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person · Reporting owner

Liaw Eric

Disclosed activity across 6 companies

Tapewire entity
76158
SEC CIK
0001644264

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amplitude, Inc.AMPL · Entity 456610% ownerOctober 26, 2021October 28, 2021
Hims & Hers Health, Inc.HIMS · Entity 187810% ownerNovember 28, 2022November 30, 2022
Honest Company, Inc.HNST · Entity 5346DirectorMay 31, 2023June 02, 2023
Lulu's Fashion Lounge Holdings, Inc.LVLU · Entity 739710% ownerSeptember 06, 2023September 08, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote5,610,451 Reported balance After 2021-10-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-10-26 · Other · Disposed 1,146,373 · Balance 5,610,451

F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV LP to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F2: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote29,835 Reported balance After 2021-10-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-10-26 · Other · Disposed 6,098 · Balance 29,835

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV EF to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F4: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV LP to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F2: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV EF to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F4: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect7,346 Reported balance After 2022-11-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-11-28 · Other · Acquired 7,346 · Balance 7,346

F1: Represents the receipt of shares from Jules A. Maltz that Mr. Maltz received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, Mr. Maltz has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F2: Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, J. Sanford Miller and Dennis B. Phelps (collectively, the "Managing Directors") and Jules A. Maltz are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of the Managing Directors disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective proportionate pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Management XVI, LLC7,345 Reported balance After 2022-11-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-11-28 · Other · Acquired 7,345 · Balance 7,345

F1: Represents the receipt of shares from Jules A. Maltz that Mr. Maltz received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, Mr. Maltz has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F3: The Managing Directors and Jules A. Maltz are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVM XVI. Each of the Managing Directors disclaims beneficial ownership of these securities, except to the extent of his respective proportionate pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XV, L.P.10,147,758 Reported balance Holding disclosure · report date 2022-11-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 10,147,758

F4: IVM XV is the general partner of Institutional Venture Partners XV, L.P. ("IVP XV"). The Managing Directors and Jules A. Maltz are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. IVM XV and each of the Managing Directors disclaims beneficial ownership of the shares held by IVP XV except to the extent of his or its respective pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XV Executive Fund, L.P.53,974 Reported balance Holding disclosure · report date 2022-11-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 53,974

F5: IVM XV is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"). The Managing Directors and Jules A. Maltz are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. IVM XV and each of the Managing Directors disclaims beneficial ownership of the shares held by IVP XV EF except to the extent of his or its respective pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XVI, L.P.10,201,746 Reported balance Holding disclosure · report date 2022-11-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 10,201,746

F6: IVM XVI is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). The Managing Directors and Jules A. Maltz are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. IVM XVI and each of the Managing Directors disclaims beneficial ownership of the shares held by IVP XVI except to the extent of his or its respective pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the receipt of shares from Jules A. Maltz that Mr. Maltz received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, Mr. Maltz has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F2: Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, J. Sanford Miller and Dennis B. Phelps (collectively, the "Managing Directors") and Jules A. Maltz are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of the Managing Directors disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective proportionate pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

F3: The Managing Directors and Jules A. Maltz are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVM XVI. Each of the Managing Directors disclaims beneficial ownership of these securities, except to the extent of his respective proportionate pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

F4: IVM XV is the general partner of Institutional Venture Partners XV, L.P. ("IVP XV"). The Managing Directors and Jules A. Maltz are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. IVM XV and each of the Managing Directors disclaims beneficial ownership of the shares held by IVP XV except to the extent of his or its respective pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

F5: IVM XV is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"). The Managing Directors and Jules A. Maltz are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. IVM XV and each of the Managing Directors disclaims beneficial ownership of the shares held by IVP XV EF except to the extent of his or its respective pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

F6: IVM XVI is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). The Managing Directors and Jules A. Maltz are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. IVM XVI and each of the Managing Directors disclaims beneficial ownership of the shares held by IVP XVI except to the extent of his or its respective pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

Honest Company, Inc.

Report date May 31, 2023 · Filed June 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect173,285 Reported balance After 2023-05-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-31 · Other · Disposed 8,363 · Balance 173,285

F1: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2: Consists of (i) 48,615 shares of Common Stock and (ii) 124,670 Restricted Stock Units.

