Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IRADIMED CORPIRMD · Entity 4896 | Director | September 23, 2026 | September 25, 2026 |
| MASIMO CORPMASI · Entity 39014 | Director · CEO and Chairman of the Board | August 08, 2024 | August 13, 2024 |
| Stereotaxis, Inc.STXS · Entity 6577 | Director · 10% owner | January 04, 2021 | January 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IRADIMED CORP
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 698 |
Reported balance
After 2026-09-23 transaction · row 1
1 source rowRow 1 · 2026-09-23 · Exercise / conversion · Acquired 698 · Balance 698 F1: Each restricted stock unit represents a contingent right to receive one share of Iradimed Corporation's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,397 |
Reported balance
After 2026-09-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-23 · Exercise / conversion · Disposed 698 · Balance 1,397 F1: Each restricted stock unit represents a contingent right to receive one share of Iradimed Corporation's common stock. F2: The reporting person received restricted stock units ("RSUs") under Iradimed Corporation's 2023 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on September 23, 2026. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of RSUs that have vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Iradimed Corporation's common stock.
F2: The reporting person received restricted stock units ("RSUs") under Iradimed Corporation's 2023 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on September 23, 2026. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of RSUs that have vested.
MASIMO CORP
Report date August 08, 2024 · Filed August 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 603,924 |
Reported balance
After 2024-08-08 transaction · row 1
1 source rowRow 1 · 2024-08-08 · Exercise / conversion · Acquired 231,748 · Balance 603,924 |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.84 · Expires 2026-02-28 | Direct | 68,252 |
Reported balance
After 2024-08-08 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-08-08 · Exercise / conversion · Disposed 231,748 · Balance 68,252 F4: This option was granted on February 29, 2016 and became exercisable as the option vested. The option vested over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 46,818 |
Reported balance
Holding disclosure · report date 2024-08-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,818 F1: Shares held in three trusts for which Mr. Kiani is not the sole Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 512,613 |
Reported balance
Holding disclosure · report date 2024-08-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 512,613 F1: Shares held in three trusts for which Mr. Kiani is not the sole Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 352,919 |
Reported balance
Holding disclosure · report date 2024-08-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 352,919 F1: Shares held in three trusts for which Mr. Kiani is not the sole Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 359,000 |
Reported balance
Holding disclosure · report date 2024-08-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 359,000 F1: Shares held in three trusts for which Mr. Kiani is not the sole Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,550,291 |
Reported balance
Holding disclosure · report date 2024-08-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,550,291 F2: Shares held in one trust for which Mr. Kiani is the sole trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 10,366 |
Reported balance
Holding disclosure · report date 2024-08-08 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 10,366 F3: Shares held in Masimo Retirement Savings Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 51,735 |
Reported balance
Holding disclosure · report date 2024-08-08 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 51,735 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held in three trusts for which Mr. Kiani is not the sole Trustee.
F2: Shares held in one trust for which Mr. Kiani is the sole trustee.
F3: Shares held in Masimo Retirement Savings Plan.
F4: This option was granted on February 29, 2016 and became exercisable as the option vested. The option vested over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
Stereotaxis, Inc.
Report date January 04, 2021 · Filed January 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 260,000 |
Reported balance
After 2021-01-04 transaction · row 1
1 source rowRow 1 · 2021-01-04 · Grant · Acquired 30,000 · Balance 260,000 F1: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). |
| Common StockSEC Table I · non-derivative | IndirectJoseph Kiani 2007 Dynasty Trust,dated March 20,2008 | 6,153,846 |
Reported balance
Holding disclosure · report date 2021-01-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,153,846 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Jan 2, 2018 21:31 UTC | Stereotaxis, Inc. STXS · Entity 6577 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-18-000020 · edgar.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:29 UTC | Stereotaxis, Inc. STXS · Entity 6577 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000538 · edgar.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:32 UTC | MASIMO CORP MASI · Entity 39014 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $90.87 | $0.00 |
DisclosureSEC source: 0000937556-17-000142 · wf-form4_149686753090698.xml · derivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-06-05 F1 · derivative.exercise_date: This option was granted on June 5, 2017 and is exercisable as the option vests. The option vests over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| May 01, 2017 Filed May 1, 2017 21:08 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 100,000 | $30.79 Strike: $30.79 | $3,079,000.00 |
DisclosureSEC source: 0000937556-17-000092 · wf-form4_149367290604177.xml · derivative · entry 12 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option was granted on February 7, 2008 and is exercisable as the option vests. This option vests over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| May 01, 2017 Filed May 1, 2017 21:08 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 100,000 | $103.00 | $10,300,000.00 |
DisclosureSEC source: 0000937556-17-000092 · wf-form4_149367290604177.xml · nonDerivative · entry 4 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 8, 2017 which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2017 Filed May 1, 2017 21:08 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 100,000 | $30.79 | $3,079,000.00 |
DisclosureSEC source: 0000937556-17-000092 · wf-form4_149367290604177.xml · nonDerivative · entry 3 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:08 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 45,841 | $30.79 Strike: $30.79 | $1,411,444.39 |
DisclosureSEC source: 0000937556-17-000092 · wf-form4_149367290604177.xml · derivative · entry 11 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 45,841 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option was granted on February 7, 2008 and is exercisable as the option vests. This option vests over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:08 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 45,841 | $101.00 | $4,629,941.00 |
DisclosureSEC source: 0000937556-17-000092 · wf-form4_149367290604177.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 8, 2017 which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:08 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 45,841 | $30.79 | $1,411,444.39 |
