Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
loanDepot, Inc.
Report date September 05, 2025 · Filed September 08, 2025
Section 16 reporting ended · disclosed 2025-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,933,286 |
Ending reported balance
After 2025-09-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-09-05 · Exercise / conversion · Acquired 141,844 · Balance 4,003,346 F1: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Walsh's Transition and Separation Agreement and General Release of Claims dated August 5, 2025. Row 2 · 2025-09-05 · Tax withholding · Disposed 70,060 · Balance 3,933,286 |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-09-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-05 · Exercise / conversion · Disposed 141,844 · Balance 0 F1: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Walsh's Transition and Separation Agreement and General Release of Claims dated August 5, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. Vesting of the earned PSUs accelerated in accordance with Mr. Walsh's Transition and Separation Agreement and General Release of Claims dated August 5, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2024 Filed Mar 6, 2024 21:50 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 10,714 | $2.63 | $28,177.82 |
DisclosureSEC source: 0001831631-24-000056 · wk-form4_1709761784.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,943,964 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.74. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:38 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 7,142 | $2.64 | $18,854.88 |
DisclosureSEC source: 0001831631-24-000017 · wk-form4_1707345471.xml · nonDerivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,954,678 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:38 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 10,714 | $2.62 | $28,070.68 |
DisclosureSEC source: 0001831631-24-000017 · wk-form4_1707345471.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,961,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.57 to $2.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:38 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 21,428 | $2.63 | $56,355.64 |
DisclosureSEC source: 0001831631-24-000017 · wk-form4_1707345471.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,972,534 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.58 to $2.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 22:07 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 21,428 | $3.01 | $64,498.28 |
DisclosureSEC source: 0001831631-24-000006 · wk-form4_1705010858.xml · nonDerivative · entry 4 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,993,962 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.95 to $3.12. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 22:07 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 42,857 | $3.04 | $130,285.28 |
DisclosureSEC source: 0001831631-24-000006 · wk-form4_1705010858.xml · nonDerivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,015,390 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.00 to $3.105. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 22:07 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 7,142 | $2.99 | $21,354.58 |
DisclosureSEC source: 0001831631-24-000006 · wk-form4_1705010858.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,058,247 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.95 to $3.12. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 22:07 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 10,714 | $2.98 | $31,927.72 |
DisclosureSEC source: 0001831631-24-000006 · wk-form4_1705010858.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,065,389 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.95 to $3.11. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 23:17 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 59,352 | $3.31 | $196,455.12 |
DisclosureSEC source: 0001831631-23-000345 · wk-form4_1703287069.xml · nonDerivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,076,103 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.23 to $3.44. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 23:17 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 112,077 | $3.27 | $366,839.23 |
DisclosureSEC source: 0001831631-23-000345 · wk-form4_1703287069.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,135,455 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.23 to $3.36. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 23:17 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 85,716 | $3.27 | $280,685.61 |
DisclosureSEC source: 0001831631-23-000345 · wk-form4_1703287069.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,247,532 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.22 to $3.36. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 22:18 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 19,524 | $2.01 | $39,243.24 |
DisclosureSEC source: 0001831631-23-000337 · wk-form4_1702073929.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,333,248 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.95 to $2.065. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 22:18 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 7,142 | $1.98 | $14,141.16 |
DisclosureSEC source: 0001831631-23-000337 · wk-form4_1702073929.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,352,772 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.95 to $2.02. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:23 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 53,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000332 · wk-form4_1701728605.xml · derivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 8,135,324 Underlying: Class A Common Stock · 53,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F3 · balance_after: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:23 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock, par value $0.001 per share | 53,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000332 · wk-form4_1701728605.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,359,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021. F3 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F2 · price: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021. Read SEC document |
| November 22, 2023 Filed Nov 28, 2023 00:29 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 10,831 | $1.76 | $19,062.56 |
DisclosureSEC source: 0001831631-23-000316 · wk-form4_1701131382.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,306,625 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.75 to $1.79. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| November 21, 2023 Filed Nov 21, 2023 22:48 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 1,087 | $1.75 | $1,902.25 |
DisclosureSEC source: 0001831631-23-000314 · wk-form4_1700606924.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,317,456 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.75 to $1.755. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:48 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 700 | $1.75 | $1,225.00 |
DisclosureSEC source: 0001831631-23-000314 · wk-form4_1700606924.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,318,543 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:26 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 7,142 | $1.50 | $10,718.71 |
DisclosureSEC source: 0001831631-23-000290 · wk-form4_1699395995.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,319,243 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.505. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:57 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 7,142 | $1.68 | $11,984.99 |
DisclosureSEC source: 0001831631-23-000281 · wk-form4_1696370264.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,326,385 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.66 to $1.70. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 21:57 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 106,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000281 · wk-form4_1696370264.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 8,718,364 Underlying: Class A Common Stock · 106,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F2 · balance_after: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 21:57 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock, par value $0.001 per share | 106,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000281 · wk-form4_1696370264.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,333,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F3 · kind: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021. F3 · price: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:56 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 10,716 | $1.98 | $21,219.82 |
DisclosureSEC source: 0001831631-23-000268 · wk-form4_1694638565.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,226,949 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.96 to $2.00. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:56 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 7,148 | $1.99 | $14,211.65 |
