organization · Reporting owner
PLP Funds Master Fund LP
Disclosed activity across 8 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1 800 FLOWERS COM INCFLWS · Entity 6237 | 10% owner | October 22, 2025 | October 25, 2025 |
| TILE SHOP HOLDINGS, INC.TTSH · Entity 9564 | 10% owner | July 18, 2025 | July 22, 2025 |
| TILLY'S, INC.TLYS · Entity 6648 | 10% owner | October 03, 2025 | October 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1 800 FLOWERS COM INC
Report date October 22, 2025 · Filed October 25, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnotes | 5,359,437 |
Last balance in matching sequence
After 2025-10-22 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2025-10-22 · Sale · Disposed 200,000 · Balance 9,327,250 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP ("Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. Row 2 · 2025-10-22 · Sale · Disposed 841,180 · Balance 8,486,070 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP ("Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. Row 3 · 2025-10-22 · Sale · Disposed 1,159,139 · Balance 7,326,931 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP ("Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. Row 4 · 2025-10-22 · Sale · Disposed 1,964,681 · Balance 5,362,250 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP ("Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. Row 5 · 2025-10-22 · Sale · Disposed 2,813 · Balance 5,359,437 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP ("Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP ("Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of Master Fund.
TILE SHOP HOLDINGS, INC.
Report date July 18, 2025 · Filed July 22, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2028-04-07 | IndirectSee Footnotes | 887,113 |
Reported balance
After 2025-07-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-07-18 · Purchase · Acquired 20,000 · Balance 887,113 F4: The Reporting Persons have entered into certain cash-settled total return swap arrangements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 20,000 notional shares of common stock for a price of $6.9225 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2028-04-07 | IndirectSee Footnotes | 902,113 |
Reported balance
After 2025-07-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-07-21 · Purchase · Acquired 15,000 · Balance 902,113 F6: The Reporting Persons have entered into certain cash-settled total return swap arrangements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $6.7003 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 11,856,805 |
Reported balance
Holding disclosure · report date 2025-07-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,856,805 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,002,207 |
Reported balance
Holding disclosure · report date 2025-07-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,002,207 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of the PL Fund.
F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser.
F4: The Reporting Persons have entered into certain cash-settled total return swap arrangements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 20,000 notional shares of common stock for a price of $6.9225 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F5: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 days prior to any subsequent extension, not to so extend the expiration date.
F6: The Reporting Persons have entered into certain cash-settled total return swap arrangements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $6.7003 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
TILLY'S, INC.
Report date October 03, 2025 · Filed October 07, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 8,058,268 |
Reported balance
After 2025-10-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-10-03 · Other · Disposed 116,611 · Balance 8,058,268 F1: This transaction reflects a distribution of shares to certain unaffiliated limited partners on a pro rata basis for no consideration. F2: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Securities held for the account of the Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction reflects a distribution of shares to certain unaffiliated limited partners on a pro rata basis for no consideration.
F2: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F3: Securities held for the account of the Master Fund.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BJs RESTAURANTS INC
Report date April 25, 2025 · Filed April 28, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2025-04-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, no par valueSEC Table I · non-derivative | IndirectSee Footnotes | 2,231,396 |
Reported balance
After 2025-04-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-04-28 · Sale · Disposed 35,500 · Balance 2,231,396 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2028-04-24 | IndirectSee Footnotes | 50,000 |
Reported balance
After 2025-04-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-04-25 · Purchase · Acquired 50,000 · Balance 50,000 F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 50,000 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of Master Fund.
F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 50,000 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
Designer Brands Inc.
Report date January 28, 2025 · Filed January 30, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2025-01-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 1,853,405 |
Last balance in matching sequence
After 2025-01-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-28 · Sale · Disposed 220,000 · Balance 1,883,405 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Row 2 · 2025-01-28 · Sale · Disposed 30,000 · Balance 1,853,405 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
GENESCO INC
Report date June 05, 2025 · Filed June 06, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2025-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,072,850 |
Reported balance
After 2025-06-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-06-05 · Sale · Disposed 25,000 · Balance 1,072,850 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP, a private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP, a private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
Torrid Holdings Inc.
Report date July 01, 2025 · Filed July 03, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2025-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 9,814,856 |
Last balance in matching sequence
After 2025-07-03 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2025-07-01 · Sale · Disposed 15,000 · Balance 10,418,112 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. Row 2 · 2025-07-01 · Sale · Disposed 95,423 · Balance 10,322,689 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. Row 3 · 2025-07-02 · Sale · Disposed 257,833 · Balance 10,064,856 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. Row 4 · 2025-07-03 · Sale · Disposed 250,000 · Balance 9,814,856 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of Master Fund.
