Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HORNBECK OFFSHORE SERVICES, INC.
Report date September 01, 2026 · Filed September 02, 2026
Section 16 reporting ended · disclosed 2026-09-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-01 · Exercise / conversion · Disposed 262,646 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of April 22, 2026, by and among Helix Energy Solutions Group, Inc. Odyssey Sub, Inc., Hercules Sub LLC and Hornbeck Offshore Services, Inc. (the "Merger Agreement"), each award of performance share units (a "Parent PSU Award") and each award of restricted stock units (a "Parent RSU Award") owned by the reporting person as of the Effective Time was canceled in exchange for an amount in cash equal to the number of shares of Parent Common Stock subject to such Parent PSU Award or Parent RSU Award multiplied by the closing price of a share of Parent Common Stock on the NYSE on the Trading Day immediately prior to the Closing Date, which was $10.30. F2: Each performance share unit subject to the Parent PSU Award granted on January 1, 2024 ("2024 Parent PSU Award") pursuant to the Parent's 2005 Long-Term Incentive Plan (as amended, the "LTIP") represented the contingent right to receive one share of Parent Common Stock subject to the terms of the LTIP and the 2024 Parent PSU Award agreement, subject to the level of achievement with respect to the applicable performance criteria. On August 31, 2026, the Compensation Committee determined that 150.0% of the 2024 Parent PSU Award was earned by the reporting person. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-01 · Exercise / conversion · Disposed 257,833 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of April 22, 2026, by and among Helix Energy Solutions Group, Inc. Odyssey Sub, Inc., Hercules Sub LLC and Hornbeck Offshore Services, Inc. (the "Merger Agreement"), each award of performance share units (a "Parent PSU Award") and each award of restricted stock units (a "Parent RSU Award") owned by the reporting person as of the Effective Time was canceled in exchange for an amount in cash equal to the number of shares of Parent Common Stock subject to such Parent PSU Award or Parent RSU Award multiplied by the closing price of a share of Parent Common Stock on the NYSE on the Trading Day immediately prior to the Closing Date, which was $10.30. F3: Each performance share unit subject to the Parent PSU Award granted on January 1, 2025 ("2025 Parent PSU Award") pursuant to the LTIP represented the contingent right to receive one share of Parent Common Stock subject to the terms of the LTIP and the 2025 Parent PSU Award agreement, subject to the level of achievement with respect to the applicable performance criteria. On August 31, 2026, the Compensation Committee determined that 133.5% of the 2025 Parent PSU Award was earned by the reporting person. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-01 · Exercise / conversion · Disposed 488,038 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of April 22, 2026, by and among Helix Energy Solutions Group, Inc. Odyssey Sub, Inc., Hercules Sub LLC and Hornbeck Offshore Services, Inc. (the "Merger Agreement"), each award of performance share units (a "Parent PSU Award") and each award of restricted stock units (a "Parent RSU Award") owned by the reporting person as of the Effective Time was canceled in exchange for an amount in cash equal to the number of shares of Parent Common Stock subject to such Parent PSU Award or Parent RSU Award multiplied by the closing price of a share of Parent Common Stock on the NYSE on the Trading Day immediately prior to the Closing Date, which was $10.30. F4: Each performance share unit subject to the Parent PSU Award granted on January 1, 2026 ("2026 Parent PSU Award") pursuant to the LTIP represented the contingent right to receive one share of Parent Common Stock subject to the terms of the LTIP and the 2026 Parent PSU Award agreement, subject to the level of achievement with respect to the applicable performance criteria. On August 31, 2026, the Compensation Committee determined that 170.0% of the 2026 Parent PSU Award was earned by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-01 · Exercise / conversion · Disposed 58,366 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of April 22, 2026, by and among Helix Energy Solutions Group, Inc. Odyssey Sub, Inc., Hercules Sub LLC and Hornbeck Offshore Services, Inc. (the "Merger Agreement"), each award of performance share units (a "Parent PSU Award") and each award of restricted stock units (a "Parent RSU Award") owned by the reporting person as of the Effective Time was canceled in exchange for an amount in cash equal to the number of shares of Parent Common Stock subject to such Parent PSU Award or Parent RSU