Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVEO PHARMACEUTICALS, INC.AVEO · Entity 120602 | 10% owner | June 27, 2018 | June 28, 2018 |
| Achaogen, Inc.AKAO · Entity 158957 | 10% owner | June 01, 2018 | June 29, 2018 |
| Elastic N.V.ESTC · Entity 1064 | Director | September 30, 2025 | October 02, 2025 |
| GENOCEA BIOSCIENCES, INC.GNCA · Entity 12635 | 10% owner | January 19, 2018 | January 23, 2018 |
| Nextdoor Holdings, Inc.KIND · Entity 5074 | 10% owner | November 05, 2021 | November 09, 2021 |
| Regulus Therapeutics Inc.RGLS · Entity 78034 | 10% owner | July 24, 2017 | July 31, 2017 |
| X4 Pharmaceuticals, IncASNS · Entity 5638 | 10% owner | November 20, 2017 | November 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVEO PHARMACEUTICALS, INC.
Report date June 27, 2018 · Filed June 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note 1 | 17,783,722 |
Last balance in matching sequence
After 2018-06-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-06-27 · Purchase · Acquired 5,295 · Balance 17,596,592 F1: The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"). NEA 15 is the sole member of Growth Equity Opportunities Fund IV, LLC ("GEO IV"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO IV in which the Reporting Person has no pecuniary interest. Row 2 · 2018-06-28 · Purchase · Acquired 187,130 · Balance 17,783,722 F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F1: The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"). NEA 15 is the sole member of Growth Equity Opportunities Fund IV, LLC ("GEO IV"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO IV in which the Reporting Person has no pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"). NEA 15 is the sole member of Growth Equity Opportunities Fund IV, LLC ("GEO IV"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO IV in which the Reporting Person has no pecuniary interest.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.
Achaogen, Inc.
Report date June 01, 2018 · Filed June 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note 1 | 5,215,128 |
Reported balance
Holding disclosure · report date 2018-06-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,215,128 F1: The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"). NEA 15 is the sole member of Growth Equity Opportunities Fund IV, LLC ("GEO IV"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO IV in which the Reporting Person has no pecuniary interest. |
| Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.66 · Expires 2021-06-03 | IndirectSee Note 1 | Not disclosed |
Reported balance
Holding disclosure · report date 2018-06-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: The Warrants are immediately exercisable upon issuance, however the Warrants may not be exercised to the extent such exercise would cause the holder of such Warrants (together with the holder's affiliates, and any other persons acting as a group together with the holder or any of the holder's affiliates) to beneficially own more than 19.99% of the Common Stock of the Issuer then outstanding. F1: The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"). NEA 15 is the sole member of Growth Equity Opportunities Fund IV, LLC ("GEO IV"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO IV in which the Reporting Person has no pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"). NEA 15 is the sole member of Growth Equity Opportunities Fund IV, LLC ("GEO IV"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO IV in which the Reporting Person has no pecuniary interest.
F2: The Warrants are immediately exercisable upon issuance, however the Warrants may not be exercised to the extent such exercise would cause the holder of such Warrants (together with the holder's affiliates, and any other persons acting as a group together with the holder or any of the holder's affiliates) to beneficially own more than 19.99% of the Common Stock of the Issuer then outstanding.
Elastic N.V.
Report date September 30, 2025 · Filed October 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 13,393 |
Reported balance
After 2025-09-30 transaction · row 1
1 source rowRow 1 · 2025-09-30 · Grant · Acquired 2,663 · Balance 13,393 F1: Represents restricted stock units that vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) September 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) September 30, 2026.
GENOCEA BIOSCIENCES, INC.
Report date January 19, 2018 · Filed January 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note 1 | 25,000,000 |
Reported balance
Holding disclosure · report date 2018-01-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000,000 F1: The Reporting Person is a manager of NEA 16 GP, LLC, ("NEA 16 GP") which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 16 in which the Reporting Person has no pecuniary interest. |
| Warrant to Purchase Common Stock (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.20 · Expires 2023-01-18 | IndirectSee Note1 | Not disclosed |
Reported balance
Holding disclosure · report date 2018-01-19 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: The Reporting Person is a manager of NEA 16 GP, LLC, ("NEA 16 GP") which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 16 in which the Reporting Person has no pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a manager of NEA 16 GP, LLC, ("NEA 16 GP") which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 16 in which the Reporting Person has no pecuniary interest.
Nextdoor Holdings, Inc.