Vera Bradley, Inc.
Report date April 25, 2025 · Filed April 28, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2025-04-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, no par valueSEC Table I · non-derivative | IndirectSee Footnotes | 2,783,155 |
Reported balance
Holding disclosure · report date 2025-04-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,783,155 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-03-23 | IndirectSee Footnotes | 2,762,892 |
Reported balance
Holding disclosure · report date 2025-04-25 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,762,892 F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of Master Fund.
F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2025 Filed Feb 4, 2025 16:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 25,000 | $7.51 | $187,715.00 |
DisclosureSEC source: 0000929638-25-000504 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,814,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 65,000 | $7.50 | $487,773.00 |
DisclosureSEC source: 0000929638-25-000504 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,789,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 22:50 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 210,010 | $7.84 | $1,647,192.43 |
DisclosureSEC source: 0000921895-25-000204 · form413866005_01302025.xml · nonDerivative · entry 6 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,154,769 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 22:50 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 73,660 | $7.92 | $583,320.91 |
DisclosureSEC source: 0000921895-25-000204 · form413866005_01302025.xml · nonDerivative · entry 5 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,944,759 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 22:50 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 54,600 | $7.48 | $408,151.38 |
DisclosureSEC source: 0000921895-25-000204 · form413866005_01302025.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,871,099 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 22:50 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 57,734 | $7.29 | $420,742.30 |
DisclosureSEC source: 0000921895-25-000204 · form413866005_01302025.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,816,499 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 18:27 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 50,500 | $7.48 | $377,724.85 |
DisclosureSEC source: 0000929638-25-000450 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,724,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 17:24 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 10,860 | $4.33 | $46,977.10 |
DisclosureSEC source: 0000929638-25-000500 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,056,349 Underlying: Common Stock · 10,860 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,860 notional shares of common stock for a price of $4.3257 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,860 notional shares of common stock for a price of $4.3257 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,860 notional shares of common stock for a price of $4.3257 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 29, 2025 Filed Jan 29, 2025 17:29 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 15,000 | $4.15 | $62,308.50 |
DisclosureSEC source: 0000929638-25-000432 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,045,489 Underlying: Common Stock · 15,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1539 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1539 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1539 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 22:50 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 17,000 | $8.85 | $150,484.00 |
DisclosureSEC source: 0000921895-25-000204 · form413866005_01302025.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,758,765 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 18:27 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 4,500 | $7.35 | $33,092.10 |
DisclosureSEC source: 0000929638-25-000450 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,674,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 28, 2025 Filed Jan 29, 2025 17:29 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 15,000 | $4.14 | $62,080.50 |
DisclosureSEC source: 0000929638-25-000432 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,030,489 Underlying: Common Stock · 15,000 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1387 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1387 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1387 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 22:50 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 73,100 | $8.68 | $634,449.52 |
DisclosureSEC source: 0000921895-25-000204 · form413866005_01302025.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,741,765 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 18:31 UTC | Designer Brands Inc. DBI · Entity 6081 | SaleClass A Common Shares | 30,000 | $5.47 | $164,172.00 |
DisclosureSEC source: 0000929638-25-000454 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,853,405 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 18:31 UTC | Designer Brands Inc. DBI · Entity 6081 | SaleClass A Common Shares | 220,000 | $5.38 | $1,184,414.00 |
DisclosureSEC source: 0000929638-25-000454 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,883,405 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 18:27 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 20,000 | $7.34 | $146,704.00 |
DisclosureSEC source: 0000929638-25-000450 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,669,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 18:27 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 11,500 | $7.29 | $83,813.15 |
DisclosureSEC source: 0000929638-25-000450 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,649,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 17:29 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 5,000 | $4.20 | $21,000.00 |
DisclosureSEC source: 0000929638-25-000432 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,015,489 Underlying: Common Stock · 5,000 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 5,000 notional shares of common stock for a price of $4.20 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 5,000 notional shares of common stock for a price of $4.20 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 5,000 notional shares of common stock for a price of $4.20 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 24, 2025 Filed Jan 24, 2025 17:14 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 15,000 | $4.28 | $64,216.50 |
DisclosureSEC source: 0000929638-25-000324 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,010,489 Underlying: Common Stock · 15,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.2811 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.2811 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.2811 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 24, 2025 Filed Jan 24, 2025 17:11 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 5,500 | $7.15 | $39,304.10 |
DisclosureSEC source: 0000929638-25-000322 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,638,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 17:14 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 35,000 | $4.33 | $151,714.50 |
DisclosureSEC source: 0000929638-25-000324 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 995,489 Underlying: Common Stock · 35,000 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of 4.3347 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of 4.3347 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of 4.3347 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 23, 2025 Filed Jan 24, 2025 17:11 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 4,500 | $7.13 | $32,070.60 |
