Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| First Foundation Inc.FFWM · Entity 54649 | Chief Financial Officer | March 16, 2020 | March 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
First Foundation Inc.
Report date March 16, 2020 · Filed March 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Indirectby family trust | 72,266 |
Reported balance
After 2020-03-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-16 · Exercise / conversion · Acquired 8,200 · Balance 72,266 F1: Option Exercise Price |
| Common StockSEC Table I · non-derivative | Direct | 37,000 |
Reported balance
Holding disclosure · report date 2020-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Option Exercise Price
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mechanics Bancorp
Report date September 02, 2025 · Filed September 05, 2025
Section 16 reporting ended · disclosed 2025-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,150 |
Last balance in matching sequence
After 2025-09-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-09-02 · Grant · Acquired 5,098 · Balance 55,098 F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp. F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled. F3: Excludes 5,527 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this Reporting Person. Row 2 · 2025-09-02 · Grant · Acquired 16,052 · Balance 71,150 F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp. F4: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled. F3: Excludes 5,527 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectJ Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 | 33,936 |
Reported balance
Holding disclosure · report date 2025-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 33,936 F5: Includes 5,527 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this Reporting Person. F6: Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.
F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.
F3: Excludes 5,527 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this Reporting Person.
F4: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.
F5: Includes 5,527 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this Reporting Person.
F6: Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2020 Filed Mar 11, 2020 23:43 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 11,800 | $12.44 | $146,792.00 |
DisclosureSEC source: 0001209191-20-018280 · doc4.xml · nonDerivative · entry 4 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 54,066 Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 23:43 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 11,800 | $7.50 | $88,500.00 |
DisclosureSEC source: 0001209191-20-018280 · doc4.xml · nonDerivative · entry 3 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 65,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 23:43 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 50,000 | $12.47 | $623,500.00 |
DisclosureSEC source: 0001209191-20-018280 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 54,066 Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 23:43 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 50,000 | $7.50 | $375,000.00 |
DisclosureSEC source: 0001209191-20-018280 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 104,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 20:52 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 1,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013384 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 54,066 F1 · price: Vesting of restricted stock unit, no exercise price. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 20:52 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 1,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013384 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 52,777 F1 · price: Vesting of restricted stock unit, no exercise price. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 19:13 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRSU · Derivative | 4,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012895 · doc4.xml · derivative · entry 3 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380 Underlying: Common Stock · 4,380 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price F2 · derivative.exercise_date: Vesting Dates 2/25/21, 2/25/22 F2 · derivative.expiration_date: Vesting Dates 2/25/21, 2/25/22 Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 19:13 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 2,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012895 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 51,244 F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 20:55 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon stock | 5,000 | $15.74 | $78,700.00 |
DisclosureSEC source: 0001209191-19-054646 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 49,054 Read SEC document |
| February 28, 2019 Filed Feb 28, 2019 19:12 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon stock | 1,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014393 · doc4.xml · nonDerivative · entry 3 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 54,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 19:12 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon stock | 1,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014393 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 52,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 19:12 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 3,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014393 · doc4.xml · derivative · entry 5 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Underlying: Common stock · 3,066 shares Expires 2021-02-26 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 19:12 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon stock | 1,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014393 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 51,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 19:02 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 14,000 | $16.33 | $228,620.00 |
DisclosureSEC source: 0001209191-18-057339 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 49,961 Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 19:02 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 14,000 | $7.50 | $105,000.00 |
DisclosureSEC source: 0001209191-18-057339 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by family trust Disclosed balance after: 63,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 01:19 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 1,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014737 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 01:19 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 1,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014737 · doc4.xml · derivative · entry 4 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849 Underlying: Common Stock · 1,289 shares Expires 2020-02-27 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 01:19 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 1,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014737 · doc4.xml · derivative · entry 3 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560 Underlying: Common stock · 1,289 shares Expires 2019-02-27 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 01:19 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 1,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-014737 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 23:50 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionComon Stock | 1,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007648 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 22:43 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 9,600 | $5.00 | $48,000.00 |
DisclosureSEC source: 0001209191-17-052704 · doc4.xml · nonDerivative · entry 5 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 22:43 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 10,000 | $16.74 | $167,400.00 |
DisclosureSEC source: 0001209191-17-052704 · doc4.xml · nonDerivative · entry 4 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,291 Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 22:43 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001209191-17-052704 · doc4.xml · nonDerivative · entry 3 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:43 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 20,000 | $16.50 | $330,000.00 |
DisclosureSEC source: 0001209191-17-052704 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,291 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:43 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 20,000 | $5.00 | $100,000.00 |
DisclosureSEC source: 0001209191-17-052704 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 12:49 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 10,400 | $16.80 | $174,720.00 |
DisclosureSEC source: 0001209191-17-051837 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,291 Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 12:49 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 10,400 | $5.00 | $52,000.00 |
DisclosureSEC source: 0001209191-17-051837 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 23:07 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001209191-17-050478 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| May 12, 2017 Filed May 12, 2017 21:44 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001209191-17-032089 · doc4.xml · nonDerivative · entry 3 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| May 10, 2017 Filed May 12, 2017 21:44 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 30,000 | $16.47 | $494,100.00 |
DisclosureSEC source: 0001209191-17-032089 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,291 Read SEC document |
| May 10, 2017 Filed May 12, 2017 21:44 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 30,000 | $5.00 | $150,000.00 |
DisclosureSEC source: 0001209191-17-032089 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 17:27 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 12,251 | $15.70 | $192,340.70 |
DisclosureSEC source: 0001209191-17-028605 · doc4.xml · nonDerivative · entry 4 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,291 Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 17:27 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 12,251 | $5.00 | $61,255.00 |
DisclosureSEC source: 0001209191-17-028605 · doc4.xml · nonDerivative · entry 3 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:27 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 7,749 | $16.11 | $124,836.39 |
DisclosureSEC source: 0001209191-17-028605 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,291 Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:27 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 7,749 | $5.00 | $38,745.00 |
DisclosureSEC source: 0001209191-17-028605 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise Price Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 01:12 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 2,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015538 · doc4.xml · derivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,052 Underlying: Common Stock · 2,542 shares Expires 2019-02-28 F1 · derivative.exercise_price: Restricted stock unit grant, no exercise price F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 01:12 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon stock | 1,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015538 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock unit grant, no exercise price Read SEC document |
| February 03, 2017 Filed Feb 4, 2017 00:07 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 1,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007865 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many RSUs as of such date F2 · price: Restricted stock unit grant, no exercise price F3 · balance_after: On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of 25,255 additional shares of common stock as of such date Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 01:55 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionStock Option · Derivative | 6,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154805 · doc4.xml · derivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,000 Underlying: Common Stock · 6,000 shares Expires 2017-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 01:55 UTC | First Foundation Inc. FFWM · Entity 54649 | Exercise / conversionCommon Stock | 6,000 | $10.00 | $60,000.00 |
DisclosureSEC source: 0001209191-16-154805 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 16:24 UTC | First Foundation Inc. FFWM · Entity 54649 | SaleCommon Stock | 14,000 | $27.00 | $378,000.00 |
DisclosureSEC source: 0001209191-16-151356 · doc4.xml · nonDerivative · entry 2 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,255 Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 16:24 UTC | First Foundation Inc. FFWM · Entity 54649 | PurchaseCommon Stock | 14,000 | $10.00 | $140,000.00 |
DisclosureSEC source: 0001209191-16-151356 · doc4.xml · nonDerivative · entry 1 MICHEL JOHN · CIK 0001594287 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,255 F1 · price: Option Exercise Price Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.