A. Maltz. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Institutional Venture Partners XIV, L.P. ("IVP XIV"), of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr., J. Sanford Miller and Jules A. Maltz. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F2: Represents a pro rata in kind distribution without consideration by Institutional Venture Partners XIII, L.P. ("IVP XIII") to their respective partners, including its general partner, Institutional Venture Management XIII, LLC ("IVM XIII").
F3: These shares are owned directly by IVP XIII, of which IVM XIII is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F4: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by IVP XIII described in footnote (2).
F5: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members.
F7: The shares are held by the Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 ("Fogelsong A Trust"). Norman A. Fogelsong is a trustee of the Fogelsong A Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
F8: The shares are held by the Fogelsong Children's Trust U/T/D 8/1/85 ("Fogelsong Children's Trust"). Norman A. Fogelsong is a trustee of the Fogelsong Children's Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
F9: The shares are held by The Harrick Min Family Trust U/D/T 11/30/05 ("Harrick Min Trust"). Stephen J. Harrick is a trustee of the Harrick Min Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
F10: The shares are held by the Dennis B. Phelps, Jr. Trust ("Phelps Trust"). Dennis B. Phelps, Jr. is the trustee of the Phelps Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
F11: The shares are held by Miller Venture Partners ("Miller Partners"). J. Sanford Miller is the general partner of Miller Partners and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Oportun Financial Corp
Report date September 05, 2023 · Filed September 07, 2023
Jointly reported with Institutional Venture Management XIV, LLC, Institutional Venture Partners XIV, L.P., Chaffee Todd C, FOGELSONG NORMAN A, Harrick Stephen J, Miller J Sanford, Phelps Dennis B
Section 16 reporting ended · disclosed 2023-09-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XIV, L.P. | 3,358,691 |
Reported balance
After 2023-09-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-09-05 · Sale · Disposed 50,000 · Balance 3,358,691 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.57 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its or his respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.57 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: These shares are owned directly by Institutional Venture Partners XIV, L.P., of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. Each of the Reporting Persons disclaims beneficial ownership of these securities, except to the extent of its or his respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
ZIPRECRUITER, INC.
Report date August 21, 2025 · Filed August 25, 2025
Jointly reported with Institutional Venture Management XIV, LLC, Institutional Venture Partners XIV, L.P., Chaffee Todd C, Dash Somesh, FOGELSONG NORMAN A, Harrick Stephen J, Liaw Eric, Miller J Sanford, Phelps Dennis B
Section 16 reporting ended · disclosed 2025-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XV, L.P. | 2,939,699 |
Reported balance
After 2025-08-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-08-21 · Sale · Disposed 1,630,670 · Balance 2,939,699 F1: The sale reported in this Form 4 was effected pursuant to a Share Repurchase Agreement by and among the Issuer, Institutional Venture Partners XV, L.P. ("IVP XV") and Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF") dated as of August 21, 2025. F2: The shares are held of record by IVP XV. Institutional Venture Management XV, LLC ("IVM XV") is the general partner of IVP XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XV Executive Fund, L.P. | 15,619 |
Reported balance
After 2025-08-21 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-08-21 · Sale · Disposed 8,675 · Balance 15,619 F1: The sale reported in this Form 4 was effected pursuant to a Share Repurchase Agreement by and among the Issuer, Institutional Venture Partners XV, L.P. ("IVP XV") and Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF") dated as of August 21, 2025. F3: The shares are held of record by IVP XV EF. IVM XV is the general partner of IVP XV EF. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Partners XIV L.P. | 3,809,348 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,809,348 F4: The shares are held of record by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV LLC ("IVM XIV") is the general partner of IVP XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVP XIV. Each of IVM XIV and Messrs. Chaffee,Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XIV except to the extent of its or his respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Management XIV, LLC | 10,459 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,459 F5: The shares are held of record or beneficially by IVM XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVM XIV. Each of Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XIV except to the extent of his respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Institutional Venture Management XV, LLC | 4,247 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,247 F6: The shares are held of record or beneficially by IVM XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B.Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 13,682 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 13,682 F7: The shares are held of record by Somesh Dash. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 114,181 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 114,181 F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,311 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 16,311 F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,311 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 16,311 F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,311 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 16,311 F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 13,682 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 13,682 F9: The shares are held by a family trust, of which Mr. Liaw is the trustee. Mr. Liaw disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 54,369 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 54,369 F10: The shares are held by a family trust, of which Mr. Maltz is the trustee. Mr. Maltz disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 163,114 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 163,114 F11: The shares are held by a family trust, of which Mr. Phelps is the trustee. Mr. Phelps disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Share Repurchase Agreement by and among the Issuer, Institutional Venture Partners XV, L.P. ("IVP XV") and Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF") dated as of August 21, 2025.
