Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SentinelOne, Inc.S · Entity 3695 | President, Prod Tech & Ops | September 08, 2025 | September 09, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SentinelOne, Inc.
Report date September 08, 2025 · Filed September 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 928,021 |
Last balance in matching sequence
After 2025-09-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-09-08 · Sale · Disposed 24,515 · Balance 951,541 F1: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Row 2 · 2025-09-09 · Sale · Disposed 23,520 · Balance 928,021 F3: This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 15, 2025. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.96 to $18.51 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.
F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
F3: This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 15, 2025.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.96 to $18.51 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2023 Filed Dec 6, 2023 21:00 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionStock Option (right to buy) · Derivative | 118,000 | $0.00 Strike: $9.74 | $0.00 |
DisclosureSEC source: 0001866450-23-000028 · wk-form4_1701914420.xml · derivative · entry 4 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,835 Underlying: Class B Common Stock · 118,000 shares Expires 2031-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the award vests on February 24, 2022, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 21:00 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 121,087 | $19.96 | $2,416,387.95 |
DisclosureSEC source: 0001866450-23-000028 · wk-form4_1701914420.xml · nonDerivative · entry 2 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,519 F2 · kind: This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $19.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F4 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 21:00 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass A Common Stock | 118,000 | $9.74 | $1,149,320.00 |
DisclosureSEC source: 0001866450-23-000028 · wk-form4_1701914420.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 609,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 18:41 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass B Common Stock · Derivative | 10,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000026 · wk-form4_1701214891.xml · derivative · entry 5 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten (the "Founder"), including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the Founder originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the Founder is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the Founder is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the Founder's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten (the "Founder"), including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the Founder originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the Founder is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the Founder is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the Founder's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten (the "Founder"), including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the Founder originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the Founder is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the Founder is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the Founder's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 18:41 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionClass B Common Stock · Derivative | 10,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000026 · wk-form4_1701214891.xml · derivative · entry 4 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,167 Underlying: Class A Common Stock · 10,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten (the "Founder"), including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the Founder originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the Founder is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the Founder is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the Founder's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten (the "Founder"), including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the Founder originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the Founder is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the Founder is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the Founder's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten (the "Founder"), including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the Founder originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the Founder is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the Founder is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the Founder's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 18:41 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionStock Option (right to buy) · Derivative | 10,167 | $0.00 Strike: $9.74 | $0.00 |
DisclosureSEC source: 0001866450-23-000026 · wk-form4_1701214891.xml · derivative · entry 3 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,835 Underlying: Class B Common Stock · 10,167 shares Expires 2031-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the award vests on February 24, 2022, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 18:41 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 10,167 | $17.76 | $180,584.22 |
DisclosureSEC source: 0001866450-23-000026 · wk-form4_1701214891.xml · nonDerivative · entry 2 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 491,606 F2 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.46 to $17.925, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F4 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 18:41 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass A Common Stock | 10,167 | $9.74 | $99,026.58 |
DisclosureSEC source: 0001866450-23-000026 · wk-form4_1701214891.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 18:45 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 3,066 | $16.34 | $50,098.44 |
DisclosureSEC source: 0001866450-23-000024 · wk-form4_1699400742.xml · nonDerivative · entry 2 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 491,606 F3 · kind: This transaction represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 18:45 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 3,082 | $15.22 | $46,908.04 |
