Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DHI GROUP, INC.DHX · Entity 6363 | Director | January 07, 2021 | January 08, 2021 |
| Unity Software Inc.U · Entity 3292 | SVP & Chief Marketing Officer | May 28, 2024 | May 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DHI GROUP, INC.
Report date January 07, 2021 · Filed January 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,784 |
Reported balance
After 2021-01-07 transaction · row 1
1 source rowRow 1 · 2021-01-07 · Sale · Disposed 10,000 · Balance 104,784 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan.
Unity Software Inc.
Report date May 28, 2024 · Filed May 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 423,842 |
Reported balance
After 2024-05-28 transaction · row 1
1 source rowRow 1 · 2024-05-28 · Sale · Disposed 18,775 · Balance 423,842 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.96 to $19.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.96 to $19.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Couchbase, Inc.
Report date September 24, 2025 · Filed September 24, 2025
Section 16 reporting ended · disclosed 2025-09-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-09-24 transaction · row 1
1 source rowRow 1 · 2025-09-24 · Disposition to issuer · Disposed 26,938 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated June 20, 2025, by and among Couchbase, Inc. (the "Issuer"), Cascade Parent Inc. ("Parent") and Cascade Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2: At the effective time of the Merger (the "Effective Time"), these shares were automatically converted solely into the right to receive cash in an amount equal to $24.50 (without interest) per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement. F3: At the Effective Time, each outstanding restricted stock unit ("RSU") that was unvested was cancelled and converted solely into the contingent right to receive a cash award (without interest) equal to (i) the total number of shares of common stock subject to such unvested RSU award immediately prior to the Effective Time, multiplied by (ii) the Per Share Price, less applicable withholding taxes. Each converted cash award will continue to have, and will be subject to, the same vesting terms and conditions (including acceleration provisions upon a qualifying termination of employment (if any)) as applied to the corresponding unvested RSU award immediately prior to the Effective Time, except for administrative changes that are not adverse to the former holder of the unvested RSU award. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.60 · Expires 2031-05-06 | Direct | 0 |
Reported balance
After 2025-09-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-09-24 · Disposition to issuer · Disposed 44,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated June 20, 2025, by and among Couchbase, Inc. (the "Issuer"), Cascade Parent Inc. ("Parent") and Cascade Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F4: At the Effective Time, this option to purchase shares of the Issuer's common stock was fully vested and had an exercise price per share that was greater than the Per Share Price and, pursuant to the terms of the Merger Agreement, at the Effective Time, was automatically cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated June 20, 2025, by and among Couchbase, Inc. (the "Issuer"), Cascade Parent Inc. ("Parent") and Cascade Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.
F2: At the effective time of the Merger (the "Effective Time"), these shares were automatically converted solely into the right to receive cash in an amount equal to $24.50 (without interest) per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.
F3: At the Effective Time, each outstanding restricted stock unit ("RSU") that was unvested was cancelled and converted solely into the contingent right to receive a cash award (without interest) equal to (i) the total number of shares of common stock subject to such unvested RSU award immediately prior to the Effective Time, multiplied by (ii) the Per Share Price, less applicable withholding taxes. Each converted cash award will continue to have, and will be subject to, the same vesting terms and conditions (including acceleration provisions upon a qualifying termination of employment (if any)) as applied to the corresponding unvested RSU award immediately prior to the Effective Time, except for administrative changes that are not adverse to the former holder of the unvested RSU award.
