Gatling John A.

SEC source: 0001209191-21-019325 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A shares acquired upon settlement of phantom shares granted under Hess Midstream's 2017 Long Term Incentive Plan.

F2 · balance_after: Reflects 992 shares acquired pursuant to a dividend reinvestment plan.

SEC source: 0001209191-20-047334 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,253

F1 · kind: Reflects 1,084 shares acquired pursuant to a dividend reinvestment plan.

SEC source: 0001209191-20-023849 · doc4.xml · derivative · entry 2

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 1,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These 2017 phantom shares vested on April 6, 2020 and have no expiration date.

F2 · derivative.expiration_date: These 2017 phantom shares vested on April 6, 2020 and have no expiration date.

SEC source: 0001209191-20-023849 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A shares acquired upon settlement of phantom shares granted under the Partnership's 2017 Long Term Incentive Plan.

SEC source: 0001209191-20-019633 · doc4.xml · derivative · entry 1

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,343

Underlying: Class A shares · 23,343 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share is the economic equivalent of one Class A Share.

F2 · derivative.exercise_date: The phantom shares will vest in three equal installments beginning on March 13, 2021 and have no expiration date.

F2 · derivative.expiration_date: The phantom shares will vest in three equal installments beginning on March 13, 2021 and have no expiration date.

SEC source: 0001209191-20-018132 · doc4.xml · nonDerivative · entry 3

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,719

F2 · kind: Shares sold solely to satisfy tax withholding upon settlement of phantom shares

SEC source: 0001209191-20-018132 · doc4.xml · derivative · entry 5

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323

Underlying: Class A Shares · 3,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The remaining 2019 phantom shares vest ratably on March 8, 2021 and March 8, 2022 and have no expiration date.

F4 · derivative.expiration_date: The remaining 2019 phantom shares vest ratably on March 8, 2021 and March 8, 2022 and have no expiration date.

SEC source: 0001209191-20-018132 · doc4.xml · derivative · entry 4

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,063

Underlying: Class A Shares · 4,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The remaining 2018 phantom shares vest on March 8, 2021 and have no expiration date.

F3 · derivative.expiration_date: The remaining 2018 phantom shares vest on March 8, 2021 and have no expiration date.

SEC source: 0001209191-20-018132 · doc4.xml · nonDerivative · entry 2

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A shares acquired upon settlement of phantom shares granted under the Partnership's 2017 Long Term Incentive Plan.

SEC source: 0001209191-20-018132 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A shares acquired upon settlement of phantom shares granted under the Partnership's 2017 Long Term Incentive Plan.

SEC source: 0001209191-19-060999 · doc4.xml · derivative · entry 4

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,984

Underlying: Class A Shares · 10,984 shares

Expires not disclosed

F5 · derivative.exercise_price: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares will vest in three equal annual installments beginning on March 8, 2020 and have no expiration date.

F3 · price: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Units of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F5 · derivative.exercise_date: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares will vest in three equal annual installments beginning on March 8, 2020 and have no expiration date.

F5 · derivative.expiration_date: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares will vest in three equal annual installments beginning on March 8, 2020 and have no expiration date.

SEC source: 0001209191-19-060999 · doc4.xml · derivative · entry 3

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,126

Underlying: Class A Shares · 8,126 shares

Expires not disclosed

F4 · derivative.exercise_price: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares vest ratably on March 8, 2020 and March 8, 2021 and have no expiration date.

F3 · price: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Units of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F4 · derivative.exercise_date: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares vest ratably on March 8, 2020 and March 8, 2021 and have no expiration date.

F4 · derivative.expiration_date: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares vest ratably on March 8, 2020 and March 8, 2021 and have no expiration date.

SEC source: 0001209191-19-060999 · doc4.xml · derivative · entry 2

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

Underlying: Class A Shares · 1,450 shares

Expires not disclosed

F2 · derivative.exercise_price: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares vest on April 4, 2020 and have no expiration date.

F3 · price: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Units of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F2 · derivative.exercise_date: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares vest on April 4, 2020 and have no expiration date.

F2 · derivative.expiration_date: The Phantom Shares are the economic equivalent of an equal number of Class A shares. The Phantom Shares vest on April 4, 2020 and have no expiration date.

SEC source: 0001209191-19-060999 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,061

F1 · price: Pursuant to the Agreement and Plan of Merger dated October 3, 2019 (the "Merger Agreement"), each Common Unit of Hess Midstream Partners LP ("Old HESM") issued and outstanding prior to the effective time of the transactions contemplated by the Merger Agreement (the "Effective Time") (other than any Old HESM Common Units held by the Existing Sponsors or the HIP Entities (as defined in the Merger Agreement) as of immediately prior to the Effective Time), was automatically converted into the right to receive one validly issued, fully paid and non-assessable Class A Share of Hess Midstream LP ("New HESM").