F2: The shares are held of record by IVP XV. Institutional Venture Management XV, LLC ("IVM XV") is the general partner of IVP XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective pecuniary interest therein.
F3: The shares are held of record by IVP XV EF. IVM XV is the general partner of IVP XV EF. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective pecuniary interest therein.
F4: The shares are held of record by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV LLC ("IVM XIV") is the general partner of IVP XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVP XIV. Each of IVM XIV and Messrs. Chaffee,Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XIV except to the extent of its or his respective pecuniary interest therein.
F5: The shares are held of record or beneficially by IVM XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVM XIV. Each of Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XIV except to the extent of his respective pecuniary interest therein.
F6: The shares are held of record or beneficially by IVM XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B.Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective pecuniary interest therein.
F7: The shares are held of record by Somesh Dash.
F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F9: The shares are held by a family trust, of which Mr. Liaw is the trustee. Mr. Liaw disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F10: The shares are held by a family trust, of which Mr. Maltz is the trustee. Mr. Maltz disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F11: The shares are held by a family trust, of which Mr. Phelps is the trustee. Mr. Phelps disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2021 Filed Sep 23, 2021 18:52 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 46,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057496 · doc4.xml · nonDerivative · entry 2 Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner Dash Somesh · CIK 0001843938 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Liaw Eric · CIK 0001644264 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 46,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F3 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P., of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 18:52 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 8,661,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057496 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner Dash Somesh · CIK 0001843938 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Liaw Eric · CIK 0001644264 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,661,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock. F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P., of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Exercise / conversionWarrant (right to buy) · Derivative | 56,961 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · derivative · entry 9 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XVI, L.P. Disclosed balance after: 56,961 Underlying: Class A Common Stock · 56,961 shares Expires 2026-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Exercise / conversionWarrant (right to buy) · Derivative | 56,659 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · derivative · entry 8 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV, L.P. Disclosed balance after: 56,659 Underlying: Class A Common Stock · 56,659 shares Expires 2026-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Exercise / conversionWarrant (right to buy) · Derivative | 297 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · derivative · entry 7 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV Executive Fund, L.P. Disclosed balance after: 297 Underlying: Class A Common Stock · 297 shares Expires 2026-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Tax withholdingClass A Common Stock | 41,753 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · nonDerivative · entry 6 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XVI, L.P. Disclosed balance after: 10,201,746 F2 · kind: Represents shares of Class A Common Stock withheld in connection with the cashless exercises. F1 · price: IVP XV Executive Fund, IVP XV and IVP XVI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, IVP XV Executive Fund, IVP XV and IVP XVI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Tax withholdingClass A Common Stock | 41,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · nonDerivative · entry 5 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV, L.P. Disclosed balance after: 10,147,758 F2 · kind: Represents shares of Class A Common Stock withheld in connection with the cashless exercises. F1 · price: IVP XV Executive Fund, IVP XV and IVP XVI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, IVP XV Executive Fund, IVP XV and IVP XVI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Tax withholdingClass A Common Stock | 218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · nonDerivative · entry 4 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV Executive Fund, L.P. Disclosed balance after: 53,974 F2 · kind: Represents shares of Class A Common Stock withheld in connection with the cashless exercises. F1 · price: IVP XV Executive Fund, IVP XV and IVP XVI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, IVP XV Executive Fund, IVP XV and IVP XVI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Exercise / conversionClass A Common Stock | 56,961 | $11.50 | $655,051.50 |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · nonDerivative · entry 3 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XVI, L.P. Disclosed balance after: 10,243,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: IVP XV Executive Fund, IVP XV and IVP XVI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, IVP XV Executive Fund, IVP XV and IVP XVI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Exercise / conversionClass A Common Stock | 56,659 | $11.50 | $651,578.50 |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · nonDerivative · entry 2 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV, L.P. Disclosed balance after: 10,189,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: IVP XV Executive Fund, IVP XV and IVP XVI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, IVP XV Executive Fund, IVP XV and IVP XVI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:00 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | Exercise / conversionClass A Common Stock | 297 | $11.50 | $3,415.50 |