Award multiplied by the closing price of a share of Parent Common Stock on the NYSE on the Trading Day immediately prior to the Closing Date, which was $10.30. F5: Each restricted stock unit subject to the Parent RSU Award granted on January 1, 2024 ("2024 Parent RSU Award") represented the contingent right to receive one share of Parent Common Stock. Forfeiture restrictions lapsed with respect to one-third of the 2024 Parent RSU Award on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the award lapsed on January 1, 2026 and, pursuant to the Merger Agreement, the remaining forfeiture restrictions with respect to the award lapsed on September 1, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-01 · Exercise / conversion · Disposed 128,756 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of April 22, 2026, by and among Helix Energy Solutions Group, Inc. Odyssey Sub, Inc., Hercules Sub LLC and Hornbeck Offshore Services, Inc. (the "Merger Agreement"), each award of performance share units (a "Parent PSU Award") and each award of restricted stock units (a "Parent RSU Award") owned by the reporting person as of the Effective Time was canceled in exchange for an amount in cash equal to the number of shares of Parent Common Stock subject to such Parent PSU Award or Parent RSU Award multiplied by the closing price of a share of Parent Common Stock on the NYSE on the Trading Day immediately prior to the Closing Date, which was $10.30. F6: Each restricted stock unit subject to the Parent RSU Award granted on January 1, 2025 ("2025 Parent RSU Award") represented the contingent right to receive one share of Parent Common Stock. Forfeiture restrictions lapsed with respect to one-third of the 2025 Parent RSU Award on January 1, 2026 and, pursuant to the terms of the Merger Agreement, the remaining forfeiture restrictions with respect to the award lapsed on September 1, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-01 · Exercise / conversion · Disposed 287,081 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of April 22, 2026, by and among Helix Energy Solutions Group, Inc. Odyssey Sub, Inc., Hercules Sub LLC and Hornbeck Offshore Services, Inc. (the "Merger Agreement"), each award of performance share units (a "Parent PSU Award") and each award of restricted stock units (a "Parent RSU Award") owned by the reporting person as of the Effective Time was canceled in exchange for an amount in cash equal to the number of shares of Parent Common Stock subject to such Parent PSU Award or Parent RSU Award multiplied by the closing price of a share of Parent Common Stock on the NYSE on the Trading Day immediately prior to the Closing Date, which was $10.30. F7: Each restricted stock unit subject to the Parent RSU Award granted on January 1, 2026 ("2026 Parent RSU Award") represented the contingent right to receive one share of Parent Common Stock. Pursuant to the terms of the Merger Agreement, all forfeiture restrictions with respect to the 2026 Parent RSU Award lapsed on September 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of April 22, 2026, by and among Helix Energy Solutions Group, Inc. Odyssey Sub, Inc., Hercules Sub LLC and Hornbeck Offshore Services, Inc. (the "Merger Agreement"), each award of performance share units (a "Parent PSU Award") and each award of restricted stock units (a "Parent RSU Award") owned by the reporting person as of the Effective Time was canceled in exchange for an amount in cash equal to the number of shares of Parent Common Stock subject to such Parent PSU Award or Parent RSU Award multiplied by the closing price of a share of Parent Common Stock on the NYSE on the Trading Day immediately prior to the Closing Date, which was $10.30.
F2: Each performance share unit subject to the Parent PSU Award granted on January 1, 2024 ("2024 Parent PSU Award") pursuant to the Parent's 2005 Long-Term Incentive Plan (as amended, the "LTIP") represented the contingent right to receive one share of Parent Common Stock subject to the terms of the LTIP and the 2024 Parent PSU Award agreement, subject to the level of achievement with respect to the applicable performance criteria. On August 31, 2026, the Compensation Committee determined that 150.0% of the 2024 Parent PSU Award was earned by the reporting person.
F3: Each performance share unit subject to the Parent PSU Award granted on January 1, 2025 ("2025 Parent PSU Award") pursuant to the LTIP represented the contingent right to receive one share of Parent Common Stock subject to the terms of the LTIP and the 2025 Parent PSU Award agreement, subject to the level of achievement with respect to the applicable performance criteria. On August 31, 2026, the Compensation Committee determined that 133.5% of the 2025 Parent PSU Award was earned by the reporting person.
