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Kohl Simeon

Disclosed activity across 2 companies

Tapewire entity
74092
SEC CIK
0001703807

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Health Catalyst, Inc.HCAT · Entity 1565Director · Chief Executive OfficerSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Health Catalyst, Inc.

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,856,385 Ending reported balance After 2026-09-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-14 · Grant · Acquired 2,747,385 · Balance 2,797,385

F1: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2026 Employment Inducement Incentive Plan (the "2026 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2026 Plan, 915,975 RSUs will vest on September 4, 2027 and, thereafter, the remaining RSUs will vest in 8 approximately equal quarterly installments.

Row 2 · 2026-09-14 · Purchase · Acquired 59,000 · Balance 2,856,385

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2026 Employment Inducement Incentive Plan (the "2026 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2026 Plan, 915,975 RSUs will vest on September 4, 2027 and, thereafter, the remaining RSUs will vest in 8 approximately equal quarterly installments.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Performant Healthcare Inc

Report date October 21, 2025 · Filed October 21, 2025

Section 16 reporting ended · disclosed 2025-10-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2025-10-21 transaction · row 1
1 source row

Row 1 · 2025-10-21 · Disposition to issuer · Disposed 619,309 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated July 31, 2025 (the "Merger Agreement"), by and among Performant Healthcare, Inc. ("Performant" or "Company"), Continental Buyer, Inc., a Delaware corporation ("Continental" or "Parent") and Prevail Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Continental ("Merger Sub"), pursuant to which Merger Sub will be merged with and into Performant, with Performant surviving the merger as a wholly-owned subsidiary of Continental (the "Merger").

F2: Effective as of immediately prior to the Effective Time (as defined in the Merger Agreement), each share of the Company's Common Stock, par value $0.0001 per share, as the "Common Stock" or "Company Shares" issued and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive $7.75 in cash without interest (the "Merger Consideration") subject to any applicable withholding taxes as provided in the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-10-21 · Disposition to issuer · Disposed 25,000 · Balance 0

F3: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to time-based vesting restrictions, whether vested or unvested, that is outstanding immediately prior to the Effective Time (each, a "Performant RSU") will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (i) the total number of Company Shares underlying such Performant RSU multiplied by (ii) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-10-21 · Disposition to issuer · Disposed 41,538 · Balance 0

F3: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to time-based vesting restrictions, whether vested or unvested, that is outstanding immediately prior to the Effective Time (each, a "Performant RSU") will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (i) the total number of Company Shares underlying such Performant RSU multiplied by (ii) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-10-21 · Disposition to issuer · Disposed 91,724 · Balance 0

F3: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to time-based vesting restrictions, whether vested or unvested, that is outstanding immediately prior to the Effective Time (each, a "Performant RSU") will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (i) the total number of Company Shares underlying such Performant RSU multiplied by (ii) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-10-21 · Disposition to issuer · Disposed 91,724 · Balance 0

F5: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to performance-based vesting conditions, that is outstanding immediately prior to the Effective Time (each, a "Performant PRSU") (i) to the extent not vested, shall be deemed to have satisfied such vesting conditions at 100% of target and shall have any time-based vesting conditions waived and (ii) will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (A) the number of Company Shares underlying such Performant PRSU multiplied by (B) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-21 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-10-21 · Disposition to issuer · Disposed 118,419 · Balance 0

F3: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to time-based vesting restrictions, whether vested or unvested, that is outstanding immediately prior to the Effective Time (each, a "Performant RSU") will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (i) the total number of Company Shares underlying such Performant RSU multiplied by (ii) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-21 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-10-21 · Disposition to issuer · Disposed 105,789 · Balance 0

F5: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to performance-based vesting conditions, that is outstanding immediately prior to the Effective Time (each, a "Performant PRSU") (i) to the extent not vested, shall be deemed to have satisfied such vesting conditions at 100% of target and shall have any time-based vesting conditions waived and (ii) will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (A) the number of Company Shares underlying such Performant PRSU multiplied by (B) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-21 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-10-21 · Disposition to issuer · Disposed 198,320 · Balance 0

