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Sottile James

Disclosed activity across 1 company

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74593
SEC CIK
0001751535

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Light & Wonder, Inc.LNW · Entity 9758Exec VP, CLO & Corp SecOctober 01, 2025October 03, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Light & Wonder, Inc.

Report date October 01, 2025 · Filed October 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect88,872 Ending reported balance After 2025-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-10-01 · Exercise / conversion · Acquired 3,334 · Balance 90,474

Row 2 · 2025-10-01 · Tax withholding · Disposed 1,602 · Balance 88,872

F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-10-01 · Exercise / conversion · Disposed 3,334 · Balance 0

F2: Represents the vesting of one-third of restricted stock units granted on October 5, 2022. The award has fully vested. Each restricted stock unit converted into a share of common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

F2: Represents the vesting of one-third of restricted stock units granted on October 5, 2022. The award has fully vested. Each restricted stock unit converted into a share of common stock on a one-for-one basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2021 Filed Mar 23, 2021 20:27 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 5,387 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 5

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 5,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of 5,387 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of 5,387 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of 5,387 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 4

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 5,696 $43.49 $247,719.04
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,057

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 17,527 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950157-20-001206 · form4.xml · derivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in two equal installments of 3,333 shares on each of September 28, 2021 and September 28, 2022 and a final installment of 3,334 shares on September 28, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in two equal installments of 3,333 shares on each of September 28, 2021 and September 28, 2022 and a final installment of 3,334 shares on September 28, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in two equal installments of 3,333 shares on each of September 28, 2021 and September 28, 2022 and a final installment of 3,334 shares on September 28, 2023. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 2,198 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000125 · wf-form4_159899232474074.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,198

Underlying: Common Stock · 2,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 747 $21.75 $16,247.25
Disclosure

SEC source: 0000750004-20-000125 · wf-form4_159899232474074.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000125 · wf-form4_159899232474074.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:35 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 8,979 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000037 · wf-form4_158620530014633.xml · derivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,979

Underlying: Common Stock · 8,979 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units are scheduled to vest as to 5,387 shares on March 20, 2021 and as to 3,592 shares on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest as to 5,387 shares on March 20, 2021 and as to 3,592 shares on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest as to 5,387 shares on March 20, 2021 and as to 3,592 shares on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:35 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000037 · wf-form4_158620530014633.xml · derivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:35 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000025 · wf-form4_158499571319717.xml · derivative · entry 4

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,280

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:35 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000025 · wf-form4_158499571319717.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344

Underlying: Common Stock · 672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 672 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 672 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 672 shares on each of March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:35 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 940 $4.41 $4,145.40
Disclosure

SEC source: 0000750004-20-000025 · wf-form4_158499571319717.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:35 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 2,765 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000025 · wf-form4_158499571319717.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 2,198 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000110 · wf-form4_156762910707790.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

Underlying: Common Stock · 2,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 2,198 shares on each of August 31, 2020 and August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 2,198 shares on each of August 31, 2020 and August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in two equal installments of 2,198 shares on each of August 31, 2020 and August 31, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 708 $18.34 $12,984.72
Disclosure

SEC source: 0000750004-19-000110 · wf-form4_156762910707790.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
August 31, 2019 Filed Sep 4, 2019 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000110 · wf-form4_156762910707790.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 15,127 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · derivative · entry 6

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,127

Underlying: Common Stock · 15,127 shares

Expires 2029-03-20

F5 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 3,781 shares on March 20, 2020 and as to 3,782 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), subject to the Company's achievement of annual adjusted EBITDA growth of 10% or more compared to actual adjusted EBITDA for the calendar year ending December 31, 2018 (the "AEBITDA Goal"). If the AEBITDA Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the AEBITDA Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the AEBITDA Goal and any remaining installments will vest in accordance with the vesting schedule. If the Compensation Committee of the Company determines that the AEBITDA Goal has not been achieved by the end of the 2022 fiscal year, all stock options are forfeited.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 15,127 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · derivative · entry 5

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,127

Underlying: Common Stock · 15,127 shares

Expires 2029-03-20

F4 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 3,781 shares on March 20, 2020 and as to 3,782 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 8,373 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · derivative · entry 4

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,373

Underlying: Common Stock · 8,373 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,093 shares) and the balance in three installments on March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,093 shares) and the balance in three installments on March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,093 shares) and the balance in three installments on March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 671 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016

Underlying: Common Stock · 671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in three equal installments of 672 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in three equal installments of 672 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in three equal installments of 672 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 211 $22.69 $4,787.59
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Sep 4, 2020 20:33 UTC Amendment Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 15,127 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000950157-20-001062 · form4.xml · derivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,127

Underlying: Common Stock · 15,127 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 3,782 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 3,781 stock options will become exercisable upon achievement of the Performance Goal.

F1 · derivative.expiration_date: The stock options are scheduled to become exercisable as to 3,782 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 3,781 stock options will become exercisable upon achievement of the Performance Goal.

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September 04, 2018 Filed Sep 6, 2018 20:34 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 5,006 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0000750004-18-000189 · wf-form4_153626605352842.xml · derivative · entry 4

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,006

Underlying: Common Stock · 5,006 shares

Expires 2028-09-03

F4 · derivative.exercise_date: The stock options are scheduled to become exercisable in four annual installments beginning on March 20, 2019 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $36.40 (the "Performance Goal") prior to March 20, 2022. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2022, all stock options are forfeited.

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September 04, 2018 Filed Sep 6, 2018 20:34 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 5,006 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0000750004-18-000189 · wf-form4_153626605352842.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,006

Underlying: Common Stock · 5,006 shares

Expires 2028-09-03

F3 · derivative.exercise_date: The stock options become exercisable in four installments on March 20, 2019 (1,251 shares), March 20, 2020 (1,252 shares), March 20, 2021 (1,251 shares) and March 20, 2022 (1,252 shares).

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September 04, 2018 Filed Sep 6, 2018 20:34 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 2,687 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000189 · wf-form4_153626605352842.xml · derivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,687

Underlying: Common Stock · 2,687 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units are scheduled to vest in four installments on March 20, 2019 (671 shares), March 20, 2020 (672 shares), March 20, 2021 (672 shares) and March 20, 2022 (672 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest in four installments on March 20, 2019 (671 shares), March 20, 2020 (672 shares), March 20, 2021 (672 shares) and March 20, 2022 (672 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest in four installments on March 20, 2019 (671 shares), March 20, 2020 (672 shares), March 20, 2021 (672 shares) and March 20, 2022 (672 shares). Each unit converts into a share of common stock on a one-for-one basis.

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September 04, 2018 Filed Sep 6, 2018 20:34 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 6,594 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000189 · wf-form4_153626605352842.xml · derivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,594

Underlying: Common Stock · 6,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in three equal annual installments beginning on August 31, 2019. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on August 31, 2019. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on August 31, 2019. Each unit converts into a share of common stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.