F3: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect124,670 Reported balance After 2023-06-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-06-02 · Other · Disposed 48,615 · Balance 124,670

F1: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F4: Consists of Restricted Stock Units.

F3: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2: Consists of (i) 48,615 shares of Common Stock and (ii) 124,670 Restricted Stock Units.

F3: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

F4: Consists of Restricted Stock Units.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-09-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-09-06 · Other · Disposed 5,944 · Balance 0

F1: Represents the transfer of shares, which Eric Liaw received pursuant to the Issuer's non-employee director compensation policy, from Mr. Liaw to each of Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI"). Pursuant to a series of Director Compensation Assignment Agreements, Mr. Liaw has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XV and IVM XVI.

F2: The shares are held directly by Eric Liaw.

Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Management XV, LLC23,600 Reported balance After 2023-09-06 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-09-06 · Other · Acquired 2,972 · Balance 23,600

F1: Represents the transfer of shares, which Eric Liaw received pursuant to the Issuer's non-employee director compensation policy, from Mr. Liaw to each of Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI"). Pursuant to a series of Director Compensation Assignment Agreements, Mr. Liaw has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XV and IVM XVI.

F3: The shares are held directly by IVM XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of Messrs. Chaffee, Dash, Fogelsong, Liaw, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Management XVI, LLC23,600 Reported balance After 2023-09-06 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-09-06 · Other · Acquired 2,972 · Balance 23,600

F1: Represents the transfer of shares, which Eric Liaw received pursuant to the Issuer's non-employee director compensation policy, from Mr. Liaw to each of Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI"). Pursuant to a series of Director Compensation Assignment Agreements, Mr. Liaw has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XV and IVM XVI.

F4: The shares are held directly by IVM XVI. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVM XVI. Each of Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of these securities, except to the extent of his respective proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XV, L.P.3,730,160 Reported balance Holding disclosure · report date 2023-09-06 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,730,160

F5: The shares are held directly by Institutional Venture Partners XV, L.P. ("IVP XV"). IVM XV is the general partner of IVP XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XV Executive Fund, L.P.19,843 Reported balance Holding disclosure · report date 2023-09-06 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 19,843

F6: The shares are held directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"). IVM XV is the general partner of IVP XV EF. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV EF except to the extent of its or his respective proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XVI, L.P.3,749,997 Reported balance Holding disclosure · report date 2023-09-06 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 3,749,997

F7: The shares are held directly by Institutional Venture Partners XVI, L.P. ("IVP XVI"). IVM XVI is the general partner of IVP XVI. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. Each of IVM XVI and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XVI except to the extent of its or his respective proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the transfer of shares, which Eric Liaw received pursuant to the Issuer's non-employee director compensation policy, from Mr. Liaw to each of Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI"). Pursuant to a series of Director Compensation Assignment Agreements, Mr. Liaw has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XV and IVM XVI.

F2: The shares are held directly by Eric Liaw.

F3: The shares are held directly by IVM XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of Messrs. Chaffee, Dash, Fogelsong, Liaw, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective proportionate pecuniary interest therein.

F4: The shares are held directly by IVM XVI. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVM XVI. Each of Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of these securities, except to the extent of his respective proportionate pecuniary interest therein.

F5: The shares are held directly by Institutional Venture Partners XV, L.P. ("IVP XV"). IVM XV is the general partner of IVP XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective proportionate pecuniary interest therein.

F6: The shares are held directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"). IVM XV is the general partner of IVP XV EF. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV EF except to the extent of its or his respective proportionate pecuniary interest therein.

F7: The shares are held directly by Institutional Venture Partners XVI, L.P. ("IVP XVI"). IVM XVI is the general partner of IVP XVI. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Eric Liaw, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. Each of IVM XVI and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XVI except to the extent of its or his respective proportionate pecuniary interest therein.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MINDBODY, Inc.

Report date February 15, 2019 · Filed February 20, 2019

Section 16 reporting ended · disclosed 2019-02-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-02-15 transaction · row 1
1 source row

Row 1 · 2019-02-15 · Disposition to issuer · Disposed 12,605 · Balance 0

F1: Includes 4,609 unvested restricted stock units ("RSUs").