F3: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to time-based vesting restrictions, whether vested or unvested, that is outstanding immediately prior to the Effective Time (each, a "Performant RSU") will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (i) the total number of Company Shares underlying such Performant RSU multiplied by (ii) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-10-21 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-10-21 · Disposition to issuer · Disposed 198,319 · Balance 0

F5: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to performance-based vesting conditions, that is outstanding immediately prior to the Effective Time (each, a "Performant PRSU") (i) to the extent not vested, shall be deemed to have satisfied such vesting conditions at 100% of target and shall have any time-based vesting conditions waived and (ii) will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (A) the number of Company Shares underlying such Performant PRSU multiplied by (B) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated July 31, 2025 (the "Merger Agreement"), by and among Performant Healthcare, Inc. ("Performant" or "Company"), Continental Buyer, Inc., a Delaware corporation ("Continental" or "Parent") and Prevail Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Continental ("Merger Sub"), pursuant to which Merger Sub will be merged with and into Performant, with Performant surviving the merger as a wholly-owned subsidiary of Continental (the "Merger").

F2: Effective as of immediately prior to the Effective Time (as defined in the Merger Agreement), each share of the Company's Common Stock, par value $0.0001 per share, as the "Common Stock" or "Company Shares" issued and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive $7.75 in cash without interest (the "Merger Consideration") subject to any applicable withholding taxes as provided in the Merger Agreement.

F3: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to time-based vesting restrictions, whether vested or unvested, that is outstanding immediately prior to the Effective Time (each, a "Performant RSU") will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (i) the total number of Company Shares underlying such Performant RSU multiplied by (ii) the Merger Consideration.

F4: All equity awards under the terms of the Company's Amended and Restated 2012 Stock Incentive Plan expire on the tenth anniversary of the original grant date.

F5: Effective immediately prior to the Effective Time, each restricted stock unit award (or portion thereof) subject to performance-based vesting conditions, that is outstanding immediately prior to the Effective Time (each, a "Performant PRSU") (i) to the extent not vested, shall be deemed to have satisfied such vesting conditions at 100% of target and shall have any time-based vesting conditions waived and (ii) will automatically be canceled in consideration for the right to receive a lump sum cash payment (less any applicable withholding taxes) equal to (A) the number of Company Shares underlying such Performant PRSU multiplied by (B) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2020 Filed May 15, 2020 21:43 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 4,424 $0.70 $3,114.50
Disclosure

SEC source: 0001550695-20-000039 · wf-form4_158959335636884.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,907

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units

Read SEC document
May 13, 2020 Filed May 15, 2020 21:43 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 18,750 $0.00 $0.00
Disclosure

SEC source: 0001550695-20-000039 · wf-form4_158959335636884.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001550695-20-000027 · wf-form4_158838068470271.xml · derivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on May 2, 2019. 25% of the shares vested on April 29, 2020, with 25% more vesting on the second, third and fourth anniversaries of April 29, 2019, provided that the Reporting Person remains in continuous service through each vest date.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on May 2, 2019. 25% of the shares vested on April 29, 2020, with 25% more vesting on the second, third and fourth anniversaries of April 29, 2019, provided that the Reporting Person remains in continuous service through each vest date.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 3,336 $0.72 $2,401.92
Disclosure

SEC source: 0001550695-20-000027 · wf-form4_158838068470271.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,581

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units

Read SEC document
April 29, 2020 Filed May 1, 2020 20:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 11,250 $0.00 $0.00
Disclosure

SEC source: 0001550695-20-000027 · wf-form4_158838068470271.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 21:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001550695-20-000011 · wf-form4_158389145450276.xml · derivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017, 25% of the shares vested on March 7, 2018, 25% of the shares vested on March 7, 2019, and 25% of the shares vested on March 7, 2020.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017, 25% of the shares vested on March 7, 2018, 25% of the shares vested on March 7, 2019, and 25% of the shares vested on March 7, 2020.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 21:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 3,336 $0.97 $3,232.58
Disclosure