F4: At the Effective Time, this option to purchase shares of the Issuer's common stock was fully vested and had an exercise price per share that was greater than the Per Share Price and, pursuant to the terms of the Merger Agreement, at the Effective Time, was automatically cancelled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2025 Filed Sep 24, 2025 16:15 UTC | Couchbase, Inc. BASE · Entity 74989 | Disposition to issuerStock Option (Right to Buy) · Derivative | 44,000 | Not disclosed Strike: $28.60 | Not disclosed |
DisclosureSEC source: 0001610111-25-000019 · form4-09242025_040905.xml · derivative · entry 2 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2031-05-06 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated June 20, 2025, by and among Couchbase, Inc. (the "Issuer"), Cascade Parent Inc. ("Parent") and Cascade Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F4 · price: At the Effective Time, this option to purchase shares of the Issuer's common stock was fully vested and had an exercise price per share that was greater than the Per Share Price and, pursuant to the terms of the Merger Agreement, at the Effective Time, was automatically cancelled for no consideration. F4 · derivative.exercise_date: At the Effective Time, this option to purchase shares of the Issuer's common stock was fully vested and had an exercise price per share that was greater than the Per Share Price and, pursuant to the terms of the Merger Agreement, at the Effective Time, was automatically cancelled for no consideration. Read SEC document |
| September 24, 2025 Filed Sep 24, 2025 16:15 UTC | Couchbase, Inc. BASE · Entity 74989 | Disposition to issuerCommon Stock | 26,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001610111-25-000019 · form4-09242025_040905.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated June 20, 2025, by and among Couchbase, Inc. (the "Issuer"), Cascade Parent Inc. ("Parent") and Cascade Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · price: At the effective time of the Merger (the "Effective Time"), these shares were automatically converted solely into the right to receive cash in an amount equal to $24.50 (without interest) per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement. F3 · price: At the Effective Time, each outstanding restricted stock unit ("RSU") that was unvested was cancelled and converted solely into the contingent right to receive a cash award (without interest) equal to (i) the total number of shares of common stock subject to such unvested RSU award immediately prior to the Effective Time, multiplied by (ii) the Per Share Price, less applicable withholding taxes. Each converted cash award will continue to have, and will be subject to, the same vesting terms and conditions (including acceleration provisions upon a qualifying termination of employment (if any)) as applied to the corresponding unvested RSU award immediately prior to the Effective Time, except for administrative changes that are not adverse to the former holder of the unvested RSU award. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 17:10 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $17.88 | $16,092.00 |
DisclosureSEC source: 0001610111-25-000016 · wk-form4_1749071396.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,938 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 19:39 UTC | Couchbase, Inc. BASE · Entity 74989 | GrantCommon Stock | 9,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001610111-25-000013 · wk-form4_1748907543.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,838 F1 · shares: This represents an award of restricted stock units to the Issuer's non-employee director. Each unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. One hundred percent (100%) of the restricted stock units will, subject to the Reporting Person's continued service with the Issuer through such vesting date, vest on the earlier of (i) the one-year anniversary of the date the annual award is granted or (ii) the day prior to the date of the Annual Meeting next following the date the annual award is granted. Read SEC document |
| May 01, 2025 Filed May 5, 2025 16:42 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $17.83 | $16,044.84 |
DisclosureSEC source: 0001610111-25-000010 · wk-form4_1746477747.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,127 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.5000 to $18.0300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 16:46 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $15.76 | $14,184.00 |
DisclosureSEC source: 0001610111-25-000008 · wk-form4_1743713196.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,027 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 16:36 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $17.65 | $15,885.00 |
DisclosureSEC source: 0001610111-25-000006 · wk-form4_1741210587.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,927 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 16:41 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $17.30 | $15,570.00 |
DisclosureSEC source: 0001610111-25-000004 · wk-form4_1738791665.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,827 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 16:42 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $15.50 | $13,948.47 |
DisclosureSEC source: 0001610111-25-000002 · wk-form4_1736199761.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,727 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.2000 to $15.6500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:32 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $20.50 | $18,450.00 |
DisclosureSEC source: 0001610111-24-000004 · wk-form4_1733347940.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,627 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 16:58 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $16.18 | $14,562.00 |
DisclosureSEC source: 0001610111-24-000002 · wk-form4_1730843913.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,527 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 18:09 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $16.00 | $14,400.00 |
DisclosureSEC source: 0001628280-24-042223 · wk-form4_1727993390.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,427 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 16:33 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $19.28 | $17,352.00 |
DisclosureSEC source: 0001845022-24-000094 · wk-form4_1725568394.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,327 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 17:10 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $19.06 | $17,154.00 |
DisclosureSEC source: 0001845022-24-000080 · wk-form4_1722892200.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,227 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 17:52 UTC | Couchbase, Inc. BASE · Entity 74989 | SaleCommon Stock | 900 | $18.19 | $16,371.00 |
