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NICOLA STEVEN F

Disclosed activity across 1 company

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72695
SEC CIK
0001211964

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CompanyLast reported asReport datePublished
MATTHEWS INTERNATIONAL CORPMATW · Entity 5295CFO and TreasurerNovember 20, 2025November 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MATTHEWS INTERNATIONAL CORP

Report date November 20, 2025 · Filed November 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect209,454 Ending reported balance After 2025-11-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-11-20 · Exercise / conversion · Acquired 22,800 · Balance 219,370

F1: On November 20, 2025, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

Row 2 · 2025-11-20 · Tax withholding · Disposed 9,916 · Balance 209,454

F2: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-11-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-11-20 · Exercise / conversion · Disposed 11,400 · Balance 0

F1: On November 20, 2025, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

Filing footnotes · ownership attribution and instrument terms

F1: On November 20, 2025, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

F2: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2025 Filed Nov 24, 2025 16:11 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 11,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-25-000079 · wk-form4_1764000660.xml · derivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 20, 2025, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

F1 · derivative.expiration_date: On November 20, 2025, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

F1 · derivative.underlying_shares: On November 20, 2025, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 16:11 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 9,916 $25.10 $248,891.60
Disclosure

SEC source: 0000063296-25-000079 · wk-form4_1764000660.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,454

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 16:11 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 22,800 $0.00 $0.00
Disclosure

SEC source: 0000063296-25-000079 · wk-form4_1764000660.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 20, 2025, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:25 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 15,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-25-000060 · wk-form4_1763493929.xml · derivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,800

Underlying: Class A Common Stock · 15,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 14, 2025, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On November 14, 2025, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.underlying_shares: On November 14, 2025, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:25 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 6,611 $24.93 $164,812.23
Disclosure

SEC source: 0000063296-25-000060 · wk-form4_1763493929.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,570

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:25 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 15,200 $0.00 $0.00
Disclosure

SEC source: 0000063296-25-000060 · wk-form4_1763493929.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 14, 2025, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 14:49 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 8,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-24-000103 · wk-form4_1732546155.xml · derivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 21, 2024, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

F1 · derivative.expiration_date: On November 21, 2024, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

F1 · derivative.underlying_shares: On November 21, 2024, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 14:49 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 7,435 $25.26 $187,808.10
Disclosure

SEC source: 0000063296-24-000103 · wk-form4_1732546155.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,981

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 14:49 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 17,100 $0.00 $0.00
Disclosure

SEC source: 0000063296-24-000103 · wk-form4_1732546155.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 21, 2024, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 200%.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 20:59 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 38,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-24-000084 · wk-form4_1732136357.xml · derivative · entry 4

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Class A Common Stock · 38,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Award of restricted share units under the Company's Amended and Restated 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F4 · derivative.exercise_date: In general, 40% of the grant vests on November 18, 2027; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 18, 2027. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F4 · derivative.expiration_date: In general, 40% of the grant vests on November 18, 2027; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 18, 2027. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F4 · derivative.underlying_shares: In general, 40% of the grant vests on November 18, 2027; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 18, 2027. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

Read SEC document
November 17, 2024 Filed Nov 20, 2024 20:59 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 26,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-24-000084 · wk-form4_1732136357.xml · derivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,100

Underlying: Class A Common Stock · 26,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.underlying_shares: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 17, 2024 Filed Nov 20, 2024 20:59 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 11,696 $23.76 $277,896.96
Disclosure

SEC source: 0000063296-24-000084 · wk-form4_1732136357.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,316

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 17, 2024 Filed Nov 20, 2024 20:59 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 26,900 $0.00 $0.00
Disclosure

SEC source: 0000063296-24-000084 · wk-form4_1732136357.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 17, 2024, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 20:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 37,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-23-000115 · wk-form4_1700512438.xml · derivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 56,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 16, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock and the performance-based restricted share units (return on invested capital and stock price appreciation) converted into shares of the Company's Class A common stock at a rate of 200%.

F1 · derivative.expiration_date: On November 16, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock and the performance-based restricted share units (return on invested capital and stock price appreciation) converted into shares of the Company's Class A common stock at a rate of 200%.

F1 · derivative.underlying_shares: On November 16, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock and the performance-based restricted share units (return on invested capital and stock price appreciation) converted into shares of the Company's Class A common stock at a rate of 200%.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 20:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 24,726 $38.07 $941,318.82
Disclosure

SEC source: 0000063296-23-000115 · wk-form4_1700512438.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,112

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 20:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 56,850 $0.00 $0.00
Disclosure

SEC source: 0000063296-23-000115 · wk-form4_1700512438.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 16, 2023, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock and the performance-based restricted share units (return on invested capital and stock price appreciation) converted into shares of the Company's Class A common stock at a rate of 200%.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 16:20 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-23-000094 · wk-form4_1700065192.xml · derivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units under the Company's Amended and Restated 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F2 · derivative.exercise_date: In general, 40% of the grant vests on November 13, 2026; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 13, 2026. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F2 · derivative.expiration_date: In general, 40% of the grant vests on November 13, 2026; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 13, 2026. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F2 · derivative.underlying_shares: In general, 40% of the grant vests on November 13, 2026; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 13, 2026. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:31 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000121 · wf-form4_166983306248863.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,988

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:14 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 7,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000112 · wf-form4_166906522132976.xml · derivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 17, 2022, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 172.15%. The remaining shares subject to the restricted stock unit award were forfeited.