SEC source: 0001550695-20-000011 · wf-form4_158389145450276.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,667

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units

Read SEC document
March 07, 2020 Filed Mar 10, 2020 21:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 11,250 $0.00 $0.00
Disclosure

SEC source: 0001550695-20-000011 · wf-form4_158389145450276.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 19:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 14,375 $0.00 $0.00
Disclosure

SEC source: 0001550695-19-000042 · wf-form4_155787786917774.xml · derivative · entry 6

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,125

Underlying: Common Stock · 14,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F4 · derivative.exercise_date: Restricted Stock Unit award was granted on March 29, 2018. 25% of the shares vested on May 10, 2019, with 25% more vesting on the first day of the next open trading window immediately following each of the second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F4 · derivative.expiration_date: Restricted Stock Unit award was granted on March 29, 2018. 25% of the shares vested on May 10, 2019, with 25% more vesting on the first day of the next open trading window immediately following each of the second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F4 · balance_after: Restricted Stock Unit award was granted on March 29, 2018. 25% of the shares vested on May 10, 2019, with 25% more vesting on the first day of the next open trading window immediately following each of the second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

Read SEC document
May 10, 2019 Filed May 14, 2019 19:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001550695-19-000042 · wf-form4_155787786917774.xml · derivative · entry 5

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on April 6, 2017. 25% of the shares vested on May 11, 2018, 25% of the shares vested on May 10, 2019, with 25% more vesting on the first day of the next open trading window immediately following each of the third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on April 6, 2017. 25% of the shares vested on May 11, 2018, 25% of the shares vested on May 10, 2019, with 25% more vesting on the first day of the next open trading window immediately following each of the third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · balance_after: Restricted Stock Unit award was granted on April 6, 2017. 25% of the shares vested on May 11, 2018, 25% of the shares vested on May 10, 2019, with 25% more vesting on the first day of the next open trading window immediately following each of the third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

Read SEC document
May 10, 2019 Filed May 14, 2019 19:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 3,371 $1.74 $5,865.54
Disclosure

SEC source: 0001550695-19-000042 · wf-form4_155787786917774.xml · nonDerivative · entry 4

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,753

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units

Read SEC document
May 10, 2019 Filed May 14, 2019 19:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 14,375 $0.00 $0.00
Disclosure

SEC source: 0001550695-19-000042 · wf-form4_155787786917774.xml · nonDerivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 19:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 5,337 $1.74 $9,286.38
Disclosure

SEC source: 0001550695-19-000042 · wf-form4_155787786917774.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,749

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units

Read SEC document
May 10, 2019 Filed May 14, 2019 19:51 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 18,750 $0.00 $0.00
Disclosure

SEC source: 0001550695-19-000042 · wf-form4_155787786917774.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:44 UTC Performant Healthcare Inc PFMT · Entity 74046 GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001550695-19-000028 · wf-form4_155718986061395.xml · derivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on May 2, 2019. The number of Restricted Stock Units reported represents the maximum of 200% of the target level for this Restricted Stock Unit award. These Restricted Stock Units shall vest over a nearly four year period based upon continuing service and the trading price of PFMT's Common Stock during the relevant vesting period. Specifically, and subject to the vesting limitations described in the following sentence, the trading price for PFMT's shares will need to be sustained for 60 consecutive trading days for one of the following vesting thresholds to have been met: (1) $2.75 per share stock price for 60 consecutive trading days triggers 12.5% vesting; (2) $3.00 per share stock price for 60 consecutive trading days triggers 25% vesting; (3) $3.25 per share stock price for 60 consecutive trading days triggers 37.5% vesting; (4) $3.50 per share stock price for 60 consecutive trading days triggers 50% vesting;

