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EVANS GODFREY B

Disclosed activity across 1 company

Tapewire entity
75784
SEC CIK
0001529623

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mechanics Bancorp

Report date September 02, 2025 · Filed September 05, 2025

Section 16 reporting ended · disclosed 2025-09-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,390 Ending reported balance After 2025-09-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-09-02 · Grant · Acquired 2,813 · Balance 72,535

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 2 · 2025-09-02 · Grant · Acquired 8,855 · Balance 81,390

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F3: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

F3: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2021 Filed Mar 31, 2021 01:13 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 856 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000078 · wf-form4_161715319881587.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 00:59 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 14,000 $38.34 $536,760.00
Disclosure

SEC source: 0001518715-21-000052 · wf-form4_161248676280433.xml · nonDerivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,061

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.14 to $38.54, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:59 UTC Mechanics Bancorp HMST · Entity 4145 GrantEmployee Stock Option (Right To Buy) · Derivative 48,432 $11.00 Strike: $11.00 $532,752.00
Disclosure

SEC source: 0001518715-21-000052 · wf-form4_161248676280433.xml · derivative · entry 4

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,432 shares

Expires 2022-02-10

F2 · derivative.exercise_date: On February 10, 2012, the reporting person was granted 48,432 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:59 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 17,945 $38.33 $687,831.85
Disclosure

SEC source: 0001518715-21-000052 · wf-form4_161248676280433.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,061

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 48,432 $11.00 $532,752.00
Disclosure

SEC source: 0001518715-21-000052 · wf-form4_161248676280433.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 720 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000041 · wf-form4_161229995617260.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,712 RSUs granted on March 28 2019, which vest on incrementally in equal amounts on March 28, 2021 and March 28, 2022; 3,333 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 2,133 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 273 $36.40 $9,937.20
Disclosure

SEC source: 0001518715-21-000041 · wf-form4_161229995617260.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,574

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:06 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 720 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000041 · wf-form4_161229995617260.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 01:14 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,133 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000007 · wf-form4_160980926588836.xml · derivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,898

Underlying: Common Stock · 2,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 720 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,712 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively, 3,333 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 2,133 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:10 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 2,321 $26.66 $61,877.86
Disclosure

SEC source: 0001518715-20-000121 · wf-form4_159163981465751.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,127

Read SEC document
April 30, 2020 Filed May 4, 2020 19:36 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 679 $26.25 $17,823.75
Disclosure

SEC source: 0001518715-20-000099 · wf-form4_158862095275252.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,448

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:34 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 856 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000075 · wf-form4_158569762915659.xml · derivative · entry 4

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,765

Underlying: Common Stock · 856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,568 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,568 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 720 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,712 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 3,333 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:34 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000075 · wf-form4_158569762915659.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,621

Underlying: Common Stock · 3,333 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,333 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,333 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:34 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 277 $21.39 $5,925.03
Disclosure

SEC source: 0001518715-20-000075 · wf-form4_158569762915659.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,127

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:34 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 856 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000075 · wf-form4_158569762915659.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:16 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,880 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000051 · wf-form4_158387497373875.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

Underlying: Common Stock · 1,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vested incrementally in equal amounts on March 8, 2018, March 8, 2019, and March 8, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 720 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,568 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:16 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 677 $25.91 $17,541.07
Disclosure

SEC source: 0001518715-20-000051 · wf-form4_158387497373875.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,548

Read SEC document
March 08, 2020 Filed Mar 10, 2020 21:16 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000051 · wf-form4_158387497373875.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:04 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 720 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000030 · wf-form4_158050827564501.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168

Underlying: Common Stock · 720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, 720 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,568 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:04 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 273 $31.75 $8,667.75
Disclosure

SEC source: 0001518715-20-000030 · wf-form4_158050827564501.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,345

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:04 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 720 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000030 · wf-form4_158050827564501.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 23:51 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000020 · wf-form4_158025545397699.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,888

Underlying: Common Stock · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, 1,440 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,568 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 23:51 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 286 $32.46 $9,283.56
Disclosure

SEC source: 0001518715-20-000020 · wf-form4_158025545397699.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,898