DisclosureSEC source: 0001831631-23-000268 · wk-form4_1694638565.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,237,665 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.97 to $2.01. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 22:07 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 18,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000239 · wk-form4_1690927616.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,874 Underlying: Class A Common Stock · 18,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F2 · date: In accordance with the terms of the Agreement, RSUs that vested on July 28, 2023 were settled on August 1, 2023. F3 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 18,437 on each of 7/28/24 and 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. F3 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 18,437 on each of 7/28/24 and 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 22:07 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock, par value $0.001 per share | 9,141 | $2.44 | $22,304.04 |
DisclosureSEC source: 0001831631-23-000239 · wk-form4_1690927616.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,244,813 Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 22:07 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock, par value $0.001 per share | 18,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-23-000239 · wk-form4_1690927616.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,253,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 23:10 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 12,129 | $2.01 | $24,342.90 |
DisclosureSEC source: 0001831631-23-000219 · wk-form4_1689030626.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,235,518 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.99 to $2.02. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 23:10 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 27,310 | $1.96 | $53,527.60 |
DisclosureSEC source: 0001831631-23-000219 · wk-form4_1689030626.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,247,647 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.95 to $1.985. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| July 05, 2023 Filed Jul 5, 2023 23:21 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 24,846 | $1.99 | $49,518.08 |
DisclosureSEC source: 0001831631-23-000199 · wk-form4_1688599303.xml · nonDerivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,274,957 F2 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.96 to $2.09. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 23:21 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000199 · wk-form4_1688599303.xml · derivative · entry 4 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F4 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 250,000 on each of 6/30/2023 and 6/30/2024. F4 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 250,000 on each of 6/30/2023 and 6/30/2024. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 23:21 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock, par value $0.001 per share | 123,950 | $2.12 | $262,774.00 |
DisclosureSEC source: 0001831631-23-000199 · wk-form4_1688599303.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,299,803 Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 23:21 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock, par value $0.001 per share | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-23-000199 · wk-form4_1688599303.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,423,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 22:50 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 21,351 | $2.15 | $45,840.60 |
DisclosureSEC source: 0001831631-23-000175 · wk-form4_1686264615.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,173,753 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.09 to $2.19. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| June 07, 2023 Filed Jul 20, 2023 21:48 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 21,351 | $2.15 | $45,840.60 |
DisclosureSEC source: 0001831631-23-000234 · wk-form4a_1689889718.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,173,753 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.09 to $2.19. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 22:50 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 42,934 | $1.99 | $85,438.66 |
DisclosureSEC source: 0001831631-23-000175 · wk-form4_1686264615.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,195,104 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.88 to $2.11. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| June 06, 2023 Filed Jul 20, 2023 21:48 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 42,934 | $1.99 | $85,438.66 |
DisclosureSEC source: 0001831631-23-000234 · wk-form4a_1689889718.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,195,104 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.88 to $2.11. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:22 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 4,534 | $1.81 | $8,220.14 |
DisclosureSEC source: 0001831631-23-000166 · wk-form4_1684873329.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,238,038 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.79 to $1.835. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:22 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 13,471 | $1.68 | $22,658.22 |
DisclosureSEC source: 0001831631-23-000151 · wf-form4_168375011136559.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,242,572 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.66 to $1.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 05, 2023 Filed May 8, 2023 21:24 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 29,480 | $1.67 | $49,290.56 |
DisclosureSEC source: 0001831631-23-000142 · wf-form4_168358102947854.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,256,043 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.59 to $1.715. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 a twhich the respective transactions were affected. Read SEC document |
| May 05, 2023 Filed Aug 4, 2023 22:19 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 29,480 | $1.67 | $49,290.56 |
DisclosureSEC source: 0001831631-23-000248 · wk-form4a_1691187536.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,256,043 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.59 to $1.715. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 04, 2023 Filed May 8, 2023 21:24 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 16,800 | $1.54 | $25,939.20 |
DisclosureSEC source: 0001831631-23-000142 · wf-form4_168358102947854.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,285,523 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.53 to $1.57. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| May 04, 2023 Filed Aug 4, 2023 22:19 UTC Amendment | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 16,800 | $1.54 | $25,939.20 |
DisclosureSEC source: 0001831631-23-000248 · wk-form4a_1691187536.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,285,523 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.53 to $1.57. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 21:51 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 14,828 | $1.74 | $25,756.24 |
DisclosureSEC source: 0001831631-23-000131 · wf-form4_168245944965904.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,302,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.70 to $1.765. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 20,500 | $1.67 | $34,153.00 |
DisclosureSEC source: 0001831631-23-000129 · wf-form4_168210838432495.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,317,151 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.65 to $1.685. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 19, 2023 Filed Apr 21, 2023 20:19 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 15,448 | $1.71 | $26,354.29 |
DisclosureSEC source: 0001831631-23-000129 · wf-form4_168210838432495.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,337,651 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.69 to $1.77. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:30 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionCommon Units · Derivative | 17,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000106 · wf-form4_168073383767543.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 10,239,267 Underlying: Class A Common Stock · 17,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F2 · balance_after: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:30 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 13,509 | $1.52 | $20,574.21 |
DisclosureSEC source: 0001831631-23-000106 · wf-form4_168073383767543.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,353,099 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.59. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:30 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock, par value $0.001 per share | 17,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000106 · wf-form4_168073383767543.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,366,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LD Holdings") directly held by Trilogy Management Investors Seven, LLC ("Trilogy Seven") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Seven are directly reported by Trilogy Seven and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Seven except to the extent of his pecuniary interest therein. F3 · kind: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021. F3 · price: The Reporting Person elected to cause Trilogy Seven to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Seven to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Seven on Anthony Hsieh's Form 4 filed on June 3, 2021. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:16 UTC | loanDepot, Inc. LDI · Entity 723 | SaleClass A Common Stock, par value $0.001 per share | 982 | $1.91 | $1,876.60 |
DisclosureSEC source: 0001831631-23-000076 · wf-form4_167839659069258.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,348,845 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.91 to $1.92. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.