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Spectrum VII Investment Managers' Fund, L.P.

Disclosed activity across 2 companies

Tapewire entity
74200
SEC CIK
0001626997

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Definitive Healthcare Corp.DH · Entity 1538DirectorAugust 22, 2023August 24, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeIndirectSee note13,843,158 Reported balance After 2023-08-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-08-22 · Other · Disposed 2,898,179 · Balance 13,843,158

F1: See Exhibit 99.1 for the text of footnote (1).

F2: See Exhibit 99.1 for the text of footnote (2).

F3: See Exhibit 99.1 for the text of footnote (3).

Class A Common StockSEC Table I · non-derivativeIndirectSee note1,441,657 Last balance in matching sequence After 2023-08-24 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 2 · 2023-08-22 · Conversion · Acquired 2,898,179 · Balance 4,641,657

F1: See Exhibit 99.1 for the text of footnote (1).

F2: See Exhibit 99.1 for the text of footnote (2).

F3: See Exhibit 99.1 for the text of footnote (3).

Row 3 · 2023-08-23 · Other · Disposed 3,193,344 · Balance 1,448,313

F4: See Exhibit 99.1 for the text of footnote (4).

F3: See Exhibit 99.1 for the text of footnote (3).

Row 4 · 2023-08-24 · Sale · Disposed 2,454 · Balance 1,445,859

F5: See Exhibit 99.1 for the text of footnote (5).

F3: See Exhibit 99.1 for the text of footnote (3).

Row 5 · 2023-08-24 · Sale · Disposed 4,202 · Balance 1,441,657

F6: See Exhibit 99.1 for the text of footnote (6).

F3: See Exhibit 99.1 for the text of footnote (3).

LLC Units of AIDH Topco, LLCSEC Table II · derivative / convertible securityIndirectSee note13,843,158 Reported balance After 2023-08-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-08-22 · Conversion · Disposed 2,898,179 · Balance 13,843,158

F2: See Exhibit 99.1 for the text of footnote (2).

F1: See Exhibit 99.1 for the text of footnote (1).

F3: See Exhibit 99.1 for the text of footnote (3).

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1 for the text of footnote (1).

F2: See Exhibit 99.1 for the text of footnote (2).

F3: See Exhibit 99.1 for the text of footnote (3).

F4: See Exhibit 99.1 for the text of footnote (4).

F5: See Exhibit 99.1 for the text of footnote (5).

F6: See Exhibit 99.1 for the text of footnote (6).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2025-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Spectrum Equity VII, L.P.0 Last balance in matching sequence After 2025-10-14 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-10-14 · Conversion · Acquired 8,881,362 · Balance 8,881,362

F1: Represents the conversion of the Issuer's Class B Common Stock ("Class B Shares") into shares of the Issuer's Class A Common Stock (the "Class A Shares") on a one-for-one basis.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Row 4 · 2025-10-14 · Other · Disposed 8,881,362 · Balance 0

F3: Spectrum Equity VII, L.P. made a pro rata distribution of 8,881,362 shares of Class A Shares to its general partner and limited partners for no consideration on October 14, 2025.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Class A Common StockSEC Table I · non-derivativeIndirectBy Spectrum VII Investment Managers' Fund, L.P.0 Last balance in matching sequence After 2025-10-15 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2025-10-14 · Conversion · Acquired 15,202 · Balance 15,202

F1: Represents the conversion of the Issuer's Class B Common Stock ("Class B Shares") into shares of the Issuer's Class A Common Stock (the "Class A Shares") on a one-for-one basis.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Row 5 · 2025-10-15 · Sale · Disposed 15,202 · Balance 0

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.000 to $4.005 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Class A Common StockSEC Table I · non-derivativeIndirectBy Spectrum VII Co-Investment Fund L.P.0 Last balance in matching sequence After 2025-10-15 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2025-10-14 · Conversion · Acquired 8,569 · Balance 8,569

F1: Represents the conversion of the Issuer's Class B Common Stock ("Class B Shares") into shares of the Issuer's Class A Common Stock (the "Class A Shares") on a one-for-one basis.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Row 6 · 2025-10-15 · Sale · Disposed 8,569 · Balance 0

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.000 to $4.005 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Spectrum Equity VII, L.P.0 Reported balance After 2025-10-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-10-14 · Conversion · Disposed 8,881,362 · Balance 0

F1: Represents the conversion of the Issuer's Class B Common Stock ("Class B Shares") into shares of the Issuer's Class A Common Stock (the "Class A Shares") on a one-for-one basis.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Spectrum VII Investment Managers' Fund, L.P.0 Reported balance After 2025-10-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-10-14 · Conversion · Disposed 15,202 · Balance 0

F1: Represents the conversion of the Issuer's Class B Common Stock ("Class B Shares") into shares of the Issuer's Class A Common Stock (the "Class A Shares") on a one-for-one basis.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Spectrum VII Co-Investment Fund L.P.0 Reported balance After 2025-10-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-10-14 · Conversion · Disposed 8,569 · Balance 0

F1: Represents the conversion of the Issuer's Class B Common Stock ("Class B Shares") into shares of the Issuer's Class A Common Stock (the "Class A Shares") on a one-for-one basis.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion of the Issuer's Class B Common Stock ("Class B Shares") into shares of the Issuer's Class A Common Stock (the "Class A Shares") on a one-for-one basis.