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated December 23, 2018, by and among MINDBODY, Inc., a Delaware corporation (the "Issuer"), Torreys Parent, LLC ("Parent"), and Torreys Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), on February 15, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), pursuant to the terms of the Issuer's 2015 Equity Incentive Plan, each of the unvested RSUs accelerated with respect to vesting, and pursuant to the terms of the Merger Agreement, was cancelled and replaced with the right to receive $36.50 in cash, without interest, subject to any required withholding of taxes.

F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $36.50 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 4,609 unvested restricted stock units ("RSUs").

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated December 23, 2018, by and among MINDBODY, Inc., a Delaware corporation (the "Issuer"), Torreys Parent, LLC ("Parent"), and Torreys Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), on February 15, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), pursuant to the terms of the Issuer's 2015 Equity Incentive Plan, each of the unvested RSUs accelerated with respect to vesting, and pursuant to the terms of the Merger Agreement, was cancelled and replaced with the right to receive $36.50 in cash, without interest, subject to any required withholding of taxes.

F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $36.50 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement.

Section 16 reporting ended · disclosed 2025-08-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XV, L.P.2,939,699 Reported balance After 2025-08-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-08-21 · Sale · Disposed 1,630,670 · Balance 2,939,699

F1: The sale reported in this Form 4 was effected pursuant to a Share Repurchase Agreement by and among the Issuer, Institutional Venture Partners XV, L.P. ("IVP XV") and Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF") dated as of August 21, 2025.

F2: The shares are held of record by IVP XV. Institutional Venture Management XV, LLC ("IVM XV") is the general partner of IVP XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XV Executive Fund, L.P.15,619 Reported balance After 2025-08-21 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-08-21 · Sale · Disposed 8,675 · Balance 15,619

F1: The sale reported in this Form 4 was effected pursuant to a Share Repurchase Agreement by and among the Issuer, Institutional Venture Partners XV, L.P. ("IVP XV") and Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF") dated as of August 21, 2025.

F3: The shares are held of record by IVP XV EF. IVM XV is the general partner of IVP XV EF. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Partners XIV L.P.3,809,348 Reported balance Holding disclosure · report date 2025-08-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,809,348

F4: The shares are held of record by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV LLC ("IVM XIV") is the general partner of IVP XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVP XIV. Each of IVM XIV and Messrs. Chaffee,Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XIV except to the extent of its or his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Management XIV, LLC10,459 Reported balance Holding disclosure · report date 2025-08-21 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 10,459

F5: The shares are held of record or beneficially by IVM XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVM XIV. Each of Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XIV except to the extent of his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Institutional Venture Management XV, LLC4,247 Reported balance Holding disclosure · report date 2025-08-21 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,247

F6: The shares are held of record or beneficially by IVM XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B.Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeDirect13,682 Reported balance Holding disclosure · report date 2025-08-21 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 13,682

F7: The shares are held of record by Somesh Dash.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust114,181 Reported balance Holding disclosure · report date 2025-08-21 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 114,181

F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust16,311 Reported balance Holding disclosure · report date 2025-08-21 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 16,311

F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust16,311 Reported balance Holding disclosure · report date 2025-08-21 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 16,311

F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust16,311 Reported balance Holding disclosure · report date 2025-08-21 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 16,311

F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust13,682 Reported balance Holding disclosure · report date 2025-08-21 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 13,682

F9: The shares are held by a family trust, of which Mr. Liaw is the trustee. Mr. Liaw disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust54,369 Reported balance Holding disclosure · report date 2025-08-21 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 54,369

F10: The shares are held by a family trust, of which Mr. Maltz is the trustee. Mr. Maltz disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust163,114 Reported balance Holding disclosure · report date 2025-08-21 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 163,114

F11: The shares are held by a family trust, of which Mr. Phelps is the trustee. Mr. Phelps disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effected pursuant to a Share Repurchase Agreement by and among the Issuer, Institutional Venture Partners XV, L.P. ("IVP XV") and Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF") dated as of August 21, 2025.