F4: Each performance share unit subject to the Parent PSU Award granted on January 1, 2026 ("2026 Parent PSU Award") pursuant to the LTIP represented the contingent right to receive one share of Parent Common Stock subject to the terms of the LTIP and the 2026 Parent PSU Award agreement, subject to the level of achievement with respect to the applicable performance criteria. On August 31, 2026, the Compensation Committee determined that 170.0% of the 2026 Parent PSU Award was earned by the reporting person.
F5: Each restricted stock unit subject to the Parent RSU Award granted on January 1, 2024 ("2024 Parent RSU Award") represented the contingent right to receive one share of Parent Common Stock. Forfeiture restrictions lapsed with respect to one-third of the 2024 Parent RSU Award on January 1, 2025, forfeiture restrictions with respect to an additional one-third of the award lapsed on January 1, 2026 and, pursuant to the Merger Agreement, the remaining forfeiture restrictions with respect to the award lapsed on September 1, 2026.
F6: Each restricted stock unit subject to the Parent RSU Award granted on January 1, 2025 ("2025 Parent RSU Award") represented the contingent right to receive one share of Parent Common Stock. Forfeiture restrictions lapsed with respect to one-third of the 2025 Parent RSU Award on January 1, 2026 and, pursuant to the terms of the Merger Agreement, the remaining forfeiture restrictions with respect to the award lapsed on September 1, 2026.
F7: Each restricted stock unit subject to the Parent RSU Award granted on January 1, 2026 ("2026 Parent RSU Award") represented the contingent right to receive one share of Parent Common Stock. Pursuant to the terms of the Merger Agreement, all forfeiture restrictions with respect to the 2026 Parent RSU Award lapsed on September 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2023 Filed Jan 10, 2023 22:13 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 144,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-002828 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,623,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2020 PSU") was previously granted on January 2, 2020 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to a stipulated peer group over the three-year period beginning January 1, 2020 and ended December 31, 2022. Amount earned and vested was 77.25% of the number of 2020 PSUs granted. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionRestricted Stock Units · Derivative | 192,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · derivative · entry 9 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,616 Underlying: Common Stock · 192,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. F5 · derivative.exercise_date: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. F13 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2022 RSUs. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionRestricted Stock Units · Derivative | 43,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · derivative · entry 8 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,651 Underlying: Common Stock · 43,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024. F3 · derivative.exercise_date: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024. F12 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2021 RSUs. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Disposition to issuerCommon Stock | 192,307 | $7.38 | $1,419,225.66 |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 5 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479,257 F6 · shares: The Compensation Committee of the Company's Board of Directors (the "Compensation Committee") elected to pay in cash the value of the 2022 RSUs for which forfeiture restrictions lapsed. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 192,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 4 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,671,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 17,177 | $7.38 | $126,766.26 |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479,257 F4 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2021 RSUs. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 43,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,496,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant lapsed on January 4, 2023 and the remaining one-third of the grant will lapse on January 4, 2024. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 487,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · derivative · entry 7 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,804 Underlying: Common Stock · 487,804 shares Expires not disclosed F9 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F10 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F9 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of PSUs upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2023 and ending December 31, 2025. Upon vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F11 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantRestricted Stock Units · Derivative | 243,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · derivative · entry 6 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,902 Underlying: Common Stock · 243,902 shares Expires not disclosed F7 · derivative.exercise_price: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F7 · derivative.exercise_date: This Restricted Stock Unit ("2023 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2023 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the 2023 RSUs granted on the basis of one-third of the grant on January 3, 2024, an additional one-third of the grant on January 3, 2025 and the remaining one-third of the grant on January 3, 2026. Upon each vesting, the Compensation Committee has the option to pay the value in cash at its discretion. F8 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2023 RSUs. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:56 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 25,620 | $7.38 | $189,075.60 |
DisclosureSEC source: 0001209191-23-001029 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,452,783 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 22:23 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionPerformance Share Units · Derivative | 463,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004637 · doc4.xml · derivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 463,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. F1 · price: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 22:23 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 182,422 | $3.12 | $569,156.64 |