F2: The general partner of Spectrum Equity VII, L.P. ("SE VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund L.P. ("Spectrum VII Co-Investment Fund"), and Spectrum Equity Associates is SEA VII Management, LLC ("Management LLC"). Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by SE VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

F3: Spectrum Equity VII, L.P. made a pro rata distribution of 8,881,362 shares of Class A Shares to its general partner and limited partners for no consideration on October 14, 2025.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.000 to $4.005 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2022 Filed May 12, 2022 17:17 UTC Definitive Healthcare Corp. DH · Entity 1538 ConversionLLC Units of AIDH Topco, LLC · Derivative 2,717,042 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017778 · doc4.xml · derivative · entry 8

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 24,091,844

Underlying: Class A Common Stock · 2,717,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for the text of footnote (2).

F1 · kind: See Exhibit 99.1 for the text of footnote (1).

F2 · kind: See Exhibit 99.1 for the text of footnote (2).

F1 · price: See Exhibit 99.1 for the text of footnote (1).

F2 · price: See Exhibit 99.1 for the text of footnote (2).

F2 · derivative.exercise_date: See Exhibit 99.1 for the text of footnote (2).

F2 · derivative.expiration_date: See Exhibit 99.1 for the text of footnote (2).

F2 · derivative.underlying_shares: See Exhibit 99.1 for the text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for the text of footnote (3).

Read SEC document
May 10, 2022 Filed May 12, 2022 17:17 UTC Definitive Healthcare Corp. DH · Entity 1538 OtherClass A Common Stock 2,993,760 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017778 · doc4.xml · nonDerivative · entry 3

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 2,515,211

F4 · kind: See Exhibit 99.1 for the text of footnote (4).

F4 · shares: See Exhibit 99.1 for the text of footnote (4).

F4 · price: See Exhibit 99.1 for the text of footnote (4).

F3 · ownership.nature: See Exhibit 99.1 for the text of footnote (3).

Read SEC document
May 10, 2022 Filed May 12, 2022 17:17 UTC Definitive Healthcare Corp. DH · Entity 1538 ConversionClass A Common Stock 2,717,042 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017778 · doc4.xml · nonDerivative · entry 2

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 5,508,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: See Exhibit 99.1 for the text of footnote (1).

F2 · kind: See Exhibit 99.1 for the text of footnote (2).

F1 · price: See Exhibit 99.1 for the text of footnote (1).

F2 · price: See Exhibit 99.1 for the text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for the text of footnote (3).

Read SEC document
May 10, 2022 Filed May 12, 2022 17:17 UTC Definitive Healthcare Corp. DH · Entity 1538 OtherClass B Common Stock 2,717,042 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017778 · doc4.xml · nonDerivative · entry 1

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 24,091,844

F1 · kind: See Exhibit 99.1 for the text of footnote (1).

F2 · kind: See Exhibit 99.1 for the text of footnote (2).

F1 · price: See Exhibit 99.1 for the text of footnote (1).

F2 · price: See Exhibit 99.1 for the text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for the text of footnote (3).

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:18 UTC Definitive Healthcare Corp. DH · Entity 1538 Disposition to issuerLLC Units of AIDH Topco, LLC · Derivative 902,103 $34.74 $31,339,058.22
Disclosure

SEC source: 0000899243-21-046090 · doc4.xml · derivative · entry 3

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 26,808,886

Underlying: Class A Common Stock · 902,103 shares

Expires not disclosed

F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2).

F1 · kind: See Exhibit 99.1 for text of footnote (1).

F1 · shares: See Exhibit 99.1 for text of footnote (1).

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F6 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (6).

F6 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (6).

F1 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (1).

F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F5 · balance_after: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:18 UTC Definitive Healthcare Corp. DH · Entity 1538 Disposition to issuerClass B Common Stock 902,103 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-046090 · doc4.xml · nonDerivative · entry 2

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 26,808,886

F2 · price: See Exhibit 99.1 for text of footnote (2).

F1 · balance_after: See Exhibit 99.1 for text of footnote (1).

F2 · balance_after: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:18 UTC Definitive Healthcare Corp. DH · Entity 1538 Disposition to issuerClass A Common Stock 93,947 $34.74 $3,263,718.78
Disclosure

SEC source: 0000899243-21-046090 · doc4.xml · nonDerivative · entry 1

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 2,791,929

F1 · balance_after: See Exhibit 99.1 for text of footnote (1).

F2 · balance_after: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:41 UTC Definitive Healthcare Corp. DH · Entity 1538 ConversionLLC Units of AIDH Topco, LLC · Derivative 641,983 $25.31 $16,250,194.69
Disclosure

SEC source: 0000899243-21-036911 · doc4.xml · derivative · entry 3

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 27,710,989

Underlying: Class A Common Stock · 641,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2).

