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Patterson Thomas Monroe

Disclosed activity across 2 companies

Tapewire entity
75287
SEC CIK
0001355893

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BASIC ENERGY SERVICES, INC.BAS · Entity 139243Director · President and CEOSeptember 20, 2019November 26, 2019
Drilling Tools International CorpDTI · Entity 6821DirectorMay 14, 2024September 16, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BASIC ENERGY SERVICES, INC.

Report date September 20, 2019 · Filed November 26, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect350,977 Reported balance After 2019-09-20 transaction · row 1
1 source row

Row 1 · 2019-09-20 · Disposition to issuer · Disposed 115,905 · Balance 350,977

F1: Represents the forfeiture of 115,905 shares of time vesting restricted stock granted under the Basic Energy Services, Inc. 2019 Long Term Incentive Plan, (the "LTIP"), which were set to vest in one-third increments on May 15, 2020, 2021 and 2022. The shares were forfeited in connection with the Reporting Person's Separation and Release Agreement with the Company, dated as of September 13, 2019 (as amended on October 25, 2019, the "Separation Agreement").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-09-20 · Disposition to issuer · Disposed 29,743 · Balance 0

F2: Represents the forfeiture of restricted stock units of the Company, which convert into common stock on a one-for-one basis and were set to vest in two equal annual installments, on March 15, 2020 and 2021. The restricted stock units were forfeited in connection with the Separation Agreement.

Time-Based Phantom SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-09-20 · Disposition to issuer · Disposed 115,905 · Balance 0

F3: Represents the forfeiture of cash-settled time-based phantom shares granted under the LTIP, which were set to vest in one-third increments on May 15, 2020, 2021 and 2022. Each cash-settled time-based phantom share is the economic equivalent of one share of Company common stock, subject to a maximum settlement amount of $9.00 per phantom share. The cash-settled time-based phantom shares were forfeited in connection with the Separation Agreement.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.93 · Expires 2027-02-22Direct66,845 Reported balance After 2019-09-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-09-20 · Disposition to issuer · Disposed 33,523 · Balance 66,845

F4: Represents the forfeiture of stock options, which were set to vest on February 8, 2020. The stock options were forfeited in connection with the Separation Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the forfeiture of 115,905 shares of time vesting restricted stock granted under the Basic Energy Services, Inc. 2019 Long Term Incentive Plan, (the "LTIP"), which were set to vest in one-third increments on May 15, 2020, 2021 and 2022. The shares were forfeited in connection with the Reporting Person's Separation and Release Agreement with the Company, dated as of September 13, 2019 (as amended on October 25, 2019, the "Separation Agreement").

F2: Represents the forfeiture of restricted stock units of the Company, which convert into common stock on a one-for-one basis and were set to vest in two equal annual installments, on March 15, 2020 and 2021. The restricted stock units were forfeited in connection with the Separation Agreement.

F3: Represents the forfeiture of cash-settled time-based phantom shares granted under the LTIP, which were set to vest in one-third increments on May 15, 2020, 2021 and 2022. Each cash-settled time-based phantom share is the economic equivalent of one share of Company common stock, subject to a maximum settlement amount of $9.00 per phantom share. The cash-settled time-based phantom shares were forfeited in connection with the Separation Agreement.

F4: Represents the forfeiture of stock options, which were set to vest on February 8, 2020. The stock options were forfeited in connection with the Separation Agreement.

Drilling Tools International Corp

Report date May 14, 2024 · Filed September 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,457 Ending reported balance After 2025-05-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-05-14 · Exercise / conversion · Acquired 18,610 · Balance 78,745

Row 2 · 2025-05-14 · Exercise / conversion · Acquired 13,712 · Balance 92,457

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-14 · Exercise / conversion · Disposed 18,610 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F2: The restricted stock units vested 100% on the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect28,626 Reported balance After 2025-05-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-05-13 · Grant · Acquired 28,626 · Balance 28,626

F1: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F3: The restricted stock units vest 100% upon the one-year anniversary of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-05-14 · Exercise / conversion · Disposed 13,712 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F4: The restricted stock units vested 100% upon the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Drilling Tools International Corporation's common stock.