DisclosureSEC source: 0001866450-23-000024 · wk-form4_1699400742.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 494,672 F1 · kind: This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| October 24, 2023 Filed Oct 26, 2023 17:09 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass B Common Stock · Derivative | 10,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000021 · wk-form4_1698354540.xml · derivative · entry 5 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| October 24, 2023 Filed Oct 26, 2023 17:09 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionClass B Common Stock · Derivative | 10,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000021 · wk-form4_1698354540.xml · derivative · entry 4 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,166 Underlying: Class A Common Stock · 10,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| October 24, 2023 Filed Oct 26, 2023 17:09 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionStock Option (right to buy) · Derivative | 10,166 | $0.00 Strike: $9.74 | $0.00 |
DisclosureSEC source: 0001866450-23-000021 · wk-form4_1698354540.xml · derivative · entry 3 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,002 Underlying: Class B Common Stock · 10,166 shares Expires 2031-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the award vests on February 24, 2022, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| October 24, 2023 Filed Oct 26, 2023 17:09 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 10,166 | $16.32 | $165,951.82 |
DisclosureSEC source: 0001866450-23-000021 · wk-form4_1698354540.xml · nonDerivative · entry 2 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,754 F2 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.04 to $16.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F4 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| October 24, 2023 Filed Oct 26, 2023 17:09 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass A Common Stock | 10,166 | $9.74 | $99,016.84 |
DisclosureSEC source: 0001866450-23-000021 · wk-form4_1698354540.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 17:24 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass B Common Stock · Derivative | 10,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000019 · wf-form4_169584987035734.xml · derivative · entry 5 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 17:24 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionClass B Common Stock · Derivative | 10,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000019 · wf-form4_169584987035734.xml · derivative · entry 4 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,167 Underlying: Class A Common Stock · 10,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 17:24 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionStock Option (right to buy) · Derivative | 10,167 | $0.00 Strike: $9.74 | $0.00 |
DisclosureSEC source: 0001866450-23-000019 · wf-form4_169584987035734.xml · derivative · entry 3 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,168 Underlying: Class B Common Stock · 10,167 shares Expires 2031-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the award vests on February 24, 2022, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 17:24 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 10,167 | $15.65 | $159,112.53 |
DisclosureSEC source: 0001866450-23-000019 · wf-form4_169584987035734.xml · nonDerivative · entry 2 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,754 F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $15.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F4 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 17:24 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass A Common Stock | 10,167 | $9.74 | $99,026.58 |
DisclosureSEC source: 0001866450-23-000019 · wf-form4_169584987035734.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 18:20 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 15,318 | $17.07 | $261,461.41 |
DisclosureSEC source: 0001866450-23-000017 · wf-form4_169421160866279.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,754 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.84 to $17.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 19:12 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 15,621 | $17.57 | $274,434.41 |
DisclosureSEC source: 0001866450-23-000016 · wf-form4_169412836558077.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,072 F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $17.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 16:27 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 3,071 | $15.57 | $47,815.47 |
DisclosureSEC source: 0001866450-23-000014 · wf-form4_169161285181392.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,693 F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.36 to $15.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 20:43 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 15,440 | $13.94 | $215,307.71 |
DisclosureSEC source: 0001866450-23-000012 · wf-form4_168618497822285.xml · nonDerivative · entry 2 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531,764 F4 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.64 to $14.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 20:43 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 15,498 | $12.64 | $195,890.07 |
DisclosureSEC source: 0001866450-23-000012 · wf-form4_168618497822285.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 547,204 F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.59 to $12.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| May 25, 2023 Filed May 26, 2023 19:52 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass B Common Stock · Derivative | 112,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000010 · wf-form4_168514515479460.xml · derivative · entry 5 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 112,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| May 25, 2023 Filed May 26, 2023 19:52 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionClass B Common Stock · Derivative | 112,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000010 · wf-form4_168514515479460.xml · derivative · entry 4 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,665 Underlying: Class A Common Stock · 112,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| May 25, 2023 Filed May 26, 2023 19:52 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionStock Option (right to buy) · Derivative | 112,665 | $0.00 Strike: $9.74 | $0.00 |
