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VAN AMEN DARRELL

Disclosed activity across 1 company

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75782
SEC CIK
0001529709

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mechanics Bancorp

Report date September 02, 2025 · Filed September 05, 2025

Section 16 reporting ended · disclosed 2025-09-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,870 Ending reported balance After 2025-09-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-09-02 · Grant · Acquired 3,130 · Balance 83,021

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 2 · 2025-09-02 · Grant · Acquired 9,849 · Balance 92,870

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F3: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Common StockSEC Table I · non-derivativeIndirectJeanie van Amen, Mr. van Amen's spouse3,000 Reported balance Holding disclosure · report date 2025-09-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,000

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

F3: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2021 Filed Feb 12, 2021 01:04 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionEmployment Stock Options (Right To Buy) · Derivative 30,000 $17.80 Strike: $17.80 $534,000.00
Disclosure

SEC source: 0001518715-21-000053 · wf-form4_161309181307823.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2022-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 7, 2012, the reporting person was granted 30,000 stock options, which vest in three equal installments on September 7, 2013, 2014 and 2015.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 01:04 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 17,023 $41.57 $707,646.11
Disclosure

SEC source: 0001518715-21-000053 · wf-form4_161309181307823.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,152

Read SEC document
February 09, 2021 Filed Feb 12, 2021 01:04 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 30,000 $17.80 $534,000.00
Disclosure

SEC source: 0001518715-21-000053 · wf-form4_161309181307823.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:32 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionEmployment Stock Options (Right To Buy) · Derivative 5,000 $11.00 Strike: $11.00 $55,000.00
Disclosure

SEC source: 0001518715-21-000051 · wf-form4_161248511187987.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,460

Underlying: Common Stock · 5,000 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 10, 2012, the reporting person was granted 21,960 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:32 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 2,416 $38.33 $92,605.28
Disclosure

SEC source: 0001518715-21-000051 · wf-form4_161248511187987.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,175

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:32 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 5,000 $11.00 $55,000.00
Disclosure

SEC source: 0001518715-21-000051 · wf-form4_161248511187987.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:07 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 816 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000042 · wf-form4_161230002306998.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: The reporting person's remaining RSUs includes 1,960 RSUs granted on March 28 2019, which vest on incrementally in equal amounts on March 28, 2021 and March 28, 2022; 3,708 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 2,373 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:07 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000042 · wf-form4_161230002306998.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 01:12 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,373 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000005 · wf-form4_160980912469602.xml · derivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

Underlying: Common Stock · 2,373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 816 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,960 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively, 3,708 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 2,373 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:28 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 980 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000071 · wf-form4_158569729421073.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,484

Underlying: Common Stock · 980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: The reporting person's remaining RSUs includes 816 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,960 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 3,708 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:28 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 3,708 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000071 · wf-form4_158569729421073.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,464

Underlying: Common Stock · 3,708 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:28 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 980 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000071 · wf-form4_158569729421073.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:05 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 816 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000031 · wf-form4_158050832448252.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 816 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,940 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 22:05 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000031 · wf-form4_158050832448252.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 23:48 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 821 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000019 · wf-form4_158025530652960.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,572

Underlying: Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 1,632 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,940 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 23:48 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 821 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000019 · wf-form4_158025530652960.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 23:53 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionEmployment Stock Options (Right To Buy) · Derivative 2,800 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001518715-19-000208 · wf-form4_157377558209162.xml · derivative · entry 6

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2021-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 23:53 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionEmployment Stock Options (Right To Buy) · Derivative 7,500 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001518715-19-000208 · wf-form4_157377558209162.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,460

Underlying: Common Stock · 7,500 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 23:53 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 2,800 $2.00 $5,600.00
Disclosure

SEC source: 0001518715-19-000208 · wf-form4_157377558209162.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 23:53 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 7,500 $11.00 $82,500.00
Disclosure

SEC source: 0001518715-19-000208 · wf-form4_157377558209162.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 23:54 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 2,000 $30.75 $61,500.00
Disclosure

SEC source: 0001518715-19-000118 · wf-form4_156038365140018.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeanie van Amen, Mr. van Amen's spouse

Disclosed balance after: 2,000

Read SEC document
March 28, 2019 Filed Apr 1, 2019 23:53 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,940 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000074 · wf-form4_155416278307549.xml · derivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,393

