person · Reporting owner
Wasserman Frederick Gerald
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DLH Holdings Corp.DLHC · Entity 7088 | Director | October 01, 2026 | October 05, 2026 |
| Marker Therapeutics, Inc.MRKR · Entity 7609 | Director | June 08, 2021 | June 10, 2021 |
| NATIONAL HOLDINGS CORPNHLD · Entity 142239 | Director | September 12, 2016 | September 13, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DLH Holdings Corp.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 297,878 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 20,108 · Balance 297,878 F1: Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. The award vests in full on September 30, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units pursuant to the Company's 2025 Equity Incentive Plan. The award vests in full on September 30, 2027.
Marker Therapeutics, Inc.
Report date June 08, 2021 · Filed June 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,223 |
Reported balance
After 2021-06-08 transaction · row 1
1 source rowRow 1 · 2021-06-08 · Grant · Acquired 12,658 · Balance 65,223 F1: Represents the portion of the annual board retainer for each non-employee director payable in immediately vested common stock under the Company's 2020 Equity Incentive Plan and based on the closing price of $3.16 per share, on the day immediately preceding the date of the Company's 2021 annual meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the portion of the annual board retainer for each non-employee director payable in immediately vested common stock under the Company's 2020 Equity Incentive Plan and based on the closing price of $3.16 per share, on the day immediately preceding the date of the Company's 2021 annual meeting.
NATIONAL HOLDINGS CORP
Report date September 12, 2016 · Filed September 13, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.02 per shareSEC Table I · non-derivative | Direct | 5,092 |
Reported balance
After 2016-09-12 transaction · row 1
1 source rowRow 1 · 2016-09-12 · Other · Disposed 5,093 · Balance 5,092 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MAM SOFTWARE GROUP, INC.
Report date October 21, 2019 · Filed October 21, 2019
Section 16 reporting ended · disclosed 2019-10-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-10-21 transaction · row 1
1 source rowRow 1 · 2019-10-21 · Disposition to issuer · Disposed 150,669 · Balance 0 F1: On October 21, 2019, Kerridge Commercial Systems Group Limited, an English private limited company ("Parent") indirectly acquired the Issuer in an all-cash merger pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2019 (the "Merger Agreement"), among the Issuer, Parent and Chickadee Holdings Inc., a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"). In accordance with terms of the Merger Agreement, Merger Sub merged with and into Issuer (the "Merger"), with the Issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. The Merger is more fully described in the Issuer's information statement filed with the Securities and Exchange Commission on September 30, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 21, 2019, Kerridge Commercial Systems Group Limited, an English private limited company ("Parent") indirectly acquired the Issuer in an all-cash merger pursuant to that certain Agreement and Plan of Merger, dated as of August 30, 2019 (the "Merger Agreement"), among the Issuer, Parent and Chickadee Holdings Inc., a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"). In accordance with terms of the Merger Agreement, Merger Sub merged with and into Issuer (the "Merger"), with the Issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. The Merger is more fully described in the Issuer's information statement filed with the Securities and Exchange Commission on September 30, 2019.
SMTC CORP
Report date April 05, 2021 · Filed April 06, 2021
Section 16 reporting ended · disclosed 2021-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-05 transaction · row 1
1 source rowRow 1 · 2021-04-05 · Disposition to issuer · Disposed 80,320 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2024-12-11 | Direct | 0 |
Reported balance
After 2021-04-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-05 · Disposition to issuer · Disposed 20,230 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, pursuant to which, at the effective time of the merger, the option was cancelled in exchange for the right to receive $6.044 per share in cash, without interest, less the per share exercise price. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest.