DisclosureSEC source: 0000937556-17-000092 · wf-form4_149367290604177.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 40,958 | $30.79 Strike: $30.79 | $1,261,096.82 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · derivative · entry 15 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,841 Underlying: Common Stock · 40,958 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option was granted on February 7, 2008 and was exercisable as the option vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| April 26, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 40,958 | $101.00 | $4,136,758.00 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · nonDerivative · entry 6 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 8, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 26, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 40,958 | $30.79 | $1,261,096.82 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · nonDerivative · entry 5 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 13,201 | $30.79 Strike: $30.79 | $406,458.79 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · derivative · entry 14 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,799 Underlying: Common Stock · 13,201 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option was granted on February 7, 2008 and was exercisable as the option vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 13,201 | $101.00 | $1,333,301.00 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · nonDerivative · entry 4 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 8, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 13,201 | $30.79 | $406,458.79 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · nonDerivative · entry 3 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 100,000 | $30.79 Strike: $30.79 | $3,079,000.00 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · derivative · entry 13 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 100,000 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option was granted on February 7, 2008 and was exercisable as the option vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 100,000 | $99.00 | $9,900,000.00 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 8, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:22 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 100,000 | $30.79 | $3,079,000.00 |
DisclosureSEC source: 0000937556-17-000087 · wf-form4_149324176277478.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:20 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 95,108 | $80.07 | $7,615,335.60 |
DisclosureSEC source: 0000937556-17-000051 · wf-form4_148736639575278.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 479,290 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of December 16, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $80.00 per share to a high of $80.23 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in three Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:20 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 204,892 | $80.03 | $16,397,814.10 |
DisclosureSEC source: 0000937556-17-000051 · wf-form4_148736639575278.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 574,398 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of December 16, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $80.00 per share to a high of $80.55 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in three Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:19 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 13,564 | $62.03 | $841,422.39 |
DisclosureSEC source: 0000937556-16-000424 · wf-form4_148114552912512.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 779,290 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.25 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: Shares held in 3 Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:19 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 39,295 | $62.04 | $2,437,665.33 |
DisclosureSEC source: 0000937556-16-000424 · wf-form4_148114552912512.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 792,854 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.20 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in three Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:55 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 5,728 | $62.03 | $355,286.07 |
DisclosureSEC source: 0000937556-16-000422 · wf-form4_148071571036458.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 832,149 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.21 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in 3 Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:55 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 30,391 | $62.07 | $1,886,256.92 |
DisclosureSEC source: 0000937556-16-000422 · wf-form4_148071571036458.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 837,877 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.41 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in 3 Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 21:55 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 62,486 | $62.19 | $3,885,773.14 |
DisclosureSEC source: 0000937556-16-000419 · wf-form4_148045651645208.xml · nonDerivative · entry 3 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 868,268 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.49 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in 3 Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 21:55 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 7,356 | $62.11 | $456,876.75 |
DisclosureSEC source: 0000937556-16-000419 · wf-form4_148045651645208.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 930,754 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.57 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in 3 Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 21:55 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 35,028 | $62.46 | $2,187,876.90 |
DisclosureSEC source: 0000937556-16-000419 · wf-form4_148045651645208.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 938,110 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.02 per share to a high of $62.61 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in 3 Trusts for which Mr. Kiani is the sole Trustee. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 22:23 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 54,440 | $62.08 | $3,379,482.77 |
DisclosureSEC source: 0000937556-16-000416 · wf-form4_147993980643485.xml · nonDerivative · entry 3 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 973,138 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.29 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in three trusts for which Mr. Kiani is not the trustee. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:23 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 869 | $62.00 | $53,878.00 |
DisclosureSEC source: 0000937556-16-000416 · wf-form4_147993980643485.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,027,578 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held in three trusts for which Mr. Kiani is not the trustee. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 22:23 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 30,462 | $62.04 | $1,889,950.82 |
DisclosureSEC source: 0000937556-16-000416 · wf-form4_147993980643485.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,028,447 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.25 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in three trusts for which Mr. Kiani is not the trustee. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:18 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 3,024 | $62.00 | $187,488.00 |
DisclosureSEC source: 0000937556-16-000414 · wf-form4_147976310069064.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,058,909 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held in three trusts for which Mr. Kiani is not the trustee. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:18 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 17,357 | $62.02 | $1,076,470.73 |