F2: The shares are held of record by IVP XV. Institutional Venture Management XV, LLC ("IVM XV") is the general partner of IVP XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective pecuniary interest therein.

F3: The shares are held of record by IVP XV EF. IVM XV is the general partner of IVP XV EF. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV EF. Each of IVM XV and Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XV except to the extent of its or his respective pecuniary interest therein.

F4: The shares are held of record by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV LLC ("IVM XIV") is the general partner of IVP XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVP XIV. Each of IVM XIV and Messrs. Chaffee,Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XIV except to the extent of its or his respective pecuniary interest therein.

F5: The shares are held of record or beneficially by IVM XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVM XIV. Each of Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XIV except to the extent of his respective pecuniary interest therein.

F6: The shares are held of record or beneficially by IVM XV. Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B.Phelps, Jr. are managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of Messrs. Chaffee, Dash, Fogelsong, Harrick, Liaw, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective pecuniary interest therein.

F7: The shares are held of record by Somesh Dash.

F8: The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

F9: The shares are held by a family trust, of which Mr. Liaw is the trustee. Mr. Liaw disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

F10: The shares are held by a family trust, of which Mr. Maltz is the trustee. Mr. Maltz disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

F11: The shares are held by a family trust, of which Mr. Phelps is the trustee. Mr. Phelps disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2022 Filed Nov 30, 2022 16:18 UTC Hims & Hers Health, Inc. HIMS · Entity 1878 OtherClass A Common Stock 7,345 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-059035 · doc4.xml · nonDerivative · entry 2

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Management XVI, LLC · CIK 0001716997 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Management XVI, LLC

Disclosed balance after: 7,345

F1 · kind: Represents the receipt of shares from Jules A. Maltz that Mr. Maltz received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, Mr. Maltz has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F1 · price: Represents the receipt of shares from Jules A. Maltz that Mr. Maltz received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, Mr. Maltz has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F3 · ownership.nature: The Managing Directors and Jules A. Maltz are the managing directors of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVM XVI. Each of the Managing Directors disclaims beneficial ownership of these securities, except to the extent of his respective proportionate pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

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November 28, 2022 Filed Nov 30, 2022 16:18 UTC Hims & Hers Health, Inc. HIMS · Entity 1878 OtherClass A Common Stock 7,346 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-059035 · doc4.xml · nonDerivative · entry 1

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Management XVI, LLC · CIK 0001716997 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,346

F1 · kind: Represents the receipt of shares from Jules A. Maltz that Mr. Maltz received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, Mr. Maltz has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F1 · price: Represents the receipt of shares from Jules A. Maltz that Mr. Maltz received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, Mr. Maltz has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F2 · ownership.direct: Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, J. Sanford Miller and Dennis B. Phelps (collectively, the "Managing Directors") and Jules A. Maltz are the managing directors of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. Each of the Managing Directors disclaims beneficial ownership of the shares held by IVM XV except to the extent of his respective proportionate pecuniary interest therein. Mr. Maltz is a director of the Issuer and files separate Section 16 reports.

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November 28, 2022 Filed Nov 30, 2022 21:11 UTC ZIPRECRUITER, INC. ZIP · Entity 5790 OtherClass A Common Stock 837 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059031 · doc4.xml · nonDerivative · entry 2

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 837

F3 · kind: Represents receipt of shares in the distribution in kind described in footnote (1).

F4 · ownership.nature: Represents securities held by a family trust, of which the Reporting Person is the trustee.

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November 28, 2022 Filed Nov 30, 2022 21:11 UTC ZIPRECRUITER, INC. ZIP · Entity 5790 OtherClass A Common Stock 3,750,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059031 · doc4.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XIV L.P.

Disclosed balance after: 0

F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Institutional Venture Partners XIV, L.P. ("IVP XIV") to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F2 · ownership.nature: Represents securities held by IVP XIV. Institutional Venture Management XIV, LLC is the general partner of IVP XIV. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

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November 22, 2022 Filed Nov 23, 2022 21:06 UTC ZIPRECRUITER, INC. ZIP · Entity 5790 ConversionClass B Common Stock · Derivative 178,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058615 · doc4.xml · derivative · entry 4

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XIV L.P.