F4 · derivative.exercise_date: (Continued from Footnote 3) (5) $3.75 per share stock price for 60 consecutive trading days triggers 66.5% vesting; (6) $4.00 per share stock price for 60 consecutive trading days triggers 83% vesting; and (7) $4.25 per share stock price for 60 consecutive trading days triggers 100% vesting (the "Share Price Thresholds"). On April 29 in each of 2020, 2021, 2022 and 2023 (each a "vesting date"), if the Share Price Thresholds have been achieved during the preceding year and assuming the Reporting Person's continued service to PFMT (1) up to a maximum of 25% of the Restricted Stock Units will vest upon the first vesting date; (2) up to a maximum of 50% of the Restricted Stock Units will vest upon the second vesting date; (3) up to a maximum of 75% of the Restricted Stock Units will vest upon the third vesting date; and (4) up to 100% of the Restricted Stock Units will vest upon the fourth vesting date.

F5 · derivative.exercise_date: (Continued from Footnote 4) That portion of the Restricted Stock Units that would vest solely on the basis of the share price thresholds that exceeds the maximum vesting limitations for the first, second and third vesting dates will not vest until the subsequent vesting date or dates (e.g., if the $3.50 per share trading price threshold is attained prior to the first vesting date which would otherwise trigger 50% vesting, then 25% of Restricted Stock Units will vest as of the first vesting date, with the remaining 25% of the Restricted Stock Units to vest as of the second vesting date, subject to the vesting limitations as of such vesting date and continued service as of such vesting date). Linear interpolation will be applied between milestones for determining vesting on the third and fourth vesting dates.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on May 2, 2019. The number of Restricted Stock Units reported represents the maximum of 200% of the target level for this Restricted Stock Unit award. These Restricted Stock Units shall vest over a nearly four year period based upon continuing service and the trading price of PFMT's Common Stock during the relevant vesting period. Specifically, and subject to the vesting limitations described in the following sentence, the trading price for PFMT's shares will need to be sustained for 60 consecutive trading days for one of the following vesting thresholds to have been met: (1) $2.75 per share stock price for 60 consecutive trading days triggers 12.5% vesting; (2) $3.00 per share stock price for 60 consecutive trading days triggers 25% vesting; (3) $3.25 per share stock price for 60 consecutive trading days triggers 37.5% vesting; (4) $3.50 per share stock price for 60 consecutive trading days triggers 50% vesting;

F4 · derivative.expiration_date: (Continued from Footnote 3) (5) $3.75 per share stock price for 60 consecutive trading days triggers 66.5% vesting; (6) $4.00 per share stock price for 60 consecutive trading days triggers 83% vesting; and (7) $4.25 per share stock price for 60 consecutive trading days triggers 100% vesting (the "Share Price Thresholds"). On April 29 in each of 2020, 2021, 2022 and 2023 (each a "vesting date"), if the Share Price Thresholds have been achieved during the preceding year and assuming the Reporting Person's continued service to PFMT (1) up to a maximum of 25% of the Restricted Stock Units will vest upon the first vesting date; (2) up to a maximum of 50% of the Restricted Stock Units will vest upon the second vesting date; (3) up to a maximum of 75% of the Restricted Stock Units will vest upon the third vesting date; and (4) up to 100% of the Restricted Stock Units will vest upon the fourth vesting date.

F5 · derivative.expiration_date: (Continued from Footnote 4) That portion of the Restricted Stock Units that would vest solely on the basis of the share price thresholds that exceeds the maximum vesting limitations for the first, second and third vesting dates will not vest until the subsequent vesting date or dates (e.g., if the $3.50 per share trading price threshold is attained prior to the first vesting date which would otherwise trigger 50% vesting, then 25% of Restricted Stock Units will vest as of the first vesting date, with the remaining 25% of the Restricted Stock Units to vest as of the second vesting date, subject to the vesting limitations as of such vesting date and continued service as of such vesting date). Linear interpolation will be applied between milestones for determining vesting on the third and fourth vesting dates.