F1 · kind: See Exhibit 99.1 for text of footnote (1).

F1 · shares: See Exhibit 99.1 for text of footnote (1).

F2 · shares: See Exhibit 99.1 for text of footnote (2).

F6 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (6).

F6 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (6).

F1 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (1).

F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F5 · balance_after: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.direct: See Exhibit 99.1 for text of footnote (1).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:41 UTC Definitive Healthcare Corp. DH · Entity 1538 ConversionClass B Common Stock 641,983 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-036911 · doc4.xml · nonDerivative · entry 2

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 27,710,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: See Exhibit 99.1 for text of footnote (2).

F1 · balance_after: See Exhibit 99.1 for text of footnote (1).

F2 · balance_after: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:41 UTC Definitive Healthcare Corp. DH · Entity 1538 SaleClass A Common Stock 66,857 $25.31 $1,692,317.81
Disclosure

SEC source: 0000899243-21-036911 · doc4.xml · nonDerivative · entry 1

SEA VII Management, LLC · CIK 0001824265 · Director · 10% owner

SE VII DHC AIV, L.P. · CIK 0001879386 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · Director · 10% owner

SE VII DHC AIV Feeder, L.P. · CIK 0001879377 · Director · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · Director · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 2,885,876

F1 · balance_after: See Exhibit 99.1 for text of footnote (1).

F2 · balance_after: See Exhibit 99.1 for text of footnote (2).

F3 · balance_after: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 ConversionClass B Common Stock · Derivative 6,544 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · derivative · entry 9

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum VII Co-Investment Fund, L.P.

Disclosed balance after: 46,331

Underlying: Class A Common Stock · 6,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F2 · derivative.exercise_date: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F2 · derivative.expiration_date: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 ConversionClass B Common Stock · Derivative 11,609 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · derivative · entry 8

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum VII Investment Managers' Fund, L.P.

Disclosed balance after: 82,191

Underlying: Class A Common Stock · 11,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F2 · derivative.exercise_date: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F2 · derivative.expiration_date: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 ConversionClass B Common Stock · Derivative 6,781,847 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · derivative · entry 7

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum Equity VII, L.P.

Disclosed balance after: 48,016,553

Underlying: Class A Common Stock · 6,781,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F2 · derivative.exercise_date: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F2 · derivative.expiration_date: In connection with the Issuer's initial public offering, the reporting person converted shares of the Class B Common Stock to Class A Common Stock.

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 SaleClass A Common Stock 6,544 $33.00 $215,952.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · nonDerivative · entry 6

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum VII Co-Investment Fund, L.P.

Disclosed balance after: 0

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 SaleClass A Common Stock 11,609 $33.00 $383,097.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · nonDerivative · entry 5

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum VII Investment Managers' Fund, L.P.

Disclosed balance after: 0

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 SaleClass A Common Stock 6,781,847 $33.00 $223,800,951.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · nonDerivative · entry 4

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum Equity VII, L.P.

Disclosed balance after: 0

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 ConversionClass A Common Stock 6,544 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · nonDerivative · entry 3

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum VII Co-Investment Fund, L.P.

Disclosed balance after: 6,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 ConversionClass A Common Stock 11,609 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · nonDerivative · entry 2

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum VII Investment Managers' Fund, L.P.

Disclosed balance after: 11,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:30 UTC GoodRx Holdings, Inc. GDRX · Entity 4838 ConversionClass A Common Stock 6,781,847 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026464 · doc4.xml · nonDerivative · entry 1

LeSieur Stephen · CIK 0001822084 · Director · 10% owner

Spectrum VII Investment Managers' Fund, L.P. · CIK 0001626997 · 10% owner

Spectrum Equity VII, L.P. · CIK 0001609969 · 10% owner

Spectrum VII Co-Investment Fund, L.P. · CIK 0001822087 · 10% owner

Spectrum Equity Associates VII, L.P. · CIK 0001824228 · 10% owner

SEA VII Management, LLC · CIK 0001824265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spectrum Equity VII, L.P.

Disclosed balance after: 6,781,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The general partner of Spectrum Equity VII, L.P. ("Spectrum Equity VII") is Spectrum Equity Associates VII, L.P. ("Spectrum Equity Associates VII"). The general partner of each of Spectrum VII Investment Managers' Fund, L.P. ("Spectrum VII Investment Managers' Fund"), Spectrum VII Co-Investment Fund, L.P. ("Spectrum VII Co-Investment Fund") and Spectrum Equity Associates VII is SEA VII Management, LLC. Brion B. Applegate, Christopher T. Mitchell, Victor E. Parker, Jr., Benjamin C. Spero, Ronan Cunningham, Peter T. Jensen, Stephen M. LeSieur, Brian Regan and Michael W. Farrell may be deemed to share voting and dispositive power over the securities held by Spectrum Equity VII, Spectrum VII Investment Managers' Fund and Spectrum VII Co-Investment Fund. Each of these individuals disclaims beneficial ownership of such securities, except to the extent of their pecuniary interest, if any.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.