DisclosureSEC source: 0001209191-22-004637 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,478,403 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2019 PSUs. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 22:23 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 463,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004637 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,660,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2019 PSU") was previously granted on January 2, 2019 and represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2019 and ended December 31, 2021. Amount earned and vested was 156.75% of the number of 2019 PSUs granted. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:04 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 1,153,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001363 · doc4.xml · derivative · entry 7 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,846 Underlying: Common Stock · 1,153,846 shares Expires not disclosed F9 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2022 and ending December 31, 2024. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F10 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F9 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2022 and ending December 31, 2024. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F11 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2025. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:04 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantRestricted Stock Units · Derivative | 576,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001363 · doc4.xml · derivative · entry 6 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,923 Underlying: Common Stock · 576,923 shares Expires not disclosed F7 · derivative.exercise_price: This Restricted Stock Unit ("2022 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2022 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the RSUs granted on the basis of one-third of the grant on January 4, 2023, an additional one-third of the grant on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. Upon each vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F7 · derivative.exercise_date: This Restricted Stock Unit ("2022 RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each 2022 RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the RSUs granted on the basis of one-third of the grant on January 4, 2023, an additional one-third of the grant on January 4, 2024 and the remaining one-third of the grant on January 4, 2025. Upon each vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F8 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2022 RSUs. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:04 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionRestricted Stock Units · Derivative | 43,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001363 · doc4.xml · derivative · entry 5 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,302 Underlying: Common Stock · 43,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2023 and the remaining one-third of the grant on January 4, 2024. F4 · derivative.exercise_date: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2023 and the remaining one-third of the grant on January 4, 2024. F6 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the 2021 RSUs. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:04 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 17,177 | $3.12 | $53,592.24 |
DisclosureSEC source: 0001209191-22-001363 · doc4.xml · nonDerivative · entry 4 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,197,238 F5 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2021 RSU award. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 12:04 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 43,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001363 · doc4.xml · nonDerivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,214,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Restricted Stock Unit ("2021 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2021 RSUs on January 4, 2022. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 4, 2023 and the remaining one-third of the grant on January 4, 2024. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 12:04 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 24,518 | $3.12 | $76,496.16 |
DisclosureSEC source: 0001209191-22-001363 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,170,765 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 02, 2022 Filed Jan 5, 2022 12:04 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 41,137 | $3.12 | $128,347.44 |
DisclosureSEC source: 0001209191-22-001363 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,195,283 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2019 restricted stock award. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:18 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionPerformance Share Units · Derivative | 424,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002701 · doc4.xml · derivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 424,404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. F1 · price: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:18 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 167,003 | $4.20 | $701,412.60 |
DisclosureSEC source: 0001209191-21-002701 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,236,420 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2018 PSUs. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 21:18 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 424,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-002701 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,403,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2018 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2018 and ended December 31, 2020. Amount earned and vested was 200% of the number of 2018 PSUs granted. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:49 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 261,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001588 · doc4.xml · derivative · entry 5 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,904 Underlying: Common Stock · 261,904 shares Expires not disclosed F6 · derivative.exercise_price: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2021 and ending December 31, 2023. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F7 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F6 · derivative.exercise_date: This Performance Share Unit ("PSU") award was granted pursuant to the LTIP and each PSU represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's performance over a three-year period beginning January 1, 2021 and ending December 31, 2023. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F8 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2024. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 23:49 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantRestricted Stock Units · Derivative | 130,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001588 · doc4.xml · derivative · entry 4 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,952 Underlying: Common Stock · 130,952 shares Expires not disclosed F4 · derivative.exercise_price: This Restricted Stock Unit ("RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the RSUs granted on the basis of 33% of the grant on January 1, 2022, 66% of the grant on January 1, 2023 and 100% of the grant on January 1, 2024. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F4 · derivative.exercise_date: This Restricted Stock Unit ("RSU") award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019, the "LTIP") and each RSU represents the contingent right to receive one share of Company common stock. Forfeiture restrictions will lapse with respect to the RSUs granted on the basis of 33% of the grant on January 1, 2022, 66% of the grant on January 1, 2023 and 100% of the grant on January 1, 2024. Upon vesting, the Compensation Committee of the Company's Board of Directors has the option to pay the value in cash at its discretion. F5 · derivative.expiration_date: Upon lapse of the forfeiture restrictions of the RSUs. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:49 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 24,518 | $4.20 | $102,975.60 |
DisclosureSEC source: 0001209191-21-001588 · doc4.xml · nonDerivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,979,019 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2020 restricted stock award. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:49 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 38,793 | $4.20 | $162,930.60 |