DisclosureSEC source: 0000899243-21-031413 · doc4.xml · nonDerivative · entry 1 Maltz Jules A. · CIK 0001553254 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV Executive Fund, L.P. Disclosed balance after: 54,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: IVP XV Executive Fund, IVP XV and IVP XVI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, IVP XV Executive Fund, IVP XV and IVP XVI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 17:21 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantRestricted Stock Unit · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014230 · doc4.xml · derivative · entry 1 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69 Underlying: Class A Common Stock · 69 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of March 15, 2021. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of March 15, 2021. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of March 15, 2021. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantRestricted Stock Unit · Derivative | 3,485 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 8 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,485 Underlying: Class A Common Stock · 3,485 shares Expires not disclosed F8 · derivative.exercise_price: In connection with the Merger, the Reporting Person received additional New Hims RSUs representing a portion of the aggregate 16,000,000 shares of New Hims Class A Common Stock comprising the Earn Out shares (the "Earn Out RSUs"). F9 · derivative.exercise_date: The Earn Out RSUs were received in exchange for Legacy Hims RSUs. Subject to the satisfaction of a time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition as specified in Footnote 7 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earn Out Conditions are not met during the RSU Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. F9 · derivative.expiration_date: The Earn Out RSUs were received in exchange for Legacy Hims RSUs. Subject to the satisfaction of a time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition as specified in Footnote 7 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earn Out Conditions are not met during the RSU Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantRestricted Stock Unit · Derivative | 35,627 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 7 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,627 Underlying: Class A Common Stock · 35,627 shares Expires not disclosed F6 · derivative.exercise_price: In connection with the Merger, the Reporting Person received New Hims restricted stock units ("New Hims RSUs") in exchange for restricted stock units of Hims, Inc. ("Legacy Hims RSUs"). F7 · derivative.exercise_date: The New Hims RSUs were received in exchange for 78,651 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period beginning March 2021, with 25% of the New Hims RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with New Hims. The New Hims RSU expires in January 2028. F7 · derivative.expiration_date: The New Hims RSUs were received in exchange for 78,651 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period beginning March 2021, with 25% of the New Hims RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with New Hims. The New Hims RSU expires in January 2028. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantWarrant (right to buy) · Derivative | 56,961 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 6 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XVI, L.P. Disclosed balance after: 56,961 Underlying: Class A Common Stock · 56,961 shares Expires 2026-01-20 F5 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in exchange for Class A Common Stock of Hims, Inc. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantWarrant (right to buy) · Derivative | 56,659 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 5 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV, L.P. Disclosed balance after: 56,659 Underlying: Class A Common Stock · 56,659 shares Expires 2026-01-20 F5 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in exchange for Class A Common Stock of Hims, Inc. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantWarrant (right to buy) · Derivative | 297 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 4 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV Executive Fund, L.P. Disclosed balance after: 297 Underlying: Class A Common Stock · 297 shares Expires 2026-01-20 F5 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in exchange for Class A Common Stock of Hims, Inc. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantClass A Common Stock | 10,186,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · nonDerivative · entry 3 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XVI, L.P. Disclosed balance after: 10,186,538 F4 · price: In connection with the Merger, the Reporting Person received (i) 9,278,875 shares of Class A Common Stock of New Hims and (ii) 907,663 Earn Out Shares in exchange for 20,484,068 shares of Class A Common Stock of Hims, Inc. If the Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out Shares will be automatically forfeited. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantClass A Common Stock | 10,132,631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · nonDerivative · entry 2 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV, L.P. Disclosed balance after: 10,132,631 F3 · price: In connection with the Merger, the Reporting Person received (i) 9,229,772 shares of Class A Common Stock of New Hims and (ii) 902,859 Earn Out Shares in exchange for 20,375,670 shares of Class A Common Stock of Hims, Inc. If the Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out Shares will be automatically forfeited. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC | Hims & Hers Health, Inc. HIMS · Entity 1878 | GrantClass A Common Stock | 53,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · nonDerivative · entry 1 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV Executive Fund, L.P. Disclosed balance after: 53,895 F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of September 30, 2020 (the "Merger"), by and among Oaktree Acquisition Corp., now known as Hims & Hers Health, Inc. ("New Hims"), RX Merger Sub Inc., and Hims, Inc., the Reporting Person received (i) 49,097 shares of Class A Common Stock of New Hims and (ii) 4,798 shares of restricted New Hims Class A Common Stock (the "Earn Out Shares") in exchange for 108,397 Class A Common Stock of Hims, Inc. The Earn Out Shares vest in equal thirds if the trading price of New Hims Class A Common Stock is greater than or equal to $15, $17.50 and $20 for any 10 trading days within any 20-trading day period (the "Earn Out Conditions"). If the Earn Out Conditions are not met during the five years following closing (the "Earn Out Period"), then the unvested Earn Out Shares will be automatically forfeited. F2 · price: (Continued from footnote 1) On the effective date of the Merger, the closing price of New Hims Class A Common Stock was $16.38 per share. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 11 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Jules A. Maltz Disclosed balance after: 804 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 5,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 10 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Miller Venture Partners Disclosed balance after: 5,729 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F11 · ownership.nature: The shares are held by Miller Venture Partners ("Miller Partners"). J. Sanford Miller is the general partner of Miller Partners and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 5,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 9 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dennis B. Phelps, Jr. Trust Disclosed balance after: 5,729 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F10 · ownership.nature: The shares are held by the Dennis B. Phelps, Jr. Trust ("Phelps Trust"). Dennis B. Phelps, Jr. is the trustee of the Phelps Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 5,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 8 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Harrick Min Family Trust U/D/T 11/30/05 Disclosed balance after: 5,729 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F9 · ownership.nature: The shares are held by The Harrick Min Family Trust U/D/T 11/30/05 ("Harrick Min Trust"). Stephen J. Harrick is a trustee of the Harrick Min Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 7 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fogelsong Children's Trust U/T/D 8/1/85 Disclosed balance after: 1,145 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F8 · ownership.nature: The shares are held by the Fogelsong Children's Trust U/T/D 8/1/85 ("Fogelsong Children's Trust"). Norman A. Fogelsong is a trustee of the Fogelsong Children's Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 4,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 6 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 Disclosed balance after: 4,584 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F7 · ownership.nature: The shares are held by the Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 ("Fogelsong A Trust"). Norman A. Fogelsong is a trustee of the Fogelsong A Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 5,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 5 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Todd C. Chaffee Disclosed balance after: 5,729 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 30,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 4 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 0 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F5 · ownership.nature: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 30,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 3 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 30,375 F4 · kind: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by IVP XIII described in footnote (2). F5 · ownership.nature: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 16:59 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | OtherCommon Stock | 2,025,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 2 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 2,029,251 F2 · kind: Represents a pro rata in kind distribution without consideration by Institutional Venture Partners XIII, L.P. ("IVP XIII") to their respective partners, including its general partner, Institutional Venture Management XIII, LLC ("IVM XIII"). F3 · ownership.nature: These shares are owned directly by IVP XIII, of which IVM XIII is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:14 UTC | RetailMeNot, Inc. SALE · Entity 175784 | Disposition to issuerSeries 1 Common Stock, $0.001 par value | 2,527 | $11.60 | $29,313.20 |
DisclosureSEC source: 0000899243-17-014410 · doc4.xml · nonDerivative · entry 2 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), R. Acquisition Sub, Inc. ("Purchaser") (a wholly owned subsidiary of Parent), and Issuer, dated as of April 10, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of Series 1 common stock of the Issuer for a cash payment of $11.60 per share. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:14 UTC | RetailMeNot, Inc. SALE · Entity 175784 | Disposition to issuerSeries 1 Common Stock, $0.001 par value | 2,475,897 | $11.60 | $28,720,405.20 |
DisclosureSEC source: 0000899243-17-014410 · doc4.xml · nonDerivative · entry 1 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 0 F1 · shares: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), R. Acquisition Sub, Inc. ("Purchaser") (a wholly owned subsidiary of Parent), and Issuer, dated as of April 10, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of Series 1 common stock of the Issuer for a cash payment of $11.60 per share. F2 · ownership.nature: Reporting Person is the general partner of Institutional Venture Partners XIII, L.P ("IVP XIII). Reporting Person may be deemed a beneficial owner of the shares held by IVP XIII, but disclaims beneficial ownership of the shares held by IVP XIII, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.