Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Quanex Building Products CORPNX · Entity 5077 | Director | November 01, 2025 | November 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Quanex Building Products CORP
Report date November 01, 2025 · Filed November 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-11-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-11-01 · Exercise / conversion · Acquired 3,530 · Balance 3,530 Row 2 · 2025-11-01 · Disposition to issuer · Disposed 3,530 · Balance 0 F1: Represents the total number of restricted stock units that were settled in cash pursuant to their terms. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 47,114 |
Reported balance
After 2025-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-11-01 · Exercise / conversion · Disposed 3,530 · Balance 47,114 F2: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock. F3: The restricted stock units vested immediately and were settled in cash on the first anniversary of their grant date, pursuant to the payment election made by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 55,159 |
Reported balance
After 2025-11-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-11-03 · Grant · Acquired 8,045 · Balance 55,159 F2: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock. F4: The restricted stock unit will vest immediately. The restricted stock units will become payable upon the first anniversary of the date of grant or the reporting person's death, disability or cessation of service on the board or change of control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.
F2: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.
F3: The restricted stock units vested immediately and were settled in cash on the first anniversary of their grant date, pursuant to the payment election made by the reporting person.
F4: The restricted stock unit will vest immediately. The restricted stock units will become payable upon the first anniversary of the date of grant or the reporting person's death, disability or cessation of service on the board or change of control of the Company.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COOPER TIRE & RUBBER CO
Report date June 07, 2021 · Filed June 09, 2021
Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-06-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-07 · Disposition to issuer · Disposed 24,796 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, The Goodyear Tire & Rubber Company ("Goodyear") acquired Cooper Tire & Rubber Company ("Cooper Tire") in a merger transaction (the "Merger") which became effective on June 7, 2021. At the effective time of the Merger (the "Effective Time"), each share of Cooper Tire's common stock, par value of $1.00 per share converted into the right to receive (A) $41.75 in cash, without interest, and (B) 0.907 of a share of Goodyear common stock, no par value ("Merger Consideration"). On June 7, 2021, the closing price for Goodyear common stock was $19.39. F2: One-for-one. F3: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, The Goodyear Tire & Rubber Company ("Goodyear") acquired Cooper Tire & Rubber Company ("Cooper Tire") in a merger transaction (the "Merger") which became effective on June 7, 2021. At the effective time of the Merger (the "Effective Time"), each share of Cooper Tire's common stock, par value of $1.00 per share converted into the right to receive (A) $41.75 in cash, without interest, and (B) 0.907 of a share of Goodyear common stock, no par value ("Merger Consideration"). On June 7, 2021, the closing price for Goodyear common stock was $19.39.
F2: One-for-one.
F3: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit.
JOHNSON CONTROLS INC
Report date September 02, 2016 · Filed September 07, 2016
Section 16 reporting ended · disclosed 2016-09-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,195.121 |
Reported balance
After 2016-08-24 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2016-08-24 · Gift · Disposed 33,333 · Balance 112,195.121 |
| Common StockSEC Table I · non-derivative | Direct | 113,305.309 |
Reported balance
After 2016-09-02 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2016-09-02 · Exercise / conversion · Acquired 1,110.188 · Balance 113,305.309 |
| Common StockSEC Table I · non-derivative | Direct | 93,514.211 |
Reported balance
After 2016-09-02 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2016-09-02 · Exercise / conversion · Acquired 92,404.023 · Balance 93,514.211 |
| Common StockSEC Table I · non-derivative | Direct | 101,611.2 |
Reported balance
After 2016-09-02 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2016-09-02 · Exercise / conversion · Acquired 8,096.989 · Balance 101,611.2 |
| Common StockSEC Table I · non-derivative | Direct | 9,207.177 |
Reported balance
After 2016-09-02 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2016-09-02 · Disposition to issuer · Disposed 92,404.023 · Balance 9,207.177 |
| Common StockSEC Table I · non-derivative | Direct | 1,110.188 |
Reported balance
After 2016-09-02 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2016-09-02 · Disposition to issuer · Disposed 8,096.989 · Balance 1,110.188 |
| Common StockSEC Table I · non-derivative | Direct | 1,110.188 |
Reported balance
After 2016-09-02 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2016-09-02 · Disposition to issuer · Disposed 112,195.121 · Balance 1,110.188 F2: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger"). F3: Includes 1,451.398 shares acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share. F1: Each share of Johnson Controls, Inc. was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2016-09-02 · Disposition to issuer · Disposed 1,110.188 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Plan Trustee | 0 |
Reported balance
After 2016-09-02 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2016-09-02 · Disposition to issuer · Disposed 1,062.068 · Balance 0 F1: Each share of Johnson Controls, Inc. was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. |
| Phantom Stock Units - Retirement Restoration PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-09-02 · Exercise / conversion · Disposed 1,110.188 · Balance 0 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5: The phantom stock units accrued under the Johnson Controls Retirement Restoration Plan and settled 100% in cash. F6: Includes 89.163 units acquired via dividend reinvestment on April 2, July 2, October 2, 2013, January 6, April 2, July 2, October 2, 2014, January 5, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.92 per unit. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security | Direct | 22,418.6096 |
Reported balance
After 2016-09-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-09-02 · Exercise / conversion · Disposed 92,404.023 · Balance 22,418.6096 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security | Direct | 14,321.6206 |
Reported balance
After 2016-09-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-09-02 · Exercise / conversion · Disposed 8,096.989 · Balance 14,321.6206 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. |
| Phantom Stock Units - Restricted Stock PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-09-02 · Disposition to issuer · Disposed 14,321.6206 · Balance 0 F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F8: Includes 3,183.475 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.79 · Expires 2018-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-09-02 · Disposition to issuer · Disposed 110,000 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.87 · Expires 2019-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2016-09-02 · Disposition to issuer · Disposed 110,000 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.54 · Expires 2020-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2016-09-02 · Disposition to issuer · Disposed 84,000 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.54 · Expires 2021-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2016-09-02 · Disposition to issuer · Disposed 78,000 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.85 · Expires 2022-10-05 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2016-09-02 · Disposition to issuer · Disposed 44,200 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.37 · Expires 2023-11-19 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2016-09-02 · Disposition to issuer · Disposed 30,816 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.23 · Expires 2024-11-18 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2016-09-02 · Disposition to issuer · Disposed 30,051 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F10: Fifty percent of the options vest after two years and the remaining 50% vests after three years. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.86 · Expires 2025-10-07 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2016-09-02 · Disposition to issuer · Disposed 34,448 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F10: Fifty percent of the options vest after two years and the remaining 50% vests after three years. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.21 · Expires 2017-10-01 | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2016-09-02 · Disposition to issuer · Disposed 75,000 · Balance 0 F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Johnson Controls, Inc. was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger.