DisclosureSEC source: 0001845022-24-000076 · wk-form4_1720648331.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,127 F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 4/8/2024. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 21:23 UTC | Couchbase, Inc. BASE · Entity 74989 | GrantCommon Stock | 6,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001845022-24-000056 · wk-form4_1717464198.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,027 F1 · shares: This represents an award of restricted stock units to the Issuer's non-employee director. Each unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. One hundred percent (100%) of the restricted stock units will, subject to the Reporting Person's continued service with the Issuer through such vesting date, vest on the earlier of (i) the one-year anniversary of the date the annual award is granted or (ii) the day prior to the date of the Annual Meeting next following the date the annual award is granted. Read SEC document |
| May 28, 2024 Filed May 29, 2024 18:21 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 18,775 | $19.10 | $358,602.50 |
DisclosureSEC source: 0001810806-24-000124 · wk-form4_1717006864.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,842 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.96 to $19.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 01, 2024 Filed May 2, 2024 15:31 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $24.18 | $48,360.00 |
DisclosureSEC source: 0001810806-24-000089 · wk-form4_1714663890.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 442,617 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| April 01, 2024 Filed Apr 1, 2024 23:14 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $26.58 | $53,160.00 |
DisclosureSEC source: 0001810806-24-000070 · wk-form4_1712013270.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 444,617 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 18:58 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $29.35 | $58,700.00 |
DisclosureSEC source: 0001810806-24-000060 · wk-form4_1709578719.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 446,617 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F1 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 20:07 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 4,717 | $32.80 | $154,717.60 |
DisclosureSEC source: 0001810806-24-000033 · wk-form4_1709064425.xml · nonDerivative · entry 2 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,617 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.52 to $33.13, inclusive. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 20:07 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 1,700 | $31.93 | $54,281.00 |
DisclosureSEC source: 0001810806-24-000033 · wk-form4_1709064425.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,334 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.43 to $32.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) of this Form 4. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 17:47 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $32.51 | $65,020.00 |
DisclosureSEC source: 0001810806-24-000016 · wk-form4_1706896010.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 455,034 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 19:10 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $39.98 | $79,960.00 |
DisclosureSEC source: 0001810806-24-000004 · wk-form4_1704308997.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 457,034 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 17:24 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $29.40 | $58,800.00 |
DisclosureSEC source: 0001810806-23-000210 · wk-form4_1701797059.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 459,034 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| November 27, 2023 Filed Nov 30, 2023 02:31 UTC | Unity Software Inc. U · Entity 3292 | GrantStock Option (Right to Buy) · Derivative | 66,291 | $0.00 Strike: $28.13 | $0.00 |
DisclosureSEC source: 0001810806-23-000199 · wk-form4_1701311483.xml · derivative · entry 4 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,291 Underlying: Common Stock · 66,291 shares Expires 2033-11-26 F5 · derivative.exercise_date: The shares subject to this award shall vest 25% on May 25th of each year beginning on May 25, 2024, subject to the Reporting Person's continuous service through the vesting period. Read SEC document |
| November 27, 2023 Filed Nov 30, 2023 02:31 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 705 | $28.88 | $20,360.40 |
DisclosureSEC source: 0001810806-23-000199 · wk-form4_1701311483.xml · nonDerivative · entry 3 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,034 F2 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.77 to $29.07, inclusive. Read SEC document |
| November 27, 2023 Filed Nov 30, 2023 02:31 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 8,530 | $28.13 | $239,948.90 |
DisclosureSEC source: 0001810806-23-000199 · wk-form4_1701311483.xml · nonDerivative · entry 2 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,739 F2 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.77 to $28.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 through 4 of this Form 4. Read SEC document |
| November 27, 2023 Filed Nov 30, 2023 02:31 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 99,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001810806-23-000199 · wk-form4_1701311483.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,269 F1 · shares: Represents restricted stock units granted to the Reporting Person. The shares subject to this award shall vest 25% on May 25th of each year beginning on May 25, 2024, subject to the Reporting Person's continued service through the vesting period. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 17:07 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $25.29 | $50,580.00 |
DisclosureSEC source: 0001810806-23-000175 · wk-form4_1699031218.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 370,833 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 00:27 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $31.50 | $63,000.00 |
DisclosureSEC source: 0001810806-23-000167 · wk-form4_1696292834.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 372,833 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 19:15 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $37.50 | $75,000.00 |
DisclosureSEC source: 0001810806-23-000156 · wf-form4_169402771391688.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 374,833 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 21:47 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 9,095 | $34.44 | $313,231.80 |
DisclosureSEC source: 0001810806-23-000144 · wf-form4_169343204130158.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,833 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.14 to $34.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:38 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $45.05 | $90,100.00 |
DisclosureSEC source: 0001810806-23-000131 · wf-form4_169102672650353.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 385,928 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.70 to $45.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 17:48 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $43.50 | $87,000.00 |