F2: The restricted stock units vested 100% on the grant date.

F3: The restricted stock units vest 100% upon the one-year anniversary of the grant date.

F4: The restricted stock units vested 100% upon the one-year anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2016 Filed Dec 30, 2016 17:16 UTC Amendment BASIC ENERGY SERVICES, INC. BAS · Entity 139243 Tax withholdingNew Common Stock 35,944 $36.00 $1,293,984.00
Disclosure

SEC source: 0001109189-16-000465 · wf-form4a_148313618486463.xml · nonDerivative · entry 4

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,451

F4 · kind: In connection with the vesting of restricted stock units, the Issuer withheld vested shares and agreed to satisfy the Reporting Person's tax withholding obligations in lieu of cash. The number of vested shares withheld was based on the closing price on December 27, 2016. The number of shares indicated in this Form 4 were acquired as treasury stock by the Issuer.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 OtherWarrants · Derivative 20,807 $0.00 Strike: $55.25 $0.00
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · derivative · entry 9

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,807

Underlying: New Common Stock · 20,807 shares

Expires 2023-12-23

F7 · kind: The warrants were issued to the Reporting Person pursuant to the Prepackaged Plan. The receipt of the warrants was involuntary and without consideration.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 GrantStock Option (right to buy) · Derivative 100,368 $0.00 Strike: $36.55 $0.00
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · derivative · entry 8

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,368

Underlying: New Common Stock · 100,368 shares

Expires 2026-12-23

F6 · derivative.exercise_date: The option vests in three equal annual installments: 1/3 on December 23, 2017, 1/3 on December 23, 2018 and 1/3 on December 23, 2019.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 Exercise / conversionRestricted Stock Units · Derivative 83,640 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · derivative · entry 7

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,280

Underlying: New Common Stock · 83,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Promptly following the vesting date (but no later than 30 days following such vesting date), the restricted stock units will be settled by the Issuer into New Common Stock on a one-for-one basis; provided, the Issuer, it in sole discretion, has the option to settle the Restricted Stock Units in cash (subject to applicable withholding taxes).

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments: 1/3 on the Effective Date, 1/3 on December 23, 2017 and 1/3 on December 23, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments: 1/3 on the Effective Date, 1/3 on December 23, 2017 and 1/3 on December 23, 2018.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 GrantRestricted Stock Units · Derivative 250,920 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · derivative · entry 6

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,920

Underlying: New Common Stock · 250,920 shares

Expires not disclosed

F3 · derivative.exercise_price: Promptly following the vesting date (but no later than 30 days following such vesting date), the restricted stock units will be settled by the Issuer into New Common Stock on a one-for-one basis; provided, the Issuer, it in sole discretion, has the option to settle the Restricted Stock Units in cash (subject to applicable withholding taxes).

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments: 1/3 on the Effective Date, 1/3 on December 23, 2017 and 1/3 on December 23, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments: 1/3 on the Effective Date, 1/3 on December 23, 2017 and 1/3 on December 23, 2018.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 SaleNew Common Stock 322 $36.00 $11,592.00
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · nonDerivative · entry 5

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,451

F4 · kind: Shares sold to settle tax withholding obligations through a "broker sale."

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 SaleNew Common Stock 35,622 $36.00 $1,282,392.00
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · nonDerivative · entry 4

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,773

F4 · kind: Shares sold to settle tax withholding obligations through a "broker sale."

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 Exercise / conversionNew Common Stock 83,640 $36.55 $3,056,924.90
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · nonDerivative · entry 3

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Promptly following the vesting date (but no later than 30 days following such vesting date), the restricted stock units will be settled by the Issuer into New Common Stock on a one-for-one basis; provided, the Issuer, it in sole discretion, has the option to settle the Restricted Stock Units in cash (subject to applicable withholding taxes).