Disclosed balance after: 11,359,348

Underlying: Class A Common Stock · 178,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock for no additional consideration.

F5 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Represents securities held by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV, LLC is the general partner of IVP XIV. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

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November 22, 2022 Filed Nov 23, 2022 21:06 UTC ZIPRECRUITER, INC. ZIP · Entity 5790 ConversionClass A Common Stock 178,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058615 · doc4.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XIV L.P.

Disclosed balance after: 3,750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock for no additional consideration.

F2 · ownership.nature: Represents securities held by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV, LLC is the general partner of IVP XIV. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

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October 10, 2022 Filed Feb 14, 2023 23:53 UTC Honest Company, Inc. HNST · Entity 5346 OtherCommon Stock 2,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009412 · doc5.xml · nonDerivative · entry 6

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,703

F1 · kind: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2 · balance_after: Consists of (i) 2,088 shares of Common Stock and (ii) 48,615 Restricted Stock Units.

F3 · ownership.direct: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

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October 07, 2022 Filed Oct 11, 2022 20:57 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 3,684 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-107770 · tm2228011-1_4seq1.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,168

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of common stock, and which vested fully upon grant.

F2 · balance_after: Includes (a) 6,121 shares of common stock and (b) 28,047 RSUs, each of which represents a contingent right to receive one share of common stock. 22,397 RSUs were granted on January 31, 2022 and will vest in three equal, annual installments beginning on January 31, 2023, and 5,650 RSUs were granted on June 14, 2022 and will vest in full on the earlier of (i) the first anniversary of the grant date or (ii) immediately before the next Annual Meeting immediately following the grant date.

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September 16, 2022 Filed Sep 21, 2022 00:44 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 OtherCommon Stock 3,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-050811 · doc4.xml · nonDerivative · entry 3

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Management XVI, LLC

Disclosed balance after: 3,260

F1 · kind: Represents the transfer of shares received by the Reporting Person upon the settlement of restricted stock units ("RSUs") that the Reporting Person received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, the Reporting Person has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F1 · price: Represents the transfer of shares received by the Reporting Person upon the settlement of restricted stock units ("RSUs") that the Reporting Person received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, the Reporting Person has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F4 · ownership.nature: The Reporting Person is a managing director of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVM XVI. The Reporting Person disclaims beneficial ownership of the shares held by IVM XVI except to the extent of his pecuniary interest therein.

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September 16, 2022 Filed Sep 21, 2022 00:44 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 OtherCommon Stock 3,262 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-050811 · doc4.xml · nonDerivative · entry 2

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Management XV, LLC

Disclosed balance after: 3,262

F1 · kind: Represents the transfer of shares received by the Reporting Person upon the settlement of restricted stock units ("RSUs") that the Reporting Person received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, the Reporting Person has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F1 · price: Represents the transfer of shares received by the Reporting Person upon the settlement of restricted stock units ("RSUs") that the Reporting Person received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, the Reporting Person has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F3 · ownership.nature: The Reporting Person is a managing director of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVM XV. The Reporting Person disclaims beneficial ownership of the shares held by IVM XV except to the extent of his pecuniary interest therein.

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September 16, 2022 Filed Sep 21, 2022 00:44 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 OtherCommon Stock 6,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-050811 · doc4.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

F1 · kind: Represents the transfer of shares received by the Reporting Person upon the settlement of restricted stock units ("RSUs") that the Reporting Person received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, the Reporting Person has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F1 · price: Represents the transfer of shares received by the Reporting Person upon the settlement of restricted stock units ("RSUs") that the Reporting Person received pursuant to the Issuer's non-employee director compensation policy. Pursuant to a series of Director Compensation Assignment Agreements, the Reporting Person has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XV, LLC ("IVM XV") and Institutional Venture Management XVI, LLC ("IVM XVI").