F3 · balance_after: Restricted Stock Unit award was granted on May 2, 2019. The number of Restricted Stock Units reported represents the maximum of 200% of the target level for this Restricted Stock Unit award. These Restricted Stock Units shall vest over a nearly four year period based upon continuing service and the trading price of PFMT's Common Stock during the relevant vesting period. Specifically, and subject to the vesting limitations described in the following sentence, the trading price for PFMT's shares will need to be sustained for 60 consecutive trading days for one of the following vesting thresholds to have been met: (1) $2.75 per share stock price for 60 consecutive trading days triggers 12.5% vesting; (2) $3.00 per share stock price for 60 consecutive trading days triggers 25% vesting; (3) $3.25 per share stock price for 60 consecutive trading days triggers 37.5% vesting; (4) $3.50 per share stock price for 60 consecutive trading days triggers 50% vesting;

F4 · balance_after: (Continued from Footnote 3) (5) $3.75 per share stock price for 60 consecutive trading days triggers 66.5% vesting; (6) $4.00 per share stock price for 60 consecutive trading days triggers 83% vesting; and (7) $4.25 per share stock price for 60 consecutive trading days triggers 100% vesting (the "Share Price Thresholds"). On April 29 in each of 2020, 2021, 2022 and 2023 (each a "vesting date"), if the Share Price Thresholds have been achieved during the preceding year and assuming the Reporting Person's continued service to PFMT (1) up to a maximum of 25% of the Restricted Stock Units will vest upon the first vesting date; (2) up to a maximum of 50% of the Restricted Stock Units will vest upon the second vesting date; (3) up to a maximum of 75% of the Restricted Stock Units will vest upon the third vesting date; and (4) up to 100% of the Restricted Stock Units will vest upon the fourth vesting date.

F5 · balance_after: (Continued from Footnote 4) That portion of the Restricted Stock Units that would vest solely on the basis of the share price thresholds that exceeds the maximum vesting limitations for the first, second and third vesting dates will not vest until the subsequent vesting date or dates (e.g., if the $3.50 per share trading price threshold is attained prior to the first vesting date which would otherwise trigger 50% vesting, then 25% of Restricted Stock Units will vest as of the first vesting date, with the remaining 25% of the Restricted Stock Units to vest as of the second vesting date, subject to the vesting limitations as of such vesting date and continued service as of such vesting date). Linear interpolation will be applied between milestones for determining vesting on the third and fourth vesting dates.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:44 UTC Performant Healthcare Inc PFMT · Entity 74046 GrantRestricted Stock Units · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001550695-19-000028 · wf-form4_155718986061395.xml · derivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · derivative.exercise_date: Restricted Stock Unit award was granted on May 2, 2019. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of April 29, 2019, provided that the Reporting Person remains in continuous service through each vest date.

F2 · derivative.expiration_date: Restricted Stock Unit award was granted on May 2, 2019. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of April 29, 2019, provided that the Reporting Person remains in continuous service through each vest date.

F2 · balance_after: Restricted Stock Unit award was granted on May 2, 2019. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of April 29, 2019, provided that the Reporting Person remains in continuous service through each vest date.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:33 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001550695-19-000012 · wf-form4_155235437257219.xml · derivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017, 25% of the shares vested on March 7, 2018, and 25% of the shares vested on March 7, 2019 with 25% more vesting on the third anniversary of the initial vest date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017, 25% of the shares vested on March 7, 2018, and 25% of the shares vested on March 7, 2019 with 25% more vesting on the third anniversary of the initial vest date, provided that the Reporting Person remains in continuous service through each vest date.