Read SEC document
January 26, 2020 Filed Jan 28, 2020 23:51 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 752 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000020 · wf-form4_158025545397699.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
July 25, 2019 Filed Jul 25, 2019 19:45 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 1,000 $28.48 $28,480.00
Disclosure

SEC source: 0001518715-19-000155 · wf-form4_156408393121876.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,432

Read SEC document
March 28, 2019 Filed Apr 1, 2019 23:45 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,568 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000067 · wf-form4_155416232272861.xml · derivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,640

Underlying: Common Stock · 2,568 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,568 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,568 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 752 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 1,440 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:14 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,880 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000059 · wf-form4_155233528200145.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,072

Underlying: Common Stock · 1,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 752 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 1,440 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:14 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 634 $26.70 $16,927.80
Disclosure

SEC source: 0001518715-19-000059 · wf-form4_155233528200145.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,432

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:14 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000059 · wf-form4_155233528200145.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:11 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 720 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000034 · wf-form4_154897268850812.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

Underlying: Common Stock · 720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 752 RSUs granted on January 26, 2017, which vest on January 26, 2020, 3,760 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020, and 1,440 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:11 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 272 $24.58 $6,685.76
Disclosure

SEC source: 0001518715-19-000034 · wf-form4_154897268850812.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,186

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:11 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 720 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000034 · wf-form4_154897268850812.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:42 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · derivative · entry 6

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,835 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,835 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 752 RSUs granted on January 26, 2017, which vest on January 26, 2020, 3,760 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020, and 2,160 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:42 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 356 $24.55 $8,739.80
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · nonDerivative · entry 4

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,738

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:42 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 945 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · nonDerivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:42 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · derivative · entry 5

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,617

Underlying: Common Stock · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:42 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 284 $24.32 $6,906.88
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,149

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:42 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 752 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 19:56 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 605 $28.52 $17,251.82
Disclosure

SEC source: 0001518715-18-000117 · wf-form4_152209420426505.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,681

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:11 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionPerformance Share Units · Derivative 1,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000111 · wf-form4_152115547502989.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,181 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,181 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:11 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 726 $30.51 $22,146.63
Disclosure

SEC source: 0001518715-18-000111 · wf-form4_152115547502989.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,286

F2 · shares: Shares sold to cover reporting person's tax liability in connection with the March 8, 2018 vesting of Restricted Stock Units.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:11 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,719 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000111 · wf-form4_152115547502989.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,181 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 17:55 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,880 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000097 · wf-form4_152061810419441.xml · derivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,369

Underlying: Common Stock · 1,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 8, 2017, the reporting person was granted 5,640 RSUs, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 945 RSUs granted on January 28, 2016, which vest on January 28, 2019, 1,504 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, 3,760 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2019 and March 8, 2020, respectively, and 2,160 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 17:55 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000097 · wf-form4_152061810419441.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 8, 2017.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:40 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 965 $29.66 $28,621.90
Disclosure

SEC source: 0001518715-18-000059 · wf-form4_151760042955059.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,413

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 26, 2018, January 28, 2018 and January 29, 2018.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 02:31 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,160 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000037 · wf-form4_151736585324948.xml · derivative · entry 7

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,249

Underlying: Common Stock · 2,160 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F8 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F8 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,160 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F9 · balance_after: The reporting person's remaining RSUs includes 945 RSUs granted on January 28, 2016, which vest on January 28, 2019, 1,504 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, and 5,640 RSUs granted on March 8, 2017, which vest incrementally in equal amounts on March 8, 2018, March 8, 2019 and March 8, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 02:31 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 929 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000037 · wf-form4_151736585324948.xml · derivative · entry 6

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,089

Underlying: Common Stock · 929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 2,787 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 2,787 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 02:31 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 929 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000037 · wf-form4_151736585324948.xml · nonDerivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2015.

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January 28, 2018 Filed Jan 31, 2018 02:31 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000037 · wf-form4_151736585324948.xml · derivative · entry 5

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,018

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,835 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,835 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 28, 2018 Filed Jan 31, 2018 02:31 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 945 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000037 · wf-form4_151736585324948.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.