F2: Disposed of pursuant to the Merger Agreement, pursuant to which, at the effective time of the merger, the option was cancelled in exchange for the right to receive $6.044 per share in cash, without interest, less the per share exercise price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 21, 2018 20:34 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | SaleCommon Stock | 300 | $8.11 | $2,433.00 |
DisclosureSEC source: 0001437749-18-010467 · rdgdoc.xml · nonDerivative · entry 6 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,578 Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:34 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | SaleCommon Stock | 1,900 | $8.10 | $15,390.00 |
DisclosureSEC source: 0001437749-18-010467 · rdgdoc.xml · nonDerivative · entry 5 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,878 Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:34 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | SaleCommon Stock | 100 | $8.12 | $812.00 |
DisclosureSEC source: 0001437749-18-010467 · rdgdoc.xml · nonDerivative · entry 4 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,778 Read SEC document |
| May 16, 2018 Filed May 21, 2018 20:34 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | SaleCommon Stock | 100 | $8.11 | $811.00 |
DisclosureSEC source: 0001437749-18-010467 · rdgdoc.xml · nonDerivative · entry 3 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,878 Read SEC document |
| May 16, 2018 Filed May 21, 2018 20:34 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | SaleCommon Stock | 99 | $8.10 | $801.90 |
DisclosureSEC source: 0001437749-18-010467 · rdgdoc.xml · nonDerivative · entry 2 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,978 Read SEC document |
| May 16, 2018 Filed May 21, 2018 20:34 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | SaleCommon Stock | 1,001 | $8.12 | $8,128.12 |
DisclosureSEC source: 0001437749-18-010467 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,077 Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 17:58 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | GrantCommon Stock | 1,127 | $5.99 | $6,750.73 |
DisclosureSEC source: 0001437749-18-006499 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,078 F1 · shares: The shares were received as compensation for the reporting person's service as a member of the issuer's board of directors for the 3rd quarter of the fiscal year ending June 30, 2018, pursuant to the issuer's 2017 Equity Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 17:42 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | GrantCommon Stock | 1,127 | $5.99 | $6,750.73 |
DisclosureSEC source: 0001437749-18-000416 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,951 F1 · shares: The shares were received as compensation for Mr. Wasserman's service as a member of the Issuer's Board of Directors for the 2nd quarter of the fiscal year ending June 30, 2018, pursuant to the Issuer's 2017 Equity Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| December 13, 2017 Filed Dec 18, 2017 11:39 UTC | SMTC CORP SMTX · Entity 140438 | GrantRestricted Stock Unit · Derivative | 12,500 | $1.33 Strike: $1.60 | $16,625.00 |
DisclosureSEC source: 0001437749-17-020828 · rdgdoc.xml · derivative · entry 3 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,730 Underlying: Common Stock · 12,500 shares Expires 2018-12-13 Read SEC document |
| December 13, 2017 Filed Aug 31, 2018 12:21 UTC | SMTC CORP SMTX · Entity 140438 | GrantRestricted Stock Unit · Derivative | 12,500 | $1.33 Strike: $1.60 | $16,625.00 |
DisclosureSEC source: 0001437749-18-016460 · rdgdoc.xml · derivative · entry 2 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2018-12-13 Read SEC document |
| December 12, 2017 Filed Dec 18, 2017 11:39 UTC | SMTC CORP SMTX · Entity 140438 | Exercise / conversionRestricted Stock Unit · Derivative | 15,038 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001437749-17-020828 · rdgdoc.xml · derivative · entry 2 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,038 shares Expires 2017-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 18, 2017 11:39 UTC | SMTC CORP SMTX · Entity 140438 | Exercise / conversionCommon Shares | 15,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-020828 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Transaction represents vested Restricted stock units converted into the issuer's common stock Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:49 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011579 · wf-form4_151069974098286.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,414 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 18:00 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | GrantCommon Stock | 1,127 | $5.99 | $6,750.73 |
DisclosureSEC source: 0001437749-17-016911 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,824 F1 · shares: The shares were received as compensation for Mr. Wasserman's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2018, ending June 30, 2018, pursuant to the Issuer's previously disclosed 2017 Equity Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:04 UTC | Marker Therapeutics, Inc. TPIV · Entity 7609 | GrantCommon Stock | 13,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-045906 · v474358_4.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,115 F1 · shares: Represents the portion of the annual retainer for each non-employee director payable in immediately vested restricted, common stock under the Company's 2014 Omnibus Stock Ownership Plan and based on the closing price of $3.05 per share, on the day immediately preceding the date of the Company's 2017 annual meeting. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 16:34 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | GrantCommon Stock | 1,159 | $5.72 | $6,629.48 |