F2: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger").
F3: Includes 1,451.398 shares acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share.
F4: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
F5: The phantom stock units accrued under the Johnson Controls Retirement Restoration Plan and settled 100% in cash.
F6: Includes 89.163 units acquired via dividend reinvestment on April 2, July 2, October 2, 2013, January 6, April 2, July 2, October 2, 2014, January 5, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.92 per unit.
F7: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
F8: Includes 3,183.475 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
F9: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
F10: Fifty percent of the options vest after two years and the remaining 50% vests after three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $40.21 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 22 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2017-10-01 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 34,448 | Not disclosed Strike: $43.86 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 21 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,448 shares Expires 2025-10-07 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F10 · derivative.exercise_date: Fifty percent of the options vest after two years and the remaining 50% vests after three years. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 30,051 | Not disclosed Strike: $50.23 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 20 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,051 shares Expires 2024-11-18 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. F10 · derivative.exercise_date: Fifty percent of the options vest after two years and the remaining 50% vests after three years. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 30,816 | Not disclosed Strike: $48.37 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 19 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,816 shares Expires 2023-11-19 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 44,200 | Not disclosed Strike: $27.85 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 18 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,200 shares Expires 2022-10-05 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 78,000 | Not disclosed Strike: $28.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 17 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,000 shares Expires 2021-10-07 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 84,000 | Not disclosed Strike: $30.54 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 16 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,000 shares Expires 2020-10-01 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 110,000 | Not disclosed Strike: $24.87 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 15 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,000 shares Expires 2019-10-01 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 110,000 | Not disclosed Strike: $28.79 | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 14 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,000 shares Expires 2018-10-01 F9 · price: The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerPhantom Stock Units - Restricted Stock Plan · Derivative | 14,321.6206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 13 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,321.6206 shares Expires not disclosed F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F8 · derivative.underlying_shares: Includes 3,183.475 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Restricted Stock Plan · Derivative | 8,096.989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 12 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,321.6206 Underlying: Common Stock · 8,096.989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Restricted Stock Plan · Derivative | 92,404.023 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 11 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,418.6096 Underlying: Common Stock · 92,404.023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F7 · derivative.exercise_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. F7 · derivative.expiration_date: The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units - Retirement Restoration Plan · Derivative | 1,110.188 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · derivative · entry 10 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,110.188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F5 · derivative.exercise_date: The phantom stock units accrued under the Johnson Controls Retirement Restoration Plan and settled 100% in cash. F5 · derivative.expiration_date: The phantom stock units accrued under the Johnson Controls Retirement Restoration Plan and settled 100% in cash. F6 · derivative.underlying_shares: Includes 89.163 units acquired via dividend reinvestment on April 2, July 2, October 2, 2013, January 6, April 2, July 2, October 2, 2014, January 5, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.92 per unit. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 1,110.188 | $48.90 | $54,288.19 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 9 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 112,195.121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 8 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110.188 F2 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger"). F3 · shares: Includes 1,451.398 shares acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share. F1 · price: Each share of Johnson Controls, Inc. was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 1,062.068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 7 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Plan Trustee Disclosed balance after: 0 F1 · price: Each share of Johnson Controls, Inc. was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 8,096.989 | $48.90 | $395,942.76 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 6 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110.188 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 92,404.023 | $48.90 | $4,518,556.72 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 5 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,207.177 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 8,096.989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 4 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,611.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 92,404.023 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 3 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,514.211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 1,110.188 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 2 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,305.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 13:16 UTC | Quanex Building Products CORP NX · Entity 5077 | GrantPhantom Stock Units · Derivative | 224.359 | $19.50 | $4,375.00 |
DisclosureSEC source: 0001127602-16-061845 · form4.xml · derivative · entry 1 DAVIS SUSAN F · CIK 0001205035 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,476.3142 Underlying: Common Stock · 224.359 shares Expires not disclosed F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation. F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director. F3 · balance_after: Includes 43.483 Phantom Stock Units resulting from the prior reinvestment of dividends. Read SEC document |
| August 24, 2016 Filed Sep 7, 2016 10:08 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | GiftCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062021 · form4.xml · nonDerivative · entry 1 DAVIS SUSAN F · CIK 0001205035 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,195.121 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.