DisclosureSEC source: 0000937556-16-000414 · wf-form4_147976310069064.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,061,933 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $62.00 per share to a high of $62.15 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held in three trusts for which Mr. Kiani is not the trustee. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 58,649 | $0.00 Strike: $15.40 | $0.00 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · derivative · entry 15 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,649 shares Expires 2017-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option was granted on May 24, 2007 and is exercisable as the option vested. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 58,649 | $60.36 | $3,540,153.34 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · nonDerivative · entry 6 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $60.00 per share to a high of $60.77 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 58,649 | $15.40 | $903,194.60 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · nonDerivative · entry 5 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 18,759 | $0.00 Strike: $15.40 | $0.00 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · derivative · entry 14 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,649 Underlying: Common Stock · 18,759 shares Expires 2017-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option was granted on May 24, 2007 and is exercisable as the option vested. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 18,759 | $60.03 | $1,126,035.24 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · nonDerivative · entry 4 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $60.00 per share to a high of $60.19 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 18,759 | $15.40 | $288,888.60 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · nonDerivative · entry 3 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 7,209 | $0.00 Strike: $15.40 | $0.00 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · derivative · entry 13 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,408 Underlying: Common Stock · 7,209 shares Expires 2017-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option was granted on May 24, 2007 and is exercisable as the option vested. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 7,209 | $60.05 | $432,870.17 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $60.00 per share to a high of $60.20 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 20:18 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 7,209 | $15.40 | $111,018.60 |
DisclosureSEC source: 0000937556-16-000382 · wf-form4_147621711972716.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 20:52 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 4,300 | $0.00 Strike: $15.40 | $0.00 |
DisclosureSEC source: 0000937556-16-000375 · wf-form4_147570075641219.xml · derivative · entry 12 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,617 Underlying: Common Stock · 4,300 shares Expires 2017-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option was granted on May 24, 2007 and is exercisable as the option vested. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 20:52 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 4,300 | $60.07 | $258,288.53 |
DisclosureSEC source: 0000937556-16-000375 · wf-form4_147570075641219.xml · nonDerivative · entry 4 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $60.00 per share to a high of $60.22 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 20:52 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 4,300 | $15.40 | $66,220.00 |
DisclosureSEC source: 0000937556-16-000375 · wf-form4_147570075641219.xml · nonDerivative · entry 3 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:52 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 2,200 | $0.00 Strike: $15.40 | $0.00 |
DisclosureSEC source: 0000937556-16-000375 · wf-form4_147570075641219.xml · derivative · entry 11 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,917 Underlying: Common Stock · 2,200 shares Expires 2017-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option was granted on May 24, 2007 and is exercisable as the option vested. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:52 UTC | MASIMO CORP MASI · Entity 39014 | SaleCommon Stock | 2,200 | $60.00 | $132,003.96 |
DisclosureSEC source: 0000937556-16-000375 · wf-form4_147570075641219.xml · nonDerivative · entry 2 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,241 F1 · kind: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 17, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $60.00 per share to a high of $60.02 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:52 UTC | MASIMO CORP MASI · Entity 39014 | Exercise / conversionCommon Stock | 2,200 | $15.40 | $33,880.00 |
DisclosureSEC source: 0000937556-16-000375 · wf-form4_147570075641219.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 21:32 UTC | Stereotaxis, Inc. STXS · Entity 6577 | OtherCommon Stock Warrant (right to buy) · Derivative | 6,153,846 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001289340-16-000151 · edgar.xml · derivative · entry 3 KIANI JOE E · CIK 0001228621 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 Disclosed balance after: 6,153,846 Underlying: Common Stock · 6,153,846 shares Expires 2021-09-29 F2 · derivative.exercise_price: Initial conversion/exercise price. The conversion/exercise price is subject to adjustment. F5 · kind: The warrants were acquired in connection with the purchase of Series A convertible preferred stock. F6 · derivative.underlying_shares: The number of shares is based on the initial exercise price of $.70. The exercise price is subject to adjustment. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 21:32 UTC | Stereotaxis, Inc. STXS · Entity 6577 | PurchaseSeries A Convertible Preferred Stock · Derivative | 4,000 | $1,000.00 Strike: $0.65 | $4,000,000.00 |
DisclosureSEC source: 0001289340-16-000151 · edgar.xml · derivative · entry 2 KIANI JOE E · CIK 0001228621 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 Disclosed balance after: 4,000 Underlying: Common Stock · 6,153,846 shares Expires not disclosed F2 · derivative.exercise_price: Initial conversion/exercise price. The conversion/exercise price is subject to adjustment. F3 · derivative.exercise_date: The Series A convertible preferred stock is convertible at the election of the holder at any time and has no expiration date. F3 · derivative.expiration_date: The Series A convertible preferred stock is convertible at the election of the holder at any time and has no expiration date. F4 · derivative.underlying_shares: The number of shares is based on the initial conversion price of $.65. The conversion price is subject to adjustment. For purposes of determining the number of shares of common stock upon conversion, the value of the convertible preferred stock will be increased by the amount of dividends at a rate of 6% per annum, which will be cumulative and accrue daily from the date of issuance on the $1,000 stated value. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 21:32 UTC | Stereotaxis, Inc. STXS · Entity 6577 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-16-000151 · edgar.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a period of two (2) years with 50% vesting on the first anniversary of the date of the grant and the remaining 50% vesting on the second anniversary of the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.