Report date November 05, 2021 · Filed November 09, 2021
Jointly reported with SPURLOCK STEVEN M, Hu An-Yen, Cohler Matt, FENTON PETER H, LASKY MITCHELL, Tavel Sarah E, Vishria Eric
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-05 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1. F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions). F3: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock, Sarah E. Tavel, and Eric Vishria are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities. F4: Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions).
F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1.
F3: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock, Sarah E. Tavel, and Eric Vishria are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities.
F4: Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Regulus Therapeutics Inc.
Report date July 24, 2017 · Filed July 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note 1 | 10,989,010 |
Reported balance
Holding disclosure · report date 2017-07-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,989,010 F1: The Reporting Person is a manager of NEA 16 GP, LLC, ("NEA 16 GP") which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"). NEA 16 is the sole member of Growth Equity Opportunities Fund V, LLC ("GEO V"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO V in which the Reporting Person has no pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a manager of NEA 16 GP, LLC, ("NEA 16 GP") which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"). NEA 16 is the sole member of Growth Equity Opportunities Fund V, LLC ("GEO V"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO V in which the Reporting Person has no pecuniary interest.
X4 Pharmaceuticals, Inc
Report date November 20, 2017 · Filed November 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note 1 | 2,000,000 |
Reported balance
Holding disclosure · report date 2017-11-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000,000 F1: The Reporting Person is a manager of NEA 16 GP, LLC, ("NEA 16 GP") which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 16 in which the Reporting Person has no pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a manager of NEA 16 GP, LLC, ("NEA 16 GP") which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 16 in which the Reporting Person has no pecuniary interest.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Amplitude, Inc.
Report date November 30, 2022 · Filed December 02, 2022
Jointly reported with Hu An-Yen, Cohler Matt, FENTON PETER H, GURLEY J WILLIAM, LASKY MITCHELL, Tavel Sarah E
Section 16 reporting ended · disclosed 2022-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,526,430 |
Reported balance
After 2022-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-30 · Conversion · Acquired 1,526,430 · Balance 1,526,430 F1: Conversion of a derivative security in accordance of its terms. F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-30 · Other · Disposed 1,526,430 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 365,055 |
Reported balance
After 2022-11-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-30 · Other · Acquired 88,151 · Balance 365,055 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 205,497 |
Reported balance
After 2022-11-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-30 · Other · Acquired 60,910 · Balance 205,497 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,064 |
Reported balance
After 2022-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-11-30 · Other · Acquired 3,064 · Balance 3,064 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6: Shares are held by Peter H. Fenton's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,864 |
Reported balance
After 2022-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-11-30 · Other · Acquired 3,007 · Balance 15,864 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7: Shares are held by Mitchell H. Lasky's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 323,551 |
Reported balance
After 2022-11-30 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-11-30 · Other · Acquired 75,672 · Balance 323,551 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8: Shares are held by Mitchell H. Lasky's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,014 |
Reported balance
After 2022-11-30 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-11-30 · Other · Acquired 6,014 · Balance 6,014 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9: Shares are held by J. William Gurley's family partnerships. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 145,830 |
Reported balance
After 2022-11-30 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-11-30 · Other · Acquired 72,665 · Balance 145,830 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10: Shares are held by J. William Gurley's trust entity |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 160,882 |
Reported balance
After 2022-11-30 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-11-30 · Other · Acquired 45,795 · Balance 160,882 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11: Shares are held by Sarah Tavel. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,302 |
Reported balance
After 2022-11-30 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-11-30 · Other · Acquired 531 · Balance 1,302 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12: Shares held by An-Yen Hu's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,285 |
Reported balance
After 2022-11-30 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-11-30 · Other · Acquired 10,285 · Balance 10,285 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13: Shares held by Chetan Puttagunta. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 6,211,438 |
Reported balance
After 2022-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-11-30 · Conversion · Disposed 1,526,430 · Balance 6,211,438 F14: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of a derivative security in accordance of its terms.
F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F4: Shares are held by Matthew R. Cohler's trust entity.
F5: Shares are held by Peter H. Fenton's trust entities.
F6: Shares are held by Peter H. Fenton's family partnership.
F7: Shares are held by Mitchell H. Lasky's family partnership.
F8: Shares are held by Mitchell H. Lasky's trust entity.
F9: Shares are held by J. William Gurley's family partnerships.
F10: Shares are held by J. William Gurley's trust entity
F11: Shares are held by Sarah Tavel.
F12: Shares held by An-Yen Hu's trust entity.
F13: Shares held by Chetan Puttagunta.
F14: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
Confluent, Inc.