F1 · derivative.expiration_date: On November 17, 2022, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 172.15%. The remaining shares subject to the restricted stock unit award were forfeited.

F1 · derivative.underlying_shares: On November 17, 2022, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 172.15%. The remaining shares subject to the restricted stock unit award were forfeited.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:14 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 5,985 $27.54 $164,826.90
Disclosure

SEC source: 0000063296-22-000112 · wf-form4_166906522132976.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,988

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:14 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 13,763 $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000112 · wf-form4_166906522132976.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 17, 2022, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 172.15%. The remaining shares subject to the restricted stock unit award were forfeited.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 21:19 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Disposition to issuerClass A Common Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000087 · wf-form4_166863353020116.xml · nonDerivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,210

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:19 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 38,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000087 · wf-form4_166863353020116.xml · derivative · entry 5

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Class A Common Stock · 38,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Award of restricted share units under the Company's Amended and Restated 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F4 · derivative.exercise_date: In general, 40% of the grant vests on November 14, 2025; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2025. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or earnings per share thresholds by the end of the performance period will be forfeited.

F4 · derivative.expiration_date: In general, 40% of the grant vests on November 14, 2025; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2025. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or earnings per share thresholds by the end of the performance period will be forfeited.

F4 · derivative.underlying_shares: In general, 40% of the grant vests on November 14, 2025; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2025. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or earnings per share thresholds by the end of the performance period will be forfeited.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:19 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 8,610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000087 · wf-form4_166863353020116.xml · derivative · entry 4

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,990

Underlying: Class A Common Stock · 8,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 14, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On November 14, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:19 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 3,744 $27.60 $103,334.40
Disclosure

SEC source: 0000063296-22-000087 · wf-form4_166863353020116.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,310

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:19 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 8,610 $0.00 $0.00
Disclosure

SEC source: 0000063296-22-000087 · wf-form4_166863353020116.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 14, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 23:36 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 5,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000143 · wf-form4_163762417584694.xml · derivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

F1 · derivative.expiration_date: On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

F1 · derivative.underlying_shares: On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

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November 18, 2021 Filed Nov 22, 2021 23:36 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 2,784 $38.55 $107,323.20
Disclosure

SEC source: 0000063296-21-000143 · wf-form4_163762417584694.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,444

F2 · kind: Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 23:36 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 6,401 $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000143 · wf-form4_163762417584694.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the vesting date, the return on invested capital performance-based restricted share units converted into shares of the Company's Class A common stock at a rate of 114.72%. The remaining shares subject to the restricted stock unit award were forfeited.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 20:10 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 44,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000124 · wf-form4_163735258760988.xml · derivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Class A Common Stock · 44,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F2 · derivative.exercise_date: Award includes 28,500 of restricted shares units of which, 40% vests on November 17, 2024; 30% vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 17, 2024. Award also includes an additional 15,500 of time-based restricted share units, which vest on November 17, 2024. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or earnings per share thresholds by the end of the performance period will be forfeited.

F2 · derivative.expiration_date: Award includes 28,500 of restricted shares units of which, 40% vests on November 17, 2024; 30% vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 17, 2024. Award also includes an additional 15,500 of time-based restricted share units, which vest on November 17, 2024. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or earnings per share thresholds by the end of the performance period will be forfeited.

F2 · derivative.underlying_shares: Award includes 28,500 of restricted shares units of which, 40% vests on November 17, 2024; 30% vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 17, 2024. Award also includes an additional 15,500 of time-based restricted share units, which vest on November 17, 2024. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or earnings per share thresholds by the end of the performance period will be forfeited.