F2 · ownership.direct: Pursuant to a series of Director Compensation Assignment Agreements, these securities are held directly by the Reporting Person for the benefit of IVM XV and IVM XVI. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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July 29, 2022 Filed Aug 22, 2022 18:36 UTC ZIPRECRUITER, INC. ZIP · Entity 5790 GrantRestricted Stock Units · Derivative 8,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046988 · doc4.xml · derivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,495

Underlying: Class A Common Stock · 8,495 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The shares subject to the underlying RSUs shall vest on the earlier of (i) June 14, 2023 and (ii) the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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July 15, 2022 Filed Feb 14, 2023 23:53 UTC Honest Company, Inc. HNST · Entity 5346 OtherCommon Stock 2,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009412 · doc5.xml · nonDerivative · entry 5

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,703

F1 · kind: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2 · balance_after: Consists of (i) 2,088 shares of Common Stock and (ii) 48,615 Restricted Stock Units.

F3 · ownership.direct: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

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July 08, 2022 Filed Jul 11, 2022 20:07 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-078799 · tm2220812-1_4seq1.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,006

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of common stock, and which vested fully upon grant.

F2 · balance_after: Includes (a) 8,959 shares of common stock and (b) 28,047 RSUs, each of which represents a contingent right to receive one share of common stock. 22,397 RSUs were granted on January 31, 2022 and will vest in three equal, annual installments beginning on January 31, 2023, and 5,650 RSUs were granted on June 14, 2022 and will vest in full on the earlier of (i) the first anniversary of the grant date or (ii) immediately before the next Annual Meeting immediately following the grant date.

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June 14, 2022 Filed Jun 15, 2022 21:05 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 5,650 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-071502 · tm2218562-2_4seq1.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,455

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of common stock, and which vest in full on the earlier of (i) the first anniversary of the grant date or (ii) immediately before the next Annual Meeting immediately following the grant date.

F2 · balance_after: Includes (a) 7,408 shares of common stock and (b) 22,397 RSUs, each of which represents a contingent right to receive one share of common stock. The award of 22,397 RSUs was granted on January 31, 2022 and will vest in three equal, annual installments beginning on January 31, 2023.

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May 27, 2022 Filed Feb 14, 2023 23:53 UTC Honest Company, Inc. HNST · Entity 5346 OtherCommon Stock 11,491 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009412 · doc5.xml · nonDerivative · entry 4

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,703

F1 · kind: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2 · balance_after: Consists of (i) 2,088 shares of Common Stock and (ii) 48,615 Restricted Stock Units.

F3 · ownership.direct: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

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May 25, 2022 Filed May 27, 2022 18:12 UTC Honest Company, Inc. HNST · Entity 5346 GrantCommon Stock (RSUs) 48,615 $0.00 $0.00
Disclosure

SEC source: 0001530979-22-000096 · wf-form4_165367511848928.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,458

F1 · ownership.direct: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII"). Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to Eric Liaw. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

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April 08, 2022 Filed Apr 11, 2022 20:06 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 2,437 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-044648 · tm2212425-1_4seq1.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,805

F1 · shares: Represents restricted stock units, each of which represented a contingent right to receive one share of common stock, and which vested fully upon grant.

Read SEC document
April 07, 2022 Filed Feb 14, 2023 23:53 UTC Honest Company, Inc. HNST · Entity 5346 OtherCommon Stock 2,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009412 · doc5.xml · nonDerivative · entry 3

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,703

F1 · kind: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2 · balance_after: Consists of (i) 2,088 shares of Common Stock and (ii) 48,615 Restricted Stock Units.

F3 · ownership.direct: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:12 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 4,971 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-010322 · tm225116-4_4seq1.xml · nonDerivative · entry 2

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,368

F2 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in full on June 14, 2022.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:12 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 GrantCommon Stock 22,397 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-010322 · tm225116-4_4seq1.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,397

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
January 04, 2022 Filed Feb 14, 2023 23:53 UTC Honest Company, Inc. HNST · Entity 5346 OtherCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009412 · doc5.xml · nonDerivative · entry 2

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,703

F1 · kind: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2 · balance_after: Consists of (i) 2,088 shares of Common Stock and (ii) 48,615 Restricted Stock Units.

F3 · ownership.direct: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 20:34 UTC Honest Company, Inc. HNST · Entity 5346 GrantCommon Stock (RSUs) 8,355 $0.00 $0.00
Disclosure

SEC source: 0001530979-22-000003 · wf-form4_164132846684605.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,843

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2022. The RSUs vest in four installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022 and are payable in an equivalent number of shares of the Issuer's Common Stock.

