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BARBAROSSA GIOVANNI

Disclosed activity across 1 company

Tapewire entity
73420
SEC CIK
0001237685

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COHERENT CORP.COHR · Entity 1179EVP, General ManagementNovember 06, 2025November 10, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COHERENT CORP.

Report date November 06, 2025 · Filed November 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect163,158 Reported balance After 2025-11-06 transaction · row 1
1 source row

Row 1 · 2025-11-06 · Sale · Disposed 60,706 · Balance 163,158

F1: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2025 Filed Nov 10, 2025 22:39 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 60,706 $160.00 $9,712,960.00
Disclosure

SEC source: 0000947871-25-000974 · ownership.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,158

F1 · kind: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2024.

Read SEC document
October 29, 2025 Filed Oct 31, 2025 23:50 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 27,080 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0000947871-25-000943 · ownership.xml · derivative · entry 8

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,080 shares

Expires 2029-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vest in four equal annual installments beginning on August 28, 2020.

Read SEC document
October 29, 2025 Filed Oct 31, 2025 23:50 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 17,760 $0.00 Strike: $49.90 $0.00
Disclosure

SEC source: 0000947871-25-000943 · ownership.xml · derivative · entry 7

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,760 shares

Expires 2028-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in four equal annual installments beginning on August 28, 2019.

Read SEC document
October 29, 2025 Filed Oct 31, 2025 23:50 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 14,640 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0000947871-25-000943 · ownership.xml · derivative · entry 6

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,640 shares

Expires 2027-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
October 29, 2025 Filed Oct 31, 2025 23:50 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 11,729 $141.10 $1,654,981.84
Disclosure

SEC source: 0000947871-25-000943 · ownership.xml · nonDerivative · entry 5

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 223,864

F1 · kind: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2024.

F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $141.00 to $141.30. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
October 29, 2025 Filed Oct 31, 2025 23:50 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 47,751 $140.46 $6,707,191.41
Disclosure

SEC source: 0000947871-25-000943 · ownership.xml · nonDerivative · entry 4

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,593

F1 · kind: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2024.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $140.00 to $140.99. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
October 29, 2025 Filed Oct 31, 2025 23:50 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 27,080 $36.56 $990,044.80
Disclosure

SEC source: 0000947871-25-000943 · ownership.xml · nonDerivative · entry 3

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2025 Filed Oct 31, 2025 23:50 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 17,760 $49.90 $886,224.00
Disclosure

SEC source: 0000947871-25-000943 · ownership.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 256,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2025 Filed Oct 31, 2025 23:50 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 14,640 $35.25 $516,060.00
Disclosure

SEC source: 0000947871-25-000943 · ownership.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 21:02 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 20,812 $90.71 $1,887,856.52
Disclosure

SEC source: 0000947871-25-000827 · ownership.xml · nonDerivative · entry 3

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,864

F3 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 21:02 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 18,315 $0.00 $0.00
Disclosure

SEC source: 0000947871-25-000827 · ownership.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,676

F2 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2022.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 21:02 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 11,562 $0.00 $0.00
Disclosure

SEC source: 0000947871-25-000827 · ownership.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · EVP, General Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,361

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2026.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 13:43 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 13,382 $0.00 $0.00
Disclosure

SEC source: 0001237685-24-000002 · primary_doc.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,799

F2 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2025.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 13:43 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 12,358 $0.00 $0.00
Disclosure

SEC source: 0001237685-24-000002 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,417

F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:20 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 4,543 $0.00 $0.00
Disclosure

SEC source: 0001237685-24-000001 · primary_doc.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,775

F2 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:20 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 9,161 $0.00 $0.00
Disclosure

SEC source: 0001237685-24-000001 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,318

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2021.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:14 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 10,092 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005522 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,157

F1 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 31, 2023 Filed Sep 6, 2023 00:05 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 32,156 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006700 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,249

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 31, 2024.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 19:31 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006599 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,605

F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 6,488 $0.00 $0.00
Disclosure