Report date November 30, 2022 · Filed December 02, 2022
Jointly reported with Hu An-Yen, Cohler Matt, FENTON PETER H, GURLEY J WILLIAM, LASKY MITCHELL, Tavel Sarah E
Section 16 reporting ended · disclosed 2022-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,862,593 |
Reported balance
After 2022-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-30 · Conversion · Acquired 3,862,593 · Balance 3,862,593 F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-30 · Other · Disposed 3,862,593 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,690,388 |
Reported balance
After 2022-11-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-30 · Other · Acquired 90,484 · Balance 1,690,388 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F3: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,023,779 |
Reported balance
After 2022-11-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-30 · Other · Acquired 36,101 · Balance 1,023,779 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,563 |
Reported balance
After 2022-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-11-30 · Other · Acquired 10,563 · Balance 10,563 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5: Shares are held by Peter H. Fenton's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,041 |
Reported balance
After 2022-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-11-30 · Other · Acquired 10,347 · Balance 31,041 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6: Shares are held by Mitchell H. Lasky's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,311,584 |
Reported balance
After 2022-11-30 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-11-30 · Other · Acquired 47,549 · Balance 1,311,584 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7: Shares are held by Mitchell H. Lasky's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 20,694 |
Reported balance
After 2022-11-30 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-11-30 · Other · Acquired 20,694 · Balance 20,694 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8: Shares are held by J. William Gurley's family partnerships |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,411,999 |
Reported balance
After 2022-11-30 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-11-30 · Other · Acquired 37,201 · Balance 1,411,999 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9: Shares are held by J. William Gurley's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 970,369 |
Reported balance
After 2022-11-30 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-11-30 · Other · Acquired 15,577 · Balance 970,369 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10: Shares are held by Sarah Tavel. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,036 |
Reported balance
After 2022-11-30 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-11-30 · Other · Acquired 42 · Balance 12,036 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11: Shares held by An-Yen Hu's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 154,249 |
Reported balance
After 2022-11-30 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-11-30 · Other · Acquired 3,478 · Balance 154,249 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12: Shares held by Chetan Puttagunta's trust entity. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 14,160,846 |
Reported balance
After 2022-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-11-30 · Conversion · Disposed 3,862,593 · Balance 14,160,846 F13: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F3: Shares are held by Matthew R. Cohler's trust entity.
F4: Shares are held by Peter H. Fenton's trust entities.
F5: Shares are held by Peter H. Fenton's family partnership.
F6: Shares are held by Mitchell H. Lasky's family partnership.
F7: Shares are held by Mitchell H. Lasky's family trust.
F8: Shares are held by J. William Gurley's family partnerships
F9: Shares are held by J. William Gurley's trust entity.
F10: Shares are held by Sarah Tavel.
F11: Shares held by An-Yen Hu's trust entity.
F12: Shares held by Chetan Puttagunta's trust entity.
F13: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2021 Filed Oct 5, 2021 17:33 UTC | Elastic N.V. ESTC · Entity 1064 | GrantOrdinary Shares | 1,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059616 · doc4.xml · nonDerivative · entry 1 Puttagunta Chetan · CIK 0001695859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,810 F1 · shares: The reported ordinary shares are represented by restricted stock units which vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) October 1, 2022. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 455 | $54.28 | $24,697.95 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 27 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,688 F9 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $53.875 to a high of $54.67, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F18 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 291 | $53.24 | $15,493.13 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 26 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,143 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $52.85 to a high of $53.8, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F18 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 63 | $52.24 | $3,290.99 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 25 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,434 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $51.81 to a high of $52.57, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F18 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 2,027 | $54.28 | $110,027.99 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 22 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 52,051 F9 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $53.875 to a high of $54.67, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F16 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,293 | $53.24 | $68,840.61 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 21 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 54,078 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $52.85 to a high of $53.8, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F16 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 279 | $52.24 | $14,574.40 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 20 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,371 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $51.81 to a high of $52.57, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F16 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,869 | $54.28 | $101,451.56 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 14 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 76,489 F9 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $53.875 to a high of $54.67, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F11 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,193 | $53.24 | $63,516.51 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 13 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,358 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $52.85 to a high of $53.8, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F11 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 257 | $52.24 | $13,425.17 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,551 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $51.81 to a high of $52.57, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F11 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 912 | $54.28 | $49,504.45 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,279 F9 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $53.875 to a high of $54.67, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 581 | $53.24 | $30,933.02 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,191 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $52.85 to a high of $53.8, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 126 | $52.24 | $6,581.99 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,772 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $51.81 to a high of $52.57, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass B Common Stock · Derivative | 1,473,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · derivative · entry 28 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,264,298 Underlying: Class A Common Stock · 1,473,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F19 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F19 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F1 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 12,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 24 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,497 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F18 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 696 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 23 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 696 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F17 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 55,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 19 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,650 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F16 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 95,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 18 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 95,210 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F15 · ownership.nature: Shares are held by J. William Gurley's trust entity Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 7,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 17 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,880 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F14 · ownership.nature: Shares are held by J. William Gurley's family partnerships. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 99,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 16 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 99,150 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F13 · ownership.nature: Shares are held by Mitchell H. Lasky's trust entity. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 3,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 15 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,940 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F12 · ownership.nature: Shares are held by Mitchell H. Lasky's family partnership. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 79,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,808 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F11 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 115,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 115,499 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F10 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 32,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,898 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F6 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. F1 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 1,473,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Conversion of a derivative security in accordance of its terms. F1 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 200,000 | $54.20 | $10,840,520.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 526,430 F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $54.01 to a high of $54.68, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F1 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 200,000 | $53.28 | $10,655,260.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 726,430 F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $53 to a high of $53.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F1 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:28 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 600,000 | $50.00 | $30,000,000.00 |
DisclosureSEC source: 0001104659-21-121455 · tm2128971-3_4seq1.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · Director Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 926,430 F1 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 19:35 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass B Common Stock · Derivative | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-119441 · tm2128369d2_4.xml · derivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,737,868 Underlying: Class A Common Stock · 1,526,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F3 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F3 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII"), Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 19:35 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-119441 · tm2128369d2_4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,526,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security in accordance of its terms. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII"), Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 9,267,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · derivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,748,625 Underlying: Class A Common Stock · 9,267,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 212,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 212,839 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F11 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 11,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,910 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F10 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 946,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 946,430 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F9 · ownership.nature: Shares are held by Sarah Tavel Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 1,418,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,418,936 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F8 · ownership.nature: Shares are held by J. William Gurley's trust entities. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 1,418,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,418,937 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F7 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 1,156,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,156,576 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F6 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 1,418,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,418,936 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F5 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 425,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 425,680 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F4 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 9,267,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds to BCMC VIII and its respective members and equityholders and was not a disposition for value. The recipients of such shares in such distribution are subject to a lock-up agreement with the representatives of the several underwriters in connection with the initial public offering of the Issuer. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:01 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 9,267,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-114796 · tm2127305-3_4seq1.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,267,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 17:41 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 35,015,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043715 · doc4.xml · derivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,015,997 Underlying: Class A Common Stock · 35,015,997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII"), Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. F4 · ownership.nature: Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 17:41 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionSeries D Preferred Stock · Derivative | 9,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043715 · doc4.xml · derivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 9,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F2 · derivative.underlying: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII"), Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. F4 · ownership.nature: Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 17:41 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionSeries C Preferred Stock · Derivative | 932,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043715 · doc4.xml · derivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 932,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F2 · derivative.underlying: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII"), Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. F4 · ownership.nature: Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 17:41 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionSeries B Preferred Stock · Derivative | 4,149,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043715 · doc4.xml · derivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 4,149,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F2 · derivative.underlying: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII"), Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. F4 · ownership.nature: Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 17:41 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionSeries A Preferred Stock · Derivative | 29,923,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043715 · doc4.xml · derivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 29,923,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). F2 · derivative.underlying: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII"), Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. F4 · ownership.nature: Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 17:57 UTC | Elastic N.V. ESTC · Entity 1064 | PurchaseOrdinary Shares | 2,000 | $106.69 | $213,370.60 |
DisclosureSEC source: 0001209191-21-024213 · doc4.xml · nonDerivative · entry 4 Puttagunta Chetan · CIK 0001695859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,487 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.64 to $106.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 25, 2021 Filed Apr 1, 2021 17:57 UTC | Elastic N.V. ESTC · Entity 1064 | PurchaseOrdinary Shares | 1,000 | $110.66 | $110,660.00 |
DisclosureSEC source: 0001209191-21-024213 · doc4.xml · nonDerivative · entry 3 Puttagunta Chetan · CIK 0001695859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,487 Read SEC document |
| March 16, 2021 Filed Apr 1, 2021 17:57 UTC | Elastic N.V. ESTC · Entity 1064 | PurchaseOrdinary Shares | 1,000 | $119.05 | $119,050.00 |
DisclosureSEC source: 0001209191-21-024213 · doc4.xml · nonDerivative · entry 2 Puttagunta Chetan · CIK 0001695859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,487 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.