DisclosureSEC source: 0001209191-21-001588 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,003,537 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2019 restricted stock award. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 23:49 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 29,514 | $4.20 | $123,958.80 |
DisclosureSEC source: 0001209191-21-001588 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042,330 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2018 restricted stock award. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 21:27 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | PurchaseCommon Stock | 210,000 | $1.79 | $375,900.00 |
DisclosureSEC source: 0001209191-20-018595 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,071,844 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.81, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:09 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionPerformance Share Units · Derivative | 362,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002561 · doc4.xml · derivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 362,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. F1 · derivative.exercise_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. F1 · derivative.expiration_date: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:09 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Tax withholdingCommon Stock | 142,767 | $9.63 | $1,374,846.21 |
DisclosureSEC source: 0001209191-20-002561 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,861,844 F3 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2017 PSUs. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:09 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | Exercise / conversionCommon Stock | 362,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-002561 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,004,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit ("2017 PSU") represented the contingent right to receive one share of Company common stock. Actual number of shares upon vesting could have ranged from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over the three-year period beginning January 1, 2017 and ended December 31, 2019. Amount earned and vested was 200% of the number of 2017 PSUs granted. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 373,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001397 · doc4.xml · derivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,832 Underlying: Common Stock · 373,832 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022. F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2020 and ending December 31, 2022. F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2023. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantCommon Stock | 186,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001397 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,641,799 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective May 15, 2019) and therefore has no purchase or sales price. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| September 19, 2019 Filed Sep 21, 2018 21:32 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 110,000 | $9.61 | $1,057,100.00 |
DisclosureSEC source: 0001209191-18-051954 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,702,602 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.57 to $9.71, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:36 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 591,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001727 · doc4.xml · derivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,498 Underlying: Common Stock · 591,498 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2019 and ending December 31, 2021. F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2022. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:36 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantCommon Stock | 295,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001727 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,454,883 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| September 21, 2018 Filed Sep 21, 2018 21:32 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 193,468 | $9.79 | $1,894,051.72 |
DisclosureSEC source: 0001209191-18-051954 · doc4.xml · nonDerivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159,134 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.72 to $9.96, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:32 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 350,000 | $9.76 | $3,416,000.00 |
DisclosureSEC source: 0001209191-18-051954 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,352,602 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.82, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| September 19, 2018 Filed Mar 13, 2020 20:06 UTC Amendment | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 110,000 | $9.61 | $1,057,100.00 |
DisclosureSEC source: 0001209191-20-018843 · doc4a.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,702,602 F1 · date: The correct Transaction Date was 09/19/2018, which was consistent with and reflected the reported Date of Earliest Transaction, and not 09/19/2019 as previously reported. The dates on the Form 4 for the transactions on September 20, 2018 and September 21, 2018 were correctly reported. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.57 to $9.71, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:08 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 152,996 | $10.05 | $1,537,609.80 |
DisclosureSEC source: 0001209191-18-045013 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,812,602 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.04 to $10.12, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:08 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | SaleCommon Stock | 118,536 | $10.15 | $1,203,140.40 |
DisclosureSEC source: 0001209191-18-045013 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965,598 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.04 to $10.37, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:57 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 424,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001783 · doc4.xml · derivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,404 Underlying: Common Stock · 424,404 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F3 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F4 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:57 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantCommon Stock | 212,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001783 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,084,134 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 22:24 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Unit · Derivative | 362,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001230 · doc4.xml · derivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,812 Underlying: Common Stock · 362,812 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019. F3 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. The actual number of shares upon vesting may range from 0% to 200% dependent on the Company's total shareholder return relative to the total shareholder return of its peer group over a three-year period beginning January 1, 2017 and ending December 31, 2019. F4 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2020. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 22:24 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantCommon Stock | 181,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001230 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,871,932 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.