F2 · ownership.direct: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII"). Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to Eric Liaw. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Read SEC document
December 14, 2021 Filed Feb 14, 2023 23:53 UTC Honest Company, Inc. HNST · Entity 5346 OtherCommon Stock 1,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009412 · doc5.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,703

F1 · kind: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2 · balance_after: Consists of (i) 2,088 shares of Common Stock and (ii) 48,615 Restricted Stock Units.

F3 · ownership.direct: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 ConversionSeries A Preferred Stock · Derivative 782,408 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · derivative · entry 9

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XVI, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,749,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F4 · ownership.nature: Institutional Venture Management XVI, LLC ("IVM XVI") is the general partner of Institutional Venture Partners XVI, L.P. (IVP XVI"). The Reporting Person is a managing director of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. The Reporting Person disclaims beneficial ownership of the shares held by IVP XVI except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 ConversionSeries A Preferred Stock · Derivative 4,140 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · derivative · entry 8

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XV Executive Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 19,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F3 · ownership.nature: IVM XV is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV-EF"). The Reporting Person is a managing director of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV-EF. The Reporting Person disclaims beneficial ownership of the shares held by IVP XV-EF except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 ConversionSeries A Preferred Stock · Derivative 778,269 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · derivative · entry 7

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,730,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F2 · ownership.nature: Institutional Venture Management XV, LLC ("IVM XV") is the general partner of Institutional Venture Partners XV, L.P. ("IVP XV") The Reporting Person is a managing director of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. The Reporting Person disclaims beneficial ownership of the shares held by IVP XV except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 OtherSeries B Preferred Stock 208,383 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · nonDerivative · entry 6

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XVI, L.P.

Disclosed balance after: 0

F5 · kind: The shares of Series B Preferred Stock were redeemed by the Issuer and extinguished for cash consideration upon closing of the IPO and had no expiration date.

F5 · price: The shares of Series B Preferred Stock were redeemed by the Issuer and extinguished for cash consideration upon closing of the IPO and had no expiration date.

F4 · ownership.nature: Institutional Venture Management XVI, LLC ("IVM XVI") is the general partner of Institutional Venture Partners XVI, L.P. (IVP XVI"). The Reporting Person is a managing director of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. The Reporting Person disclaims beneficial ownership of the shares held by IVP XVI except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 OtherSeries B Preferred Stock 1,102 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · nonDerivative · entry 5

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XV Executive Fund, L.P.

Disclosed balance after: 0

F5 · kind: The shares of Series B Preferred Stock were redeemed by the Issuer and extinguished for cash consideration upon closing of the IPO and had no expiration date.

F5 · price: The shares of Series B Preferred Stock were redeemed by the Issuer and extinguished for cash consideration upon closing of the IPO and had no expiration date.

F3 · ownership.nature: IVM XV is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV-EF"). The Reporting Person is a managing director of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV-EF. The Reporting Person disclaims beneficial ownership of the shares held by IVP XV-EF except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 OtherSeries B Preferred Stock 207,232 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · nonDerivative · entry 4

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XV, L.P.

Disclosed balance after: 0

F5 · kind: The shares of Series B Preferred Stock were redeemed by the Issuer and extinguished for cash consideration upon closing of the IPO and had no expiration date.

F5 · price: The shares of Series B Preferred Stock were redeemed by the Issuer and extinguished for cash consideration upon closing of the IPO and had no expiration date.

F2 · ownership.nature: Institutional Venture Management XV, LLC ("IVM XV") is the general partner of Institutional Venture Partners XV, L.P. ("IVP XV") The Reporting Person is a managing director of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. The Reporting Person disclaims beneficial ownership of the shares held by IVP XV except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 ConversionCommon Stock 3,749,997 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · nonDerivative · entry 3

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XVI, L.P.

Disclosed balance after: 3,749,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F4 · ownership.nature: Institutional Venture Management XVI, LLC ("IVM XVI") is the general partner of Institutional Venture Partners XVI, L.P. (IVP XVI"). The Reporting Person is a managing director of IVM XVI and may be deemed to share voting and dispositive power over the shares held by IVP XVI. The Reporting Person disclaims beneficial ownership of the shares held by IVP XVI except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 ConversionCommon Stock 19,843 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · nonDerivative · entry 2

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XV Executive Fund, L.P.