SEC source: 0000820318-23-000019 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,093

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2020.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 18:35 UTC COHERENT CORP. COHR · Entity 1179 Tax withholdingCommon Stock 10,093 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005656 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,605

F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 18:32 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 25,439 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006355 · primarydocument.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,698

F2 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2023.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 18:32 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 8,370 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006355 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,259

F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 12:14 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 14,321 $0.00 $0.00
Disclosure

SEC source: 0001237685-22-000002 · primary_doc.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,629

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 12:14 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 28,884 $0.00 $0.00
Disclosure

SEC source: 0001237685-22-000002 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,950

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2019.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 18:43 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 40,709 $0.00 $0.00
Disclosure

SEC source: 0001237685-22-000001 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,066

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in two equal annual installments beginning on July 1, 2023.

Read SEC document
August 28, 2021 Filed Aug 31, 2021 20:07 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 18,221 $63.60 $1,158,855.60
Disclosure

SEC source: 0001562180-21-005663 · primarydocument.xml · nonDerivative · entry 3

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,357

F3 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 28, 2021 Filed Aug 31, 2021 20:07 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 23,224 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005663 · primarydocument.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,578

F2 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2018.

Read SEC document
August 28, 2021 Filed Aug 31, 2021 20:07 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 17,179 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005663 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,354

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2022.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 1,879 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 15

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,879 shares

Expires 2026-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options fully vested on August 20, 2020.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 1,879 $59.65 $112,085.54
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 9

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,175

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2020.

F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $59.27 to $59.81. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 1,879 $21.67 $40,717.93
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 8

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to buy) · Derivative 30,530 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 14

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,530 shares

Expires 2024-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options fully vested on August 16, 2019.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to buy) · Derivative 7,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 13

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2022-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options fully vested on November 2, 2017.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to buy) · Derivative 31,360 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 12

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,360 shares

Expires 2025-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options fully vested on August 15, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to buy) · Derivative 13,010 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 11

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,010 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options fully vested on August 17, 2018.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 22,841 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 10

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,879

Underlying: Common Stock · 22,841 shares

Expires 2026-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options fully vested on August 20, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 24,710 $60.05 $1,483,870.09
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 7

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,175

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2020.

F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $59.93 to $60.45. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 80,031 $59.49 $4,760,740.07
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 6

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,885

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $58.93 to $59.91. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 22,841 $21.67 $494,964.47
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 5

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 31,360 $17.84 $559,462.40
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 4

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 30,530 $13.99 $427,114.70
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 3

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 13,010 $19.37 $252,003.70
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2020 Filed Nov 18, 2020 01:07 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 7,000 $16.45 $115,150.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2020 Filed Sep 1, 2020 14:28 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 2,966 $42.28 $125,402.48
Disclosure

SEC source: 0001237685-20-000001 · primary_doc.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,175

F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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August 28, 2020 Filed Sep 1, 2020 14:28 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 22,626 $0.00 $0.00
Disclosure

SEC source: 0001237685-20-000001 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,141

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021.

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August 18, 2020 Filed Aug 20, 2020 23:33 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 8,704 $46.21 $402,211.84
Disclosure

SEC source: 0001562180-20-005601 · primarydocument.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,515

F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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August 18, 2020 Filed Aug 20, 2020 23:33 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 15,600 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005601 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,219

F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017.

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August 28, 2019 Filed Aug 30, 2019 20:16 UTC COHERENT CORP. IIVI · Entity 1179 GrantOption (Right to Buy) · Derivative 27,080 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0001562180-19-004538 · primarydocument.xml · derivative · entry 3

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,080

Underlying: Common Stock · 27,080 shares

Expires 2029-08-28

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020.

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August 28, 2019 Filed Aug 30, 2019 20:16 UTC COHERENT CORP. IIVI · Entity 1179 Tax withholdingCommon Stock 1,175 $36.28 $42,629.00
Disclosure

SEC source: 0001562180-19-004538 · primarydocument.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,619

F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.