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 OtherNew Common Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · nonDerivative · entry 2

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

F2 · kind: New shares of the Issuer's common stock, par value $0.01 per share (the "New Common Stock") were issued to all of the Issuer's stockholders (including the Reporting Person) pursuant to the Prepackaged Plan in exchange for the Old Common Stock held by such persons on the Effective Date under the Prepackaged Plan. The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Prepackaged Plan approved by the Bankruptcy Court.

F2 · price: New shares of the Issuer's common stock, par value $0.01 per share (the "New Common Stock") were issued to all of the Issuer's stockholders (including the Reporting Person) pursuant to the Prepackaged Plan in exchange for the Old Common Stock held by such persons on the Effective Date under the Prepackaged Plan. The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Prepackaged Plan approved by the Bankruptcy Court.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 21:48 UTC BASIC ENERGY SERVICES, INC. BAS · Entity 139243 OtherCommon Stock 730,762 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000418 · wf-form4_148297966735171.xml · nonDerivative · entry 1

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Issuer and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions (the cases commenced thereby, the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code on October 25, 2016 in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 9, 2016, the Bankruptcy Court entered an order approving the First Amended Joint Prepackaged Chapter 11 Plan of Basic Energy Services, Inc. and its Affiliated Debtors (as confirmed, the "Prepackaged Plan"), and on December 23, 2016 (the "Effective Date"), the Prepackaged Plan became effective pursuant to its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · price: The Issuer and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions (the cases commenced thereby, the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code on October 25, 2016 in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 9, 2016, the Bankruptcy Court entered an order approving the First Amended Joint Prepackaged Chapter 11 Plan of Basic Energy Services, Inc. and its Affiliated Debtors (as confirmed, the "Prepackaged Plan"), and on December 23, 2016 (the "Effective Date"), the Prepackaged Plan became effective pursuant to its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

Read SEC document
December 23, 2016 Filed Dec 30, 2016 17:16 UTC Amendment BASIC ENERGY SERVICES, INC. BAS · Entity 139243 OtherWarrants · Derivative 20,807 $0.00 Strike: $55.25 $0.00
Disclosure

SEC source: 0001109189-16-000465 · wf-form4a_148313618486463.xml · derivative · entry 8

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,807

Underlying: New Common Stock · 20,807 shares

Expires 2023-12-23

F7 · kind: The warrants were issued to the Reporting Person pursuant to the Prepackaged Plan. The receipt of the warrants was involuntary and without consideration.

Read SEC document
December 23, 2016 Filed Dec 30, 2016 17:16 UTC Amendment BASIC ENERGY SERVICES, INC. BAS · Entity 139243 GrantStock Option (right to buy) · Derivative 100,368 $0.00 Strike: $36.55 $0.00
Disclosure

SEC source: 0001109189-16-000465 · wf-form4a_148313618486463.xml · derivative · entry 7

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,368

Underlying: New Common Stock · 100,368 shares

Expires 2026-12-23

F6 · derivative.exercise_date: The option vests in three equal annual installments: 1/3 on December 23, 2017, 1/3 on December 23, 2018 and 1/3 on December 23, 2019.

Read SEC document
December 23, 2016 Filed Dec 30, 2016 17:16 UTC Amendment BASIC ENERGY SERVICES, INC. BAS · Entity 139243 Exercise / conversionRestricted Stock Units · Derivative 83,640 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000465 · wf-form4a_148313618486463.xml · derivative · entry 6

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,280

Underlying: New Common Stock · 83,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Promptly following the vesting date (but no later than 30 days following such vesting date), the restricted stock units will be settled by the Issuer into New Common Stock on a one-for-one basis; provided, the Issuer, it in sole discretion, has the option to settle the Restricted Stock Units in cash (subject to applicable withholding taxes).