DisclosureSEC source: 0001866450-23-000010 · wf-form4_168514515479460.xml · derivative · entry 3 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,335 Underlying: Class B Common Stock · 112,665 shares Expires 2031-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the award vests on February 24, 2022, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| May 25, 2023 Filed May 26, 2023 19:52 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 115,752 | $20.40 | $2,360,877.79 |
DisclosureSEC source: 0001866450-23-000010 · wf-form4_168514515479460.xml · nonDerivative · entry 2 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 562,702 F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.3960 to $21.3959, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F4 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| May 25, 2023 Filed May 26, 2023 19:52 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass A Common Stock | 112,665 | $9.74 | $1,097,357.10 |
DisclosureSEC source: 0001866450-23-000010 · wf-form4_168514515479460.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock. Read SEC document |
| May 08, 2023 Filed May 11, 2023 06:31 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 3,066 | $17.25 | $52,888.50 |
DisclosureSEC source: 0001866450-23-000008 · wf-form4_168380105085677.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,789 F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 19:11 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass B Common Stock · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000006 · wf-form4_167909465097499.xml · derivative · entry 5 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 19:11 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionClass B Common Stock · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000006 · wf-form4_167909465097499.xml · derivative · entry 4 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Class A Common Stock · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_price: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.exercise_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO, F7 · derivative.expiration_date: (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the date on which the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the reporting person's death or disability, as those terms are defined in the Issuer's restated certificate of incorporation. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 19:11 UTC | SentinelOne, Inc. S · Entity 3695 | Exercise / conversionStock Option (right to buy) · Derivative | 175,000 | $0.00 Strike: $9.74 | $0.00 |
DisclosureSEC source: 0001866450-23-000006 · wf-form4_167909465097499.xml · derivative · entry 3 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Underlying: Class B Common Stock · 175,000 shares Expires 2031-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the award vested on February 24, 2022, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 19:11 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 190,539 | $15.35 | $2,925,211.89 |
DisclosureSEC source: 0001866450-23-000006 · wf-form4_167909465097499.xml · nonDerivative · entry 2 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,855 F3 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.14 to $15.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 19:11 UTC | SentinelOne, Inc. S · Entity 3695 | ConversionClass A Common Stock | 175,000 | $9.74 | $1,704,500.00 |
DisclosureSEC source: 0001866450-23-000006 · wf-form4_167909465097499.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · CPO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock. F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:18 UTC | SentinelOne, Inc. S · Entity 3695 | GrantClass A Common Stock | 495,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-23-000004 · wf-form4_167666864723886.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,394 F1 · shares: Represents restricted stock units ("RSUs") that shall vest 1/16th of the total RSUs on June 5, 2023 (the "First Vesting Date") and thereafter vests as to 1/16th of the RSUs on each third Vesting Date, defined as the 5th calendar day of each month, following the First Vesting Date, until fully vested, subject to the Reporting Person's continued service through each vesting date. F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:16 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 2,560 | $15.40 | $39,424.00 |
DisclosureSEC source: 0001866450-23-000002 · wf-form4_167590898861617.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,376 F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 18:36 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 2,139 | $17.91 | $38,309.49 |
DisclosureSEC source: 0001866450-22-000008 · wf-form4_166803696679504.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,936 F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 16:41 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 2,139 | $26.45 | $56,576.55 |
DisclosureSEC source: 0001866450-22-000006 · wf-form4_166016409264511.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,075 F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction. F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| May 06, 2022 Filed May 10, 2022 18:06 UTC | SentinelOne, Inc. S · Entity 3695 | SaleClass A Common Stock | 2,235 | $28.61 | $63,937.54 |
DisclosureSEC source: 0001866450-22-000004 · wf-form4_165222038350927.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,214 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.47 to $28.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 17:40 UTC | SentinelOne, Inc. S · Entity 3695 | GrantClass A Common Stock | 98,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001866450-22-000002 · wf-form4_164789882893086.xml · nonDerivative · entry 1 Smith Ric · CIK 0001866450 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,449 F1 · shares: Represents restricted stock units ("RSUs") that shall vest 1/16th of the total RSUs on May 5, 2022 (the "First Vesting Date") and thereafter vests as to 1/16th of the RSUs subject to the award shall vest on each third Vesting Date, defined as the 5th calendar day of each month, following the First Vesting Date, until fully vested, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.