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November 16, 2021 Filed Nov 17, 2021 21:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Disposition to issuerClass A Common Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000093 · wf-form4_163718488572979.xml · nonDerivative · entry 3

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,827

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionRestricted Share Units · Derivative 7,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000093 · wf-form4_163718488572979.xml · derivative · entry 4

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160

Underlying: Class A Common Stock · 7,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On November 15, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

F1 · derivative.expiration_date: On November 15, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 3,235 $39.03 $126,262.05
Disclosure

SEC source: 0000063296-21-000093 · wf-form4_163718488572979.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,927

F2 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted share units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:34 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Exercise / conversionClass A Common Stock 7,440 $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000093 · wf-form4_163718488572979.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 15, 2021, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 22:11 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 SaleClass A Common Stock 10,000 $41.74 $417,400.00
Disclosure

SEC source: 0000063296-21-000021 · wf-form4_161584624954143.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,722

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:11 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000063296-21-000021 · wf-form4_161584624954143.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,722

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:41 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Disposition to issuerClass A Common Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000119 · wf-form4_160590486810913.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,722

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:48 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 37,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-20-000085 · wf-form4_160573971807920.xml · derivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,900

Underlying: Class A Common Stock · 37,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F3 · derivative.exercise_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.expiration_date: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

F3 · derivative.underlying_shares: In general, 50% of the grant vests on November 16, 2023; 25% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 25% of the grant vests at target based upon stock price appreciation for the Company's common stock. Vesting of all units are generally subject to continuing employment through November 16, 2023. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or stock price appreciation thresholds by the end of the performance period will be forfeited.

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November 16, 2020 Filed Nov 18, 2020 22:48 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 3,858 $26.03 $100,423.74
Disclosure

SEC source: 0000063296-20-000085 · wf-form4_160573971807920.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,822

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 16:11 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Disposition to issuerClass A Common Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000141 · wf-form4_157469825630262.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,680

Read SEC document
November 18, 2019 Filed Nov 20, 2019 22:09 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 4,063 $34.77 $141,270.51
Disclosure

SEC source: 0000063296-19-000107 · wf-form4_157428778206615.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,230

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 22:10 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 24,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-19-000083 · wf-form4_157376943184187.xml · derivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Class A Common Stock · 24,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F2 · derivative.exercise_date: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

F2 · derivative.expiration_date: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

F2 · derivative.underlying_shares: In general, 35% of the grant vests on November 12, 2022; 32.5% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 32.5% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 12, 2022. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2022 will be forfeited.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:05 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 2,646 $40.55 $107,295.30
Disclosure

SEC source: 0000063296-18-000118 · wf-form4_154240594084031.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,293

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:05 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantRestricted Share Units · Derivative 18,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000063296-18-000118 · wf-form4_154240594084031.xml · derivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Underlying: Class A Common Stock · 18,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Award of restricted share units under the Company's 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below.

F3 · derivative.exercise_date: In general, 40% of the grant vests on November 14, 2021; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2021. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2021 will be forfeited.

F3 · derivative.expiration_date: In general, 40% of the grant vests on November 14, 2021; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2021. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2021 will be forfeited.

F3 · derivative.underlying_shares: In general, 40% of the grant vests on November 14, 2021; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2021. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or adjusted earnings per share thresholds for the period ended September 30, 2021 will be forfeited.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:15 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 3,765 $43.57 $164,041.05
Disclosure

SEC source: 0000063296-18-000084 · wf-form4_154222289600701.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,939

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:26 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 2,343 $57.78 $135,378.54
Disclosure

SEC source: 0000063296-17-000086 · wf-form4_151095399519348.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,704

F2 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:26 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 GrantClass A Common Stock 18,600 $0.00 $0.00
Disclosure

SEC source: 0000063296-17-000086 · wf-form4_151095399519348.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,047

F1 · kind: Award of restricted stock under the Company's 2012 Equity Incentive Plan, subject to the agreement entered into under the Plan. In General, 50% of the shares vest on November 15, 2020, subject to continuing employment at that time; 25% of the shares vest in increments of one-third upon the stock price of the Company reaching 105%, 115% and 125% of the price of the Company's common stock on the date of the award for ten consecutive trading days, respectively; and 25% of the shares vest in increments of one-third upon the adjusted earnings per share of the company reaching $3.89, $4.20 and $4.54; and in any event no earlier than one year from the date of the grant, subject to continuing employment at that time. Shares that do not achieve the stock price thresholds on or before November 15, 2022 will be forfeited. Shares that do not achieve the adjusted earnings per share thresholds on or before November 15, 2020 will be forfeited.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 17:04 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 5,980 $58.64 $350,667.20
Disclosure

SEC source: 0000063296-17-000065 · wf-form4_151076546896837.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,447

F1 · kind: Sale of Shares to the registrant to cover tax withholding on the vesting of restricted shares.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 15:45 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 SaleClass A Common Stock 1,200 $73.23 $87,876.00
Disclosure

SEC source: 0000063296-16-000204 · primary_doc.xml · nonDerivative · entry 2

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,327

F2 · kind: Sales of shares to the registrant.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 15:45 UTC MATTHEWS INTERNATIONAL CORP MATW · Entity 5295 Tax withholdingClass A Common Stock 744 $73.23 $54,483.12
Disclosure

SEC source: 0000063296-16-000204 · primary_doc.xml · nonDerivative · entry 1

NICOLA STEVEN F · CIK 0001211964 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,327

F1 · kind: Sales of shares to the registrant to cover tax withholdings on the vesting of restricted shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.