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March 07, 2019 Filed Mar 11, 2019 21:33 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 3,336 $2.10 $7,005.60
Disclosure

SEC source: 0001550695-19-000012 · wf-form4_155235437257219.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,336

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:33 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 11,250 $0.00 $0.00
Disclosure

SEC source: 0001550695-19-000012 · wf-form4_155235437257219.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 18:26 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 2,915 $2.20 $6,413.00
Disclosure

SEC source: 0001550695-19-000010 · wf-form4_155027317761623.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,422

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018. This Rule 10b5-1 trading plan terminated on February 15, 2019.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 18:26 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 1,450 $2.20 $3,190.00
Disclosure

SEC source: 0001550695-19-000010 · wf-form4_155027317761623.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,337

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018. This Rule 10b5-1 trading plan terminated on February 15, 2019.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 17:34 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 1,012 $2.20 $2,226.40
Disclosure

SEC source: 0001550695-19-000008 · wf-form4_155018364476162.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,787

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:34 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 414 $2.20 $910.80
Disclosure

SEC source: 0001550695-19-000008 · wf-form4_155018364476162.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,799

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 17:36 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 101 $2.20 $222.20
Disclosure

SEC source: 0001550695-19-000006 · wf-form4_155001099536242.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,213

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 17:36 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 2,842 $2.20 $6,252.40
Disclosure

SEC source: 0001550695-19-000006 · wf-form4_155001099536242.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,314

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 18:05 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 9 $2.20 $19.80
Disclosure

SEC source: 0001550695-19-000004 · wf-form4_154966707681313.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,156

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 18:05 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 299 $2.20 $657.80
Disclosure

SEC source: 0001550695-19-000004 · wf-form4_154966707681313.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,165

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 14:36 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 4,052 $2.20 $8,914.40
Disclosure

SEC source: 0001550695-19-000002 · wf-form4_154939536590183.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,464

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 14:36 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 1,706 $2.20 $3,753.20
Disclosure

SEC source: 0001550695-19-000002 · wf-form4_154939536590183.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,516

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 19:03 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 200 $2.20 $440.00
Disclosure

SEC source: 0001550695-18-000047 · wf-form4_153843496738806.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,222

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 16:18 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 1,458 $2.20 $3,207.60
Disclosure

SEC source: 0001550695-18-000043 · wf-form4_153548747087205.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,422

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 19:17 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 1,034 $2.20 $2,274.80
Disclosure

SEC source: 0001550695-18-000041 · wf-form4_153541181096091.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,880

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 19:12 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001550695-18-000038 · wf-form4_153437471376711.xml · derivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to Reporting Person.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on 08/13/2014 and expires on 08/13/2024. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on 08/13/2014 and expires on 08/13/2024. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · balance_after: Restricted Stock Unit award was granted on 08/13/2014 and expires on 08/13/2024. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 19:12 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 761 $2.11 $1,605.71
Disclosure

SEC source: 0001550695-18-000038 · wf-form4_153437471376711.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,914

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 19:12 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 3,125 $0.00 $0.00
Disclosure

SEC source: 0001550695-18-000038 · wf-form4_153437471376711.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 18:50 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 508 $2.20 $1,117.60
Disclosure

SEC source: 0001550695-18-000032 · wf-form4_153420060777183.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,550

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 19:58 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 1,695 $2.20 $3,729.00
Disclosure

SEC source: 0001550695-18-000022 · wf-form4_153135351772992.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,058

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 19:58 UTC Performant Healthcare Inc PFMT · Entity 74046 SaleCommon Stock, par value $0.0001 per share 1,305 $2.20 $2,871.00
Disclosure

SEC source: 0001550695-18-000022 · wf-form4_153135351772992.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,753

F1 · kind: Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on June 8, 2018.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:53 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013021 · doc4.xml · derivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on 04/06/17. 25% of the shares vested on May 11, 2018, with 25% more vesting on the first day of the next open trading window immediately following each of the second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on 04/06/17. 25% of the shares vested on May 11, 2018, with 25% more vesting on the first day of the next open trading window immediately following each of the second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · balance_after: Restricted Stock Unit award was granted on 04/06/17. 25% of the shares vested on May 11, 2018, with 25% more vesting on the first day of the next open trading window immediately following each of the second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:53 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 4,397 $2.91 $12,795.27
Disclosure

SEC source: 0000899243-18-013021 · doc4.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,058

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:53 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 18,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-013021 · doc4.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:22 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 57,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-009132 · doc4.xml · derivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 57,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · derivative.exercise_date: Restricted Stock Unit award was granted on 03/29/18. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grants date, provided that the Reporting Person remains in continuous service through each vest date.