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments: 1/3 on the Effective Date, 1/3 on December 23, 2017 and 1/3 on December 23, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments: 1/3 on the Effective Date, 1/3 on December 23, 2017 and 1/3 on December 23, 2018.

Read SEC document
December 23, 2016 Filed Dec 30, 2016 17:16 UTC Amendment BASIC ENERGY SERVICES, INC. BAS · Entity 139243 GrantRestricted Stock Units · Derivative 250,920 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000465 · wf-form4a_148313618486463.xml · derivative · entry 5

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,920

Underlying: New Common Stock · 250,920 shares

Expires not disclosed

F3 · derivative.exercise_price: Promptly following the vesting date (but no later than 30 days following such vesting date), the restricted stock units will be settled by the Issuer into New Common Stock on a one-for-one basis; provided, the Issuer, it in sole discretion, has the option to settle the Restricted Stock Units in cash (subject to applicable withholding taxes).

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments: 1/3 on the Effective Date, 1/3 on December 23, 2017 and 1/3 on December 23, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments: 1/3 on the Effective Date, 1/3 on December 23, 2017 and 1/3 on December 23, 2018.

Read SEC document
December 23, 2016 Filed Dec 30, 2016 17:16 UTC Amendment BASIC ENERGY SERVICES, INC. BAS · Entity 139243 Exercise / conversionNew Common Stock 83,640 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000465 · wf-form4a_148313618486463.xml · nonDerivative · entry 3

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Promptly following the vesting date (but no later than 30 days following such vesting date), the restricted stock units will be settled by the Issuer into New Common Stock on a one-for-one basis; provided, the Issuer, it in sole discretion, has the option to settle the Restricted Stock Units in cash (subject to applicable withholding taxes).

Read SEC document
December 23, 2016 Filed Dec 30, 2016 17:16 UTC Amendment BASIC ENERGY SERVICES, INC. BAS · Entity 139243 OtherNew Common Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000465 · wf-form4a_148313618486463.xml · nonDerivative · entry 2

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755

F2 · kind: New shares of the Issuer's common stock, par value $0.01 per share (the "New Common Stock") were issued to all of the Issuer's stockholders (including the Reporting Person) pursuant to the Prepackaged Plan in exchange for the Old Common Stock held by such persons on the Effective Date under the Prepackaged Plan. The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Prepackaged Plan approved by the Bankruptcy Court.

F2 · price: New shares of the Issuer's common stock, par value $0.01 per share (the "New Common Stock") were issued to all of the Issuer's stockholders (including the Reporting Person) pursuant to the Prepackaged Plan in exchange for the Old Common Stock held by such persons on the Effective Date under the Prepackaged Plan. The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Prepackaged Plan approved by the Bankruptcy Court.

Read SEC document
December 23, 2016 Filed Dec 30, 2016 17:16 UTC Amendment BASIC ENERGY SERVICES, INC. BAS · Entity 139243 OtherCommon Stock 730,762 $0.00 $0.00
Disclosure

SEC source: 0001109189-16-000465 · wf-form4a_148313618486463.xml · nonDerivative · entry 1

Patterson Thomas Monroe · CIK 0001355893 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Issuer and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions (the cases commenced thereby, the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code on October 25, 2016 in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 9, 2016, the Bankruptcy Court entered an order approving the First Amended Joint Prepackaged Chapter 11 Plan of Basic Energy Services, Inc. and its Affiliated Debtors (as confirmed, the "Prepackaged Plan"), and on December 23, 2016 (the "Effective Date"), the Prepackaged Plan became effective pursuant to its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · price: The Issuer and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions (the cases commenced thereby, the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code on October 25, 2016 in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 9, 2016, the Bankruptcy Court entered an order approving the First Amended Joint Prepackaged Chapter 11 Plan of Basic Energy Services, Inc. and its Affiliated Debtors (as confirmed, the "Prepackaged Plan"), and on December 23, 2016 (the "Effective Date"), the Prepackaged Plan became effective pursuant to its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.