SEC source: 0001209191-19-060967 · doc4.xml · derivative · entry 4

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 10,984 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F3 · price: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

SEC source: 0001209191-19-060967 · doc4.xml · derivative · entry 3

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 8,126 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F3 · price: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

SEC source: 0001209191-19-060967 · doc4.xml · derivative · entry 2

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 1,450 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit.

F3 · price: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each issued and outstanding Phantom Unit of Old HESM owned by the Reporting Person immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an equal number of Phantom Shares of New HESM. The number of New HESM Class A Shares subject to each New HESM Phantom Share is equal to the number of Old HESM Common Units subject to such Phantom Unit immediately prior to the Effective Time. Each New HESM Phantom Share will continue to be subject to the same terms and conditions as applied to the corresponding Phantom Unit immediately prior to the Effective Time.

SEC source: 0001209191-19-060967 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated October 3, 2019 (the "Merger Agreement"), each Common Unit of Hess Midstream Partners LP ("Old HESM") issued and outstanding prior to the effective time of the transactions contemplated by the Merger Agreement (the "Effective Time") (other than any Old HESM Common Units held by the Existing Sponsors or the HIP Entities (as defined in the Merger Agreement) as of immediately prior to the Effective Time), was automatically converted into the right to receive one validly issued, fully paid and non-assessable Class A Share of Hess Midstream LP ("New HESM").

SEC source: 0001209191-19-023981 · doc4.xml · derivative · entry 2

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

Underlying: Common Units · 1,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The remaining 2017 phantom units vest on April 4, 2020 and have no expiration date.

F2 · derivative.expiration_date: The remaining 2017 phantom units vest on April 4, 2020 and have no expiration date.

F2 · balance_after: The remaining 2017 phantom units vest on April 4, 2020 and have no expiration date.

SEC source: 0001209191-19-023981 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common units acquired upon settlement of phantom units granted under the Partnership's 2017 Long Term Incentive Plan.

SEC source: 0001209191-19-018897 · doc4.xml · derivative · entry 3

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,984

Underlying: Common Units · 10,984 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit.

F4 · derivative.exercise_date: The phantom units will vest in three equal annual installments beginning on March 8, 2020 and have no expiration date.

F4 · derivative.expiration_date: The phantom units will vest in three equal annual installments beginning on March 8, 2020 and have no expiration date.

SEC source: 0001209191-19-018897 · doc4.xml · derivative · entry 2

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,126

Underlying: Common Units · 4,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common units acquired upon settlement of phantom units granted under the Partnership's 2017 Long Term Incentive Plan.

F2 · derivative.exercise_date: The remaining 2018 phantom units vest ratably on March 8, 2020 and March 8, 2021 and have no expiration date.

F2 · derivative.expiration_date: The remaining 2018 phantom units vest ratably on March 8, 2020 and March 8, 2021 and have no expiration date.

SEC source: 0001209191-19-018897 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common units acquired upon settlement of phantom units granted under the Partnership's 2017 Long Term Incentive Plan.

SEC source: 0001209191-18-064328 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,549

F1 · price: The reported purchase transaction was executed at prices ranging from $16.71 to $16.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were affected.

SEC source: 0001209191-18-024221 · doc4.xml · derivative · entry 2

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,899

Underlying: Common Units · 1,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The remaining 2017 phantom units vest ratably on April 4, 2019 and April 4, 2020 and have no expiration date.

F2 · derivative.expiration_date: The remaining 2017 phantom units vest ratably on April 4, 2019 and April 4, 2020 and have no expiration date.

F2 · balance_after: The remaining 2017 phantom units vest ratably on April 4, 2019 and April 4, 2020 and have no expiration date.

SEC source: 0001209191-18-024221 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common units acquired upon settlement of phantom units granted under the Partnership's 2017 Long Term Incentive Plan.

SEC source: 0001209191-18-020629 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

SEC source: 0001209191-18-018960 · doc4.xml · derivative · entry 1

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,189

Underlying: Common Units · 12,189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit.

F2 · derivative.exercise_date: The phantom units will vest in three equal annual installments beginning on March 8, 2019 and have no expiration date.

F2 · derivative.expiration_date: The phantom units will vest in three equal annual installments beginning on March 8, 2019 and have no expiration date.

SEC source: 0001209191-17-026698 · doc4.xml · derivative · entry 2

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348

Underlying: Common Units · 4,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one Common Unit.

F2 · derivative.exercise_date: The phantom units will vest in three equal annual installments beginning on April 4, 2018 and have no expiration date.

F2 · derivative.expiration_date: The phantom units will vest in three equal annual installments beginning on April 4, 2018 and have no expiration date.

SEC source: 0001209191-17-026698 · doc4.xml · nonDerivative · entry 1

Gatling John A. · CIK 0001702312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000