F2 · derivative.expiration_date: Restricted Stock Unit award was granted on 03/29/18. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grants date, provided that the Reporting Person remains in continuous service through each vest date.

F2 · balance_after: Restricted Stock Unit award was granted on 03/29/18. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grants date, provided that the Reporting Person remains in continuous service through each vest date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:18 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 11,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-007009 · doc4.xml · derivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017 and 25% of the shares vested on March 7, 2018, with 25% more vesting on each of the second and third anniversaries of the initial vest date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017 and 25% of the shares vested on March 7, 2018, with 25% more vesting on each of the second and third anniversaries of the initial vest date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · balance_after: Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017 and 25% of the shares vested on March 7, 2018, with 25% more vesting on each of the second and third anniversaries of the initial vest date, provided that the Reporting Person remains in continuous service through each vest date.

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March 07, 2018 Filed Mar 9, 2018 21:18 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 2,690 $2.86 $7,693.40
Disclosure

SEC source: 0000899243-18-007009 · doc4.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,705

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units.

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March 07, 2018 Filed Mar 9, 2018 21:18 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 11,250 $2.86 $32,175.00
Disclosure

SEC source: 0000899243-18-007009 · doc4.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:40 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionPerformance Stock Units · Derivative 5,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-006771 · doc4.xml · derivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F2 · price: Each performance stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.

F3 · derivative.exercise_date: Performance Stock Unit award was granted on 03/17/15. The performance stock award vested as to 50% of the covered shares on March 5, 2016, as to 25% of the covered shares on March 5, 2017, and as to 25% of the covered shares on March 5, 2018.

F3 · derivative.expiration_date: Performance Stock Unit award was granted on 03/17/15. The performance stock award vested as to 50% of the covered shares on March 5, 2016, as to 25% of the covered shares on March 5, 2017, and as to 25% of the covered shares on March 5, 2018.

F3 · balance_after: Performance Stock Unit award was granted on 03/17/15. The performance stock award vested as to 50% of the covered shares on March 5, 2016, as to 25% of the covered shares on March 5, 2017, and as to 25% of the covered shares on March 5, 2018.

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March 05, 2018 Filed Mar 7, 2018 21:40 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 2,351 $2.65 $6,230.15
Disclosure

SEC source: 0000899243-18-006771 · doc4.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

F1 · shares: Shares surrendered to pay tax liability due on vesting of Performance Stock Units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:40 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionCommon Stock, par value $0.0001 per share 5,750 $2.65 $15,237.50
Disclosure

SEC source: 0000899243-18-006771 · doc4.xml · nonDerivative · entry 1

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2017 Filed Aug 15, 2017 20:37 UTC Performant Healthcare Inc PFMT · Entity 74046 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-020404 · doc4.xml · derivative · entry 3

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Unit award was granted on 08/13/2014 and expires on 08/13/2024. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · derivative.expiration_date: Restricted Stock Unit award was granted on 08/13/2014 and expires on 08/13/2024. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

F3 · balance_after: Restricted Stock Unit award was granted on 08/13/2014 and expires on 08/13/2024. The restricted stock unit award vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.

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August 13, 2017 Filed Aug 15, 2017 20:37 UTC Performant Healthcare Inc PFMT · Entity 74046 Tax withholdingCommon Stock, par value $0.0001 per share 827 $1.85 $1,529.95
Disclosure

SEC source: 0000899243-17-020404 · doc4.xml · nonDerivative · entry 2

Kohl Simeon · CIK 0001703807 · Vice President of Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,746

F1 · shares: Shares surrendered to pay tax liability due on vesting of Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.