Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RETRACTABLE TECHNOLOGIES INCRVP · Entity 7624 | Director · PRESIDENT AND CEO · 10% owner | November 14, 2025 | November 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RETRACTABLE TECHNOLOGIES INC
Report date November 14, 2025 · Filed November 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,831,222 |
Reported balance
After 2025-11-14 transaction · row 1
1 source rowRow 1 · 2025-11-14 · Purchase · Acquired 5,731 · Balance 15,831,222 F1: Represents weighted average price. |
| Common StockSEC Table I · non-derivative | IndirectVoting or Investment Control | 831,600 |
Reported balance
Holding disclosure · report date 2025-11-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 831,600 F2: Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents weighted average price.
F2: Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2017 Filed Nov 2, 2017 21:16 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 2,426 | $0.66 | $1,611.59 |
DisclosureSEC source: 0001174567-17-000009 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,183,155 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 21:19 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 2,600 | $0.63 | $1,625.00 |
DisclosureSEC source: 0001174567-17-000008 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,180,729 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 21:01 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 20,000 | $0.65 | $12,982.00 |
DisclosureSEC source: 0001174567-17-000007 · primary_doc.xml · nonDerivative · entry 2 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,178,129 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 21:01 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 5,887 | $0.68 | $4,009.64 |
DisclosureSEC source: 0001174567-17-000007 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,158,129 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 26, 2017 Filed Oct 26, 2017 20:58 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 40,000 | $0.68 | $27,124.00 |
DisclosureSEC source: 0001174567-17-000006 · primary_doc.xml · nonDerivative · entry 2 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,152,242 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 20:58 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 7,400 | $0.64 | $4,701.96 |
DisclosureSEC source: 0001174567-17-000006 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,112,242 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 24, 2017 Filed Oct 24, 2017 21:21 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,200 | $0.63 | $756.12 |
DisclosureSEC source: 0001174567-17-000005 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,104,842 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 23, 2017 Filed Oct 23, 2017 21:32 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 20,000 | $0.62 | $12,458.00 |
DisclosureSEC source: 0001174567-17-000004 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,103,642 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 20, 2017 Filed Oct 20, 2017 20:33 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 18,000 | $0.62 | $11,167.20 |
DisclosureSEC source: 0001174567-17-000003 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,083,642 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price, upon written request. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 20:28 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,000,000 | $0.57 | $570,100.00 |
DisclosureSEC source: 0001174567-17-000002 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,065,642 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:39 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 2,000,000 | $0.89 | $1,780,000.00 |
DisclosureSEC source: 0001174567-17-000001 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,065,642 Read SEC document |
| December 27, 2016 Filed Dec 27, 2016 21:01 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | OtherOption (non-qualified) · Derivative | 1 | Not disclosed Strike: $2.66 | Not disclosed |
DisclosureSEC source: 0001174567-16-000004 · primary_doc.xml · derivative · entry 3 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000,000 shares Expires 2016-12-27 F2 · kind: Mr. Shaw's option terminated pursuant to its terms due to the fact that the shareholders did not approve it. F4 · price: Not required. F3 · derivative.exercise_date: Mr. Shaw's Form 4 filed on November 2, 2016 specified that the option would be exercisable upon shareholder approval. The shareholders did not approve the option. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:30 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | GrantOption (non-qualified) · Derivative | 1 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001174567-16-000003 · primary_doc.xml · derivative · entry 3 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 3,000,000 shares Expires 2026-11-01 F3 · price: Grant of option does not require price. F2 · derivative.exercise_date: Exercisable upon shareholder approval. F4 · balance_after: Mr. Shaw has one option with 3 million shares of Common Stock underlying it. Read SEC document |
| September 14, 2016 Filed Oct 11, 2016 18:31 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | GiftCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 5 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,065,642 F2 · price: There is no associated price. Read SEC document |
| September 14, 2016 Filed Oct 11, 2016 18:31 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | GiftCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 4 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,165,642 F2 · price: There is no associated price. Read SEC document |
| September 14, 2016 Filed Oct 11, 2016 18:31 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | GiftCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 3 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Voting or investment control Disclosed balance after: 4,270,000 F3 · kind: Gift to trust for benefit of immediate family for which Mr. Shaw is trustee. F2 · price: There is no associated price. Read SEC document |
| September 14, 2016 Filed Oct 11, 2016 18:31 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | GiftCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 2 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,365,642 F3 · kind: Gift to trust for benefit of immediate family for which Mr. Shaw is trustee. F2 · price: There is no associated price. Read SEC document |
| May 02, 2016 Filed Oct 11, 2016 18:31 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | OtherCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001174567-16-000002 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Voting or investment control Disclosed balance after: 3,770,000 F1 · kind: These shares were released from the Voting Agreement between Mr. Shaw and his former spouse. F2 · price: There is no associated price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.