Disclosed balance after: 19,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F3 · ownership.nature: IVM XV is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV-EF"). The Reporting Person is a managing director of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV-EF. The Reporting Person disclaims beneficial ownership of the shares held by IVP XV-EF except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:27 UTC Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397 ConversionCommon Stock 3,730,160 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-045143 · doc4.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Institutional Venture Partners XV, L.P.

Disclosed balance after: 3,730,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1:4.79289 basis, and had no expiration date.

F2 · ownership.nature: Institutional Venture Management XV, LLC ("IVM XV") is the general partner of Institutional Venture Partners XV, L.P. ("IVP XV") The Reporting Person is a managing director of IVM XV and may be deemed to share voting and dispositive power over the shares held by IVP XV. The Reporting Person disclaims beneficial ownership of the shares held by IVP XV except to the extent of his pecuniary interest therein.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 17:18 UTC Amplitude, Inc. AMPL · Entity 4566 OtherClass A Common Stock 6,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061925 · doc4.xml · nonDerivative · entry 2

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,835

F3 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV EF to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F4 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 17:18 UTC Amplitude, Inc. AMPL · Entity 4566 OtherClass A Common Stock 1,146,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061925 · doc4.xml · nonDerivative · entry 1

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,610,451

F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV LP to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 18:04 UTC Amplitude, Inc. AMPL · Entity 4566 OtherClass A Common Stock 1,852 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061183 · doc4.xml · nonDerivative · entry 2

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,933

F3 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV EF to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F4 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 18:04 UTC Amplitude, Inc. AMPL · Entity 4566 OtherClass A Common Stock 348,148 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061183 · doc4.xml · nonDerivative · entry 1

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,756,824

F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV LP to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 18:33 UTC Amplitude, Inc. AMPL · Entity 4566 OtherClass A Common Stock 1,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060633 · doc4.xml · nonDerivative · entry 2

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,785

F3 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV EF to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F4 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 18:33 UTC Amplitude, Inc. AMPL · Entity 4566 OtherClass A Common Stock 248,677 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060633 · doc4.xml · nonDerivative · entry 1

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,104,972

F1 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV LP to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 OtherClass A Common Stock 5,051 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 10

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,108

F7 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV EF to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 OtherClass A Common Stock 949,441 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 9

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,353,649

F6 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by IVP XV LP to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.

F1 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 57 $54.07 $3,081.99
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 8

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 44,159

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 10,740 $54.07 $580,711.80
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 7

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,303,090

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 369 $53.40 $19,704.60
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 6

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 44,216

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 69,358 $53.40 $3,703,717.20
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 5

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,313,830

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 552 $52.66 $29,068.32
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 4

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 44,585

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 103,785 $52.66 $5,465,318.10
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 3

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,383,188

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 926 $50.00 $46,300.00
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 2

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 45,137

F2 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV EF"), of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:44 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 174,074 $50.00 $8,703,700.00
Disclosure

SEC source: 0001209191-21-058313 · doc4.xml · nonDerivative · entry 1

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,486,973

F1 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV, L.P. (IVP XV LP"), of which Institutional Venture Management XV, LLC ("IVM XV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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September 21, 2021 Filed Sep 23, 2021 18:52 UTC Amplitude, Inc. AMPL · Entity 4566 ConversionClass B Common Stock · Derivative 46,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057496 · doc4.xml · derivative · entry 4

Institutional Venture Management XV, LLC · CIK 0001640275 · 10% owner

Institutional Venture Partners XV, L.P. · CIK 0001640274 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

Dash Somesh · CIK 0001843938 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Liaw Eric · CIK 0001644264 · 10% owner

Maltz Jules A. · CIK 0001553254 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 291

Underlying: Class A Common Stock · 46,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F4 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).

F4 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).

F3 · ownership.nature: These shares are owned directly by Institutional Venture Partners XV Executive Fund, L.P., of which IVM XV is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XV are Todd C. Chaffee, Somesh Dash, Norman A. Fogelsong, Stephen J. Harrick, Eric Liaw, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.