DisclosureSEC source: 0001810806-23-000118 · wf-form4_168866568390918.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 387,928 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 19:31 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 2,000 | $29.09 | $58,180.00 |
DisclosureSEC source: 0001810806-23-000077 · wf-form4_168573426220202.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 389,928 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:51 UTC | Couchbase, Inc. BASE · Entity 74989 | GrantCommon Stock | 9,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001845022-23-000069 · wk-form4_1686001905.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,533 F1 · shares: This represents an award of restricted stock units to the Issuer's non-employee director. Each unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. One hundred percent (100%) of the restricted stock units will, subject to the Reporting Person's continued service with the Issuer through such vesting date, vest on the earlier of (i) the one-year anniversary of the date the annual award is granted or (ii) the day prior to the date of the Annual Meeting next following the date the annual award is granted. Read SEC document |
| May 26, 2023 Filed May 31, 2023 22:07 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 8,810 | $27.72 | $244,213.20 |
DisclosureSEC source: 0001810806-23-000069 · wf-form4_168557082917177.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 391,928 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.39 to $28.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:38 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 32,238 | $30.27 | $975,844.26 |
DisclosureSEC source: 0001810806-23-000023 · wf-form4_167771392055833.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,738 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.08 to $30.47, inclusive. Read SEC document |
| January 17, 2023 Filed Jan 17, 2023 21:10 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 797 | $32.03 | $25,527.91 |
DisclosureSEC source: 0001810806-23-000004 · wf-form4_167398981806268.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,976 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 18:27 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 797 | $31.31 | $24,954.07 |
DisclosureSEC source: 0001810806-22-000129 · wf-form4_167121526084976.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,773 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 02:53 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 3,408 | $35.70 | $121,665.60 |
DisclosureSEC source: 0001810806-22-000108 · wf-form4_166977677485988.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,570 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.03, inclusive. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 19:38 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 797 | $34.40 | $27,416.80 |
DisclosureSEC source: 0001810806-22-000096 · wf-form4_166862751031748.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,978 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:28 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 109,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001810806-22-000073 · wf-form4_166724811803277.xml · nonDerivative · entry 2 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,775 F2 · shares: Vesting over approximately 4 years, with 6.25% of the RSUs vesting on the first Quarterly Installment Date that occurs at least 1 month after the Vesting Commencement Date and 6.25% of the RSUs vesting upon each subsequent Quarterly Installment Date, in each case for so long as the Participant continues to provide service. The "Quarterly Installment Dates" are each of February 25th, May 25th, August 25th and November 25th of a given calendar year. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:28 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 109,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001810806-22-000073 · wf-form4_166724811803277.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,789 F1 · shares: Performance-based restricted stock units (PSUs) use the Company's stock price as vesting hurdles over a seven-year period. There are four vesting hurdles ranging from $50 to $100, in three $15 increments and a fourth $20 increment, with each hurdle pricing for vesting of an amount of common shares equal to 25% of the PSUs granted. A hurdle is met when the Company's closing trading stock price is greater than the hurdle amount for 20 consecutive trading days. Each tranche of PSUs is also subject to a continued service requirement and will vest on the later of the date that such service requirement is satisfied and the date on which the hurdle is achieved. No vesting may occur before November 1, 2023. Read SEC document |
| October 17, 2022 Filed Oct 18, 2022 21:34 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 797 | $30.72 | $24,483.84 |
DisclosureSEC source: 0001810806-22-000064 · wf-form4_166612886968284.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,803 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 01:07 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 797 | $36.67 | $29,225.99 |
DisclosureSEC source: 0001810806-22-000062 · wf-form4_166329042379211.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,600 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 14:48 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 797 | $55.55 | $44,273.35 |
DisclosureSEC source: 0001810806-22-000056 · wf-form4_166066127093186.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,397 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 16:57 UTC | Couchbase, Inc. BASE · Entity 74989 | GrantCommon Stock | 11,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001610111-22-000007 · wf-form4_165636346030765.xml · nonDerivative · entry 1 Carpenter Carol W. · CIK 0001610111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,659 F1 · shares: This represents an award of restricted stock units to the Issuer's non-employee director. Each unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. One hundred percent (100%) of the restricted stock units will, subject to the Reporting Person's continued service with the Issuer through such vesting date, vest on the earlier of (i) the one-year anniversary of the date the annual award is granted or (ii) the day prior to the date of the Annual Meeting next following the date the annual award is granted. Read SEC document |
| May 26, 2022 Filed May 27, 2022 16:51 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 400 | $38.72 | $15,488.00 |
DisclosureSEC source: 0001810806-22-000026 · wf-form4_165367029461206.xml · nonDerivative · entry 2 Carpenter Carol W. · CIK 0001610111 · SVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,194 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" and does not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.69 to $38.76, inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.