DisclosureSEC source: 0001437749-17-012381 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,697 F1 · shares: The shares were received as compensation for Mr. Wasserman's service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2017, ending June 30, 2017, pursuant to the Issuer's previously disclosed 2017 Equity Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 17:14 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | GrantCommon Stock | 2,309 | $5.72 | $13,207.48 |
DisclosureSEC source: 0001437749-17-006309 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,538 F1 · shares: The shares were received as compensation for Mr. Wasserman's service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2017, ending March 31, 2017, pursuant to the Issuer's previously disclosed 2017 Equity Incentive Plan. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 17:44 UTC | SMTC CORP SMTX · Entity 140438 | Exercise / conversionRestricted Stock Unit · Derivative | 14,925 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001437749-17-003447 · rdgdoc.xml · derivative · entry 2 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,925 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 17:44 UTC | SMTC CORP SMTX · Entity 140438 | Exercise / conversionCommon Shares | 14,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-003447 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into the issuer's common stock, par value $0.01 per share ("Common Stock") on a one-for-one basis. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 12:48 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | GrantCommon Stock | 3,008 | $6.43 | $19,341.44 |
DisclosureSEC source: 0001437749-17-000512 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,229 F1 · shares: The shares were received as compensation for Mr. Wasserman's service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2017, ending December 31, 2016, pursuant to the Issuer's previously disclosed outside director's equity compensation plan. Read SEC document |
| December 12, 2016 Filed Feb 28, 2017 17:44 UTC | SMTC CORP SMTX · Entity 140438 | GrantRestricted Stock Unit · Derivative | 15,038 | $1.33 Strike: $1.33 | $20,000.54 |
DisclosureSEC source: 0001437749-17-003447 · rdgdoc.xml · derivative · entry 3 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 15,038 shares Expires 2017-12-12 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 21:37 UTC | DLH Holdings Corp. DLHC · Entity 7088 | GrantCommon Stock | 16,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000785557-16-000144 · wf-form4_147915918615545.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,164 F1 · shares: Grant of restricted stock pursuant to the Company's 2016 Omnibus Equity Incentive Plan. F2 · balance_after: Includes 2,188 shares of unvested restricted stock. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 16:24 UTC | MAM SOFTWARE GROUP, INC. MAMS · Entity 154284 | GrantCommon Stock | 1,610 | $5.43 | $8,742.30 |
DisclosureSEC source: 0001437749-16-039704 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,221 F1 · shares: The shares were received as compensation for Mr. Wasserman's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2017, ending September 30, 2016, pursuant to the Issuer's previously disclosed outside director's equity compensation plan. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 20:24 UTC | DLH Holdings Corp. DLHC · Entity 7088 | OtherCommon Stock · Derivative | 158,063 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0000785557-16-000129 · wf-form4_147552628128336.xml · derivative · entry 2 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,789 shares Expires 2016-09-21 F3 · security: Subscription Rights (right to buy) Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 20:24 UTC | DLH Holdings Corp. DLHC · Entity 7088 | OtherCommon Stock | 10,789 | $3.73 | $40,242.97 |
DisclosureSEC source: 0000785557-16-000129 · wf-form4_147552628128336.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,914 F1 · shares: Represents shares of the issuer's common stock purchased by the reporting person from the exercise of his basic subscription rights in the issuer's rights offering issued pro rata to holders of common stock of DLH Holdings Corp. on the August 19, 2016 record date for the rights offering. The closing of the rights offering occurred on September 29, 2016. F2 · balance_after: Includes issuance of 2,188 shares of common stock upon satisfaction of vesting conditions pursuant to the terms of the restricted stock award granted October 3, 2007. Includes an additional 4,063 shares of unvested restricted stock, of which 1,875 will vest within 60 days. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 16:32 UTC | NATIONAL HOLDINGS CORP NHLD · Entity 142239 | OtherCommon Stock, par value $0.02 per share | 5,093 | $3.25 | $16,552.25 |
DisclosureSEC source: 0001437749-16-038635 · rdgdoc.xml · nonDerivative · entry 1 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,092 Read SEC document |
| December 11, 2014 Filed Dec 18, 2017 11:39 UTC | SMTC CORP SMTX · Entity 140438 | GrantStock Options · Derivative | 20,230 | $1.80 Strike: $1.80 | $36,414.00 |
DisclosureSEC source: 0001437749-17-020828 · rdgdoc.xml · derivative · entry 4 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,230 Underlying: Common Stock · 20,230 shares Expires 2024-12-11 Read SEC document |
| December 11, 2014 Filed Aug 31, 2018 12:21 UTC | SMTC CORP SMTX · Entity 140438 | GrantStock Options · Derivative | 20,230 | $1.80 Strike: $1.80 | $36,414.00 |
DisclosureSEC source: 0001437749-18-016460 · rdgdoc.xml · derivative · entry 3 Wasserman Frederick Gerald · CIK 0001384383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,230 Underlying: Common Stock · 20,230 shares Expires 2024-12-11 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.