Underlying: Common Stock · 2,940 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,940 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 821 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,632 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:41 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 816 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000042 · wf-form4_154897446966468.xml · derivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,453

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 821 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,632 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:41 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000042 · wf-form4_154897446966468.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 02:30 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000027 · wf-form4_154881540697060.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,269

Underlying: Common Stock · 1,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 821 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 2,448 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 02:30 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000027 · wf-form4_154881540697060.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 02:30 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 821 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000027 · wf-form4_154881540697060.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,273

Underlying: Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 02:30 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 821 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000027 · wf-form4_154881540697060.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:09 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionPerformance Share Units · Derivative 1,671 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000108 · wf-form4_152115532928858.xml · derivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,064 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,064 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:09 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,671 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000108 · wf-form4_152115532928858.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,064 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 02:59 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000043 · wf-form4_151736755644608.xml · derivative · entry 8

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,007

Underlying: Common Stock · 2,361 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F9 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,361 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F9 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,361 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F10 · balance_after: The reporting person's remaining RSUs includes 1,004 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 1,642 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 02:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 903 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000043 · wf-form4_151736755644608.xml · derivative · entry 7

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646

Underlying: Common Stock · 903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 02:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 903 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000043 · wf-form4_151736755644608.xml · nonDerivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

Read SEC document
January 29, 2018 Filed Feb 6, 2019 23:48 UTC Amendment Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,448 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000045 · wf-form4a_154949688550618.xml · derivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,094

Underlying: Common Stock · 2,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · shares: This amendment is being filed solely to correct the number of RSUs granted to Mr. van Amen on January 29, 2018. The subsequent Forms 4 filed for this reporting person on January 29, 2019 and January 31, 2019 included the correct number in the relevant disclosure.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,448 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.underlying_shares: This amendment is being filed solely to correct the number of RSUs granted to Mr. van Amen on January 29, 2018. The subsequent Forms 4 filed for this reporting person on January 29, 2019 and January 31, 2019 included the correct number in the relevant disclosure.

F4 · balance_after: As of January 29, 2018, the reporting person's remaining RSUs included 1,004 RSUs granted on January 28, 2016, which vest on January 28, 2019, 1,642 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, and 2,448 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 28, 2018 Filed Jan 31, 2018 02:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000043 · wf-form4_151736755644608.xml · derivative · entry 6

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,549

Underlying: Common Stock · 1,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 28, 2018 Filed Jan 31, 2018 02:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000043 · wf-form4_151736755644608.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 02:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 821 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000043 · wf-form4_151736755644608.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,553

Underlying: Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 02:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 821 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000043 · wf-form4_151736755644608.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
May 29, 2017 Filed Jun 1, 2017 00:53 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 890 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000140 · wf-form4_149627837638654.xml · derivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,374

Underlying: Common Stock · 890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 2,670 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively.

F4 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 2,670 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively.

F5 · balance_after: The reporting person's remaining RSUs also include 903 RSUs granted on January 29, 2015, which vest on January 29, 2018; 2,008 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 2,463 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

Read SEC document
May 29, 2017 Filed Jun 1, 2017 00:53 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 890 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000140 · wf-form4_149627837638654.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 22:53 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 2,388 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000062 · wf-form4_148918641202850.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,928

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 4,005 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:36 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 903 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · derivative · entry 7

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,264

Underlying: Common Stock · 903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 2,709 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F10 · balance_after: The reporting person's remaining RSUs includes 890 RSUs granted on May 29, 2014, which vest on May 29, 2017, 903 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 2,008 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

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January 29, 2017 Filed Jan 30, 2017 22:36 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 903 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015.

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January 28, 2017 Filed Jan 30, 2017 22:36 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · derivative · entry 6

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,167

Underlying: Common Stock · 1,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 3,012 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

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January 28, 2017 Filed Jan 30, 2017 22:36 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016.

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January 26, 2017 Filed Jan 30, 2017 22:36 UTC Mechanics Bancorp HMST · Entity 4145 GrantPerformance Share Units · Derivative 3,695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,282

Underlying: Common Stock · 3,695 shares

Expires not disclosed

F6 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,463 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F6 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,463 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

F7 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F7 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control.

F6 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 2,463 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019.

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January 26, 2017 Filed Jan 30, 2017 22:36 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,463 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000043 · wf-form4_148581574905612.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,171

Underlying: Common Stock · 2,463 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock.

F5 · price: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F5 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.