DisclosureSEC source: 0000929638-25-000322 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,632,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 22, 2025 Filed Jan 22, 2025 22:20 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 89,301 | $8.38 | $748,663.86 |
DisclosureSEC source: 0000921895-25-000131 · form413866005_01222025.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,668,665 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 17:14 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 35,000 | $4.14 | $145,008.50 |
DisclosureSEC source: 0000929638-25-000324 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 960,489 Underlying: Common Stock · 35,000 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.1431 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.1431 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.1431 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 17:11 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 27,000 | $7.02 | $189,621.00 |
DisclosureSEC source: 0000929638-25-000322 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,628,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 21, 2025 Filed Jan 21, 2025 20:31 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 15,000 | $4.15 | $62,227.50 |
DisclosureSEC source: 0000929638-25-000203 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 925,489 Underlying: Common Stock · 15,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1485 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1485 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1485 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 21, 2025 Filed Jan 21, 2025 20:31 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 21,000 | $7.03 | $147,600.60 |
DisclosureSEC source: 0000929638-25-000202 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,601,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 20:31 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 25,000 | $4.15 | $103,750.00 |
DisclosureSEC source: 0000929638-25-000203 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 910,489 Underlying: Common Stock · 25,000 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.15 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.15 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.15 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 20:31 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 6,000 | $7.06 | $42,387.60 |
DisclosureSEC source: 0000929638-25-000202 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,580,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 20:31 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 35,000 | $7.13 | $249,634.00 |
DisclosureSEC source: 0000929638-25-000202 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,574,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 22:20 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 37,000 | $8.15 | $301,579.60 |
DisclosureSEC source: 0000921895-25-000131 · form413866005_01222025.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,579,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 20:31 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 10,000 | $4.16 | $41,560.00 |
DisclosureSEC source: 0000929638-25-000203 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 885,489 Underlying: Common Stock · 10,000 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,000 notional shares of common stock for a price of $4.156 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,000 notional shares of common stock for a price of $4.156 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,000 notional shares of common stock for a price of $4.156 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 20:31 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 3,500 | $7.07 | $24,738.35 |
DisclosureSEC source: 0000929638-25-000202 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,539,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 15, 2025 Filed Jan 15, 2025 21:52 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 97,000 | $7.64 | $740,818.10 |
DisclosureSEC source: 0000921895-25-000110 · form413866005_01152025.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,542,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 15, 2025 Filed Jan 15, 2025 17:24 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 18,500 | $6.88 | $127,311.45 |
DisclosureSEC source: 0000929638-25-000157 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,535,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 15, 2025 Filed Jan 15, 2025 17:27 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 25,000 | $4.14 | $103,505.00 |
DisclosureSEC source: 0000929638-25-000158 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 875,489 Underlying: Common Stock · 25,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.1402 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.1402 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.1402 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:52 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 160,000 | $7.35 | $1,175,952.00 |
DisclosureSEC source: 0000921895-25-000110 · form413866005_01152025.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,445,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 17:24 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 42,900 | $6.70 | $287,567.28 |
DisclosureSEC source: 0000929638-25-000157 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,517,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 17:27 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 45,122 | $4.04 | $182,216.17 |
DisclosureSEC source: 0000929638-25-000158 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 850,489 Underlying: Common Stock · 45,122 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 45,122 notional shares of common stock for a price of $4.0383 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 45,122 notional shares of common stock for a price of $4.0383 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 45,122 notional shares of common stock for a price of $4.0383 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:52 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 61,000 | $7.33 | $447,288.60 |
DisclosureSEC source: 0000921895-25-000110 · form413866005_01152025.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,285,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 17:24 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 39,500 | $6.67 | $263,291.20 |
DisclosureSEC source: 0000929638-25-000157 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,474,460 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 17:27 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 29,215 | $4.14 | $121,005.61 |
DisclosureSEC source: 0000929638-25-000158 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 805,367 Underlying: Common Stock · 29,215 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 29,215 notional shares of common stock for a price of $4.1419 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 29,215 notional shares of common stock for a price of $4.1419 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 29,215 notional shares of common stock for a price of $4.1419 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 10, 2025 Filed Jan 15, 2025 21:52 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 50,000 | $7.18 | $359,075.00 |
DisclosureSEC source: 0000921895-25-000110 · form413866005_01152025.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,224,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.